• Mianyang Boe Optoelectronics Technology Co., Ltd. / Wuhan China Star Optoelectronics Semiconductor Display Technology Co., Ltd. et al. v. Samsung Display Co., Ltd.Some claims unpatentable
  PTAB · Jan 6, 2025 · IPR2023-00988 · APJ John A Hudalla · IPR · Final written decision

  Claims 1, 4–10, 13, and 15 are unpatentable over Phan; claim 2 was not shown unpatentable over the asserted grounds.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “experience or over 30 years of experience, for example. In addition, the ’683 patent is directed to “a pixel arrangement structure of an organic light emitting diode (OLED) display” (Ex. 1001, 1:19–21), whereas Patent Owner’s proposed experience is tied to “active-matrix displays.” PO Resp. 5. Given that the field of OLED displays includes both passive and active matrix designs (see generally Ex. 2009 ¶¶ 40–56), we see no reason to restrict the relevant experience to active matrix displays. For these reasons, we do not adopt Patent Owner’s definition of the level of ordinary skill in the art.” slip op. at 13

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundMotivation not foundMixed

    “Invention” section, Phan states that “[t]he invention [of Phan] relates to a display comprising pixels and dots, including but not limited to” various “display technologies” including “Organic Light Emitting Diode (OLED).” Ex. 1005, 1:17–29 (emphasis added). Accordingly, we find that Phan fairly suggests that the pixel arrangements disclosed in Phan—which are part of Phan’s “invention”—may be applied to OLEDs. See Twitter, Inc. v. VidStream LLC, 825 F. App’x 844, 850 (Fed. Cir. 2020) (quoting Bradium Techs. LLC v. Iancu, 923 F.3d 1032, 1049 (Fed. Cir. 2019)) (“[W]hen conducting an obviousness analysis, the Board must consider a prior art reference ‘not only for what it expressly teaches, but also for what it fairly suggests.’”). In making this finding, we note that obviousness is determined from the perspective of a person of ordinary skill in the art (see 35 U.S.C. § 103(a)), who in this case would have had “2 years of professional experience working with display design, including OLED displays.” See supra § II.B. In light of this specific experience, we find that an ordinarily skilled artisan would have been inclined to link Phan’s disclosed pixel arrangements with OLEDs based on the plain statement about related “display technologies” in Phan’s “Field of the Invention” section. See, e.g., Ex. 1003 ¶¶ 321, 410–414. For these reasons, we disagree with Patent Owner’s assertion that “Phan does not teach about OLED displays.” PO Resp. 32.” slip op. at 20

  • Obviousness (§103) › Objective indicia / secondary considerations › NexusObjective indicia no nexusDecided for petitioner

    “6 In its Opposition to Petitioner’s first motion to strike, which was filed after the Patent Owner Response, Patent Owner implies that the teardown images in the Response speak for themselves and, as such, are entitled to a presumption of nexus. See 1st Strike Opp. 3–4; see also Tr. 102:19–103:15 (similar argument by Patent Owner’s counsel at the oral hearing). Petitioner argues that Patent Owner did not assert an entitlement to a presumption of nexus in the Response, and that Patent Owner’s Opposition is an improper vehicle to introduce such an argument. 1st Strike Reply 1. We agree with Petitioner that Patent Owner did not address in the Response whether the Samsung Galaxy S22 Ultra smartphone is coextensive with the claims of the ’683 patent. See id.; Pet. Reply 20. Accordingly, we decline to consider any argument that Patent Owner is entitled to a presumption of nexus.” slip op. at 34

  • Strike new argumentNew argument disregardedGranted in part

    “6 In its Opposition to Petitioner’s first motion to strike, which was filed after the Patent Owner Response, Patent Owner implies that the teardown images in the Response speak for themselves and, as such, are entitled to a presumption of nexus. See 1st Strike Opp. 3–4; see also Tr. 102:19–103:15 (similar argument by Patent Owner’s counsel at the oral hearing). Petitioner argues that Patent Owner did not assert an entitlement to a presumption of nexus in the Response, and that Patent Owner’s Opposition is an improper vehicle to introduce such an argument. 1st Strike Reply 1. We agree with Petitioner that Patent Owner did not address in the Response whether the Samsung Galaxy S22 Ultra smartphone is coextensive with the claims of the ’683 patent. See id.; Pet. Reply 20. Accordingly, we decline to consider any argument that Patent Owner is entitled to a presumption of nexus.” slip op. at 34

  Patent outcomesUS 10,854,683 mixed
  § 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 10,854,683
• Microsoft Corporation v. D3d Technologies, Inc.Some claims unpatentable
  PTAB · Feb 13, 2023 · IPR2021-01325 · APJ Jameson Lee · IPR · Final written decision

  Claims 70–73, 75–80, 84, 89–92, 94–97, 99, 103, and 107 are unpatentable as obvious; claims 74 and 93 were not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level board ownDecided for petitioner

    “In the Decision to Institute, we adopted Petitioner’s articulation of the level of ordinary skill in the art, sans the qualifier “at least” for the level of education and for the amount of experience, to keep the level from being vague and overbroad and extending into the level of an expert. Inst. Dec. 11. Post institution, neither party disputes our adopted level of ordinary skill in the art. That level is consistent with what is reflected by the content of the applied prior art references. Cf. Okajima v. Bourdeau, 261 F.3d 1350, 1354–55 (Fed. Cir. 2001) (the applied prior art may reflect an appropriate level of skill). Accordingly, we adhere to the level of ordinary skill in the art as adopted in the Decision to Institute, i.e., one of ordinary skill in the art would have had a Bachelor’s degree in an academic area emphasizing electrical engineering, computer science, or a similar discipline, and two years of experience in the field working with, teaching, or researching stereoscopic and/or virtual/augmented reality (VR/AR) display technologies. C.” slip op. at 11

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

    “Pet. 8 (footnote omitted). Patent Owner has not proposed a construction for either “cursor,” “3D cursor,” or “three-dimensional cursor.” Nor did Patent Owner express disagreement in its Preliminary Response with Petitioner’s proposed construction. In the Decision to Institute, we agreed with and adopted Petitioner’s proposed construction. Inst. Dec. 13. Post institution of review, Patent Owner has not objected to or disagreed with the construction we adopted. Accordingly, we adhere to our preliminary construction that “three-dimensional cursor” means “three-dimensional indicator movable within a three-dimensional image, image space, and volume.”9” slip op. at 15

  • Expert testimonyPetitioner expert discountedDecided for patent owner

    “known term of art (Reply 15),10 Petitioner does not specifically articulate what that meaning is as an established term of art. In that regard, Petitioner cites to paragraph 17 of the second declaration of Dr. Fuchs (Ex. 1039), which states, in its entirety: Based on my experience, a POSITA would have understood “measurement markings” to mean markings that are used for measurements. The measurements can be of various types, e.g., distances, locations, orientation. MS-1001, 6:47–7:8. This would be the plain and ordinary meaning of the term according to a POSITA. Ex. 1039 ¶ 17. That testimony does not support treating “measurement markings” as an established term of art having a common meaning to those of ordinary skill in the art. Dr. Fuchs cites to no examples of how the term 10 Petitioner also states that the term should be construed according to its plain and ordinary meaning. Reply 15. common and specific meaning across those patents and publications, and in particular with the broad meaning urged by Petitioner. We accord very little weight to his testimony with regard to Petitioner’s assertion that “measurement markings” is a term of art. See 37 C.F.R. § 42.65 (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight”). The general testimony also does not comport with or match the more narrow usage within the disclosure of the ’457 patent as discussed above. See Wi-Lan, Inc. v. Apple Inc., 811 F.3d 455, 462 (Fed. Cir. 2016) (extrinsic evidence “is generally of less significance than the intrinsic record” in matters of claim construction). Dr. Fuchs also does not state that “measurement markings” is an established term of art with a common meaning to those of ordinary skill in the art.” slip op. at 23

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “[A] POSITA would have combined Avila’s display interface that shows orthogonal cross-sectional imaging slices and a selected 3D ROI on the same display screen (see Avila’s FIG. 10) with Acosta’s teachings so that a viewer (e.g., a physician) could see a 3D image of an anatomical structure and corresponding 2D orthogonal cross-sectional imaging slices in areas of interest. MS-1003, ¶[61]. In other implementations, the 3D sampling probe/cursor can be displayed along with background portions of the 3D volume and 2D cross-sectional imaging slices. MS-1007, 6:12–67; MS-1005, ¶[0096]. In this manner, the viewer would have multiple views of the selected 3D ROI by itself or within a 3D image (options disclosed by Acosta) along with relevant slice views. MS-1005, ¶[0096]; MS-1003, ¶[61]. Pet. 17. Acosta and Avila such that orthogonal cross-sectional imaging slices would be displayed in Acosta’s system has evidentiary support and rational underpinning. Patent Owner presents no argument regarding the alleged reasoning to combine teachings. We are persuaded by Petitioner’s articulation of the reasoning to combine such that orthogonal cross-sectional imaging slices as taught by Avila would be displayed in Acosta together with the 3D cursor.” slip op. at 46

  Patent outcomesUS 10,795,457 mixed
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 10,795,457
• Shenzhen Carku Technology Co., Ltd. v. The Noco CompanySome claims unpatentable
  PTAB · Nov 3, 2021 · IPR2020-00944 · APJ Jameson Lee · IPR · Final written decision

  Claims 1–10 and 12–23 are unpatentable over the listed grounds; claim 11 was not shown unpatentable because the evidence did not establish the claimed connection sequence.

  RulingsFinal written decision

  • Expert testimonyOther

    “Q. So Richardson contemplates a flow of control where the shunt calibration flag was not set, correct? A. That is reasonable. He shows an option -- an option of a “no” result from Step 406. Ex. 1047, 110:14–18. Dr. Wood also agrees that when the shunt calibration flag is not set and the procedure advances to Step 420, the contact relay in Richardson is still open: Q. Now, if the shunt calibration flag is not set and we go to Step 420, the starter contact relay in Richardson is still open, correct? A. That is my understanding. Id. at 77:10–13. Dr. Wood further agrees that when the shunt calibration flag is not set and the procedure advances to Step 214, where reverse polarity connection is tested, the starter contact relay is still open: Q. Okay. Then if we continue to Step 214 in this example, where the shunt calibration flag was not set, when we’re testing for the condition reverse jumper cable voltage, the starter contact relay is still open, right? A. That appears to be the case.” slip op. at 65

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “Referring to FIG. 3, Klang states: “[t[he reverse polarity sensor 48, connected in a like manner across the battery terminals 20, 22, senses negative voltage indicating that the battery leads are connected backwards.” Ex. 1007, 6:20–23. Klang’s reverse polarity sensor provides an output signal (sensed negative voltage) indicating whether the battery has a proper polarity connection. Klang states: “[i]f the start button has not been pressed, at step 144, the OCV [battery open circuit voltage] is compared to a low negative voltage to determine whether the conducting cables 18 are properly connected to the battery 16. If the OCV is less than -0.5V, the method proceeds at step 146 to notify the operator that the leads are reversed.” Ex. 1007, 8:55– 60.” slip op. at 26

  • Obviousness (§103) › Objective indicia / secondary considerationsNot reached

    “references. Accordingly, consideration and discussion of the objective evidence of nonobviousness is unnecessary.” slip op. at 92

  • ExcludeMotion to exclude, deniedDenied

    “discussed below, the Motion is denied.” slip op. at 94

  Patent outcomesUS 9,007,015 mixed
  § 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 9,007,015
• Samsung Electronics Co., Ltd. / Samsung Electronics America, Inc. v. Image Processing Technologies LLCSome claims unpatentable
  PTAB · May 9, 2018 · IPR2017-00336 · APJ Joni Y Chang · IPR · Final written decision

  Claim 22 is unpatentable as obvious over Pirim; claims 1, 18, 19, and 29 were not shown unpatentable on the asserted grounds.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner

    “We begin our claim construction analysis with the plain language of the claim. In particular, the plain and ordinary meaning of “an input multiplexer adapted to receive data describing one or more parameters of the event being detected and to output data describing a selected one of the one or more parameters in response to a selection signal” encompasses two alternative structures. Ex. 1001, 29:64−67 (emphases added). The first alternative structure includes a “single parameter” multiplexer. The second alternative structure includes a “multiple parameters” multiplexer. The Specification confirms our understanding of the plain and ordinary meaning of the claim language because the Specification discloses both alternative structures. Id. at 2:51−61; 9:1−6, 11:14−48, 17:55−18:23, 20:58−66, Figs. 3, 4, 12, 13d, 14, 15a, 15b, 17, 25, 31a.” slip op. at 19

  • Skill levelSkill level board ownOther

    “may be considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are 6 No objective evidence of non-obviousness has been presented in this proceeding. 27 made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (quoting Custom Accessories, Inc. v. Jeffrey–Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir. 1986)). In that regard, we do not observe meaningful differences between the parties’ assessments of a person of ordinary skill in the art at the time of the invention. Pet. 28–29; PO Resp. 13. For instance, both the parties agree that such an artisan would have had a degree in electrical engineering or a related field and experience in the field of image processing. Id. We further note that either assessment appears consistent with the level of ordinary skill in the art at the time of the invention as reflected in the prior art in the instant proceeding. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Our analysis in this Decision is supported by either assessment.” slip op. at 27

  • Obviousness (§103) › Objective indicia / secondary considerationsNot reached

    “differences between the claimed subject matter and the prior art are such that the subject matter, as a whole, would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) when in evidence, objective evidence of non-obviousness.6 Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966).” slip op. at 27

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

    “Having reviewed the parties’ contentions and supporting evidence, we determine that Petitioner has established sufficiently that Pirim discloses an input multiplexer and a selection signal, as recited in claim 22. Patent Owner’s arguments and supporting evidence do not undermine Petitioner’s showing.” slip op. at 33

  Patent outcomesUS 6,959,293 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 6,959,293
• Department Of Justice v. Discovery Patents, LLCSome claims unpatentable
  PTAB · Nov 9, 2017 · IPR2016-01041 · APJ Matthew R Clements · IPR · Final written decision

  Claims 11, 12, 14, 16–18, and 20–31 are unpatentable over Monroe ’183; claims 15 and 19 were not shown unpatentable over Monroe ’183.

  RulingsFinal written decision

  • PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner

    “A petition for inter partes review may be considered only if, inter alia, “the petition identifies all real parties in interest.” 35 U.S.C. § 312(a)(2). The Office Patent Trial Practice Guide provides guidance regarding factors to consider in determining whether a party is a real party in interest. 77 Fed. Reg. 48,756, 48,759–60 (Aug. 14, 2012). Considerations may include whether a non-party “funds and directs and controls” an IPR petition or proceeding. Id. at 48,760. Additional relevant factors include: the non-party’s relationship with the petitioner; the non-party’s relationship to the petition itself, including the nature and/or degree of involvement in the filing; and the nature of the entity filing the petition. Id. Whether a party who is not a named participant in a given proceeding is a real party in interest to that proceeding “is a highly fact-dependent question.” Id. at 48,759. There is no “bright line test.” Id. Courts invoke the term real party in interest to describe relationships and considerations sufficient to justify applying conventional principles of estoppel and preclusion. Id. A non-party’s participation with a petitioner may be overt or covert, and the evidence may be direct or circumstantial, but the evidence as a whole must show that the non-party possessed effective control over the petitioner relating to the inter partes review. Zoll Lifecor Corp. v. Philips Elecs. N. Am. Corp., Case IPR2013-00609, slip op. at 10 (PTAB Mar. 20, 2014) (Paper 15). We have considered Patent Owner’s and Petitioner’s arguments and evidence, and we determine that Petitioner was not required to identify the Third Parties as real parties in interest because there is insufficient evidence that any of these companies exercised, or could exercise, control over Petitioner with respect to this proceeding. Patent Owner’s arguments regarding the motion practice before the Court of Federal Claims and notification of that action to the Third Parties does not reflect otherwise. Although we acknowledge that the existence of the above-identified indemnification clauses supports Patent Owner’s argument, we are unaware of any inter partes review decision in which a real party in interest finding was based solely on evidence of an indemnification clause, and we decline to do so here.” slip op. at 7

  • PTAB / AIA Trials › Constitutional / APA (Arthrex, Oil States, due process)Decided for petitioner

    “We decline to consider Patent Owner’s constitutional challenge as, generally, “administrative agencies do not have jurisdiction to decide the constitutionality of congressional enactments.” See Riggin v. Office of Senate Fair Employment Practices, 61 F.3d 1563, 1569 (Fed. Cir. 1995); see also Harjo v. Pro-Football, Inc., 50 USPQ2d 1705, 1710 (TTAB 1999) (“[T]he Board has no authority . . . to declare provisions of the Trademark Act unconstitutional.”); Amanda Blackhorse v. Pro-Football, Inc., 111 USPQ2d 1080 (TTAB 2014), rev’d on other grounds, 284 F. Supp. 2d 96 (D.D.C. 2003); but see Am. Express Co. v. Lunenfeld, Case CBM2014- 00050, slip op. at 9–10 (PTAB May 22, 2015) (Paper 51) (“for the reasons articulated in Patlex [Corp. v. Mossinghoff, 758 F.2d 594 (Fed. Cir. 1985)], we conclude that covered business method patent reviews, like reexamination proceedings, comply with the Seventh Amendment”).” slip op. at 8

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “We agree with Petitioner. The ’980 patent states that “the term ‘secured location’ may refer to residences, commercial properties, public venues, such as hospitals and sports arenas, government facilities, military installations and any other location, outside or inside, which is protected by a security alarm system.” Ex. 1003, 3:20–24. This definition is non-limiting and does not exclude a changeable area or region. Based on the record developed during this proceeding, we maintain that the broadest reasonable construction in light of the ’980 patent of “secured location” is “any location, outside or inside, which is protected by a security alarm system.”” slip op. at 10

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner

    “We agree with Petitioner. Although the Specification of the ’980 patent gives examples of “response agency,” e.g., Ex. 1003, 1:41–43 (“an emergency response agency (e.g., the police department, the fire department or an emergency medical team)”), Patent Owner does not identify, and we do not find, a definition in the specification limiting “response agency” to 911, police, or fire departments. Patent Owner also does not identify, and we do not find, anything in the entire disclosure of the ’980 patent requiring a “response agency” to be distinct from the “surveillance system infrastructure.” Accordingly, we decline to limit “response agency” to 911, police, or fire departments, or construe it to be distinct from surveillance system infrastructure.” slip op. at 11

  Patent outcomesUS 7,323,980 mixed
  Claim construction§ 102 anticipation§ 103 obviousness
  Patents in suitUS 7,323,980
• Alarm.Com Inc. v. Vivint, Inc.Some claims unpatentable
  PTAB · May 2, 2017 · IPR2016-00173 · APJ Michael R Zecher · IPR · Final written decision

  Claims 1, 2, 4–6, 10, 13, and 15–17 were held unpatentable under § 103; the remaining challenged claims were not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “the knowledge level of a person of ordinary skill in the art. Alarm.com’s declarant, Mr. Zatarain, testifies that a person of ordinary skill in the art as of January 1999 would be an individual who possesses (1) at least a bachelor’s degree in computer science, electrical engineering, computer engineering, or equivalent coursework; and (2) at least two years of experience in remote monitoring and control systems. Ex. 1106 ¶ 11; Pet. 7 (stating the same). Vivint’s declarant, Mr. Denning, testifies that a person of ordinary skill in the art as of January 1999 would be an individual who possesses (1) at least a bachelor’s degree in electrical engineering or computer science; and (2) at least four years of experience in remote monitoring and control systems. Ex. 2010 ¶ 15. We do not discern a material difference between the assessments advanced by the declarants, nor does either party premise its arguments exclusively on its assessment of the level of skill in the art. Moreover, each party’s declarant appears to meet or exceed both parties’ assessments (see Ex. 1106 ¶¶ 2–4, Attachment A; Ex. 2011), and either assessment of the level of skill in the art is consistent with the ’123 patent and the asserted prior art. We, therefore, adopt Mr. Zatarain’s assessment and apply it to our obviousness evaluation below, but note that our conclusions would be the same under Mr. Denning’s assessment.” slip op. at 22

  • Expert testimonyPatent owner expert creditedDecided for patent owner

    “In our claim construction section above, we construe the claim term “communication device identification codes” as including either a device ID or serial number of a device. See supra Section II.A.2. Shetty’s telephone numbers and email addresses are not consistent with this construction because they do not identify uniquely a specific device. See Ex. 1103, 2:18– 21, 3:18–20. We also credit Vivint’s declarant, Mr. Denning’s, testimony on this particular issue. See Ex. 2010 ¶¶ 127–130. In particular, Mr. Denning testifies that “[Shetty’s] system can dial a particular phone number, and it will reach whatever device is tied to that phone number at the moment. It is not device-specific.” Id. ¶ 129 (emphasis added). He also testifies that, “[s]imilarly, [Shetty’s] system could send an email, and the recipient would be able to retrieve that email from nearly any Internet-accessible computer device. Again, this is not device-specific.” Id. ¶ 130 (emphasis added). We, therefore, agree with both Vivint and Mr. Denning that Shetty does not teach or suggest the claimed “communication device identification codes.” See PO Resp. 36–37; Ex. 2010 ¶¶ 127–130.” slip op. at 48

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “patent, we discern no reason to modify the construction of the claim phrase “message profile containing outgoing message routing instructions” set forth in the Decision on Institution. As we explained in that Decision, we interpret the statement in the ’123 patent that “a list of who to contact via what means depending on which fault has occurred may be referred to as a ‘message profile’” (Ex. 1101, 2:34–36 (emphasis added)), at most, reflects that “a list of who to contact via what means depending on which fault has occurred” could be an example of a message profile, and does not necessarily require “a list of who to contact.” Dec. on Inst. 10. Although we acknowledge Vivint’s interpretation of the phrase “may be referred to as a ‘message profile’” as indicating that “message profile” simply is one of “many” names that could be given to “a list of who to contact via what means depending on which fault has occurred” (see PO Resp. 3, 31), we do not agree with Vivint that its proposed construction of “message profile” represents the broadest reasonable interpretation in light of the Specification of the ’123 patent. As we pointed out in the Decision on Institution, the ’123 patent includes embodiments, in which, for example, multiple messages are sent to multiple recipients via differing media for the same exception condition (Ex. 1101, 4:8–11), or the same person is contacted by different means (e.g., fax or personal communication service) at different times (id. at 6:17–18). Dec. on Inst. 10–11. Vivint’s proposed construction, requiring the message profile to specify “which communication device associated with which individuals” (PO Resp. 31), would exclude such embodiments. In view of the full record developed during trial, we remain unpersuaded by Vivint’s argument that the statement in the specification of the ’123 patent that “a list of who to contact via what means depending on which fault has occurred may be referred to as a ‘message profile’” (Ex. 1101, 2:34–36) provides the requisite “clarity, deliberateness, and precision” to indicate that the patentees intended to act as their own lexicographer and disclaim the embodiments identified above. See Dec. on Inst. 10–11; In re Am. Acad. of Sci. Tech. Ctr., 367 F.3d 1359, 1369 (Fed. Cir. 2004) (“We have cautioned against reading limitations into a claim from the preferred embodiment described in the specification, even if it is the only embodiment described, absent clear disclaimer in the specification.”); Paulsen, 30 F.3d at 1480 (an inventor may define specific terms used to describe invention, but must do so “with reasonable clarity, deliberateness, and precision” and, if done, must “‘set out his uncommon definition in some manner within the patent disclosure’ so as to give one of ordinary skill in the art notice of the change” in meaning). Accordingly, we again conclude that the broadest reasonable interpretation of “message profile containing outgoing message routing instructions” is a “data record including instructions specifying at least one communication device to which an outgoing message can be routed in response to an incoming exception message.” This construction is consistent with the ordinary and customary meaning of this claim phrase, as would be understood by one with ordinary skill in the art, in light of the claims and specification of the ’123 patent. See Ex. 1101, 2:34–36, 4:8–11, 6:17–18.” slip op. at 13

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentableUnpatentable

    “Shetty and Levac, we note that the Supreme Court has held that an obviousness evaluation “cannot be confined by a formalistic conception of the words teaching, suggestion, and motivation, or by overemphasis on the importance of published articles and the explicit content of issued patents.” KSR, 550 U.S. at 419. Instead, the relevant inquiry is whether Alarm.com has set forth “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006), cited with approval in KSR, 550 U.S. at 418. When describing examples of what may constitute a sufficient rationale to combine, the Supreme Court elaborated that, “if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417. When considering the record in its entirety, Alarm.com’s rationale for combining the teachings of Shetty and Levac suffices as articulated reasoning with rational underpinnings to support the legal conclusion of obviousness. When, as here, a technique has been used to improve one device (i.e., Levac’s messaging system creates an .msa file that may incorporate a particular message and a list of destination parameters, such as a recipient site location, required for transmitting a message to a particular destination), and one of ordinary skill in the art would have recognized that it would improve similar devices in the same way (i.e., using the aforementioned disclosure in Levac to improve Shetty’s system), using the technique is obvious unless its actual application is beyond the skill level of an ordinarily skilled artisan. See KSR, 550 U.S. at 417; Pet. 27–28; Ex. 1106 ¶¶ 96–98; see also In re Ethicon, Inc., 844 F.3d 1344, 1351 (Fed. Cir. 2017) (The Federal Circuit previously has recognized “[t]he normal desire of artisans to improve upon what is already generally known.”). Apart from generally asserting that neither Alarm.com nor Mr. Zatarain provide the “what,” “how,” and “why” for the asserted combination of Shetty and Levac (see PO Resp. 38–40), Vivint does not present credible evidence that combining the teachings of these references in the manner proposed by Alarm.com would have been uniquely challenging or otherwise beyond the skill level of an ordinarily skilled artisan. Based on the record developed during trial, we conclude that Alarm.com has demonstrated by a preponderance of the evidence that the subject matter of dependent claims 5 and 16 would have been obvious over Shetty and Levac.” slip op. at 53

  Patent outcomesUS 6,535,123 mixed
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 6,535,123
• Apple Inc. / ZTE Corporation And ZTE (USA) Inc. v. E-Watch, Inc.Some claims unpatentable
  PTAB · May 6, 2016 · IPR2015-01366 · APJ Jameson Lee · IPR · Final written decision

  Claims 12–14 are unpatentable as obvious over McNelley and Umezawa; claims 1–8 were not shown unpatentable because the claimed user interface was not established.

  RulingsFinal written decision

  • BurdenFwd mixedMixed

    “3. Claims 1, 6, and 12 With respect to claims 1 and 6, as explained below, Petitioner has not established the unpatentability of either claim by a preponderance of the evidence. With respect to claim 12, notwithstanding the arguments and evidence presented by Patent Owner, which are discussed below, we are persuaded by the arguments and evidence presented by Petitioners. Claim 12 has been shown as unpatentable by a preponderance of the evidence.” slip op. at 21

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner

    “Id. at 8–10. Despite the representations made by Patent Owner regarding the exchanges between the Applicant and the Examiner during prosecution, we agree with Petitioners that Patent Owner’s proposed constructions for these terms are excessively narrow under the rule of broadest reasonable interpretation. The prosecution history recounted by Patent Owner above indicates that the articulated distinction from the Ida reference centers on Ida’s failure to describe displaying an image selected from within the memory. Whether Ida’s memory stores one image or a plurality of images was not of significance. Under this circumstance, it is not justifiable, under the rule of broadest reasonable interpretation, to require a selection from among a plurality of images stored in memory. The claims are broad enough to encompass storing just one image in memory and having that image selected for displaying and for transmission. The fact that the Specification of the ’871 patent discloses embodiments in which more than one images is stored in memory does not justify importing limitations from the Specification into the claims. See SuperGuide Corp., 358 F.3d at 875. We find no express definition in the Specification of the ’871 patent or in any of the prosecution history identified by Patent Owner, for the terms at issue here, much less one set forth with reasonable clarity, deliberateness, and precision. If a patentee desires to be his or her own lexicographer, the purported definition must be set forth in the specification or prosecution history. CCS Fitness, Inc., 288 F.3d at 1366. Such a definition must be set forth with reasonable clarity, deliberateness, and precision. Renishaw PLC, 158 F.3d at 1249; Paulsen, 30 F.3d at 1480. Patent Owner also identifies nothing in the Specification or prosecution history of the ’871 patent that constitutes a disclaimer or disavowal with regard to these terms that is sufficiently specific so as to require the storage of more than one image in the memory.” slip op. at 13

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

    “Patent Owner argues that “alphanumeric” means “consisting of both letters and numbers and often other symbols,” citing a dictionary definition (Ex. 2009). Id. at 26. The Specification of the ’871 patent does not contain any definition for the term “alphanumeric.” Dictionaries are a relevant source of information, but they are not controlling. We also are cognizant that there are numerous dictionaries and their entries for the same term are not necessarily the same. For example, in this instance, Petitioner has submitted two dictionary definitions for “alphanumeric” that are broader than that offered by Patent Owner: (1) “Consisting of letters or digits, or both, and sometimes including control characters, space characters, and other special characters” (Ex. 1015, 3); and (2) “[a]ny letter of the English alphabet, upper or lower case, or any of the decimal digits, 0 to 9” (Ex. 1016, 3). Reply 5. As discussed above, in this proceeding, we apply the broadest reasonable interpretation, to construe the meaning of claim terms. We note further that, as pointed out by Petitioner (Reply 5), even the definition offered by Patent Owner indicates that an alphanumeric character is a character in an alphanumeric system. Ex. 2009. That would mean although a character cannot be both a letter and a numeral, it still can be an alphanumeric character. Applying the rule of broadest reasonable interpretation, we agree with Petitioner that “alphanumeric” is sufficiently broad to encompass each of these three cases: all numerals, all letters, or a combination of numerals and letters. Patent Owner’s argument to the contrary is unpersuasive, and rejected.” slip op. at 33

  • Skill levelSkill level board ownDecided for patent owner

    “does not expressly set forth a definition. Patent Owner asserts: The technical art associated with the ’871 Patent relates to the field of integrating a camera together with a mobile phone to create a device capable of both audio and image communications on cellular networks. A person of ordinary skill in the relevant art (“POSITA”) of the ’871 Patent would have had at least a bachelor’s degree and/or relevant professional experience in electrical engineering, computer science, or a related field, and at least one year of experience related to the design of both cellular communications devices and digital imaging products. PO Resp. 3–4. We are not persuaded that one with ordinary skill in the art necessarily would have had experience in designing cellular communications devices. Based on the Specification of the ’871 patent, we determine that the invention is not about achieving improvements in cellular communication technology. Rather, it is necessary for one with ordinary skill in the art only to be familiar with what a cellular communication network required as an input source and what the expected format and/or protocol would be for sending and receiving information to and from the cellular network. It is noted that even Patent Owner’s stated definition does not require any actual experience in designing cellular communication devices, but just experience “related to” the design of cellular communication devices. Other than the foregoing, we determine that no express finding is necessary, on this record, and that the level of ordinary skill in the art is reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978).” slip op. at 16

  Patent outcomesUS 7,365,871 mixed
  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,365,871

Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.