• NHK Seating Of America, Inc. v. Lear CorporationSome claims unpatentable
  PTAB · Dec 30, 2015 · IPR2014-01026 · APJ Mitchell G Weatherly · IPR · Final written decision

  Claims 11, 14, and 17–21 are unpatentable; claim 15 was not shown unpatentable because Wiklund does not disclose its required sequential contact portions.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

    “Ex. 1001, 5:9–22 (emphasis added). This passage is consistent with interpreting “first manner and second manner” as meaning “any two different ways.” As described in this quoted passage, if either the forward velocity or the trajectory of the headrest, or both changes, then movement in a first and second manner has occurred. For example, if the headrest were to move forward at one velocity and then merely slow down (or speed up) on the same trajectory, then movement would occur in a first and second manner.” slip op. at 8

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “Id. at 8:58–9:5 (emphasis added). The emphasized portion of the quotation establishes that Kage’s headrest moves differently at the beginning and end of its path S2'. Namely, Kage’s headrest moves quickly toward the occupant’s head at the beginning of path S2' and more slowly toward the occupant’s head at the end of path S2'.” slip op. at 14

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

    “claims 12, 17, 18, and 21 obvious and sets forth the evidence from Wiklund and Humer to support its contentions in detailed claim charts. Pet. 43–46. NHK also proffers Dr. Kent’s testimony to explain the manner in which Wiklund describes the requirements recited in these claims. Ex. 1010¶¶ 60– 69. Claims 12 and 21 depend from claims 10 and 20, respectively, and further recite a “damper connected between the headrest arrangement and the seatback.” Ex. 1001, 13:15–16 (claim 12), 14:26–27 (claim 21). NHK relies upon Humer for its disclosure of a damper as recited in these claims. Pet. 44–46. More specifically, NHK contends that Humer teaches using a damper 118 to improve “energy absorptions” of the Saab SAHR headrest. Pet. 43 (citing Ex. 1007, 7:27–8:4). NHK also contends that Wiklund is directed to the same Saab SAHR headrest. Pet. 43 (citing Ex. 1010 ¶ 60). NHK therefore concludes that an ordinary artisan would have found it obvious to improve Wiklund by adding Humer’s damper between the headrest arrangement and the seatback. Pet. 43–44. NHK contends that an ordinary artisan would have found it obvious to add a damper to Wiklund to “provide ‘some energy absorption to cause more even and controlled contact with the head during impact’ because without the damper 118 ‘the head tends to oscillate after impacting a headrest cushion.’” Id. at 44 (citing Ex. 1007, page 8:1–4; Ex. 1010 ¶¶ 60, 61, and 63).” slip op. at 34

  • ExcludeMotion to exclude, deniedDenied

    “IV. LEAR’S MOTION TO EXCLUDE We have reviewed Lear’s Motion to Exclude, NHK’s Opposition to the Motion, and Lear’s Reply in support of the Motion. Based on our review, we deny the Motion in all respects for one or both of the following reasons: (1) the Motion is moot because it seeks to exclude evidence not considered or relied upon in rendering this Decision or (2) the Motion addresses issues more appropriate to determining the weight ascribed to the evidence rather than the admissibility of evidence. In rendering this Decision, we determine and ascribe the appropriate weight to all proffered evidence and, when appropriate, comment upon the weight ascribed.” slip op. at 39

  Patent outcomesUS 6,655,733 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 6,655,733
• Washington Inventory Services D/B/A Wis International v. Rgis, LLCAll claims unpatentable
  PTAB · Dec 30, 2015 · CBM2014-00158 · APJ James T Moore · CBM · Final written decision

  Claims 1–19 are unpatentable under § 101 as directed to abstract inventory verification implemented with conventional technology, and under § 103 over Whitehouse and ordinary skill in the art.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

    “We must not import unrecited elements into the claim from the specification. Phillips v. AWH Corp., 415 F.3d 1303, 1319–20 (Fed. Cir. 2005) (en banc). The specification observes its own exemplary nature—“[i]t should be understood that the description and specific examples are intended for purposes of illustration only and are not intended to limit the scope of the present disclosure.” Ex. 1001, 2:16–19.” slip op. at 11

  • Claim Construction › Intrinsic evidence (Phillips canons) › Prosecution history disclaimer / disavowalTerm construed board ownDecided for petitioner

    “During prosecution, in a responsive amendment, Patent Owner proffered that “mode” implied a device: Amended claim 1 recites “selecting a verification mode, which includes a set of rules that define a methodology for verifying the inventory dataset, from a plurality of verification modes” and “acquiring verification data in the completed area with the remote verification device based on the selected verification mode.” The McGraw-Hill Dictionary of Scientific and Technical Terms, 6th Edition, defines the word “mode” as “one of several alternative conditions or methods of operation of a device.” The portion regarding the “set of rules that define a methodology for verifying the inventory dataset” further clarifies what is meant by verification mode. Ex. 1002, 180–81. Claim 1, however, broadly interpreted, can reasonably refer to either “mode”—the verification mode, or the device mode. Moreover, the specification itself, in describing manual processing of prior art printed inventory sheets, also refers to that method of inventory verification as a “mode.” Ex. 1001, 1:31–38 (see in particular line 35). We, therefore, decline to limit the term “mode” to only “on a device” when inventory checking alone can have different “modes” of being” slip op. at 17

  • Skill levelSkill level board ownDecided for petitioner

    “Mr. Melucci opines that a person of ordinary skill in the art relevant to the ’658 patent “would have at least two years [of] experience related to collecting and verifying inventory data.” Ex. 1006 ¶ 27. Dr. Jagannathan testifies that “a person of ordinary skill in the art of the [’]658 Patent would have had: (1) a Bachelor’s degree in computer science, computer engineering, or related field; (2) one year of related professional experience; and (3) a basic understanding of inventory processes and the use of UPCs and other product identifiers. The professional experience may include, for example, work related to use of bar codes, stock keeping units, and the like. It is further my opinion that relevant professional or practical experience with computer systems and software may substitute for academic credentials.” Ex. 2001 ¶ 40. Based on our review of the ’658 patent, the types of problems and solutions described in the ’658 patent and cited prior art, and the testimony of the parties’ Declarants, we conclude that a person of ordinary skill in the art at the time of the claimed invention would have had at least two years of experience in computerized inventory management. We further note that the applied prior art reflects the appropriate level of skill at the time of the claimed invention. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 18

  • Patent Eligibility (§101) › Alice/Mayo step one — 'directed to'Step1 directed to exceptionUnpatentable

    “imports limitations into the claims from the specification. See, e.g., PO Resp. 35 (discussing the claims jointly). For example, Patent Owner asserts that Petitioner “ignores the actual claim language that requires the verification mode selection to be made on and with the device.” PO Resp. 37. The defect in this argument is that the language of “selecting a particular verification mode on the verification device” is absent from claim 1. See Ex. 1001, 6:2–14. Furthermore, the broadest reasonable interpretation of the term “mode” does not limit the step to a device. Claim 1 positively recites the device in the downloading, deploying, acquiring, computing, and displaying steps, but the term “device” is specifically omitted from the selecting step. Accordingly, we do not interpret claim 1 as requiring the step of selecting a verification mode on the device. Contrary to Patent Owner’s position, we are persuaded by Petitioner that each of challenged claims 1–14, and 18, as a whole, is directed to the fundamental concept of providing inventory verification. Pet. 23. In the Abstract, the ’658 patent states: “[a] system and method of verifying the completeness and accuracy of inventory records is disclosed.” Ex. 1001, Abst. Additionally, in the Background section, the ’658 patent states: Prior methods of verification require that the inventory records be printed out in a predetermined format which is then taken to a specific area in the facility for comparison to the inventory physically located there. These methods are inflexible, tedious and time consuming because the mode of verification is strictly depend[e]nt on the predetermined format of the printed reports and requires a repeated reference to the report and comparison with the actual inventory. Ex. 1001, 1:31–38. The only technological features recited in claims 1–14 and 18 are a computer performing conventional computer functions. Ex. 1001, 6:2–22. Specifically, those include downloading data from a computer to a device, deploying the device, acquiring data with the device, computing, and displaying.” slip op. at 23

  Patent outcomesUS 8,606,658 unpatentable
  Claim construction§ 101 eligibility§ 103 obviousnesscites Alice · Mayo · Bilski · Phillips · Graham
  Patents in suitUS 8,606,658
• HTC Corporation / HTC America, Inc. v. Advanced Audio Devices, LLCAll claims unpatentable
  PTAB · Dec 29, 2015 · IPR2014-01155 · APJ Christopher L Crumbley · IPR · Final written decision

  Claims 1, 3, 6, 7, 9, 11, 25, 30, 59, 77, 82, 85, and 117–122 are unpatentable under § 103 over the stated prior-art combinations.

  RulingsFinal written decision

  • Expert testimonyPetitioner expert creditedOther

    “Based on the combination of references proposed by HTC, Mr. Schmandt testifies that a person of ordinary skill in the art would have recognized the advantages of Sound Blaster’s functionality, and sought to incorporate those features into Lucente. Ex. 1009 ¶ 240 (“a person of ordinary skill in the art would be motivated to combine a system with the flexibility, portability, and ease of use of Lucente with the audio 30 management capabilities of Sound Blaster”); id. at ¶ 242 (“it would be obvious to design a system with physical (e.g. push-button) controls to carry out the various functions designed by Sound Blaster, particularly in view of Lucente and Ozawa”) (emphasis added). The record reflects that such a modification would not have been outside the level of ordinary skill, which both experts define similarly. Ex. 1009 ¶ 25 (Schmandt: at least a bachelor’s degree in electrical engineering, computer science, or equivalent, and 1–3 years of experience in designing and programming consumer electronic devices); Ex. 2007 ¶ 8 (McAlexander: bachelor’s degree in electrical engineering or computer engineering, and at least two years of experience in the design of audio systems). This level of skill is also reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). AAD’s focus on whether the Sound Blaster hardware sound card could be installed on the Lucente device, or whether the Sound Blaster software could run on Lucente’s operating system, ignores that a person of ordinary skill is a “person of ordinary creativity, not an automaton.” KSR, 550 U.S. at 421. It would not have been outside the level of ordinary skill in the art, as defined by both experts, to modify the device of Lucente to have the functionality described in Sound Blaster—including grouping and ordering songs—as well as the ability to download songs as described in Ozawa. We, therefore, find that a person of ordinary skill in the art would have had reason to combine the disclosures of Sound Blaster, Lucente, and Ozawa, and would have had a reasonable expectation of success in doing so.” slip op. at 30

  • ExcludeMotion to exclude, deniedDenied

    “Exclude 1. Pursuant to our Rules, a motion to exclude evidence must be filed to preserve any previously-made objections to evidence. 37 C.F.R. § 42.64(c). The motion must identify where in the record the objections were made, and must explain the objections. Id. We note that AAD does not identify where in the record its objections to evidence were made prior to their being the basis of the Motion to Exclude, in violation of Rule 42.64(c). Indeed, the Board is aware of AAD’s prior objections only because they were quoted in HTC’s opposition to the Motion to Exclude. For this reason, AAD’s Motion is procedurally deficient, and may be denied on this basis alone.” slip op. at 25

  • Skill levelSkill level board ownDecided for petitioner

    “management capabilities of Sound Blaster”); id. at ¶ 242 (“it would be obvious to design a system with physical (e.g. push-button) controls to carry out the various functions designed by Sound Blaster, particularly in view of Lucente and Ozawa”) (emphasis added). The record reflects that such a modification would not have been outside the level of ordinary skill, which both experts define similarly. Ex. 1009 ¶ 25 (Schmandt: at least a bachelor’s degree in electrical engineering, computer science, or equivalent, and 1–3 years of experience in designing and programming consumer electronic devices); Ex. 2007 ¶ 8 (McAlexander: bachelor’s degree in electrical engineering or computer engineering, and at least two years of experience in the design of audio systems). This level of skill is also reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). AAD’s focus on whether the Sound Blaster hardware sound card could be installed on the Lucente device, or whether the Sound Blaster software could run on Lucente’s operating system, ignores that a person of ordinary skill is a “person of ordinary creativity, not an automaton.” KSR, 550 U.S. at 421. It would not have been outside the level of ordinary skill in the art, as defined by both experts, to modify the device of Lucente to have the functionality described in Sound Blaster—including grouping and ordering songs—as well as the ability to download songs as described in Ozawa. We, therefore, find that a person of ordinary skill in the art would have had reason to combine the disclosures of Sound Blaster, Lucente, and Ozawa, and would have had a reasonable expectation of success in doing so.” slip op. at 31

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “In our view, HTC’s proposed analysis better comports with the “expansive and flexible approach” to obviousness set forth by the Supreme Court in KSR. “The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference.” In re Keller, 642 F.2d 413, 425 (CCPA 1981). Our inquiry is, therefore, not “whether the references could be physically combined but whether the claimed inventions are rendered obvious by the teachings of the prior art as a whole.” In re Etter, 756 F.2d 852, 859 (Fed. Cir. 1985) (en banc). Based on the combination of references proposed by HTC, Mr. Schmandt testifies that a person of ordinary skill in the art would have recognized the advantages of Sound Blaster’s functionality, and sought to incorporate those features into Lucente. Ex. 1009 ¶ 240 (“a person of ordinary skill in the art would be motivated to combine a system with the flexibility, portability, and ease of use of Lucente with the audio 30 management capabilities of Sound Blaster”); id. at ¶ 242 (“it would be obvious to design a system with physical (e.g. push-button) controls to carry out the various functions designed by Sound Blaster, particularly in view of Lucente and Ozawa”) (emphasis added). The record reflects that such a modification would not have been outside the level of ordinary skill, which both experts define similarly. Ex. 1009 ¶ 25 (Schmandt: at least a bachelor’s degree in electrical engineering, computer science, or equivalent, and 1–3 years of experience in designing and programming consumer electronic devices); Ex. 2007 ¶ 8 (McAlexander: bachelor’s degree in electrical engineering or computer engineering, and at least two years of experience in the design of audio systems). This level of skill is also reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). AAD’s focus on whether the Sound Blaster hardware sound card could be installed on the Lucente device, or whether the Sound Blaster software could run on Lucente’s operating system, ignores that a person of ordinary skill is a “person of ordinary creativity, not an automaton.” KSR, 550 U.S. at 421. It would not have been outside the level of ordinary skill in the art, as defined by both experts, to modify the device of Lucente to have the functionality described in Sound Blaster—including grouping and ordering songs—as well as the ability to download songs as described in Ozawa. We, therefore, find that a person of ordinary skill in the art would have had reason to combine the disclosures of Sound Blaster, Lucente, and Ozawa, and would have had a reasonable expectation of success in doing so.” slip op. at 30

  Patent outcomesUS 7,289,393 unpatentable
  § 103 obviousnesscites Graham
  Patents in suitUS 7,289,393
• HTC Corporation / HTC America, Inc. v. Advanced Audio Devices, LLCAll claims unpatentable
  PTAB · Dec 29, 2015 · IPR2014-01154 · APJ Christopher L Crumbley · IPR · Final written decision

  Claims 1, 3, 6, 7, 11, 12, 16, 22, 24, 27, 29, 30, 35–37, 43, and 45–47 are unpatentable under § 103; proposed substitute claims 49–65 were denied.

  RulingsFinal written decision

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed board ownDecided for patent owner

    “AAD misunderstands our prior claim construction ruling. We cited the above-quoted portions of the specification to demonstrate that, when the ’403 patentee wished to refer to ordering sound tracks, the terms rearranging or customizing were used—as opposed to the term organizable. Dec. 9. By contrast, we noted that the specification of the ’403 patent does not use the word organizable outside the claims. Id. The claim language itself, therefore, is the best guide to the meaning of the term. As we noted in our Decision, claim 1 requires that the music library is “organizable into a 10 master song list and at least one group of sound tracks.” Ex. 1001, 21:32–33 (emphasis added); Dec. 9. This usage implies that the user must be able to, at the very least, add songs from the music library into groups such as the master song list and the group of sound tracks. We note that AAD’s expert, Mr. McAlexander, agreed with our construction of the term, with a minor caveat discussed below. Ex. 1016, 31:6–32:16 (“The actual context of an arrangement ordering and grouping, I have no problem with that. I think they’re right.”). AAD’s proposed construction, which limits organizable to only the ordering of songs, is not the broadest reasonable interpretation of the claim term.” slip op. at 10

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable

    “b. Analysis of Anticipation by Nathan ’259 Anticipation requires not only that all elements of a claim are disclosed within the four corners of a single prior art reference, but that the elements are “arranged as in the claim.” Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008). For the following reasons, we determine that Petitioner has not proven by a preponderance of the evidence that Nathan ’259 teaches all elements of claim 1, and by extension, any of the challenged dependent claims.” slip op. at 17

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “In our view, HTC’s proposed analysis better comports with the “expansive and flexible approach” to obviousness set forth by the Supreme Court in KSR. “The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference.” In re Keller, 642 F.2d 413, 425 (CCPA 1981). Our inquiry is, therefore, not “whether the references could be physically combined but whether the claimed inventions are rendered obvious by the 37 teachings of the prior art as a whole.” In re Etter, 756 F.2d 852, 859 (Fed. Cir. 1985) (en banc). Based on the combination of references proposed by HTC, Mr. Schmandt testifies that a person of ordinary skill in the art would have recognized the advantages of Sound Blaster’s functionality, and sought to incorporate those features into Lucente. Ex. 1007 ¶ 168 (“a person of ordinary skill in the art would be motivated to combine a system with the flexibility, portability, and ease of use of Lucente with the audio management capabilities of Sound Blaster”); id. at ¶ 170 (“it would be obvious to design a system with physical (e.g. push-button) controls to carry out the various functions designed by Sound Blaster, particularly in view of Lucente and Ozawa”) (emphasis added). The record reflects that such a modification would not have been outside the level of ordinary skill, which both experts define similarly. Ex. 1007 ¶ 25 (Schmandt: at least a bachelor’s degree in electrical engineering, computer science, or equivalent, and 1–3 years of experience in designing and programming consumer electronic devices); Ex. 2003 ¶ 8 (McAlexander: bachelor’s degree in electrical engineering or computer engineering, and at least two years of experience in the design of audio systems). This level of skill is also reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). AAD’s focus on whether the Sound Blaster hardware sound card could be installed on the Lucente device, or whether the Sound Blaster software could run on Lucente’s operating system, ignores that a person of 38 ordinary skill is a “person of ordinary creativity, not an automaton.” KSR, 550 U.S. at 421.” slip op. at 37

  • Obviousness (§103) › Objective indicia / secondary considerations › NexusObjective indicia no nexusDecided for petitioner

    “In cases in which the proffered evidence of commercial success is licenses, rather than sales of products embodying the invention, there is a danger that the licenses may have been taken only because they were cheaper than defending an infringement suit. See EWP Corp. v. Reliance Universal Inc., 755 F.2d 898, 908 (Fed. Cir. 1985). In such situations, nexus between the commercial success and the patent cannot be inferred; rather, “affirmative evidence of nexus” is required. Iron Grip Barbell Co. v. USA Sports, Inc., 392 F.3d 1317, 1324 (Fed. Cir. 2004). In other words, a patent owner must demonstrate “a nexus between the merits of the invention and the licenses of record”; otherwise, the licenses are to be accorded little weight. In re GPAC Inc., 57 F.3d at 1580 (emphasis added). HTC notes that each of the licenses listed by Mr. Keller includes at least two patents that explicitly claim a compact disc recorder, an element not present in the claims of the ’403 patent. Pet. Reply 24. HTC also contends that AAD fails to demonstrate any link between the invention of the ’403 patent and the taking of the license; for example, AAD provides no 27 apportionment of revenues to show the amount attributable to the ’403 patent, as opposed to the other members of the licensed family. Id. We agree with HTC that the evidence provided by AAD does not establish a sufficient link between the merits of the invention claimed in the ’403 patent and the taking of the licenses. Although Mr. Keller notes that some of the provided licenses were taken in situations where there was no pending litigation against the licensee (Ex. 2004 ¶ 9), he does not address whether litigation had been threatened against those parties. We, therefore, cannot determine whether the licenses reflect the commercial value of the invention claimed in the ’403 patent, or whether they were taken merely to avoid the cost of litigation, either pending or threatened. Absent a persuasive showing of nexus, AAD’s evidence of licensing fails to establish commercial success. We conclude that the evidence of objective indicia of nonobviousness is insufficient to overcome the evidence of obviousness over the combined Nathan references.” slip op. at 27

  Patent outcomesUS 6,587,403 unpatentable
  Claim construction§ 102 anticipation§ 103 obviousnesscites Graham
  Patents in suitUS 6,587,403
• Coleman Cable, LLC / Jiawei Technology (HK) Ltd. et al. v. Simon Nicholas RichmondAll claims unpatentable
  PTAB · Dec 21, 2015 · IPR2014-00935 · APJ Barry L Grossman · IPR · Final written decision

  Claims 1–7, 9, 10, 14, 17–20, 23, 28, 43, 45, and 48–50 are unpatentable under the instituted anticipation and obviousness grounds.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “Notwithstanding a “reasonably comprehensive search of U.S. patents and published patent applications on the USPTO website to look for the term ‘surround frame’” by Dr. Ducharme (id. ¶ 81), there is no evidence that the term “surround frame” is a term that has a single recognized meaning to a person of ordinary skill in the technology relevant to the claimed invention of the ’370 patent, or is otherwise considered a term of art. See Tr. 67, ll. 15–23 (“We don’t have anything like that in the record, Your Honor.”). Dr. Ducharme was not able to identify a single patent that used the term “surround frame” in a technology analogous to the claimed invention. Patent Owner maintains, however, that the term “surround frame” has “a uniform, well accepted and consistently used meaning to persons in the art . . . . That is our position.” Id. at 51, ll. 2–6. The evidence of patents and published patent applications directed to doors and window frames, eyeglass frames, and other technologies on which Patent Owner relies, is not persuasive that the detailed construction of the term “surround frame,” advocated by Patent Owner and quoted above, is the broadest reasonable construction of that term based on the intrinsic and extrinsic evidence. The patents and published patent applications have different specifications, use the term in different contexts, and do not show that the term has a common meaning across technology areas.” slip op. at 24

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “In determining the level of ordinary skill in the art, a court may consider various factors, including “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (quoting Custom Accessories, Inc. v. Jeffrey-Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir.1986)). The ’370 patent, Ouyang, and Chliwnyj include circuit diagrams, and Norton and Kuelbs address circuitry for lighting assemblies. The parties seem to agree that a person of ordinary skill in the art would be capable of reading the circuit diagrams and understanding what function(s) they perform, at least at some level. PO Resp. 3 (arguing that “[t]he primary area of expertise of a [person of ordinary skill in the art] is that of a person having knowledge of electrical engineering, in particular the ability to recognize how a pre-designed circuit may operate”); Pet. Reply 2–5. Patent Owner in its Response, however, asserts that a person of ordinary skill in the art would have had a “basic knowledge of . . . electrical circuits” and related components in solar garden lights, but he or she would be unable to make any modifications to those circuits and would only be capable of taking them whole cloth and inserting them into another device. See PO Resp. 4–5; see also Ex. 2022 ¶ 39 (Patent Owner’s declarant Dr. Ducharme testifying that a person of ordinary skill would be capable of “making only simplistic changes to the exterior aesthetic of the product to make the product appealing to consumers. But a person of ordinary skill and creativity in the art does not have the ability to re-design the aesthetic effect of a solar garden light by either mechanical or electrical means.”). Patent Owner would seemingly limit the person of ordinary skill in the art to ornamental design changes only. We reject the notion that a person of ordinary skill in the art would only be capable of making ornamental design variations. Under Patent Owner’s proposed level of skill, any functional modification would be beyond the level of ordinary skill in the art and render the modified device patentable (so long as it was not anticipated); this proposed level of skill is so low it eviscerates the notion of obviousness. Instead, upon review of the record before us, we find that a person of ordinary skill in the art is able to comprehend what is being shown in the prior art and has some ordinary level of creativity with respect to their modification. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 421 (2007) (“A person of ordinary skill is also a person of ordinary creativity, not an automaton.”). Based on our review of the factors above in the current record, we agree” slip op. at 34

  • Expert testimonyPetitioner expert creditedDecided for petitioner

    “1. Dr. Shackle’s Declaration Petitioner cites and relies on the Declaration of Dr. Shackle, which is Exhibit 1002, for evidentiary support. Patent Owner objects to Dr. Shackle’s qualifications as an expert because “Dr. Shackle has never designed a solar light.” PO Resp. 10. Patent Owner also objects to Dr. Shackle’s qualifications because he conducted a “retrospective review” of the prior art. Id. at 11. Dr. Shackle has a Ph.D. in Physics. Ex. 1002 ¶ 2. Physics is “the branch of science concerned with the properties of matter and energy and the relationships between them. It is based on mathematics and traditionally includes mechanics, optics, electricity and magnetism, acoustics, and heat.”6 In addition to his academic credentials, Dr. Shackle has over twenty years of experience in the field of lighting electronics, with particular emphasis on LED drivers and electronic ballasts. Ex. 1002 ¶ 3. This experience includes, but is not limited to: President and Founder of Photolume, a consulting company in the field of lighting electronics products; Director of Power Supply Products at Light Based Technologies; Chief Technologist at Lightech Electronics North America, Inc.; and Director of Engineering and later V.P. of Advanced Technology at Universal Lighting Technologies, Inc. Id. In these positions, Dr. Shackle was responsible for developing a number of LED circuits and products. Id., App’x A (CV of Dr. Shackle). The ’370 patent refers very generally to LEDs, solar panels, and related circuits. See, e.g., Ex. 1001, col. 6, ll. 25–53. Considering the well-known basic technology of solar cells and solar circuits, and the type and sophistication of the 6 physics. Dictionary.com. Collins English Dictionary - Complete & Unabridged 10th Edition. HarperCollins Publishers. http://dictionary.reference.com/browse/physics (accessed: December 16, 2015) (Ex. 3002). solar cell technology disclosed and claimed in the ’370 patent, Dr. Shackle appears qualified by knowledge, experience, training, and education to testify in the form of an opinion in this proceeding. Patent Owner was entitled to, and did, cross-examine Dr. Shackle based on his Declaration testimony as part of routine discovery. See 37 C.F.R. § 42.51(b)(1)(ii). We discussed the issue of Dr. Shackle’s “retrospective review” above in the” slip op. at 32

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “a. General Legal Principles [U]nless a reference discloses within the four corners of the document not only all of the limitations claimed but also all of the limitations arranged or combined in the same way as recited in the claim, it cannot be said to prove prior invention of the thing claimed and, thus, cannot anticipate under 35 U.S.C. § 102. Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1371 (Fed. Cir. 2008); see also Verdegaal Bros. v. Union Oil Co., 814 F.2d 628, 631 (Fed. Cir. 1987) (“A claim is anticipated only if each and every element as set forth in the claim is found, either expressly or inherently described, in a single prior art reference.”). “The identical invention must be shown in as complete detail as is contained in the . . . claim.” Richardson v. Suzuki Motor Co., 868 F.2d 1226, 1236 (Fed. Cir. 1989).” slip op. at 36

  Patent outcomesUS 8,089,370 unpatentable
  Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 8,089,370
• Geox S.P.A. v. Outdry Technologies CorporationAll claims unpatentable
  PTAB · Dec 18, 2015 · IPR2014-01244 · APJ Donna M Praiss · IPR · Final written decision

  Claims 1–15 are unpatentable as obvious under § 103(a); the motion to amend claims 16 and 17 is denied for failure to establish written-description support and patentability.

  RulingsFinal written decision

  • Skill levelSkill level board ownOther

    “difference between Petitioner’s and Patent Owner’s proposed levels of ordinary skill in the art that would impact our ultimate conclusions. Petitioner contends that a person of ordinary skill in the art is evidenced by the references. Pet. 11. Patent Owner asserts that “[w]aterproofing leather is not a sophisticated technology, and the education level of a PHOSITA working in the industry is likely a four year degree.” PO Resp. 30. According to Patent Owner, a PHOSITA likely would have knowledge related to making apparel from leather, waterproofing leather using sprays and liners, as well as knowledge of adhesives and bonding leather apparel, and also knowledge of waterproof breathable membranes of various types. Id. We consider the cited prior art as representative of the level of ordinary skill in the art, which Patent Owner essentially summarizes as the knowledge of a PHOSITA. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (finding the absence of specific findings on “level of skill in the art does not give rise to reversible error ‘where the prior art itself reflects an appropriate level and a need for testimony is not shown’”) (quoting Litton” slip op. at 5

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “interpreted to include either a temporary support that is removed, such as a release sheet, or one that becomes part of the final product, such as a liner. Pet. 11. Patent Owner contends that the term should be construed to be limited to “sheets” because “[n]o other material forms are disclosed other than ‘sheets,’ which include paper and fabric support sheets.” PO Resp. 7 (citing Ex. 1001, 2:58–67). According to Patent Owner, the broadest reasonable construction, therefore, “includes any sheet of flexible fabric or fibrous material that is generally fastened to the membrane for structural support or as a lining in the finished product and the attachment is either detachable or firmly fastened to the semi-permeable membrane.” Id. at 7–8. In the Decision on Institution, we construed “support sheet” as “includ[ing] any material that is generally fastened to the membrane for structural support or as a lining in the finished product and the attachment is either detachable or firmly fastened to the semi-permeable membrane.” Dec. on Inst. 6. This construction is based on the Specification, which describes multiple embodiments of the support sheet, including a detachable sheet and an internal liner. Ex. 1001, 2:58–67. The Specification also describes the use of “different materials” to make the support sheet. Id. at 2:63–64. Accordingly, we conclude that the broadest reasonable construction of “support sheet” is not limited to a sheet of fabric or fibrous material as Patent Owner contends, but, rather, explicitly includes “different materials” that can be fastened generally to the membrane for structural support or as a lining in the finished product and the attachment is either detachable or firmly fastened to the semi-permeable membrane. Therefore, consistent with the Specification, we construe “support sheet” to mean a sheet of any material that is generally fastened to the membrane for structural support or as a lining in the finished product and the attachment is either detachable or firmly fastened to the semi-permeable membrane.” slip op. at 6

  • Claim Construction › Intrinsic evidence (Phillips canons) › Specification disavowal / 'present invention' languageTerm construed board ownDecided for petitioner

    “required degree of contact between the membrane and the leather in the regions that are between the dots of adhesive. The ’171 patent summarizes the invention as enabling a membrane to be applied directly to leather by providing a surface of the membrane with a glue pattern. Ex. 1001, 1:56–61. The invention is said to “avoid the use of a semipermeable lining and the water penetration between leather and lining.” Id. at 1:60–61. The title of the invention states “Process for Waterproofing Leather” and describes the leather used in the process as “leather waterproofed by said process.” Id. at 2:27–28. These disclosures do not define either the word “waterproof” as used in the Specification or the word “directly” as recited in independent claims 1 and 9 to mean that there is constant contact between the membrane and leather such that no water permeates the leather, as Patent Owner contends. In an embodiment of the invention, heating of the membrane during pressing is said to result in “a perfect adhesion” that does not plug the pores with glue. Id. at 2:31–42–45. Heating of the membrane during pressing is carried out also in the single example disclosed in the ’171 patent. Id. at 3:12. The leather samples in the example are said to have been “waterproofed by the process according to the present invention” and “hot-pressed with a hydrophilic non-porous semi-permeable membrane of polyurethane material having a thickness of 10 µm.” Id. at 3:9–14. These disclosures of an embodiment and an example do not define “directly pressing” or “waterproofing” or even “perfect adhesion” to mean constant contact between the leather and the membrane or that no water permeates the leather. Therefore, we decline to import such limitations into the term “directly pressing” based on Patent Owner’s argument that these properties are present inherently in the embodiment of the example in the ’171 patent. Accordingly, we construe “directly pressing” to mean applying pressure without any intervening materials or layers other than the recited adhesive.” slip op. at 9

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

    “combination of Thornton, Scott, and Hayton. Petitioner has established that Thornton’s process for waterproofing leather by using spaced dots of adhesive in a discontinuous configuration on a semi-permeable membrane that is pressed against the leather meets the requirements of claims 1 and 9 but for the dot density and dot size ranges specified by the claims, respectively. Petitioner also provided a rational underpinning for combining the disclosures of Scott and Hayton, which provide guidance for the density and size of adhesive dots to adhere a semi-permeable membrane to a porous layer. We are not persuaded by Patent Owner’s argument that the teachings of Scott and Hayton are unrelated to the problem of adhering a membrane to a leather layer in view of Thornton’s disclosure that both leather and fabric material are amenable to its process for waterproofing breathable articles of clothing. Ex. 1003, 7:58–62. We also are not persuaded by Patent Owner that the combination of Thornton, Scott, and Hayton does not disclose all of the limitations of claims 1 and 9. The ranges explicitly disclosed in Hayton overlap with the ranges recited in claims 1 and 9. Patent Owner does not argue, and the Specification does not indicate, any criticality associated with the portion of the ranges that are not encompassed by Hayton’s ranges. See In re Woodruff, 919 F.2d 1575, 1578 (Fed. Cir. 1990). Rather, the claimed ranges appear once in the Specification as a preferred embodiment when the pattern of thermoadhesive glue is dots of polyurethane glue. Ex. 1001, 2:37–42. Patent Owner’s arguments distinguishing Thornton on the basis that it does not teach constant contact between the membrane and the leather in the regions between the spaced dots of adhesive is not persuasive for the reasons discussed above in connection with Patent Owner’s claim construction argument that this is required by the claim term “directly pressing.” In addition, we find that Thornton’s semi-permeable membrane completely covers the leather layer in the sense that the leather layer surface faces the membrane surface to form a composite. Thornton explicitly describes drawing the membrane barrier component over a former, applying adhesive to the outer surface of the film, drawing the outer glove layer onto the former, and bonding the layers by pressing. Ex. 1003, 21:64–22:8; Reply 9. Thornton also discloses layers on the former are placed in register (Ex. 1003, 21:33–35) and that the composite can be formed face to face in sheets (id. at 6:62–66, 7:13–31; Reply 8).” slip op. at 15

  Patent outcomesUS 6,855,171 unpatentable
  Claim construction§ 103 obviousness
  Patents in suitUS 6,855,171
• Seagate Technology (US) Holdings, Inc. / Seagate Technology LLC v. Enova Technology Corp.All claims unpatentable
  PTAB · Dec 18, 2015 · IPR2014-01449 · APJ Timothy J Goodson · IPR · Final written decision

  Claims 40–53 are unpatentable under § 103 over Sullivan and SATA Standard because the combination renders the claimed cryptographic SATA operations obvious.

  RulingsFinal written decision

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “The Decision to Institute did not provide express constructions for any of the terms of the challenged claims, noting that “claim terms need only be construed ‘to the extent necessary to resolve the controversy.’” Dec. to Inst. 6–7 (quoting Wellman, Inc. v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011)). Patent Owner’s Response does not propose any claim constructions, asserting instead that “even under the claim constructions proposed by Petitioner[], the references of record do not render any claims of the ’057 Patent obvious.” PO Resp. 15. The parties’ arguments in this proceeding following the Decision to Institute do not provide any reason to deviate from the claim construction approach in the Decision to Institute. Based on the record before us, we need not provide express constructions for any claim terms.” slip op. at 6

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Petitioner contends that a person of ordinary skill in the field of this invention would have had at least a bachelor’s degree in electrical engineering, computer engineering, or computer science, and two years of experience in a relevant field, or equivalent knowledge and experience. Pet. 4 (citing Ex. 1006 ¶¶ 16–17). Patent Owner’s Response does not address specifically the level of ordinary skill in the art. We note, however, that Patent Owner’s declarant, Dr. Thomas M. Conte, testifies that because the claims of the ’057 patent describe a cryptographic apparatus, which is a computer hardware device, one of ordinary skill in the art should have experience with the hardware of devices and systems. Ex. 2061 ¶ 18. Dr. Conte’s testimony does not persuade us that hardware encryption experience is a prerequisite for the level of ordinary skill, such that persons having a software background or a degree in computer science are excluded from being persons of ordinary skill. See id. Although the Specification of the ’057 patent and the challenged claims disclose a “cryptographic device,” the ’057 patent teaches that “[t]he above-described embodiments may be implemented in hardware and/or software form, as desired.” Ex. 1001, 12:10–11. After considering the evidence of record, we conclude that a person of ordinary skill in the art at the time of the ’057 patent would have had a bachelor’s degree in electrical engineering, computer engineering or computer science, and at least two years of experience.” slip op. at 8

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

    “adequately for the disclosure in Sullivan that is broader and more general. For example, in the Background section, Sullivan describes that “[a] system is needed whereby transmission of data in a serial channel can be accomplished in-line and in real time, where the data and control information can be treated separately for both encryption purposes and for handling various types of attacks and covert processes embedded in or achieved by the transmitted information.” Ex. 1002 ¶ 6 (emphasis added); see also id. at ¶ 10 (“The control information, which may include commands and status information, can be subjected to filtering and rejecting operations by the encryption unit, to pass through only a predetermined set of commands and/or to reject a predetermined set of commands.”); id. at ¶ 55 (“[T]he filter module 730 may be configured as an information or command pass filter or blocking filter for any control information that may be included in the packet 700, whether or not in the header.”) (emphasis added); id. at claim 9 (“transmitting the encrypted information with the associated control information to the second device, where the associated control information is transmitted in an unencrypted form”). In view of these teachings, we agree with Petitioner that “Sullivan describes making encryption decisions based on the type of data and not simply the location of the data (e.g., in a header or in a payload).” Reply 8. Further, a skilled artisan would not have understood Sullivan’s teaching to strip out the header and encrypt the payload as a prescription for how each individual FIS should be treated when Sullivan is applied to a SATA device, because that encryption strategy would yield a non-functioning SATA device. It is undisputed that implementing Sullivan in a SATA device in this manner would result in a non-functional system, because doing so would result in encryption of payloads that should not be encrypted, thereby rendering the FISes unintelligible to the host or the peripheral device intended to process them. See PO Resp. 25; Reply 9. As summarized above, Patent Owner argues that this non-functionality demonstrates a flaw in Petitioner’s proposed combination. See PO Resp. 25. Yet, we view Patent Owner’s argument regarding non-functionality as detracting from the persuasiveness of Patent Owner’s contentions regarding how a skilled artisan would have understood Sullivan’s disclosure. In particular, it strains credulity that a skilled artisan would apply Sullivan in the manner Patent Owner urges when doing so would result in a non-functioning device. We agree with Petitioner that an artisan having ordinary skill and creativity would not have applied Sullivan’s teachings in such a simplistic and plainly counterproductive fashion. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 421 (2007) (“A person of ordinary skill is also a person of ordinary creativity, not an automaton.”); see also Reply 9–10 (citing In re Sovish, 769 F.2d 738, 743 (Fed. Cir. 1985); Scanner Techs. Corp. v. ICOS Vision Sys. Corp., 528 F.3d 1365, 1382 (Fed. Cir. 2008)). We further agree with Petitioner that a skilled artisan would have recognized that “Sullivan teaches a flexible cryptographic device that can be implemented using a variety of data transfer protocols . . . and is designed to ‘accommodate[] whatever standard is used.’” Reply 8–9 (quoting Ex. 1002 ¶ 50).” slip op. at 17

  • Obviousness (§103) › Motivation to combine / reasonable expectation of success › Teaching awayTeaching away not foundDecided for petitioner

    “However, because Sullivan describes the rejection feature as alternative or additional, we find Dr. Long’s description of how a skilled artisan would have understood these teachings to be more credible. Dr. Long testifies that Sullivan’s paragraph 55 “reminds us there’s a number of ways to do this, look-up table, formula logic, whatever. It discloses the idea of you can pass some subset of commands to the encryption unit, and you can block other set of commands. It’s silent on the intersection of those two sets.” Ex. 2060, 74:3–8. Elaborating further, Dr. Long testifies: 3 Sullivan does not state expressly what becomes of the information that is rejected. Dr. Conte testifies that it is “rejected and filtered out.” Ex. 2061 ¶ 122. Dr. Long appears to be in agreement that information blocked by the rejection feature is not processed further. See Ex. 2060, 74:17–18 (testifying that “[t]here is a set of things that are blocked, which means they don’t go anywhere”). There’s a set of things that are passed to the encryption unit. There is a set of things that are blocked, which means they don’t go anywhere. And a person of ordinary skill in the art would think this through, but there could be things that are in neither set. Id. at 74:16–21. In other words, Sullivan’s description of the filter module leaves open the possibility that some of the information will be neither passed for encryption nor rejected and discarded. Thus, Sullivan’s description of the filter module does not criticize, discredit, or otherwise discourage a skilled artisan from causing certain FISes to bypass the cryptographic engine. Moreover, we agree with Petitioner that passing a PIO Setup FIS without encrypting it would have been obvious to a skilled artisan implementing Sullivan’s teachings in view of SATA Standard. As discussed above in the context of the “associated with” limitation, we agree with Petitioner that Sullivan teaches that control information should not be encrypted or decrypted. For example, Sullivan’s claim 9 describes “transmitting the encrypted data with the associated control information to the second device, where the associated control information is transmitted in an unencrypted form.” Ex. 1002, claim 9. Further, Dr. Long testifies that a skilled artisan would have known that the PIO setup FIS contains control information. Ex. 1006 ¶ 82, 179. Accordingly, we find persuasive Petitioner’s argument that it would have been obvious to pass a PIO Setup FIS from device interface to host interface without encrypting it.” slip op. at 24

  Patent outcomesUS 7,900,057 unpatentable
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 7,900,057
• Universal Remote Control, Inc. v. Universal Electronics, Inc.All claims unpatentable
  PTAB · Dec 18, 2015 · IPR2014-01084 · APJ Lynne E Pettigrew · IPR · Final written decision

  Claims 27, 28, 33, 35, 45, and 49 are unpatentable as anticipated by Cohen under § 102(b).

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

    “We begin with the language of the claims, which refers to a state of an intended target appliance that will result from the appliance performing an operation commanded by a transmission from a remote control. Ex. 1001, 14:62–63, 15:24–26. Thus, according to the claim language, remote control transmissions may affect the state of an appliance. This is consistent with the written description of the ’468 patent, which discloses a system that monitors remote control transmissions for the purpose of tracking the state of an appliance. Id. at 2:3–7. The ’468 patent further describes a state table that reflects the state of an appliance by storing parameters that are indicative of the transmission of commands to the appliance. Id. at 4:67– 5:3, Fig. 4. For example, as shown in Figure 4, state parameters may include power, volume, and mute for a television, and power, play, and fast forward for a VCR. Id. at 5:3–19, Fig. 4. Based on this disclosure, and in response to Patent Owner’s argument that channel selection is not a “state,” Petitioner argues that a “state” as used in the claims of the ’468 patent is a parameter indicative of the transmission of commands to an appliance. Pet. Reply 6; Tr. 9:17–21, 10:15–18. Petitioner further asserts that the broadest reasonable interpretation of “state” encompasses the channel to which an appliance is tuned. Pet. Reply 6. In contrast, Patent Owner suggests that channel selection does not qualify as a “state” because the ’468 patent does not specifically describe it as such. PO Resp. 7. We agree with Petitioner’s construction of “state.” Based on the claims and written description of the ’468 patent, a state of an appliance is a parameter or set of parameters indicative of transmissions of remote control commands to the appliance. We also agree with Petitioner that this broadest reasonable construction of “state” encompasses channel selection. Although channel selection is not one of the states shown in Figure 4 of the ’468 patent, the state tables in that figure are merely exemplary. See Ex. 1001, 2:31–32. Moreover, the channel of an appliance (e.g., a television) can be selected using a remote control, and thus the selected channel is indicative of transmissions of remote control commands to the appliance. Finally, Patent Owner has not identified, nor do we see, anything in the ’468 patent that excludes channel selection from the scope of the claim term “state.”” slip op. at 6

  • Strike new argumentNew argument disregardedDecided for petitioner

    “At oral hearing, Patent Owner argued for the first time that Cohen does not disclose updating data representing a state of a target appliance because Cohen’s system only logs remote control transmissions or signals without context that is necessary to determine the state of an appliance. E.g., Tr. 16:7–21, 17:6–22, 19:3–9, 19:19–21, 22:2–4. Parties are not permitted to raise new arguments at oral hearing. Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,768 (Aug. 14, 2012). In any event, Patent Owner does not provide any citation to the ’468 patent supporting the notion that “state” as used in the challenged claims includes a “context” element. Nor do the claims require determining the state of an appliance. See Pet. Reply 8 (responding to argument in the Patent Owner Response with respect to claim 33 that Cohen does not “determine” appliance states (PO Resp. 8)).” slip op. at 14

  • Expert testimonyPetitioner expert discountedDecided for patent owner

    “Patent Owner also argues as a preliminary matter that the Geier Declaration does not provide any support or analysis that would assist us in determining whether Cohen anticipates the challenged claims. PO Resp. 5. According to Patent Owner, “Petitioner’s reliance on the Geier Declaration is perfunctory and unhelpful.” Id. This argument goes to weight rather than admissibility of the Declaration. To the extent Mr. Geier’s testimony is conclusory or unsupported, we weigh it accordingly in our patentability analysis. See Velander v. Garner, 348 F.3d 1359, 1371 (Fed. Cir. 2003) (holding it is within the Board’s discretion to assign appropriate weight to each item of evidence); 37 C.F.R. § 42.65(a). We note that Patent Owner elected not to cross-examine Mr. Geier, and further note that Patent Owner provides no expert testimony of its own in support of its substantive arguments.” slip op. at 9

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “each limitation of the challenged claims. Pet. 25–34. Beginning with independent claim 27, Petitioner contends that Cohen discloses the step of “receiving a transmission from a remote control” (i.e., receiver 38 receiving infrared signals from remote control units 16). Id. at 26 (citing Ex. 1005, 4:50–51). Petitioner also contends that Cohen discloses the step of “comparing the transmission from the remote control to a plurality of commands to determine if the transmission from the remote control is one for commanding an operation of the intended target appliance.” Specifically, Petitioner asserts that Cohen’s monitor stores functions (a plurality of commands) that correspond to the transmission of signals from remote controls and compares transmissions from a remote control against the commands maintained within the monitor to check the validity of the transmissions. Id. at 27 (citing Ex. 1005, 5:8–19, 5:61–64). We are persuaded by Petitioner’s arguments that Cohen discloses the “receiving” and “comparing” limitations of claim 27. The parties dispute whether Cohen discloses the remaining limitation of claim 27, which requires “updat[ing] . . . data to represent the current state of [an] intended target appliance which will result from the intended target appliance performing the operation commanded.” Petitioner submits that Cohen meets this limitation because monitor 34, shown in Figure 2, stores channel tuning information in RAM 60 for later retrieval and updates that channel tuning information (i.e., data representing a current state) when a remote control is used to select a channel. Pet. 28 (citing Ex. 1005, 4:4–5, 5:22–25). In response, Patent Owner argues that Cohen’s monitor 34 does not perform the updating operation recited in the claim and that Petitioner has not shown channel selection is a state of a target appliance. PO Resp. 5– 7. We address Patent Owner’s arguments in turn. First, Patent Owner contends that to the extent any device in Cohen updates data representing the state of an appliance, it is not monitor 34, but instead is the “outside world” central host computer to which Cohen’s system transmits data in step 84 of Figure 3. Id. at 6. Patent Owner explains that the host computer “analyzes and interprets the remote control signal data received from monitor 34 to determine what the viewer is watching.” Id. (citing Ex. 1005, 6:39–42, 6:57–61). As Patent Owner’s counsel acknowledged at oral hearing, however, the claim language does not require analyzing and interpreting data—it merely requires updating data to represent the current state of an appliance. See Tr. 19. Notably, Patent Owner does not dispute that the monitor in Cohen performs an updating operation when it stores channel tuning information for later transmission to the host computer. See PO Resp. 6–7; Pet. Reply 5. Thus, we are not persuaded by Patent Owner’s argument that the only device in Cohen that performs an updating operation is the host computer, and not the monitor.3 3 We need not, and do not, consider Petitioner’s argument, raised for the first time in its Reply, that Cohen discloses the updating operation of claim 27 because the claim does not require any particular device to perform the recited updating operation, and Patent Owner admits that Cohen’s host computer performs updating. See Pet. Reply 5. The Petition asserts only that Cohen’s monitor performs the updating operation. Pet. 28. Patent Owner also argues that Petitioner has not shown channel” slip op. at 12

  Patent outcomesUS 7,126,468 unpatentable
  Claim construction§ 102 anticipation
  Patents in suitUS 7,126,468
• LG Display Co., Ltd. / LG Electronics, Inc. v. Innovative Display Technologies LLCAll claims unpatentable
  PTAB · Dec 18, 2015 · IPR2014-01096 · APJ Thomas L Giannetti · IPR · Final written decision

  Claims 15 and 27 are unpatentable as obvious over Pristash and over Kobayashi in view of Pristash.

  RulingsFinal written decision

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “persuaded us that applying the Phillips standard would affect our determination of this case. In fact, throughout this proceeding, Patent Owner has taken no position on claim construction. Prelim. Resp. 4; PO Resp. 6. The only claim term the Board construed in its Institution Decision is the term “deformities,” appearing in both challenged claims. Paper 11, 4. It was Petitioner who asserted that the ʼ370 patent “expressly defines” the term to mean “any change in the shape or geometry of the panel surface and/or coating or surface treatment that causes a portion of light to be emitted.” Pet. 7 (citing Ex. 1001, col. 4, ll. 36–40). Patent Owner did not oppose that construction. Hearing Tr. 45:20–25. In fact, Patent Owner pointed out that the construction of “deformities” proffered by Petitioner was agreed to and adopted by the district court. PO Resp. 7; Hearing Tr. 47:7–15. Patent Owner’s counsel agreed at the oral hearing that the expiration of the ʼ370 patent has no impact on that construction. Id. at 47:1– 18. Nor does Patent Owner seek any other particular constructions in light of the ʼ370 patent’s expiration. Id. at 46:9–19. In short, Patent Owner points to nothing that would change if the Phillips standard were applied. In light of the foregoing, we see no reason to modify our previous construction of “deformities” based either on the expiration of the ʼ370 patent or positions of the parties as developed during the trial, and adopt that construction for this Final Written Decision. Nor do we see the need to make any further constructions of the claims for the purposes of this decision that would be affected by the expiration of the ʼ370 patent or the Phillips standard.” slip op. at 5

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

    “2. Analysis Petitioner contends that it would have been obvious to combine Pristash’s transition region with Kobayashi. Pet. 47. Petitioner asserts that this combination would have been obvious because “transition devices were known at the time for mixing and spreading light from the light source to the light guide.” Id. The Escuti Declaration (¶¶ 230–33) provides additional support for this contention.” slip op. at 22

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

    “We are not persuaded by Patent Owner’s arguments attempting to distinguish Pristash. Instead, we are convinced by Petitioner’s arguments, citations to the Pristash disclosure, and the testimony of its expert, Dr. Escuti, that Pristash describes a panel that meets this limitation. Specifically, Pristash, taken as a whole, discloses in Figures 5 and 6 the combination of prismatic deformities with other deformity types (e.g., lenticular) on the same side of the light emitting panel as this claim requires. We are supported also in this conclusion by the testimony of Mr. Werner, who agreed that a lens is a different type of deformity than a prism. Werner Dep. 111:12–17. At oral argument, Patent Owner’s counsel asserted that Pristash does not meet this limitation because prismatic surface 48 in Figure 6 is not a “deformity” as the claims require, but is itself the surface of the panel. Hearing Tr. 49:7–10. We are not persuaded by this argument. There is no requirement in the claims that the deformities be on separate surfaces, only that they be on the same side of the panel. Moreover, the ʼ370 patent specifically refers to “prismatic surfaces, depressions or raised surfaces of various shapes” as examples of light extracting deformities. Ex. 1001, col. 5, ll. 57–60. We credit also Petitioner’s evidence, summarized supra (which Patent Owner does not challenge), that the other elements of claim 15 are found in Pristash. We conclude, therefore, that Petitioner has demonstrated, by a preponderance of the evidence that claim 15 would have been obvious over Pristash.” slip op. at 15

  • PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner

    “D. Real Party-in-Interest Patent Owner contends that the Petition is insufficient for failure to name two real parties-in-interest: LG Electronics Inc. and LG Electronics U.S.A. Inc. PO Resp. 15. The identical argument was raised in Patent Owner’s Preliminary Response. Prelim. Resp. 18. We determined in our Institution Decision that Patent Owner failed to provide convincing evidence that LG Electronics Inc. and LG Electronics U.S.A. Inc. are real parties in interest. Paper 11, 16–17. Patent Owner’s Response relies on the same arguments and evidence that we considered in our Institution Decision. For the reasons stated there, we determine that Patent Owner fails to prove that the Petition does not name the real parties-in-interest.” slip op. at 24

  Patent outcomesUS 7,537,370 unpatentable
  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,537,370
• Arris Group, Inc. v. Cirrex Systems, LLC.All claims unpatentable
  PTAB · Dec 17, 2015 · IPR2014-01191 · APJ Linda M Gaudette · IPR · Final written decision

  Claims 59, 61, 74, 76, 78, and 87 are unpatentable under § 103 over Stone and Takashashi, with Shioda, Ohmi, or Garmon applied to dependent claims.

  RulingsFinal written decision

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededPlain and ordinary meaningOther

    “interpreted according to their broadest reasonable construction in light of the specification of the patent in which they appear. 37 C.F.R. § 42.100(b); In re Cuozzo Speed Techs., LLC, 793 F.3d 1268, 1275–79 (Fed. Cir. 2015). Even under the rule of broadest reasonable interpretation, claim terms generally also are given their ordinary and customary meaning, as would be understood by one of ordinary skill in the art in the context of the entire disclosure. See In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007). Only terms which are in controversy need to be construed, and only to the extent necessary to resolve the controversy. Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999).” slip op. at 5

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “B. Level of Ordinary Skill in the Art Petitioner contends a person of ordinary skill in the art would have “[an] education and/or experience in the field of optics” and “in the sub-field of thin-film filters.” Pet. 15 (citing Ex. 1003 ¶ 24). According to Petitioner, such person would have, at a minimum, (1) more than three years of relevant work experience and hold a basic Bachelor’s degree, or (2) less than three years of relevant work experience, but hold a more advanced degree, such as a Masters or a Ph.D. Id. (citing Ex. 1003 ¶ 24). Patent Owner does not comment on Petitioner’s proposed definition of the level of ordinary skill in the art, or offer an alternative definition. See generally, PO Resp. Petitioner relies on the testimony of Dr. Tomlinson, see Pet. 15–20, who testified that he is “an expert in the field of optical assemblies and . . . [has] been an expert in this field since prior to 1965.” Ex. 1003 ¶ 11. Dr. Tomlinson testified that he is “familiar with the knowledge and capabilities of one of ordinary skill in the art” by virtue of his “work as a research assistant, scientist, researcher, supervisor of Ph.D. level researchers and engineers, and project manager.” Id. ¶ 23; see also id. ¶¶ 13–18 (wherein Dr. Tomlinson discusses the specifics of his work). We find Dr. Tomlinson is qualified to give an opinion as to the level of ordinary skill in the art in the field of optics, and adopt Petitioner’s definition of the level of ordinary skill in the art for purposes of this proceeding. Cf. Sundance, Inc. v. DeMonte Fabricating Ltd., 550 F.3d 1356, 1363–64 (Fed. Cir. 2008) (explaining that to testify as an expert under Federal Rule of Evidence (FRE) 702, a person need not be a person of ordinary skill in the art, but rather “qualified in the pertinent art.”).” slip op. at 6

  • Expert testimonyPetitioner expert creditedDecided for petitioner

    “We credit Dr. Tomlinson’s testimony that one of ordinary skill in the art: “would not [have] use[d] a beveled end face for applications where reducing reflected power is not necessary because a beveled end face requires additional machining and, as illustrated by Stone’s Figure 6, makes connection to other fibers more problematic” and “would generally use a perpendicular end face as shown in Stone Figure 1 unless a particular application called for a beveled end face” (Ex. 1020 ¶ 23). We also credit Dr. Tomlinson’s testimony that one of ordinary skill in the art would have been motivated by Takashashi’s description of the benefits provided by a higher packing density, e.g., a reduction in the effect of ambient moisture on filter performance, to substitute one known method of thin film deposition – i.e., the “electron-beam deposition” of Stone – for another know method of thin film deposition – i.e. the reactive-ion plasma process of Takashashi – because the substitution would have yielded a favorable and predictable result. Namely, the combination of Stone and Takashashi would have yielded a thin-film filter with a higher packing density which was less susceptible to volumetric distortion of the film due to ambient moisture, as taught by Takashashi. Ex. 1003 ¶ 100.” slip op. at 17

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

    “We have considered Patent Owner’s arguments and evidence, but are not persuaded that one of ordinary skill in the art would have understood that the filter inefficiencies created by ambient moisture could be addressed adequately by merely beveling Stone’s filter/fiber end face, i.e., we are not persuaded that the ordinary artisan would not have been motivated to increase filter packing density in Stone’s optical assembly. As pointed out by Petitioner, Stone discloses that optical fibers having multilayer thin-films deposited directly on their end faces have advantageous properties, regardless of whether the filters are deposited on perpendicular fiber end faces or on beveled fiber end faces. See Reply 10 (citing Ex. 1005, 1:60– 67). We further agree with Petitioner that Stone’s teaching of a preference for using a beveled end face is limited to “certain situations in which power would be reflected back into the waveguide in a problematic way” (id. at 10–11 (quoting Ex. 1005, 3:57–65)). Patent Owner has not argued, however, nor do we find any language in the claims or specification of the ’970 patent that supports a narrow reading of claim 59 as limited to an optical fiber assembly that is capable of use in an application in which reflected light is problematic. We credit Dr. Tomlinson’s testimony that one of ordinary skill in the art: “would not [have] use[d] a beveled end face for applications where reducing reflected power is not necessary because a beveled end face requires additional machining and, as illustrated by Stone’s Figure 6, makes connection to other fibers more problematic” and “would generally use a perpendicular end face as shown in Stone Figure 1 unless a particular application called for a beveled end face” (Ex. 1020 ¶ 23). We also credit Dr. Tomlinson’s testimony that one of ordinary skill in the art would have been motivated by Takashashi’s description of the benefits provided by a higher packing density, e.g., a reduction in the effect of ambient moisture on filter performance, to substitute one known method of thin film deposition – i.e., the “electron-beam deposition” of Stone – for another know method of thin film deposition – i.e. the reactive-ion plasma process of Takashashi – because the substitution would have yielded a favorable and predictable result. Namely, the combination of Stone and Takashashi would have yielded a thin-film filter with a higher packing density which was less susceptible to volumetric distortion of the film due to ambient moisture, as taught by Takashashi.” slip op. at 17

  Patent outcomesUS 6,222,970 unpatentable
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 6,222,970

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