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  • PTAB · Feb 17, 2026 · IPR2024-01230 · APJ Andreas Baltatzis · IPR · Final written decision

    Claims 1–5 are unpatentable; substitute claims 6 and 7 are unpatentable, and the Revised Motion to Amend is denied.

    RulingsFinal written decision
    • Skill levelSkill level board ownDecided for petitioner

      “our Institution Decision comports with the qualifications a person would have needed to understand and implement the teachings of the ’336 patent and the prior art of record. Inst. Dec. 15. Accordingly, we adopt the level of skill discussed in our Institution Decision. C.” slip op. at 11

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner

      “Pharms. Inc. v. Amino Chemicals Ltd., 715 F.3d 1363, 1374 (Fed. Cir. 2013)). Accordingly, Patent Owner applies a different definition of “side,” in claim 1’s recitation of “an illumination area on at least two sides of the fan at top of the body,” to that definition used to understand “side[s] of the body,” discussed above. Specifically, Patent Owner argues that Petitioner’s dictionary definition of “side,” including “an area next to something” applies to “an illumination area on at least two sides of the fan at the top of the body.” See id. at 8–9.” slip op. at 17

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

      “Hasegawa, and Huang teaches or suggests the limitations of claim 3, and that one skilled in the art would have been motivated to combine those teachings with a reasonable expectation of success. See Ex. 1004 ¶¶ 136– 140; Ex. 1008, 8:4–15, 3:20–29. Accordingly, we determine that claim 3 would have been obvious over Lai and Huang, or Lai, Hasegawa, and Huang. F.” slip op. at 50

    • 112 supportMotion to amend, deniedDenied

      “c) Conclusion We conclude that Patent Owner's Revised Motion to Amend adds new” slip op. at 90

    Patent outcomesUS 10,690,336 unpatentable
    Claim construction§ 103 obviousness§ 112 disclosurecites Phillips · KSR · Graham
    Patents in suitUS 10,690,336
  • PTAB · May 28, 2024 · IPR2020-01099 · APJ Monica S Ullagaddi · IPR · Remand

    On remand, claims 5–7 and 10 are unpatentable as obvious over Chen; claim 8 was not shown unpatentable over the asserted grounds.

    RulingsRemand decision
    • RemandOther

      “with the Federal Circuit. Paper 53. Petitioner subsequently filed a Notice of Cross-Appeal. Paper 54. The Federal Circuit rendered its Decision on October 6, 2023 (Paper 58) and entered its mandate on November 29, 2023 (Paper 57). In its Decision, the Federal Circuit vacated our conclusion regarding the “means for detecting” limitation recited in claims 5 and 10. Sisvel, 82 F.4th at 1364, 1370. The Court ordered that, on remand, we “must conduct the analysis appropriate for Noah group two, including whether any of the protocols are clearly linked or associated with ‘the function recited in the claim,’[ ] and whether they are ‘adequate structure for performing this function.’” Id. at 1370 (citing Noah Systems, Inc. v. Intuit Inc., 675 F.3d 1302, 1313 (Fed. Cir. 2012)). The Court further held that “the Board should have considered the knowledge of a skilled artisan,” and specifically, Dr. Kakaes’s expert testimony, “to assess whether the protocol name sufficiently discloses an understood algorithm corresponding to the means-plus-function limitation.” Id. at 1369. The Court also held that we “must either (1) determine whether the claim[s] [are] indefinite and then whether such indefiniteness renders it impossible to adjudicate a prior-art challenge on the merits, or (2) resolve the prior art challenge to the patentability of the claims despite the potential indefiniteness of the means-plus-function term.” Id. at 1370. After the Federal Circuit issued its mandate, we ordered the parties to brief these issues including “the supported construction of the ‘means for detecting’ claim term, as well as the attendant patentability issues of indefiniteness and impossibility as relevant to this claim term.” Paper 59, 3. Petitioner filed an Opening Brief on Remand (Paper 63, “Rem. Pet. Br.”). Patent Owner thereafter filed a Response to Petition (Paper 64, “Rem. PO” slip op. at 4

    • Skill levelSkill level patent owner adoptedDecided for patent owner

      “In its Patent Owner’s Response, Patent Owner states: [A] person having ordinary skill at the time of invention— September 10, 1999—in the relevant art would be one with a bachelor’s degree in electrical engineering or computer sciences and telecommunications networks, along with at least three or more years of practical experience in the field. A combination of more experience in the field and less education or more education and less experience in the field would also suffice. PO Resp. 7 (citing Inst. Dec. 9; Ex. 2001 ¶ 27). In our original Final Written Decision, we determined that: Although there are differences between the contentions of the parties as to the level of ordinary skill in the art, the parties have not informed us of a dispute that needs to be resolved. We do not find it necessary to resolve the differences between the contentions of the parties as to the appropriate level of ordinary skill in the art because the findings and conclusions rendered in this Decision do not turn on either proposed definition. We determine, on this record, that the level of ordinary skill proposed by Patent Owner is consistent with the ’561 patent and the asserted prior art. As such, we adopt Patent Owner’s proposed definition for a person of ordinary skill in the art. Final Dec. 10. Based on our review of the entire record, we are not apprised of nor can we ascertain any reason to deviate from this determination. As such, in this Final Written Decision on remand, we maintain the definition of level of ordinary skill in the art from the original Final Written Decision.” slip op. at 12

    • Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) appliesDecided for petitioner

      “Claim limitations that include the terms “means” or “means for” are presumed to invoke 35 U.S.C. § 112 ¶ 6. See Williamson v. Citrix Online, LLC, 792 F.3d 1339, 1348 (Fed. Cir. 2015) (en banc in relevant part). Claims subject to 35 U.S.C. § 112 ¶ 6 are construed in a “two-step process,” whereby we “first identify the claimed function,” and then “determine what structure, if any, disclosed in the specification corresponds to the claimed function.” Id. at 1351. Accordingly, the rules governing this inter partes review require that Petitioner “identify the specific portions of the specification that describe the structure, material, or acts corresponding to each claimed function.” 37 C.F.R. § 42.104(b)(3). It is well established that “the corresponding structure for a § 112 ¶ 6 claim for a computer-implemented function is the algorithm disclosed in the specification.” Aristocrat Techs. Austl. Pty Ltd. vs. Int’l Game Tech., 521 F.3d 1328, 1333 (Fed. Cir. 2008) (quoting Harris Corp. v. Ericsson Inc., 417 F.3d 1241, 1249 (Fed. Cir. 2005)); see also EON Corp. IP Holdings, LLC v. AT&T Mobility LLC, 785 F.3d 616, 623 (Fed. Cir. 2015) (“A microprocessor or general purpose computer lends sufficient structure only to basic functions of a microprocessor. All other computer-implemented functions require disclosure of an algorithm.”). The Federal Circuit has held that “[t]he specification can express the algorithm ‘in any understandable terms including as a mathematical formula, in prose, or as a flow chart, or in any other manner that provides sufficient structure.’” Noah, 675 F.3d at 1312 (citing Finisar Corp. v. DirecTV Grp., Inc., 523 F.3d 1323, 1340 (Fed. Cir. 2008) (internal citation omitted)).” slip op. at 13

    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “For example, with respect to the CRC protocol, Dr. Kakaes testifies that “CRCs are often referred to as ‘error detecting codes’ as they are typically used[] to detect whether a received data message is or is not erroneous.” Ex. 1002 ¶ 88. Dr. Kakaes further testifies that [t]o use a CRC, the transmitter runs a polynomial division of the data block (before forward error correcting code has been applied, if any) to calculate a “remainder” consisting of a predetermined number of bits, for example 16, which are also called “parity bits,” or “check bits,” or “checksum bits,” or “CRC bits” that are attached to the block to be encoded and then transmitted, in whichever way it may or may not be encoded, punctured, etc. After reception and channel decoding (recall that means determining the “maximum likelihood” message), the receiver then runs the same polynomial division of the received decoded data block (which includes the parity bits) and, if the result does not match the “remainder,” i.e., the “parity bits” are not consistent with the determined message, the decoded data block “fails” the “check,” i.e., is declared as being erroneous. As it turns out such a determination is never wrong. In other words, the “false negative” rate is 0. Id. (emphasis added). With regard to the ARQ protocol, Dr. Kakaes testifies that “[i]n an ARQ scheme, the receiver automatically requests retransmission of a data packet if it is detected to be erroneous, such as through the use of CRC, as discussed above.” Id. ¶ 91.” slip op. at 20

    Patent outcomesUS 6,529,561 mixed
    Claim construction§ 103 obviousnesscites KSR · Graham
    Patents in suitUS 6,529,561
  • Netflix Inc. v. Divx, LLCAll claims unpatentable
    PTAB · Apr 17, 2024 · IPR2020-00646 · APJ Iftikhar Ahmed · IPR · Remand

    On remand, the Board held claims 1, 5, 8, 9, 13–15, 18, and 21–23 unpatentable as obvious over Zetts and Kaku, with claims 5, 18, and 21 also obvious over Zetts, Kaku, and Seo.

    RulingsRemand decision
    • RemandDecided for petitioner

      “the Federal Circuit. Paper 49. On September 11, 2023, the Federal Circuit issued a decision in the appeal vacating our Final Written Decision and remanding for further proceedings consistent with its decision. Netflix, 80 F.4th at 1362. The Federal Circuit determined that we abused our discretion in finding that Petitioner had failed to articulate a field of endeavor. Id. at 1359. The Federal Circuit remanded to allow us to decide the “factual question of whether Kaku is directed to the same field of endeavor as the patent-in-suit.” Id. at 1361. The Federal Circuit, however, did not address the other three issues raised by Patent Owner since we did not decide those issues in the Final Written Decision and they were not presented for appeal. See generally Netflix.” slip op. at 3

    • Skill levelSkill level board ownOther

      “B. Level of Ordinary Skill in the Art In the Final Written Decision, we stated the following:” slip op. at 10

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed patent owner constructionDecided for patent owner

      “Petitioner has not shown that one of the prior art references is analogous to the claimed invention.” Final Dec. 9. On remand, the construction of this claim is an issue that must be decided to reach a conclusion on the patentability of the Challenged Claims of the ’792 patent.” slip op. at 12

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “1. Analogous Art – Field of Endeavor Before turning to Petitioner’s analysis of the claims, we address” slip op. at 29

    Patent outcomesUS 8,472,792 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 8,472,792
  • PTAB · Feb 5, 2024 · PGR2022-00044 · APJ Monica S Ullagaddi · PGR · Final written decision

    Claims 1–13 are unpatentable for lack of written description under § 112(a); the Board did not reach the anticipation and obviousness grounds based on HEVC265.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “B. Level of Ordinary Skill in the Art Petitioner contends that: A person of ordinary skill in the art at the priority date for the ’274 Patent (“POSITA”) would have had a bachelor’s degree in electrical or computer engineering, or a closely related scientific field such as physics or computer science, and two years of work experience with video processing. A lack of experience can be remedied with additional education (e.g., a Master’s degree), and likewise, a lack of education can be remedied with additional work experience (e.g., 4–5 years). This definition would apply at the earliest claimed priority date of the ’274 Patent as well as any later date. Pet. 12 (citing Ex. 1005 ¶¶ 50–52). Patent Owner does not dispute the level of ordinary skill in the art. See generally PO Resp. We adopt Petitioner’s definition as it appears to be consistent with the Specification of the ’274 patent and the cited reference.” slip op. at 14

    • PTAB / AIA Trials › §315(e) estoppelEstoppel appliesDecided for petitioner

      “A party is collaterally estopped from relitigating an issue if: (1) a prior action presents an identical issue; (2) the prior action actually litigated and adjudged that issue; (3) the judgment in that prior action necessarily required determination of the identical issue; and (4) the prior action featured full representation of the estopped party. VirnetX Inc. v. Apple, Inc., 909 F.3d 1375, 1377 (Fed. Cir. 2018) (citing Stephen Slesinger, Inc. v. Disney Enterprises, Inc., 702 F.3d 640, 644 (Fed. Cir. 2012)).” slip op. at 21

    • Disclosure Requirements (§112) › Written description (Ariad)Written description inadequateUnpatentable
    • Novelty / Anticipation (§102) › Priority / effective filing date / continuation supportDecided for petitioner

      “For the reasons that follow, we determine that the ’928 application does not provide sufficient written description support, for at least independent claim 1 of the ’274 patent, so as to “reasonably convey[] to those skilled in the art that the inventor had possession of the claimed subject matter as of the filing date” of the ’928 application. Ariad, 598 F.3d at 1351. Accordingly, we are persuaded that the ’928 application lacks sufficient written description support for the invention recited in claim 1 of the ’274 patent, and thus, claim 1 does not receive an effective filing date as early as that of the ’928 application (i.e., December 23, 2010). We further determine that Petitioner filed the Petition within the 9-month statutory period for requesting post-grant review in accordance with 35 U.S.C. § 321(c). The ’274 patent issued on September 14, 2021 (see Ex. 1001, code (45)), and the present Petition was accorded a filing date of June 9, 2022 (see Paper 5). Accordingly, the Petition was filed less than 9 months after the date of issuance of the ’274 patent. In view of the above, we are persuaded that the ’274 patent is eligible for post-grant review.” slip op. at 16

    Patent outcomesUS 11,122,274 unpatentable
    § 102 anticipation§ 103 obviousness§ 112 disclosurecites Phillips · KSR · Graham
    Patents in suitUS 11,122,274
  • PTAB · May 22, 2023 · PGR2022-00009 · APJ Monica S Ullagaddi · PGR · Final written decision

    Claims 1–5, 7–12, and 14–19 are unpatentable based on lack of written description, anticipation by Bruning, or obviousness over Bruning and Kabel.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “lighting device.” Accordingly, we determine that the level of ordinary skill in the art is “a bachelor’s degree in electrical engineering, or similar technical field, with two years of relevant experience in the field of design and/or development of LEDs and circuits,” as Petitioner proposes and that “the field of design and/or development” would be “in the context of lighting devices” as Patent Owner proposes, in which “[a]n increase in experience could compensate for less education.” Id.; Pet. 24 (citing Ex. 1002 ¶ 46).” slip op. at 15

    • Claim Construction › Intrinsic evidence (Phillips canons) › Prosecution history disclaimer / disavowalDisclaimer foundDecided for patent owner

      “theoretically fall under the “or greater” portion of the amended claim limitation “forward voltage of 6V or greater,” Applicant distinguished Colby on the basis that the 120V AC voltage from a wall outlet is not “the minimum voltage difference required between the anode and cathode of the LEDs in the claimed circuit to allow current to flow through the LEDs.” See Ex. 1023, 9 (emphasis added). Applicant’s argument specifically identifies the claim language at issue––“forward voltage of 6V or greater”––and specifically states that it is not disclosed because Colby does not disclose the minimum voltage and instead, discloses something else, something larger–– 120V AC voltage. Accordingly, we conclude that Applicant disclaimed any voltage that is more than “the minimum voltage difference required between the anode and cathode of the LEDs in the claimed circuit to allow current to flow through the LEDs” from the scope of “forward voltage.”” slip op. at 25

    • Disclosure Requirements (§112) › Written description (Ariad)Written description inadequateUnpatentable

      “4. 35 U.S.C. § 112(a) With respect to the written description requirement, we are persuaded” slip op. at 32

    • Disclosure Requirements (§112) › Enablement (Wands, Amgen full scope)Not enabledUnpatentable

      “Basis § Unpatentable Unpatentable Lack of written description, 3, 10, 17 112(a) 3, 10, 17 Lack of enablement 3, 10, 17 112(b) Indefiniteness 3, 10, 17 Lack of written description, 4, 11, 18 112(a) 4, 11, 18 Lack of enablement 4, 11, 18 112(b) indefiniteness 4, 11, 18” slip op. at 77

    Patent outcomesUS 10,932,341 unpatentable
    Claim construction§ 102 anticipation§ 103 obviousness§ 112 disclosurecites Phillips · KSR · Graham · Nautilus
    Patents in suitUS 10,932,341
  • PTAB · Feb 14, 2023 · IPR2021-01369 · APJ Jon B Tornquist · IPR · Final written decision

    Claims 1, 11, and 13 are unpatentable as obvious over the respective combinations of Deese, Kuo, and Obeck; Deese and Kuo; and Okuno and Teshima.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “B. Level of Ordinary Skill in the Art In determining the level of ordinary skill in the art, we consider the type of problems encountered in the art, the prior art solutions to those problems, the rapidity with which innovations are made, the sophistication of the technology, and the educational level of active workers in the field. Custom Accessories, Inc. v. Jeffrey-Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir. 1986).” slip op. at 6

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner

      “C. Claim Construction In this proceeding, the claims of the ’251 patent are construed “using the same claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. [§] 282(b).” 37 C.F.R. § 42.100(b) (2001). Under that standard, the words of a claim are generally given their “ordinary and customary meaning,” which is the meaning the term would have had to a person of ordinary skill at the time of the invention in the context of the entire patent including the specification. Phillips v. AWH Corp., 415 F.3d 1303, 1312–13 (Fed. Cir. 2005) (en banc).” slip op. at 7

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “a) Analogous Art To resolve whether art is analogous we must determine “(1) whether the art is from the same field of endeavor, regardless of the problem addressed and, (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved.” In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2004).” slip op. at 16

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “c) Reason to Combine As noted above, Petitioner contends one of ordinary skill in the art would have sought to add data signal preemption capabilities in Deese and Kuo because (1) Deese, Kuo, and Obeck are analogous art to the ’251 patent (i.e., are all in the field of lighting systems), (2) “[t]he need for signal preemption was well-known in the art,” and (3) Obeck expressly teaches that its use of a data receiver solves the need for signal preemption in traffic lights. Pet. 15–16. Petitioner contends one of ordinary skill in the art would have had a reasonable expectation of success in implementing Obeck’s data receiver and signal preemption method in Deese because Deese’s signal controller 70 is a “conventional” controller for selectively energizing the red, yellow, and green traffic lights and this is “precisely the same type of ‘regular signal control 71’ that Obeck teaches should be supplemented with 5:45–63; 1006, 6:36–48; Ex. 1002 ¶ 51).” slip op. at 23

    Patent outcomesUS 10,492,251 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 10,492,251
  • PTAB · Feb 14, 2023 · IPR2021-01367 · APJ Jon B Tornquist · IPR · Final written decision

    Claims 1, 3, 4, 5, 7, and 8 are unpatentable as obvious over the Deese-based grounds; the Board did not reach the Lys- and Worley-based grounds.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “February 25, 2004, would have had “a Bachelor’s degree in electrical engineering, or similar technical field, with two years of relevant experience in the field of design and/or development of light-emitting diodes (LEDs) and circuits in the context of lighting control systems.” Pet. 14 (citing Ex. 1002 ¶ 24). For purposes of this proceeding, Patent Owner does not dispute Petitioner’s definition of a person of ordinary skill in the art. PO Resp. 11. Upon review of the prior art of record and Petitioner’s arguments, we adopt Petitioner’s undisputed definition of a person of ordinary skill in the art for purposes of this Final Written Decision, as it is consistent with the disclosures of the ’551 patent and the prior art of record.” slip op. at 6

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner

      “In the Institution Decision, we construed “driver” to mean “a program, circuitry, or device used to power other programs, circuits, or devices.” Inst. Dec. 14. We also asked the parties to address whether the term “mounted,” as used in independent claims 1 and 5, permits indirect contact between the various components and the reflective substrate. Id. at 32 n.11. Patent Owner contends the Board’s adopted construction of “driver” is too broad, but because the arguments presented in Patent Owner’s Response to do not turn on a narrower construction of “driver,” it does not propose an alternate construction of the claim term. PO Resp. 12–13. Patent Owner does not address the scope of the term “mounted” in its Response or ask that any other claim terms be expressly construed. Upon review of the parties’ arguments and supporting evidence, we adopt our previous construction of “driver” and determine that we need not construe any additional claim terms for purposes of this Final Written Decision. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (“[O]nly those terms need be construed that are in controversy, and only to the extent necessary to resolve the controversy.”)). We note, however, that we do provide” slip op. at 7

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “Kuo discloses a “high efficiency light” that uses LEDs to emit light, as well as different lenses to amplify the intensity of the light emitted from the LEDs. See Ex. 1013, 1:6–9. Although Kuo focuses primarily on using its light as a traffic signal, Kuo is not limited to this embodiment and broadly claims “[a] high efficiency light.” Id. at 3:14–4:23 (Compare claim 1 directed to “[a] high efficiency light,” with claim 2 directed to use of the light of claim 1 “as a signal light”). Thus, we find that Kuo is in the same field of endeavor as the ’551 patent, i.e., LED lighting systems. that Kuo meets the “reasonably pertinent” prong of the analogous art test. KSR instructs that “familiar items may have obvious uses beyond their primary purposes, and a person of ordinary skill in the art often will be able to fit the teachings of multiple patents together like pieces of a puzzle.” KSR, 550 U.S. 398, 402 (2007). Given this instruction, the Federal Circuit has explained that when considering whether prior art is reasonably pertinent we must look beyond the primary problem the inventor was seeking to solve. See Wyers v. Master Lock Co., 616 F.3d 1231, 1238 (Fed. Cir. 2010) (explaining that in analyzing whether the prior art is reasonably pertinent we must construe the scope of analogous art “broadly”); see also Donner Tech., LLC. V. Pro Stage Gear, LLC, 979 F.3d 1353, 1360 (Fed. Cir. 2020) (explaining that the “reasonably pertinent” analysis must look to all of the problems to which the claimed invention relates, and must not be analyzed so narrowly as to effectively collapse the “field-of-endeavor and reasonablepertinence inquiries”). Here, although the ’551 patent is primarily focused on ways to efficiently drive LEDs using AC power, the ’551 patent is also concerned with methods of assembling an LED lighting system, including the use of: an insulating substrate, a heat sink, a reflective material on which to mount the LEDs, a lens for directing light, and a light changing or enhancing substance(s). Ex. 1001, 5:6–31, code (54) (noting that the ’551 patent is directed to both AC LED drive methods and an apparatus). Kuo expressly discloses the design of a housing that uses a lens and a light reflecting surface to maximize the light obtained from LEDs. These disclosures are reasonably pertinent to at least one problem the ’551 patent was intended to solve, e.g., what techniques and materials should be used to construct an analogous art to the ’551 patent under both prongs of the analogous art test.” slip op. at 15

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “5. Conclusion For the reasons set forth above, and upon review of the record as a whole, we determine that Petitioner persuasively identifies where Deese and Kuo teach or suggest every limitation of independent claims 1 and 5 of the ’551 patent. Petitioner also provides a reasoned explanation as to why one of ordinary skill in the art would have combined the teachings of Deese and Kuo to arrive at the subject matter of claims 1 and 5 with a reasonable expectation of success. Accordingly, Petitioner demonstrates by a” slip op. at 18

    Patent outcomesUS 10,154,551 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 10,154,551
  • Netflix, Inc. v. Divx, LLCSome claims unpatentable
    PTAB · Feb 3, 2023 · IPR2020-00052 · APJ Iftikhar Ahmed · IPR · Remand

    On remand, claims 1 and 17–19 are unpatentable as obvious over Vehviläinen; the Board did not reach anticipation.

    RulingsRemand decision
    • RemandOther

      “Federal Circuit. Netflix, 2022 WL 2298983 at *1. The Federal Circuit vacated our Decision as to claims 1 and 17–19 and remanded for further consideration of whether claims 1 and 17–19 are unpatentable in light of the court’s construction of a disputed limitation recited in claim 1. Id. at *7. The Federal Circuit affirmed our Decision as to claims 2 and 4, and thus, those claims are not before us on remand. Id. The parties proposed filing a joint brief, with six pages per side, limited to identifying the issues that remain on remand and identifying relevant portions of the existing record, without submitting any new evidence or arguments, and we authorized the joint brief. Paper 87; Ex. 1028. Accordingly, the parties filed a joint brief. Paper 88 (“Joint Brief”). For the reasons discussed below, we conclude, in view of the Federal Circuit’s claim construction and the complete record before us, that Petitioner has shown, by a preponderance of the evidence, that claims 1 and 17–19 are unpatentable.” slip op. at 3

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

      “[t]he words of a claim are generally given their ordinary and customary meaning as understood by a person of ordinary skill in the art when read in the context of the specification and prosecution history.” Thorner v. Sony Comput. Entm’t Am. LLC, 669 F.3d 1362, 1365 (Fed. Cir. 2012) (citing Phillips, 415 F.3d at 1313). “There are only two exceptions to this general rule: 1) when a patentee sets out a definition and acts as his own lexicographer, or 2) when the patentee disavows the full scope of a claim term either in the specification or during prosecution.” Id. (citing Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1580 (Fed. Cir. 1996)). Neither of those exceptions apply here, and for the reasons below, we disagree with Patent Owner that the plain and ordinary meaning of “selecting a filter to apply” excludes determining whether or not to apply a given filter. We begin with the claim language at issue. TQ Delta, LLC v. DISH Network LLC, 929 F.3d 1350, 1357 (Fed. Cir. 2019). When considering the language of the claim overall, the usage of “selecting a filter” in the claims does not in any way indicate whether the filter has to be selected from among multiple filters. Claim 1 recites “selecting a filter to apply to determined level of detail.” Ex. 1001, 13:20–22 (emphasis added). Patent Owner argues that “the claim language confirms that ‘selecting a filter’ means choosing from a number of alternative filters, not merely deciding whether or not to apply a filter,” (PO Resp. 34), but we see nothing in the claim language that suggests such a requirement. Patent Owner also points us to claim 19, arguing that selecting is not merely deciding whether to apply a filter, “since that determination is already made in [c]laim 19 by virtue of the initial sub-step of ‘exceed[ing] the threshold.’” Id. Again, we see nothing in claim 19 that suggests the determination of the threshold being exceeded requires a specific manner of filter selection. Instead, similar to claim 1, claim 19 recites: “when the level of detail exceeds the threshold, selecting a filter to apply to predetermined pixels.” Ex. 1001, 16:8–9. Thus, we are not persuaded that the claim language necessarily requires selecting a filter from among multiple filters. slip op. at 14

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

      “because Vehviläinen performs additional analysis before selecting a moderate or high activity filter, it does not teach selecting from among multiple filters. As discussed above, we do not agree with Patent Owner’s claim interpretation, and even if we did, we are persuaded that a person of ordinary skill in the art would have easily modified Vehviläinen’s filter selection to use a single area, e.g., the smooth area of Figure 5A, and a decision branch based on the level of detail for that single area. Vehviläinen discloses that “increasing the amount of selection branches makes the system more adaptive to the nature of the blocking effect but also increases control logic.” Ex. 1004, 8:15–27. Vehviläinen states that “[a] good embodiment,” but of course, “the invention can be utilized with less than three branches.” Id. at 8:18–21. Dr. Bove testifies that a person of ordinary skill in the art “would have been motivated to reduce complexity and the required control logic by using fewer branches, as taught by Vehviläinen, including for example just one branch, particularly for applications running on performance-constrained platforms such as low-end computer processors or mobile platforms, which often had constraints on thermal dissipation, power consumption, and cost.” Ex. 1003 ¶ 120 (citing Ex. 1004, 11:7–22). He further testifies that a person of ordinary skill in the art “would have been motivated to determine the level of detail for just the ‘smooth’ area and then select the smooth filter, if the area is smooth, or the high-activity filter otherwise.” Id. Dr. Bove illustrates that modification with the following pseudocode: if ( IsSmooth (Figure_5A) == TRUE) { Select (SmoothFilter); } else { Select (HighActivityFilter); } Id. He further testifies that such a modification would have been obvious and well within [a person of ordinary skill in the art’s] level of skill, and [such a person] would have had a reasonable expectation of success given that [the] modification involves a simple reordering of elements taught by Vehviläinen, the fact that Vehviläinen expressly teaches the have had with these basic filtering and thresholding techniques. Id. On this aspect, we credit Dr. Bove’s testimony because it is based on the express teachings of Vehviläinen and addresses a straightforward modification in view of those teachings.” slip op. at 33

    • Obviousness (§103) › Objective indicia / secondary considerations › NexusObjective indicia no nexusDecided for petitioner

      “a) Patent Owner Has Not Established that It is Entitled to a Presumption of Nexus We determine that Patent Owner has not demonstrated a nexus between the evidence presented and claims 1 and 17–19. Patent Owner’s arguments and evidence are directed broadly to the DivX6 codec’s deblocking scheme and not specifically to the deblocking aspects covered by the challenged claims. We agree with Petitioner that the claimed features constitute only a small part of the commercial product and the two are far from being coextensive. See Pet. Reply 31 (citing Ex. 1017, 133:10–24; Ex. 1018, 34:4–35:1). As Dr. Bajaj explained, the “DivX [codec] included a lot of things” other than deblocking, and the DivX documentation details “only a fraction of the things that were there in the codec.” Ex. 1017, 133:10–24.” slip op. at 48

    Patent outcomesUS 8,139,651 mixed
    Claim construction§ 103 obviousnesscites Phillips · Graham
    Patents in suitUS 8,139,651
  • PTAB · Jan 27, 2023 · IPR2021-01368 · APJ Scott Raevsky · IPR · Final written decision

    Claims 1, 4, 8, 11, and 16 are unpatentable as obvious over Grajcar and Walter; the Board did not reach the remaining grounds.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “understanding of a person of ordinary skill in the art at the time of the invention. Graham, 383 U.S. at 13, 17. Petitioner asserts that [a] person of ordinary skill in the art (“POSITA”) . . . would have had a bachelor’s degree in electrical engineering, or similar technical field, with two years of relevant experience in the field of design and/or development of LEDs and circuits in the context of lighting control systems. An increase in experience could compensate for less education. Pet. 9 (citing Ex. 1002 ¶ 35). Patent Owner does not dispute the level of skill in the art. See PO Resp. 32 (referring to, but not disputing, Petitioner’s proposed level of skill). We are persuaded that Petitioner’s proposal is consistent with the problems and solutions in the ’783 patent and prior art of record. We adopt Petitioner’s definition of the level of ordinary skill in the art.” slip op. at 5

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner

      “1. “connection lead” Petitioner proposes only one construction, for the term “connection lead” in claim 17. Pet. 13–14. As Patent Owner disclaimed claim 17 and this term does not appear in the remaining challenged claims, we do not need to construe it. Ex. 2003.” slip op. at 6

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

      “2. “a switch configured to enable user selection” Prior to Institution, Patent Owner asserted that Petitioner applied an incomplete claim construction of the phrase “a switch configured to enable user selection.” Prelim. Resp. 19–22. Patent Owner contended that the switch must be “physical” and that a user must “be able to directly select an outcome.” Id. at 19. Our Institution Decision preliminarily construed “a switch configured to enable user selection of the different color temperatures of light” to permit a user to select the color temperature through direct or indirect use of the switch. Dec. 21. Patent Owner no longer disputes the construction of this term and applies our preliminary construction in its Response. PO Resp. 6. Having reviewed the complete record developed during trial, we determine that the record supports maintaining our preliminary construction of this term for the reasons set forth in our Institution Decision.” slip op. at 6

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “We view Petitioner’s combination to be sufficiently clear, setting forth sufficiently “articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” KSR, 550 U.S. at 418. Petitioner explains that “Grajcar discloses a switch (switch 2115) configured to enable user selection” and that “[t]o the extent [Patent Owner] argues that switch 2115 does not explicitly show ‘a switch configured to enable user selection,’ it would have been obvious to modify Grajcar by adding a switch that allows user input, as taught by Walter.” Pet. 26–27 (citing Ex. 1004, ¶¶ 107, 102–112, 192–195, Fig. 21; Ex. 1002 ¶¶ 72–73). This combination would have involved “integrat[ing] the LED circuits and switch of [Grajcar] Figure 21 with the LED bulb disclosed in Walter.” Id. at 21 (emphasis added). That is, the proposed combination simply aims to use Grajcar’s LED circuit in Walter’s bulb, so that Walter’s switch may actuate Grajcar’s LED circuit. See id. at 21–23, 27. Petitioner confirmed this position at the oral hearing, explaining, “so the proposed combination, looking again at Slide 13, it’s taking all of the circuits in [Grajcar] Figure 21 and putting them into the bulb of [Walter] Figure 2 where any user selection of color temperature is done using [Walter’s] Switch 170.” Tr. 11:20–23. Not only is Petitioner’s proposed combination sufficiently clear, but by arguing that Petitioner provides no “explanation of how the resulting combination would operate” or “what specific elements of Walter would be incorporated into Grajcar,” Patent Owner essentially attacks the Petition for not explaining how to bodily incorporate Grajcar into Walter. But “[t]he test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . . Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art.” MCM Portfolio LLC v. Hewlett-Packard Co., 812 F.3d 1284, 1294 (Fed. Cir. 2015) (quoting In re Keller, 642 F.2d 413, 425 (CCPA 1981)). Patent Owner’s bodily incorporation argument fails to undermine Petitioner’s persuasive showing. In any event, Petitioner contends, and Patent Owner does not dispute, that “[i]t would have been well within the skill of a POSITA to implement Grajcar’s LED light with the user interface of Walter,” as “[t]he circuits described in Grajcar and claimed in claim 1 are extremely basic.” Pet. 23; see also Ex. 1002 ¶ 66 (Dr. Lebby testifying the same).” slip op. at 15

    Patent outcomesUS 10,757,783 unpatentable
    Claim construction§ 103 obviousnesscites KSR · Graham
    Patents in suitUS 10,757,783
  • Unified Patents, LLC v. Divx, LLCAll claims unpatentable
    PTAB · Jan 20, 2023 · IPR2021-01476 · APJ Iftikhar Ahmed · IPR · Final written decision

    Claims 1 and 10 are unpatentable as obvious over Biderman and Gigliotti; the Board did not reach the alternative Sood-based ground.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “understanding of a person of ordinary skill in the art at the time of the invention. Graham, 383 U.S. at 17. Petitioner contends that a person of ordinary skill in the art “would have had a bachelor’s degree in electrical or computer engineering, or a closely related scientific field such as computer science, and two years of work experience with streaming media applications or related fields (e.g., network applications),” where a “lack of experience can be remedied with additional education (e.g., a Master’s degree), and likewise, a lack of education can be remedied with additional work experience (e.g., 4-5 years).” Pet. 8 (citing Ex. 1003 ¶¶ 47–51). Patent Owner does not dispute Petitioner’s definition for a person of ordinary skill in the art. See generally PO Resp. consistent with the ’987 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978). We adopt Petitioner’s proposed level in deciding the patentability of the challenged claims.” slip op. at 8

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for patent owner

      “construction standard that would be used to construe the claims in a civil action under 35 U.S.C. § 282(b). See 37 C.F.R. § 42.100(b) (2021). The claim construction standard includes construing claims in accordance with the ordinary and customary meaning of such claims as understood by one of ordinary skill in the art at the time of the invention. See id.; Phillips v. AWH Corp., 415 F.3d 1303, 1312–14 (Fed. Cir. 2005) (en banc). In construing claims in accordance with their ordinary and customary meaning, we take into account the specification and prosecution history. Phillips, 415 F.3d at 1315–17. Additionally, only terms that are in controversy need to be construed, and these terms need be construed only to the extent necessary to resolve the controversy. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (holding that “only those terms need be construed that are in controversy, and only to the extent necessary to resolve the controversy”); Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (citing Vivid Techs. in the context of an inter partes review). construction. Pet. 10; see generally PO Resp. We need not expressly construe any claim terms to decide the issues in this proceeding.” slip op. at 9

    • Expert testimonyPetitioner expert creditedDecided for patent owner
    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

      “artisan would have had reason to combine the teachings of Biderman and Gigliotti in the manner proposed by Petitioner. Pet. 23–28. Petitioner persuasively argues that a person of ordinary skill in the art would have been motivated to combine Biderman’s teachings of switching from one stream to another with Gigliotti’s teachings of ensuring the buffer is sufficiently full before switching because a person of ordinary skill in the art “would have recognized that, without a technique for measuring the amount of content in the buffer, Biderman’s client might switch to the second playlist content without sufficient content stored in the buffer, which might result in an Ex. 1019 ¶ 11; Ex. 1020 ¶ 13; Ex. 1003 ¶¶ 122–125). Petitioner’s contention that there would be a reasonable likelihood of success in doing so is supported by Dr. Reddy’s testimony. See Ex. 1003 ¶¶ 125–126 (citing Ex. 1009, 5).” slip op. at 40

    Patent outcomesUS 10,326,987 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 10,326,987
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