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  • PTAB · Feb 17, 2026 · IPR2024-01230 · APJ Andreas Baltatzis · IPR · Final written decision

    Claims 1–5 are unpatentable; substitute claims 6 and 7 are unpatentable, and the Revised Motion to Amend is denied.

    RulingsFinal written decision
    • Skill levelSkill level board ownDecided for petitioner

      “our Institution Decision comports with the qualifications a person would have needed to understand and implement the teachings of the ’336 patent and the prior art of record. Inst. Dec. 15. Accordingly, we adopt the level of skill discussed in our Institution Decision. C.” slip op. at 11

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner

      “Pharms. Inc. v. Amino Chemicals Ltd., 715 F.3d 1363, 1374 (Fed. Cir. 2013)). Accordingly, Patent Owner applies a different definition of “side,” in claim 1’s recitation of “an illumination area on at least two sides of the fan at top of the body,” to that definition used to understand “side[s] of the body,” discussed above. Specifically, Patent Owner argues that Petitioner’s dictionary definition of “side,” including “an area next to something” applies to “an illumination area on at least two sides of the fan at the top of the body.” See id. at 8–9.” slip op. at 17

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

      “Hasegawa, and Huang teaches or suggests the limitations of claim 3, and that one skilled in the art would have been motivated to combine those teachings with a reasonable expectation of success. See Ex. 1004 ¶¶ 136– 140; Ex. 1008, 8:4–15, 3:20–29. Accordingly, we determine that claim 3 would have been obvious over Lai and Huang, or Lai, Hasegawa, and Huang. F.” slip op. at 50

    • 112 supportMotion to amend, deniedDenied

      “c) Conclusion We conclude that Patent Owner's Revised Motion to Amend adds new” slip op. at 90

    Patent outcomesUS 10,690,336 unpatentable
    Claim construction§ 103 obviousness§ 112 disclosurecites Phillips · KSR · Graham
    Patents in suitUS 10,690,336
  • Netflix Inc. v. Divx, LLCAll claims unpatentable
    PTAB · Apr 17, 2024 · IPR2020-00646 · APJ Iftikhar Ahmed · IPR · Remand

    On remand, the Board held claims 1, 5, 8, 9, 13–15, 18, and 21–23 unpatentable as obvious over Zetts and Kaku, with claims 5, 18, and 21 also obvious over Zetts, Kaku, and Seo.

    RulingsRemand decision
    • RemandDecided for petitioner

      “the Federal Circuit. Paper 49. On September 11, 2023, the Federal Circuit issued a decision in the appeal vacating our Final Written Decision and remanding for further proceedings consistent with its decision. Netflix, 80 F.4th at 1362. The Federal Circuit determined that we abused our discretion in finding that Petitioner had failed to articulate a field of endeavor. Id. at 1359. The Federal Circuit remanded to allow us to decide the “factual question of whether Kaku is directed to the same field of endeavor as the patent-in-suit.” Id. at 1361. The Federal Circuit, however, did not address the other three issues raised by Patent Owner since we did not decide those issues in the Final Written Decision and they were not presented for appeal. See generally Netflix.” slip op. at 3

    • Skill levelSkill level board ownOther

      “B. Level of Ordinary Skill in the Art In the Final Written Decision, we stated the following:” slip op. at 10

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed patent owner constructionDecided for patent owner

      “Petitioner has not shown that one of the prior art references is analogous to the claimed invention.” Final Dec. 9. On remand, the construction of this claim is an issue that must be decided to reach a conclusion on the patentability of the Challenged Claims of the ’792 patent.” slip op. at 12

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “1. Analogous Art – Field of Endeavor Before turning to Petitioner’s analysis of the claims, we address” slip op. at 29

    Patent outcomesUS 8,472,792 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 8,472,792
  • PTAB · Mar 12, 2024 · PGR2022-00053 · APJ Iftikhar Ahmed · PGR · Final written decision

    Claims 1–22 are unpatentable under collateral estoppel; revised substitute claims 23–37 are allowed because Petitioner did not prove them unpatentable.

    RulingsFinal written decision
    • BurdenFwd all claims unpatentableDecided for petitioner

      “The party seeking to invoke collateral estoppel must show: (1) the issue is identical to one decided in the first action; (2) the issue was actually litigated in the first action; (3) resolution of the issue was essential to a final judgment in the first action; and (4) [the party against who collateral estoppel is being asserted] had a full and fair opportunity to litigate the issue in the first action. Google, 54 F.4th at 1381 (quoting In re Freeman, 30 F.3d 1459, 1465 (Fed. Cir. 1994)). Collateral estoppel may also operate to bar re-litigation of common issues in actions involving different but related patents. Mycogen Plant Science, Inc. v. Monsanto Co., 252 F.3d 1306, 1310 (Fed. Cir. 2001) (citing Amgen, Inc. v. Genetics Inst., Inc., 98 F.3d 1328, 1329–32 (Fed. Cir. 1996); Interconnect Planning Corp. v. Feil, 774 F.2d 1132, 1136 (Fed. Cir. 1985)). We are persuaded that each of the four Google requirements is satisfied and, accordingly, agree with Petitioner that the challenged claims of the ’256 patent are unpatentable in light of our Final Written Decision in PGR2021-00096.” slip op. at 13

    • Patent Eligibility (§101) › Alice/Mayo step one — 'directed to'Step1 not directed to exceptionNot shown unpatentable

      “specific requirements of the claims.” McRO, Inc. v. Bandai Namco Games America Inc., 837 F.3d 1299, 1313 (Fed. Cir. 2016) (quoting In re TLI Commc’ns LLC Patent Litig., 823 F.3d 607, 611 (Fed. Cir. 2016)). But “failing to account for the specific requirements of the claims” is what Petitioner’s analysis of the claim limitations appears to do. Petitioner’s argument that “the focus of the claims” is captured by a single claim element (f3) not only ignores that that limitation recites performing two specific software tasks simultaneously—which we are not persuaded is an abstract idea—but also asks us to disregard multiple technical aspects recited in the claims, such as identifying a link, determining whether an installation client is available on the device, invoking the installation client, and redirecting to the device an app store. See, e.g., Ex. 1001, 21:12–41; Revised MTA 24–25. That is, under Step 2A of the Guidance, we are neither persuaded that limitation f3, which Petitioner points us to, recites an abstract idea (Prong 1), nor that the other limitations recited in the independent claims fail to integrate the alleged abstract idea into a practical application (Prong 2). Petitioner characterizes the claims as directed to multitasking, which Petitioner describes as an example applied to improve a user experience, i.e., as related to organizing human activity. Pet. 29. Although the Guidance recognizes certain methods of organizing human activity, including certain activity between a person and a computer, as constituting a patent-ineligible abstract idea, we are not persuaded that the claims here fall within the scope of such activity. See Guidance, 84 Fed. Reg. at 52 (listing fundamental economic principles or practices, commercial or legal interactions, and managing personal behavior or relationships as organizing human activity). The claimed invention may result in multitasking on the device, but the background instead of directing the user to an app store, thereby maintaining user experience with the foreground application, and do not recite an abstract idea. And although that process does result in improving user experience, the claims recite more than that mere result; they recite specific steps—invoking, without exiting the foreground software application, the installation client for downloading and installing applications on the device to run in the background—that accomplish the desired result. See Finjan, Inc. v. Blue Coat Sys., Inc., 879 F.3d 1299, 1305–06 (Fed. Cir. 2018) (finding a method that employs a new kind of file in a computer security system directed to a non-abstract improvement in computer functionality, rather than the abstract idea of computer security writ large). Petitioner thus fails to establish sufficiently that the claims are directed patent ineligible subject matter under Step 2A of the Guidance.” slip op. at 52

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable

      “When the application package 172 has been received by the client system 130, the App Manager 180 may extract or retrieve a set of requested permissions 174 from the application package 172, and present a request to the user for asking for approval to perform operations corresponding to the requested permissions, e.g., opening files, accessing contact information, accessing a camera on the client device 130, and so on. . . . In particular embodiments, when the requested permissions 174 have been requested, and a response specifying a set of accepted permissions 176 has been received from the user, the set of accepted permissions 176 may be compared to the set of requested permissions 174. If the sets are the same, then the installation process may continue, and the App Manager 180 may invoke an installer 182 to install the application package 172. Ex. 1003, 8:67–9:22 (emphasis added). That is, the set of permissions to be checked are obtained by the App Manager once the download of the application package to be installed is initiated. See id. at 8:59–61 (“when the download is initiated by a request sent from the client system 130 to the server 162, the server 162 may send the requested object, e.g., the download page 168 or the application package 172, back to the client system 130”). And these permissions relate to operations that the installed applications may perform, e.g., opening files, accessing contact information, accessing a camera on the client device. Id. at 9:6–7. These permissions may also indirectly determine whether the installation client can install that app. See id. at 9:33–38. There is no suggestion in Pasha, however, that these permissions have anything to do with the host application, i.e., the second software application. said second software application is eligible to use capabilities of the installation client.” RMTA 25; see also Ex. 1001, 15:11–14 (“The installation client, upon receiving an instant install link, checks the eligibility of the caller and if identified as eligible continues the process of downloading the app.”). Pasha does not teach or suggest checking eligibility of its host application in any way or at any point. Moreover, as Patent Owner points out, Pasha’s App Manager performs the eligibility check after it downloads the app package, further supporting that Pasha’s eligibility check has nothing to do with the host application.9 Dr. Almeroth testifies that “Pasha discloses the App Manager 180 confirming that it has obtained the required permissions, which, in [his] opinion, a [person of ordinary skill in the art] would understand may include inter alia that the ‘second software application’ (e.g., the host application invoking the app manager) is eligible to use its capabilities.” Ex. 1035 ¶ 68. Dr. Almeroth fails to cite any supporting evidence or provide any technical reasoning to support his statement. Id. Because we find no basis in the record for Dr. Almeroth’s conclusion, we give little weight to this testimony.” slip op. at 40

    • Expert testimonyPetitioner expert discountedDecided for patent owner

      “Dr. Almeroth testifies that “Pasha discloses the App Manager 180 confirming that it has obtained the required permissions, which, in [his] opinion, a [person of ordinary skill in the art] would understand may include inter alia that the ‘second software application’ (e.g., the host application invoking the app manager) is eligible to use its capabilities.” Ex. 1035 ¶ 68. Dr. Almeroth fails to cite any supporting evidence or provide any technical reasoning to support his statement. Id. Because we find no basis in the record for Dr. Almeroth’s conclusion, we give little weight to this testimony. 9 During oral argument, Petitioner pointed us to disclosure in Pasha that teaches that the permission dialog may be displayed to the user at different points in the download process. Tr. 47:24–48:8 (citing Ex. 1003, 22:21–42). As Patent Owner pointed out, this disclosure was not relied up on by Petitioner in its papers and is new evidence. Id. at 51:19–22; Paper 46, 4. Petitioner’s argument based on this new evidence is therefore forfeited. But even if we were to consider the cited disclosure from Pasha, it still only suggests that permissions need to come from the server after the download process has been initiated, and are therefore, unrelated to the host application. See Ex. 1003, 22:46–49 (“the requested permissions may be downloaded prior to downloading the application or may be extracted from the application package”). 24, 2022) (precedential) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”) (quoting 37 C.F.R. § 42.65(a)). As the Board explained in Xerox, such expert testimony “is particularly problematic in cases where, like here, expert testimony is offered not simply to provide a motivation to combine prior-art teachings, but rather to supply a limitation missing from the prior art.” Id. (citing Arendi S.A.R.L. v. Apple, Inc., 832 F.3d 1355, 1361–62 (Fed. Cir. 2016)).” slip op. at 41

    Patent outcomesUS 11,157,256 unpatentable
    Claim construction§ 101 eligibility§ 103 obviousnesscites Alice · Berkheimer · Enfish · Phillips
    Patents in suitUS 11,157,256
  • PTAB · Feb 5, 2024 · PGR2022-00044 · APJ Monica S Ullagaddi · PGR · Final written decision

    Claims 1–13 are unpatentable for lack of written description under § 112(a); the Board did not reach the anticipation and obviousness grounds based on HEVC265.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “B. Level of Ordinary Skill in the Art Petitioner contends that: A person of ordinary skill in the art at the priority date for the ’274 Patent (“POSITA”) would have had a bachelor’s degree in electrical or computer engineering, or a closely related scientific field such as physics or computer science, and two years of work experience with video processing. A lack of experience can be remedied with additional education (e.g., a Master’s degree), and likewise, a lack of education can be remedied with additional work experience (e.g., 4–5 years). This definition would apply at the earliest claimed priority date of the ’274 Patent as well as any later date. Pet. 12 (citing Ex. 1005 ¶¶ 50–52). Patent Owner does not dispute the level of ordinary skill in the art. See generally PO Resp. We adopt Petitioner’s definition as it appears to be consistent with the Specification of the ’274 patent and the cited reference.” slip op. at 14

    • PTAB / AIA Trials › §315(e) estoppelEstoppel appliesDecided for petitioner

      “A party is collaterally estopped from relitigating an issue if: (1) a prior action presents an identical issue; (2) the prior action actually litigated and adjudged that issue; (3) the judgment in that prior action necessarily required determination of the identical issue; and (4) the prior action featured full representation of the estopped party. VirnetX Inc. v. Apple, Inc., 909 F.3d 1375, 1377 (Fed. Cir. 2018) (citing Stephen Slesinger, Inc. v. Disney Enterprises, Inc., 702 F.3d 640, 644 (Fed. Cir. 2012)).” slip op. at 21

    • Disclosure Requirements (§112) › Written description (Ariad)Written description inadequateUnpatentable
    • Novelty / Anticipation (§102) › Priority / effective filing date / continuation supportDecided for petitioner

      “For the reasons that follow, we determine that the ’928 application does not provide sufficient written description support, for at least independent claim 1 of the ’274 patent, so as to “reasonably convey[] to those skilled in the art that the inventor had possession of the claimed subject matter as of the filing date” of the ’928 application. Ariad, 598 F.3d at 1351. Accordingly, we are persuaded that the ’928 application lacks sufficient written description support for the invention recited in claim 1 of the ’274 patent, and thus, claim 1 does not receive an effective filing date as early as that of the ’928 application (i.e., December 23, 2010). We further determine that Petitioner filed the Petition within the 9-month statutory period for requesting post-grant review in accordance with 35 U.S.C. § 321(c). The ’274 patent issued on September 14, 2021 (see Ex. 1001, code (45)), and the present Petition was accorded a filing date of June 9, 2022 (see Paper 5). Accordingly, the Petition was filed less than 9 months after the date of issuance of the ’274 patent. In view of the above, we are persuaded that the ’274 patent is eligible for post-grant review.” slip op. at 16

    Patent outcomesUS 11,122,274 unpatentable
    § 102 anticipation§ 103 obviousness§ 112 disclosurecites Phillips · KSR · Graham
    Patents in suitUS 11,122,274
  • PTAB · May 22, 2023 · PGR2022-00009 · APJ Monica S Ullagaddi · PGR · Final written decision

    Claims 1–5, 7–12, and 14–19 are unpatentable based on lack of written description, anticipation by Bruning, or obviousness over Bruning and Kabel.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “lighting device.” Accordingly, we determine that the level of ordinary skill in the art is “a bachelor’s degree in electrical engineering, or similar technical field, with two years of relevant experience in the field of design and/or development of LEDs and circuits,” as Petitioner proposes and that “the field of design and/or development” would be “in the context of lighting devices” as Patent Owner proposes, in which “[a]n increase in experience could compensate for less education.” Id.; Pet. 24 (citing Ex. 1002 ¶ 46).” slip op. at 15

    • Claim Construction › Intrinsic evidence (Phillips canons) › Prosecution history disclaimer / disavowalDisclaimer foundDecided for patent owner

      “theoretically fall under the “or greater” portion of the amended claim limitation “forward voltage of 6V or greater,” Applicant distinguished Colby on the basis that the 120V AC voltage from a wall outlet is not “the minimum voltage difference required between the anode and cathode of the LEDs in the claimed circuit to allow current to flow through the LEDs.” See Ex. 1023, 9 (emphasis added). Applicant’s argument specifically identifies the claim language at issue––“forward voltage of 6V or greater”––and specifically states that it is not disclosed because Colby does not disclose the minimum voltage and instead, discloses something else, something larger–– 120V AC voltage. Accordingly, we conclude that Applicant disclaimed any voltage that is more than “the minimum voltage difference required between the anode and cathode of the LEDs in the claimed circuit to allow current to flow through the LEDs” from the scope of “forward voltage.”” slip op. at 25

    • Disclosure Requirements (§112) › Written description (Ariad)Written description inadequateUnpatentable

      “4. 35 U.S.C. § 112(a) With respect to the written description requirement, we are persuaded” slip op. at 32

    • Disclosure Requirements (§112) › Enablement (Wands, Amgen full scope)Not enabledUnpatentable

      “Basis § Unpatentable Unpatentable Lack of written description, 3, 10, 17 112(a) 3, 10, 17 Lack of enablement 3, 10, 17 112(b) Indefiniteness 3, 10, 17 Lack of written description, 4, 11, 18 112(a) 4, 11, 18 Lack of enablement 4, 11, 18 112(b) indefiniteness 4, 11, 18” slip op. at 77

    Patent outcomesUS 10,932,341 unpatentable
    Claim construction§ 102 anticipation§ 103 obviousness§ 112 disclosurecites Phillips · KSR · Graham · Nautilus
    Patents in suitUS 10,932,341
  • PTAB · Feb 14, 2023 · IPR2021-01369 · APJ Jon B Tornquist · IPR · Final written decision

    Claims 1, 11, and 13 are unpatentable as obvious over the respective combinations of Deese, Kuo, and Obeck; Deese and Kuo; and Okuno and Teshima.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “B. Level of Ordinary Skill in the Art In determining the level of ordinary skill in the art, we consider the type of problems encountered in the art, the prior art solutions to those problems, the rapidity with which innovations are made, the sophistication of the technology, and the educational level of active workers in the field. Custom Accessories, Inc. v. Jeffrey-Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir. 1986).” slip op. at 6

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner

      “C. Claim Construction In this proceeding, the claims of the ’251 patent are construed “using the same claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. [§] 282(b).” 37 C.F.R. § 42.100(b) (2001). Under that standard, the words of a claim are generally given their “ordinary and customary meaning,” which is the meaning the term would have had to a person of ordinary skill at the time of the invention in the context of the entire patent including the specification. Phillips v. AWH Corp., 415 F.3d 1303, 1312–13 (Fed. Cir. 2005) (en banc).” slip op. at 7

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “a) Analogous Art To resolve whether art is analogous we must determine “(1) whether the art is from the same field of endeavor, regardless of the problem addressed and, (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved.” In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2004).” slip op. at 16

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “c) Reason to Combine As noted above, Petitioner contends one of ordinary skill in the art would have sought to add data signal preemption capabilities in Deese and Kuo because (1) Deese, Kuo, and Obeck are analogous art to the ’251 patent (i.e., are all in the field of lighting systems), (2) “[t]he need for signal preemption was well-known in the art,” and (3) Obeck expressly teaches that its use of a data receiver solves the need for signal preemption in traffic lights. Pet. 15–16. Petitioner contends one of ordinary skill in the art would have had a reasonable expectation of success in implementing Obeck’s data receiver and signal preemption method in Deese because Deese’s signal controller 70 is a “conventional” controller for selectively energizing the red, yellow, and green traffic lights and this is “precisely the same type of ‘regular signal control 71’ that Obeck teaches should be supplemented with 5:45–63; 1006, 6:36–48; Ex. 1002 ¶ 51).” slip op. at 23

    Patent outcomesUS 10,492,251 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 10,492,251
  • PTAB · Feb 14, 2023 · IPR2021-01367 · APJ Jon B Tornquist · IPR · Final written decision

    Claims 1, 3, 4, 5, 7, and 8 are unpatentable as obvious over the Deese-based grounds; the Board did not reach the Lys- and Worley-based grounds.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “February 25, 2004, would have had “a Bachelor’s degree in electrical engineering, or similar technical field, with two years of relevant experience in the field of design and/or development of light-emitting diodes (LEDs) and circuits in the context of lighting control systems.” Pet. 14 (citing Ex. 1002 ¶ 24). For purposes of this proceeding, Patent Owner does not dispute Petitioner’s definition of a person of ordinary skill in the art. PO Resp. 11. Upon review of the prior art of record and Petitioner’s arguments, we adopt Petitioner’s undisputed definition of a person of ordinary skill in the art for purposes of this Final Written Decision, as it is consistent with the disclosures of the ’551 patent and the prior art of record.” slip op. at 6

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner

      “In the Institution Decision, we construed “driver” to mean “a program, circuitry, or device used to power other programs, circuits, or devices.” Inst. Dec. 14. We also asked the parties to address whether the term “mounted,” as used in independent claims 1 and 5, permits indirect contact between the various components and the reflective substrate. Id. at 32 n.11. Patent Owner contends the Board’s adopted construction of “driver” is too broad, but because the arguments presented in Patent Owner’s Response to do not turn on a narrower construction of “driver,” it does not propose an alternate construction of the claim term. PO Resp. 12–13. Patent Owner does not address the scope of the term “mounted” in its Response or ask that any other claim terms be expressly construed. Upon review of the parties’ arguments and supporting evidence, we adopt our previous construction of “driver” and determine that we need not construe any additional claim terms for purposes of this Final Written Decision. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (“[O]nly those terms need be construed that are in controversy, and only to the extent necessary to resolve the controversy.”)). We note, however, that we do provide” slip op. at 7

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “Kuo discloses a “high efficiency light” that uses LEDs to emit light, as well as different lenses to amplify the intensity of the light emitted from the LEDs. See Ex. 1013, 1:6–9. Although Kuo focuses primarily on using its light as a traffic signal, Kuo is not limited to this embodiment and broadly claims “[a] high efficiency light.” Id. at 3:14–4:23 (Compare claim 1 directed to “[a] high efficiency light,” with claim 2 directed to use of the light of claim 1 “as a signal light”). Thus, we find that Kuo is in the same field of endeavor as the ’551 patent, i.e., LED lighting systems. that Kuo meets the “reasonably pertinent” prong of the analogous art test. KSR instructs that “familiar items may have obvious uses beyond their primary purposes, and a person of ordinary skill in the art often will be able to fit the teachings of multiple patents together like pieces of a puzzle.” KSR, 550 U.S. 398, 402 (2007). Given this instruction, the Federal Circuit has explained that when considering whether prior art is reasonably pertinent we must look beyond the primary problem the inventor was seeking to solve. See Wyers v. Master Lock Co., 616 F.3d 1231, 1238 (Fed. Cir. 2010) (explaining that in analyzing whether the prior art is reasonably pertinent we must construe the scope of analogous art “broadly”); see also Donner Tech., LLC. V. Pro Stage Gear, LLC, 979 F.3d 1353, 1360 (Fed. Cir. 2020) (explaining that the “reasonably pertinent” analysis must look to all of the problems to which the claimed invention relates, and must not be analyzed so narrowly as to effectively collapse the “field-of-endeavor and reasonablepertinence inquiries”). Here, although the ’551 patent is primarily focused on ways to efficiently drive LEDs using AC power, the ’551 patent is also concerned with methods of assembling an LED lighting system, including the use of: an insulating substrate, a heat sink, a reflective material on which to mount the LEDs, a lens for directing light, and a light changing or enhancing substance(s). Ex. 1001, 5:6–31, code (54) (noting that the ’551 patent is directed to both AC LED drive methods and an apparatus). Kuo expressly discloses the design of a housing that uses a lens and a light reflecting surface to maximize the light obtained from LEDs. These disclosures are reasonably pertinent to at least one problem the ’551 patent was intended to solve, e.g., what techniques and materials should be used to construct an analogous art to the ’551 patent under both prongs of the analogous art test.” slip op. at 15

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “5. Conclusion For the reasons set forth above, and upon review of the record as a whole, we determine that Petitioner persuasively identifies where Deese and Kuo teach or suggest every limitation of independent claims 1 and 5 of the ’551 patent. Petitioner also provides a reasoned explanation as to why one of ordinary skill in the art would have combined the teachings of Deese and Kuo to arrive at the subject matter of claims 1 and 5 with a reasonable expectation of success. Accordingly, Petitioner demonstrates by a” slip op. at 18

    Patent outcomesUS 10,154,551 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 10,154,551
  • PTAB · Jan 27, 2023 · IPR2021-01368 · APJ Scott Raevsky · IPR · Final written decision

    Claims 1, 4, 8, 11, and 16 are unpatentable as obvious over Grajcar and Walter; the Board did not reach the remaining grounds.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “understanding of a person of ordinary skill in the art at the time of the invention. Graham, 383 U.S. at 13, 17. Petitioner asserts that [a] person of ordinary skill in the art (“POSITA”) . . . would have had a bachelor’s degree in electrical engineering, or similar technical field, with two years of relevant experience in the field of design and/or development of LEDs and circuits in the context of lighting control systems. An increase in experience could compensate for less education. Pet. 9 (citing Ex. 1002 ¶ 35). Patent Owner does not dispute the level of skill in the art. See PO Resp. 32 (referring to, but not disputing, Petitioner’s proposed level of skill). We are persuaded that Petitioner’s proposal is consistent with the problems and solutions in the ’783 patent and prior art of record. We adopt Petitioner’s definition of the level of ordinary skill in the art.” slip op. at 5

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner

      “1. “connection lead” Petitioner proposes only one construction, for the term “connection lead” in claim 17. Pet. 13–14. As Patent Owner disclaimed claim 17 and this term does not appear in the remaining challenged claims, we do not need to construe it. Ex. 2003.” slip op. at 6

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

      “2. “a switch configured to enable user selection” Prior to Institution, Patent Owner asserted that Petitioner applied an incomplete claim construction of the phrase “a switch configured to enable user selection.” Prelim. Resp. 19–22. Patent Owner contended that the switch must be “physical” and that a user must “be able to directly select an outcome.” Id. at 19. Our Institution Decision preliminarily construed “a switch configured to enable user selection of the different color temperatures of light” to permit a user to select the color temperature through direct or indirect use of the switch. Dec. 21. Patent Owner no longer disputes the construction of this term and applies our preliminary construction in its Response. PO Resp. 6. Having reviewed the complete record developed during trial, we determine that the record supports maintaining our preliminary construction of this term for the reasons set forth in our Institution Decision.” slip op. at 6

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “We view Petitioner’s combination to be sufficiently clear, setting forth sufficiently “articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” KSR, 550 U.S. at 418. Petitioner explains that “Grajcar discloses a switch (switch 2115) configured to enable user selection” and that “[t]o the extent [Patent Owner] argues that switch 2115 does not explicitly show ‘a switch configured to enable user selection,’ it would have been obvious to modify Grajcar by adding a switch that allows user input, as taught by Walter.” Pet. 26–27 (citing Ex. 1004, ¶¶ 107, 102–112, 192–195, Fig. 21; Ex. 1002 ¶¶ 72–73). This combination would have involved “integrat[ing] the LED circuits and switch of [Grajcar] Figure 21 with the LED bulb disclosed in Walter.” Id. at 21 (emphasis added). That is, the proposed combination simply aims to use Grajcar’s LED circuit in Walter’s bulb, so that Walter’s switch may actuate Grajcar’s LED circuit. See id. at 21–23, 27. Petitioner confirmed this position at the oral hearing, explaining, “so the proposed combination, looking again at Slide 13, it’s taking all of the circuits in [Grajcar] Figure 21 and putting them into the bulb of [Walter] Figure 2 where any user selection of color temperature is done using [Walter’s] Switch 170.” Tr. 11:20–23. Not only is Petitioner’s proposed combination sufficiently clear, but by arguing that Petitioner provides no “explanation of how the resulting combination would operate” or “what specific elements of Walter would be incorporated into Grajcar,” Patent Owner essentially attacks the Petition for not explaining how to bodily incorporate Grajcar into Walter. But “[t]he test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . . Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art.” MCM Portfolio LLC v. Hewlett-Packard Co., 812 F.3d 1284, 1294 (Fed. Cir. 2015) (quoting In re Keller, 642 F.2d 413, 425 (CCPA 1981)). Patent Owner’s bodily incorporation argument fails to undermine Petitioner’s persuasive showing. In any event, Petitioner contends, and Patent Owner does not dispute, that “[i]t would have been well within the skill of a POSITA to implement Grajcar’s LED light with the user interface of Walter,” as “[t]he circuits described in Grajcar and claimed in claim 1 are extremely basic.” Pet. 23; see also Ex. 1002 ¶ 66 (Dr. Lebby testifying the same).” slip op. at 15

    Patent outcomesUS 10,757,783 unpatentable
    Claim construction§ 103 obviousnesscites KSR · Graham
    Patents in suitUS 10,757,783
  • Unified Patents, LLC v. Divx, LLCAll claims unpatentable
    PTAB · Jan 20, 2023 · IPR2021-01476 · APJ Iftikhar Ahmed · IPR · Final written decision

    Claims 1 and 10 are unpatentable as obvious over Biderman and Gigliotti; the Board did not reach the alternative Sood-based ground.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “understanding of a person of ordinary skill in the art at the time of the invention. Graham, 383 U.S. at 17. Petitioner contends that a person of ordinary skill in the art “would have had a bachelor’s degree in electrical or computer engineering, or a closely related scientific field such as computer science, and two years of work experience with streaming media applications or related fields (e.g., network applications),” where a “lack of experience can be remedied with additional education (e.g., a Master’s degree), and likewise, a lack of education can be remedied with additional work experience (e.g., 4-5 years).” Pet. 8 (citing Ex. 1003 ¶¶ 47–51). Patent Owner does not dispute Petitioner’s definition for a person of ordinary skill in the art. See generally PO Resp. consistent with the ’987 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978). We adopt Petitioner’s proposed level in deciding the patentability of the challenged claims.” slip op. at 8

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for patent owner

      “construction standard that would be used to construe the claims in a civil action under 35 U.S.C. § 282(b). See 37 C.F.R. § 42.100(b) (2021). The claim construction standard includes construing claims in accordance with the ordinary and customary meaning of such claims as understood by one of ordinary skill in the art at the time of the invention. See id.; Phillips v. AWH Corp., 415 F.3d 1303, 1312–14 (Fed. Cir. 2005) (en banc). In construing claims in accordance with their ordinary and customary meaning, we take into account the specification and prosecution history. Phillips, 415 F.3d at 1315–17. Additionally, only terms that are in controversy need to be construed, and these terms need be construed only to the extent necessary to resolve the controversy. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (holding that “only those terms need be construed that are in controversy, and only to the extent necessary to resolve the controversy”); Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (citing Vivid Techs. in the context of an inter partes review). construction. Pet. 10; see generally PO Resp. We need not expressly construe any claim terms to decide the issues in this proceeding.” slip op. at 9

    • Expert testimonyPetitioner expert creditedDecided for patent owner
    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “artisan would have had reason to combine the teachings of Biderman and Gigliotti in the manner proposed by Petitioner. Pet. 23–28. Petitioner persuasively argues that a person of ordinary skill in the art would have been motivated to combine Biderman’s teachings of switching from one stream to another with Gigliotti’s teachings of ensuring the buffer is sufficiently full before switching because a person of ordinary skill in the art “would have recognized that, without a technique for measuring the amount of content in the buffer, Biderman’s client might switch to the second playlist content without sufficient content stored in the buffer, which might result in an Ex. 1019 ¶ 11; Ex. 1020 ¶ 13; Ex. 1003 ¶¶ 122–125). Petitioner’s contention that there would be a reasonable likelihood of success in doing so is supported by Dr. Reddy’s testimony. See Ex. 1003 ¶¶ 125–126 (citing Ex. 1009, 5).” slip op. at 40

    Patent outcomesUS 10,326,987 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 10,326,987
  • PTAB · Jan 18, 2023 · IPR2021-01370 · APJ Scott Raevsky · IPR · Final written decision

    Claims 9–17 are unpatentable: claims 9–11, 13, 15, and 17 are anticipated by Dowling; claims 9–15 and 17 are obvious over Dowling, Mueller, and Okuno; claims 9–11, 15, and 16 are anticipated by Ter Weeme.

    RulingsFinal written decision
    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner

      “Given the breadth of the claims and specification, as well as Patent Owner’s implicit prosecution acknowledgement, we find the intrinsic evidence dispositive in this case of the meaning of “disconnected” as encompassing an electrical disconnection sufficient to turn the LED circuit off, including an electronic switch like a transistor to perform the electrical disconnection.” slip op. at 13

    • Claim Construction › Intrinsic evidence (Phillips canons) › Preamble limiting or notPreamble limitingDecided for petitioner

      “Turning to our analysis, we start by addressing the interpretation of claim 9’s preamble, “[a]n LED lighting system.” Both parties brief the meaning of this preamble, but neither party addresses the threshold issue of whether the preamble is limiting. We note that “[g]enerally, a preamble is not limiting.” Summit 6, LLC v. Samsung Elecs. Co., 802 F.3d 1283, 1292 (Fed. Cir. 2015). However, among other exceptions to this general rule, our reviewing court has “repeatedly held a preamble limiting when it serves as antecedent basis for a term appearing in the body of a claim.” In re Fought, 941 F.3d 1175, 1178 (Fed. Cir. 2019) (citations omitted). The body of claim 9 refers back to the preamble by reciting, “wherein the LED lighting system is driven with the AC voltage source.” Ex. 1001, 20:25–26. As such, the body of the claim relies on the preamble for antecedent basis support, and we determine that the preamble of claim 9 is limiting.” slip op. at 47

    • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

      “Petitioner’s arguments are more persuasive. Dowling discloses mode switch 190, which, among other modes, can “strobe, that is, flash on and off,” LEDs in different colors. Ex. 1004 ¶¶ 47, 62. Dr. Neikirk testifies that this strobing action connects a red LED circuit to the AC voltage source, then disconnects it from the AC voltage source and connects a blue LED circuit to the AC voltage source. Ex. 1002 ¶ 39. Dr. Neikirk further testifies that Dowling discloses connecting and disconnecting the LED circuits to the AC voltage source via a controller that utilizes PWM to turn those circuits on and off. Ex. 1026 ¶ 27 (citing Ex. 1004, Figs. 1, 8, ¶¶ 38–43, 63). He further states, “[a]s I confirmed at my deposition, when a PWM transistor is off, it is off.” Id. (citing Ex. 2006, 33:17–25). Under the correct construction of “disconnected” set forth above, we find this evidence persuasive to show that Dowling discloses this limitation. Significantly, Dowling discloses, and Patent Owner does not dispute,8 that LEDs of 8 For the first time in the hearing, Patent Owner raised a new argument that “Petitioner [does not] point to any disclosure in Dowling that actually says that a mode turns an LED on and turns another LED circuit off.” E.g., Tr. 79:3–9. Relatedly, Patent Owner argues that Dowling’s “strobe mode” does not “cause[] some LED circuits to be connected and other LED circuits to be disconnected.” Id. at 80:21–81:2; see also id. at 81:3–83:12 (colloquy with counsel regarding the absence of a “strobe mode” discussion in the PO Response). These arguments came too late, and we do not consider them. See Dell Inc. v. Acceleron, LLC, 884 F.3d 1364 (Fed. Cir. 2018) (“Unless it different colors “flash on and off” in response to user selection of the mode switch, thereby teaching the claimed “second switch that allows the first LED circuit to be disconnected from the AC voltage source and a second LED circuit to be connected to an AC voltage source.” Ex. 1004 ¶¶ 47, 62.” slip op. at 23

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

      “We agree with Petitioner that the combination of Dowling, Mueller, and Okuno would have rendered claim 14 obvious. We find persuasive Petitioner’s contention that it would have been obvious to implement the power conversion circuitry disclosed by Dowling for light bulb 180 using at least one transformer as taught by Mueller and Okuno. Pet. 34–35 (citing Ex. 1002 ¶ 85). We agree that Dowling already discloses power conversion circuitry for a light bulb, which converts a 120 volts AC input to a DC voltage of 5 or 12 volts. Id. at 29–30 (citing Ex. 1004 ¶ 58; Ex. 1002 ¶ 62). Specifically, Dowling describes a connection 70 for its light bulb that “may include a converter to convert received power to power that is useful,” for example, “an AC to DC converter to convert one-hundred twenty Volts at sixty Hertz into a direct current at a voltage of, for example, five Volts or twelve Volts.” Ex. 1004 ¶ 58; see also id. ¶ 63 (“A power converter can be used within the light bulb 180 to convert the received power . . . in the form of a variable amplitude AC signal . . . to the requisite power for the control circuitry and the LEDs . . . .”). We also credit Dr. Neikirk’s testimony that “a POSITA would have been motivated to investigate the known implementation details in the art regarding how to convert the AC power from a much higher voltage down to an appropriate direct current at a much lower voltage for driving LEDs, and been led to the teachings of Mueller and Okuno.” Ex. 1002 ¶ 62, quoted in Pet. 30. We further credit Dr. Neikirk’s testimony that “[a] POSITA would have been motivated to use a transformer and bridge rectifier as taught by Mueller and Okuno, and recognized the suitability of those components, for Dowling’s power conversion circuity in an Edison-mount lightbulb.” Id. ¶ 64 (citing Ex. 1004, Fig. 8, ¶¶ 62–63), quoted in Pet. 30. In other words, based on Dowling’s teachings of using power conversion circuitry in its light bulb, one of ordinary skill in the art would have looked to Okuno and recognized the suitability of a transformer for use as Dowling’s power conversion circuitry. See id. ¶¶ 62–64.” slip op. at 38

    Patent outcomesUS 10,349,479 unpatentable
    Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham
    Patents in suitUS 10,349,479
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