- PTAB · Mar 14, 2025 · IPR2024-01324 · APJ George R Hoskins · IPR · Institution
The Board instituted IPR on claims 1–57 on all petitioned challenges, finding a reasonable likelihood of success on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Pursuant to 35 U.S.C. § 314(a), institution of review requires the information in the record to show a reasonable likelihood that Petitioner would prevail with respect to at least one challenged claim. Applying that standard on behalf of the Director (37 C.F.R. § 42.4(a)), we institute an inter partes review to determine whether Petitioner demonstrates by a preponderance of the evidence that claims 1–57 are unpatentable, considering all challenges in the Petition.” slip op. at 2
- BurdenNot reached
“deficient for failing to identify how or why Deaton would have been modified. See Prelim. Resp. 38 (section title). In Patent Owner’s view, “Petitioner tries to capture the universe of whatever reconfigurations would have been necessary ‘to meet the claimed system,’ apparently using the claimed system as a road map for the modifications.” Id. (citing Pet. 21). Patent Owner asserts “[t]his catch-all generalization flies in the face of the statutory requirements for IPRs, which must identify challenges ‘with particularity.’” Id. at 38–39 (citing 35 U.S.C. §§ 312(a)(3) & 313). We agree with Patent Owner. The Petition fails to identity “with particularity . . . the grounds on which the challenge to [claim 1] is based.” 35 U.S.C. § 312(a)(3) (emphasis added). Instead, the Petition presents a catch-all theory of obviousness that, in the event the Board finds “a particular configuration in Deaton differs from the claimed system,” it would have been obvious “to reconfigure the various components of the system in Deaton to meet the claimed system[.]” Pet. 21. That argument is deficient because it does not specify any particular limitation(s) of claim 1 that is or are at issue for obviousness, or any particular feature of Deaton that would have been modified, or any particular reason for the modification. Therefore, we conclude the preliminary record fails to show a reasonable likelihood that Petitioner would prevail with respect to challenging claim 1 as having been obvious over Deaton alone. (iii) Patent Owner’s Second Argument — Dr. Mowry is Not Qualified as an Expert Witness Regarding Coupon Processing Business or Technology” slip op. at 36
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“Deaton’s UPC server 12 does not satisfy the Validation Limitation of claim 1 because it is performed only after Deaton’s POS terminal 36, 38, or 40 has redeemed the coupon or incentive. We conclude, based on the present record, that Deaton’s disclosure at column 10 (line 63) through column 11 (line 18) is equivocal on this point. It does refer to “verifying the price at which the product was purchased,” in the past tense, which tends to support Patent Owner’s argument. Ex. 1004, 11:8–9 (emphasis added). However, the remainder of the passage is in the present tense or perhaps an indeterminate tense, i.e., “verifying that that the product associated with the coupon is actually purchased” (id. at 11:7–8 (emphasis added)), and “the identity of the person receiving a discount may be verified” (id. at 11:9–12 (emphasis added)). We decline, on the present record, to read this passage as being limited to describing that UPC server 12 validates coupons only after the coupons have been redeemed by a POS terminal 36, 38, or 40. That seems like an unusual limitation to place on Deaton’s validation process, and Patent Owner’s position on this issue at this time does not appear to be supported by sufficient expert witness testimony or persuasive explanation as to why Deaton might be so limited.” slip op. at 25
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not found
“deficient for failing to identify how or why Deaton would have been modified. See Prelim. Resp. 38 (section title). In Patent Owner’s view, “Petitioner tries to capture the universe of whatever reconfigurations would have been necessary ‘to meet the claimed system,’ apparently using the claimed system as a road map for the modifications.” Id. (citing Pet. 21). Patent Owner asserts “[t]his catch-all generalization flies in the face of the statutory requirements for IPRs, which must identify challenges ‘with particularity.’” Id. at 38–39 (citing 35 U.S.C. §§ 312(a)(3) & 313). We agree with Patent Owner. The Petition fails to identity “with particularity . . . the grounds on which the challenge to [claim 1] is based.” 35 U.S.C. § 312(a)(3) (emphasis added). Instead, the Petition presents a catch-all theory of obviousness that, in the event the Board finds “a particular configuration in Deaton differs from the claimed system,” it would have been obvious “to reconfigure the various components of the system in Deaton to meet the claimed system[.]” Pet. 21. That argument is deficient because it does not specify any particular limitation(s) of claim 1 that is or are at issue for obviousness, or any particular feature of Deaton that would have been modified, or any particular reason for the modification. Therefore, we conclude the preliminary record fails to show a reasonable likelihood that Petitioner would prevail with respect to challenging claim 1 as having been obvious over Deaton alone. (iii) Patent Owner’s Second Argument — Dr. Mowry is Not Qualified as an Expert Witness Regarding Coupon Processing Business or Technology” slip op. at 36
Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · GrahamPatents in suitUS 9,098,855 - PTAB · Mar 14, 2025 · IPR2024-01323 · APJ George R Hoskins · IPR · Institution
Instituted IPR of claims 1–35 on all petitioned grounds; Paul and Brown showed a reasonable likelihood of prevailing on at least claim 1.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Pursuant to 35 U.S.C. § 314(a), institution of review requires the information in the record to show a reasonable likelihood that Petitioner would prevail with respect to at least one challenged claim. Applying that standard on behalf of the Director (37 C.F.R. § 42.4(a)), we institute an inter partes review to determine whether Petitioner demonstrates by a preponderance of the evidence that claims 1–35 are unpatentable, considering all challenges in the Petition.” slip op. at 2
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner
“meaning “active” and “available,” because this construction is contradicted by the ’133 patent disclosures cited by Petitioner and Dr. Mowry. See Pet. 30 (citing Ex. 1001, 6:29–33, 9:16–17); Ex. 1003 ¶ 144 (further citing Ex. 1001, 4:40–46, 9:19–24).” slip op. at 23
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › HindsightMotivation not foundNot shown unpatentable
“justify institution, Petitioner’s obviousness contentions based on Paul and the general knowledge of a person of ordinary skill in the art. In particular, Petitioner and Dr. Mowry do not cite any evidence to support Dr. Mowry’s opinion that a person of ordinary skill in the art would have been motivated to modify the operation of Paul’s central server 290 to check the validity of coupons retrieved from a customer’s account “before sending any coupons” to POS terminal 235, for example as part of step 520 in Figure 10. Ex. 1003 ¶ 148 (emphasis added); see Pet. 31. We appreciate that Dr. Mowry posits a reason for this modification, which is “to avoid sending invalid coupons leading to a waste of resources or improper coupon redemptions.” Ex. 1003 ¶ 148; see Pet. 31. However, in light of Dr. Mowry’s lack of education and experience in the coupon processing arts, as Patent Owner has pointed out,4 as well as Dr. Mowry’s failure to cite any evidentiary support in this particular testimony in paragraph 148, his conclusion appears on the present record to rest on improper hindsight bias. Dr. Mowry also does not explain why Paul’s existing coupon validation processes, for example in steps 530–575 of Figure 10, lead to a waste of resources or improper coupon redemptions that would be avoided by validating coupons earlier in Paul’s process.” slip op. at 31
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“objective evidence to support Dr. Mowry’s opinions that is missing in Petitioner’s first challenge (obviousness over Paul alone), because it shows that it was known for a server to determine the validity of coupons before transmitting the coupons to a POS terminal. Dr. Mowry then testifies as to three reasons why a person of ordinary skill in the art would have been motivated to modify Paul’s process, in light of Brown’s disclosure, to determine the validity of Paul’s coupons before transmitting them to a POS terminal, for example in the process of Figure 10 at step 520 rather than later at steps 530–575. Dr. Mowry’s first two reasons — to reduce message sizes exchanged between the server and the POS terminal to conserve network bandwidth, and to reduce the processing required at the POS terminal — are rooted in his computer science experience. See Pet. 20; Ex. 1003 ¶ 83 (pg. 43); id. ¶¶ 4–12 (“QUALIFICATIONS”). Patent Owner’s countervailing arguments are not supported by opposing expert testimony in the present preliminary record, and provide little reason to set aside Dr. Mowry’s experience before developing the record further regarding the merits of his testimony. We conclude that Dr. Mowry’s unrebutted testimony in this regard provides a reasonable likelihood that Petitioner would prevail per 35 U.S.C. § 314(a). It may turn out that Dr. Mowry’s testimony will not stand up to cross-examination and/or opposing expert witness testimony, but we leave those issues for trial.” slip op. at 45
Claim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 9,070,133 - PTAB · Jan 28, 2025 · PGR2024-00040 · APJ James A Tartal · PGR · Institution
The Board instituted PGR on claims 1–3, 5–7, 10, 12, 14, 16, and 17 on all asserted grounds, finding the Llop ’126 and Sichuan combination more likely than not to render claims obvious.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“review. See 35 U.S.C. § 324 (2018); 37 C.F.R. § 42.4(a) (2022). To institute a post-grant review, we must determine that “the information presented in the petition . . . would demonstrate that it is more likely than not that at least 1 of the claims challenged in the petition is unpatentable.” 35 U.S.C. § 324(a). Because claims 11 and 13 were disclaimed, our determination of whether to institute review considers only Petitioner’s allegations directed to claims 1–3, 5–7, 10, 12, 14, 16, and 17 of the ’209 patent (the “Challenged Claims”). See 37 C.F.R. § 42.207(e). For the reasons set forth below, we determine that the information presented shows that it is more likely than not that Petitioner would prevail in establishing unpatentability of at least one of the Challenged Claims. Accordingly, we” slip op. at 2
- Adverse judgmentAdverse judgmentOther
“in compliance with § 1.321(a), disclaiming one or more claims in the patent,” and “[n]o post-grant review will be instituted based on disclaimed claims.” 37 C.F.R. § 42.207(e). A disclaimer under 35 U.S.C. § 253(a) is “considered as part of the original patent” as of the date on which it is “recorded” in the Office. 35 U.S.C. § 253(a). For a disclaimer to be “recorded” in the Office, the document filed by the patent owner must:” slip op. at 9
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art as of the earliest priority date of the ’209 patent “would at least have had a doctoral degree in dentistry and at least three to four years of experience working with guided dental surgery for installing dental implants and prostheses.” Pet. 13 (citing Ex. 1003 ¶ 49). Patent Owner does not dispute Petitioner’s proposed level of skill in the art at this stage. See generally Prelim. Resp. Based on our review of the record before us, we determine that Petitioner’s stated level of ordinary skill in the art is reasonable because it appears consistent with the evidence of record, including the ’209 patent and the asserted prior art. Accordingly, we adopt Petitioner’s definition for purposes of this Decision.” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“base” require construction “to resolve certain of the unpatentability grounds presented.” Pet. 13–14. In particular, Petitioner proposes that “drill guide” means “drill guide made from metal or metallic alloy without traditional plastic or acrylic,” and that “fixation base” means “fixation base made from metal, metallic alloy or other strong material without traditional plastic or acrylic.” Id. Patent Owner contends that we need not address the constructions proposed by Petitioner because the issues addressed by Petitioner’s proposed construction only concern allegations of unpatentability directed to claims 11 and 13, which Patent Owner disclaimed. Prelim. Resp. 12; Disclaimer 1. The issue of whether the claimed drill guide and fixation base is limited to certain materials only concerns Petitioner’s contentions with respect to the moot grounds of lack of written description support and indefiniteness asserted against disclaimed claims 11 and 13. See Pet. 36–44; Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). Accordingly, we agree with Patent Owner that we need not explicitly construe the claim terms “drill guide” or “fixation base” for purposes of this Decision.” slip op. at 13
Claim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 11,806,209 - PTAB · Nov 22, 2024 · IPR2024-00687 · APJ Lisa L Tsang · IPR · Institution
The Board instituted IPR on claims 1–4 and 7–12, finding a reasonable likelihood that claims 1–4 and 9 are anticipated by Winkler.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Institution of an inter partes review is authorized when “the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a); see also 37 C.F.R. § 42.108. Upon consideration of the Petition and the Preliminary Response, we conclude that the information presented shows there is a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one challenged claim of the ’017 patent.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“contends a person of ordinary skill in the art (“POSITA”) “would have had at least a bachelor’s degree in electrical engineering or a similar field and at least two years of experience working with electrical circuits or electrical connectors, including power connectors. Additional relevant work experience can compensate for less education, and vice versa.” Pet. 19 (citing Ex. 1003 ¶¶ 24–26). At this juncture, Patent Owner does not dispute the level of ordinary skill in the art. Prelim. Resp. 7. For purposes of this Decision, we adopt the level of ordinary skill in the art as articulated by Petitioner because, based on the current record, it is not disputed and is consistent with our review and understanding of the technology and descriptions in the ’017 patent and prior art of record. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). We note, however, that the open-ended language “at least” expands the range of education and experience indefinitely with no upper bound. Therefore, we do not adopt this aspect of Petitioner’s formulation.” slip op. at 9
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“At this juncture, we preliminarily agree with Patent Owner’s proffered claim construction. In particular, we agree with Patent Owner’s argument that the insulating barriers would be unable to be configured to “block[] substantially all through-air arcing paths between the first and second electrical contacts,” as claimed, unless they were electrically insulating. See Ex. 1001, 4:36–44. Moreover, as Patent Owner avers, our interpretation of “insulating” as it applies to the first and second insulating barriers should be the same as for the first and second housings. See Digital Biometrics, 149 F.3d at 1345 (“whatever interpretation we assign [to a word used in a claim] should encompass both uses because the same word appearing in the same claim should be interpreted consistently” (citation omitted)). Although “a patent’s written description can set forth more than one definition of a claim term,” we do not discern that to be the case here. See Pitney Bowes, 182 F.3d at 1310. The portions of the Specification of the ’017 patent that Patent Owner cites use “insulating” and its associated tenses to mean suppressing electrical arcing and protecting from electrical burns, i.e., electrically insulating. See, e.g., Ex. 1001, code (57), 1:58–2:3, 2:42–44, 3:2–6, 3:30–40, 3:63–4:10, cited in Prelim. Resp. 12–14. Accordingly, for purposes of this Decision, we interpret “insulating” as recited in the claims to mean “electrically insulating.”” slip op. at 11
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“Petitioner’s reliance on the modified Figure 2 diagram not explicitly shown in Winkler is not per se improper, so long as the skilled artisan would have reasonably understood that that is what Winkler discloses. See Acoustic Tech., Inc. v. Itron Networked Solutions, Inc., 949 F.3d 1366, 1373 (Fed. Cir. 2020) (“In an anticipation analysis, the dispositive question is whether a skilled artisan would ‘reasonably understand or infer’ from a prior art reference that every claim limitation is disclosed in that single reference. . . . Expert testimony may shed light on what a skilled artisan would reasonably understand or infer from a prior art reference.” (citations omitted)). Dr. Eldering testifies that the diagram was “created based on FIG. 2 of Winkler and developed by taking the components of each half of the connector and recreating them in a separated state.” Ex. 1003 ¶ 80. On the current record, Patent Owner does not dispute Dr. Eldering’s testimony or that Petitioner’s diagram reflects what the skilled artisan would have reasonably understood by looking at Figure 2 of Winkler. See generally Prelim. Resp.” slip op. at 26
Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 8,808,017 - PTAB · Sep 10, 2024 · IPR2024-00668 · APJ Lisa L Tsang · IPR · Institution
The Board instituted IPR on claims 1 and 4 on all four §103 grounds, finding a reasonable likelihood that at least one challenged claim is unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner
“Patent Owner must produce some evidence to place in dispute the issue of whether an unnamed real party in interest renders the petition timebarred, but Petitioner bears the burden of persuasion on this issue. See Worlds Inc. v. Bungie, Inc., 903 F.3d 1237, 1242–44 (Fed. Cir. 2018) (holding that an “IPR petitioner bears the ultimate burden of persuasion to show that its petitions are not time-barred under § 315(b) based on a complaint served on an alleged real party in interest.”). Based on the arguments and evidence of record, we determine that Patent Owner has not 13 Available at https://www.uspto.gov/TrialPracticeGuideConsolidated. produced sufficient evidence to place in dispute the issue of whether STMicro should be named a real party in interest to this proceeding. Rather, at this stage, Patent Owner’s contentions regarding any relationship between Petitioner and STMicro constitute mere attorney argument because they are unsupported by any evidence of record. See Prelim. Resp. 19–21. For example, beyond self-serving allegations in Patent Owner’s district court complaint against Petitioner for infringement (see Ex. 2007 ¶¶ 46–56, 63– 74, cited in Prelim. Resp. 20), we are not apprised of any evidence to support the argument that STMicro is a supplier of Petitioner. To the contrary, Patent Owner’s evidence demonstrates that STMicro repeatedly asserts in the district court litigation that “ST[Micro] did not design, manufacture, or sell any STMicro IMU Components to [Petitioner].” See Ex. 2014, 13–18. Moreover, the evidence shows that STMicro does not acknowledge the existence of an indemnification agreement or any communications between it and Petitioner relating to the litigation, Patent Owner, or the ’648 patent. See id. at 18–20, 24–25. At best, Patent Owner’s evidence and arguments at this juncture establish only that Patent Owner previously filed a complaint against STMicro, asserting infringement of patents including the ’648 patent (see generally Ex. 2012); and that Patent Owner served a subpoena to compel STMicro to testify and produce documents in Patent Owner’s infringement suit against Petitioner (see generally Ex. 2014). The record before us is insufficient to demonstrate a relationship between Petitioner and STMicro sufficient to show that STMicro is a real party in interest. See Worlds, 903 F.3d at 1244.” slip op. at 16
- PTAB / AIA Trials › §315(b) time barNot time barredDecided for petitioner
“Patent Owner must produce some evidence to place in dispute the issue of whether an unnamed real party in interest renders the petition timebarred, but Petitioner bears the burden of persuasion on this issue. See Worlds Inc. v. Bungie, Inc., 903 F.3d 1237, 1242–44 (Fed. Cir. 2018) (holding that an “IPR petitioner bears the ultimate burden of persuasion to show that its petitions are not time-barred under § 315(b) based on a complaint served on an alleged real party in interest.”). Based on the arguments and evidence of record, we determine that Patent Owner has not 13 Available at https://www.uspto.gov/TrialPracticeGuideConsolidated. produced sufficient evidence to place in dispute the issue of whether STMicro should be named a real party in interest to this proceeding. Rather, at this stage, Patent Owner’s contentions regarding any relationship between Petitioner and STMicro constitute mere attorney argument because they are unsupported by any evidence of record. See Prelim. Resp. 19–21. For example, beyond self-serving allegations in Patent Owner’s district court complaint against Petitioner for infringement (see Ex. 2007 ¶¶ 46–56, 63– 74, cited in Prelim. Resp. 20), we are not apprised of any evidence to support the argument that STMicro is a supplier of Petitioner. To the contrary, Patent Owner’s evidence demonstrates that STMicro repeatedly asserts in the district court litigation that “ST[Micro] did not design, manufacture, or sell any STMicro IMU Components to [Petitioner].” See Ex. 2014, 13–18. Moreover, the evidence shows that STMicro does not acknowledge the existence of an indemnification agreement or any communications between it and Petitioner relating to the litigation, Patent Owner, or the ’648 patent. See id. at 18–20, 24–25. At best, Patent Owner’s evidence and arguments at this juncture establish only that Patent Owner previously filed a complaint against STMicro, asserting infringement of patents including the ’648 patent (see generally Ex. 2012); and that Patent Owner served a subpoena to compel STMicro to testify and produce documents in Patent Owner’s infringement suit against Petitioner (see generally Ex. 2014). The record before us is insufficient to demonstrate a relationship between Petitioner and STMicro sufficient to show that STMicro is a real party in interest. See Worlds, 903 F.3d at 1244.” slip op. at 16
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“The Petition states, however, that “Petitioner provides a Sotera stipulation that, in the event of IPR institution, Petitioner will not pursue in district court any grounds of invalidity against the challenged claims that were or reasonably could have been asserted in IPR.” Pet. 5. The Director’s Interim Procedure for Discretionary Denials in AIA Post-Grant Proceedings with Parallel District Court Litigation (June 21, 2022)14 (“Interim Procedure”) states that “the PTAB will not discretionarily deny institution in view of parallel district court litigation where a petitioner presents a stipulation not to pursue in a parallel proceeding the same grounds or any grounds that could have reasonably been raised before the PTAB.” Interim 14 Available at www.uspto.gov/sites/default/files/documents/interim_proc_discretionary_de nials_aia_parallel_district_court_litigation_memo_20220621_.pdf. Procedure at 3 (citing Sotera Wireless, Inc. v. Masimo Corp., IPR2020- 01019, Paper 12 (PTAB Dec. 1, 2020) (precedential as to § II.A)); see id. at 7, 9. Accordingly, we decline to discretionarily deny the Petition in view of related district court litigation.” slip op. at 18
- Skill levelSkill level patent owner adoptedOther
“Relying on the Declaration of Dr. Young for support, Petitioner contends a person of ordinary skill in the art (“POSITA”) would have possessed a bachelor’s degree in electrical engineering or similar degree, with two to three years of practical experience designing and/or implementing systems that include sensors for measuring movement, such as acceleration and rotational position. . . . A skilled artisan could also have had more formal education and less practical experience, or vice versa. Pet. 5 (citing Ex. 1002 ¶¶ 12–14). Patent Owner counters that the skilled artisan would have had “at least a ‘Master’s Degree in Electrical or Electronics Engineering, and approximately five years of relevant experience in the development of control systems for inertial navigation, MEMS semiconductor processing, and analog circuit design.’” Prelim. Resp. 32 (citing Ex. 2008 (Declaration of Dr. Lawrence E. Larson) ¶ 57). On this preliminary record, we are persuaded for the reasons discussed below that Petitioner has shown a reasonable likelihood that it would prevail in demonstrating the unpatentability of at least one challenged claim of the ’648 patent, at least under Patent Owner’s proffered level of ordinary skill in the art. We recognize that Petitioner and its declarant, Dr. Young, propose a different level of ordinary skill in the art, and we expect the parties to address this issue and its implications on the merits of the asserted grounds during trial.” slip op. at 20
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 6,671,648 - PTAB · Sep 10, 2024 · IPR2024-00667 · APJ Brian J Mcnamara · IPR · Institution
The Board instituted IPR on claims 1 and 3, finding a reasonable likelihood they are obvious over Fujiyoshi, Kumar, Cox, and Townsend, or over Mitamura and Townsend.
RulingsInstitution decision- PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner
“other things, it “identifies all real parties in interest.” 35 U.S.C. § 312(a)(2). “[T]he IPR petitioner bears the burden of persuasion to demonstrate that its petitions are not time-barred under § 315(b) based on a complaint served on a real party in interest more than a year earlier.” Worlds Inc. v. Bungie, Inc., 903 F.3d 1237, 1242 (Fed. Cir. 2018). However, “an IPR petitioner’s initial identification of the real parties in interest should be accepted unless and until disputed by a patent owner,” who, in turn, “must produce some evidence that tends to show that a particular third party should be named a real party in interest.” Id. at 1242, 1244 (footnote omitted). “[T]he two questions lying at [the] heart [of the real party in interest inquiry] are whether a non-party ‘desires review of the patent’ and whether a petition has been filed at a non-party’s ‘behest.’” RPX Corp. v. Applications in Internet Time, LLC, IPR2015-01750, Paper 128 at 26–27 (PTAB Oct. 2, 2020) (precedential) (citing Applications in Internet Time, LLC v. RPX Corp., 897 F.3d 1336, 1351 (Fed. Cir. 2018) (“AIT”)); see also Wi-Fi One, LLC v. Broadcom Corp., 887 F.3d 1329, 1336 (Fed. Cir. 2018).” slip op. at 6
- PTAB / AIA Trials › §315(b) time barNot time barredDecided for petitioner
“other things, it “identifies all real parties in interest.” 35 U.S.C. § 312(a)(2). “[T]he IPR petitioner bears the burden of persuasion to demonstrate that its petitions are not time-barred under § 315(b) based on a complaint served on a real party in interest more than a year earlier.” Worlds Inc. v. Bungie, Inc., 903 F.3d 1237, 1242 (Fed. Cir. 2018). However, “an IPR petitioner’s initial identification of the real parties in interest should be accepted unless and until disputed by a patent owner,” who, in turn, “must produce some evidence that tends to show that a particular third party should be named a real party in interest.” Id. at 1242, 1244 (footnote omitted). “[T]he two questions lying at [the] heart [of the real party in interest inquiry] are whether a non-party ‘desires review of the patent’ and whether a petition has been filed at a non-party’s ‘behest.’” RPX Corp. v. Applications in Internet Time, LLC, IPR2015-01750, Paper 128 at 26–27 (PTAB Oct. 2, 2020) (precedential) (citing Applications in Internet Time, LLC v. RPX Corp., 897 F.3d 1336, 1351 (Fed. Cir. 2018) (“AIT”)); see also Wi-Fi One, LLC v. Broadcom Corp., 887 F.3d 1329, 1336 (Fed. Cir. 2018).” slip op. at 6
- Skill levelSkill level patent owner adoptedDecided for patent owner
“The level of ordinary skill in the art usually is evidenced by the references themselves. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978). For purposes of this Decision, we apply the higher level of ordinary skill proposed by Patent Owner as commensurate with the subject matter of the ’122 patent and the references. Although it is not clear that the parties’ disagreement as to the level of ordinary skill in the art is material to this Decision, applying Patent Owner’s description of a person of ordinary skill in the art suggests that such a person would have a deeper understanding of the technology and be able to infer more from the teachings of the references than one having the skill set proposed by Petitioner. The parties may want to address this issue further at trial.” slip op. at 16
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Both parties agree that no claim construction is required. Pet. 6, Prelim. Resp. 35. We note, however, that claim 1 recites the following three elements: (i) “an angular rate sensor unit” that receives certain signals and outputs other signals, (ii) “central circuitry” that receives certain signals and outputs other signals, and (iii) “a digital signal processing system” that analyzes certain signals and feeds back certain signals to the angular rate sensor unit. Ex. 1001, 9:39 – 54. Claim 3 depends from claim 1 and recites additional “control circuitry” and “angle rate signal loop circuitry.” Although neither claim 1 nor claim 3 recite any further structure and both claims employ nonce words, such as “unit,” “system,” and “circuitry” to carry out recited functions, neither party proposes that any claim term be construed as a means-plus-function limitation. Well-known nonce words can operate as a substitute for “means” in the context of § 112, para. 6. A claim that does not include the term “means” creates a rebuttable presumption that the claim is not written in means-plus-function format; this presumption may be overcome if the claim limitation “fails to recite sufficiently definite structure” or recites a “function without reciting sufficient structure for performing that function. See Lighting World, Inc. v. Birchwood Lighting, Inc., 382 F.3d 1354, 1359 (Fed. Cir. 2004). Generic terms such as “mechanism,” “element,” “device,” and other nonce words that reflect nothing more than verbal constructs may be used in a claim in a manner that is tantamount to using the word “means” because they “typically do not connote sufficiently definite structure” and therefore may invoke § 112, para. 6. Williamson v. Citrix OnLine, LLC, 792 Fed 1339, 1348–1359 (Fed. Cir. 2015). At this stage of the proceeding, we do not explicitly construe any term or limit the claims to the structure disclosed in the Specification or its equivalent; we further consider the implications of the claim language in our substantive analysis below.” slip op. at 17
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 6,508,122 - PTAB · May 22, 2024 · IPR2024-00821 · APJ Scott A Daniels · IPR · Institution
The Board instituted review of claim 23 under the § 103 ground based on Spain-I, Hunzinger, and Nanda, finding a reasonable likelihood that Petitioner would prevail.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“In light of our Decision in the ’154 IPR, the similarity of independent claims 1 and 23 and considering again Spain-I, Hunzinger, and Nanda, along with Petitioner’s arguments and evidence in this proceeding, which are basically the same as in the ’154 IPR, we are persuaded to also institute trial as to claim 23 in this proceeding. Compare, Samsung, Paper 12, 12–19, with Pet. 6–46. As discussed above, in this proceeding Patent Owner has affirmatively waived its right to file a Patent Owner Preliminary Response. Paper 6. The parties have also requested “that the Board expedite consideration of the petition in IPR2024-00821 and consolidate IPR2024- 00821 with IPR2024-00154.” Ex. 2001. Considering these facts and the parties requests, as well as the record at this stage of the proceeding, including all the arguments and evidence set forth in the Petition and the sole challenge to claim 23 based on Spain-I, Hunzinger, and Nanda, we find Petitioner has shown a reasonable likelihood of prevailing at trial. Pet. 6–46. Accordingly, for the same reasons we instituted trial in the ’154 IPR, including our analysis of independent claim 1, the relevant portions of which we incorporate by reference as they pertain to the same and similar limitations in independent claim 23, we also institute trial in this proceeding as to independent claim 23.” slip op. at 8
NonePatents in suitUS 8,594,698 - Samsung Electronics Co., Ltd.InstitutedPTAB · May 7, 2024 · IPR2024-00155 · APJ Lisa L Tsang · IPR · Institution
The Board instituted IPR on claims 1, 4, 5, 8, 14, 15, 18, 19, 22, 24, 25, and 28, finding a reasonable likelihood that claims 1 and 15 are obvious over Spain-I, Hunzinger, and Nanda.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a); see also 37 C.F.R. § 42.108. Upon consideration of the Petition and Preliminary Response, we conclude that the information presented shows there is a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one challenged claim of the ’811 patent.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“would have had at least a BS degree in computer science, electrical engineering, or similar discipline, and two or more years of experience with location determining-based systems and/or processes, such as for example systems/processes for determining mobile device location(s). . . . More education can supplement practical experience and vice versa. Pet. 3 (citing Ex. 1002 ¶¶ 31–32). At this juncture, Patent Owner does not dispute the level of ordinary skill in the art. Prelim. Resp. 1–2. 10 The current record does not include allegations or evidence of objective indicia of nonobviousness. For purposes of this Decision, we adopt the level of ordinary skill in the art as articulated by Petitioner because, based on the current record, it is not disputed and is consistent with our review and understanding of the technology and descriptions in the ’811 patent and prior art of record. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 7
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner submits that “no special constructions are necessary” beyond the plain meaning of the claims. Pet. 5. For the limitations “proximity,” “number based on signal strengths,” and “device-specific target location,” Petitioner asserts the Petition shows how these features “are met in context of their plain language and also in context of the specification, and where applicable, the file history.” Id. at 5–6. On this preliminary record, Patent Owner “agrees that no formal claim construction is necessary.” Prelim. Resp. 2. After reviewing the evidence and argument presented by the parties, we determine that it is not necessary to construe any claim terms at this stage of the proceeding. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (noting that “we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng'g,” slip op. at 8
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“conclusory or achieved only through hindsight, Petitioner has sufficiently demonstrated why the ordinarily skilled artisan would have found it obvious to combine the teachings of Spain-I, Hunzinger, and Nanda to achieve the claimed device-specific target location and performing actions on the portable device as a result of determining that that device is in proximity of the device-specific target location.” slip op. at 27
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,341,811 - Samsung Electronics Co., Ltd.InstitutedPTAB · May 7, 2024 · IPR2024-00154 · APJ Scott A Daniels · IPR · Institution
The Board instituted IPR on claims 1–7, 9–13, 15, 16, and 21 on all grounds, finding a reasonable likelihood that claims 1–3, 5, 9–10, 12–13, and 21 are obvious over Spain-I, Hunzinger, and Nanda.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Upon consideration of the arguments and evidence presented by Petitioner and Patent Owner, we are persuaded that Petitioner has demonstrated a reasonable likelihood that it would prevail in showing the unpatentability of at least one of the challenged claims. See 35 U.S.C. § 314(a). Accordingly, we institute an inter partes review of the challenged claims in this proceeding.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“would have had at least a BS degree in computer science, electrical engineering, or similar discipline, and two or more years of experience with location determining-based systems and/or processes, such as for example systems/processes for determining mobile device location(s). . . [m]ore education can supplement practical experience and vice versa. Pet. 4 (citing Ex. 1002 ¶¶ 31–32). At this juncture, Patent Owner does not challenge Petitioner’s proposed level of ordinary skill in the art. Prelim. Resp. 1–2. For purposes of this Decision, we adopt the level of ordinary skill in the art articulated by Petitioner because, based on the current record, it is not disputed and is consistent with our review and understanding of the technology and descriptions in the ’698 patent and prior art of record. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 8
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“combination of Spain-I, Hunzinger, and Nanda, on the record before us, and as discussed below, we determine that Petitioner has sufficiently demonstrated why the ordinarily skilled artisan would have found it obvious to combine the teachings of Spain-I, Hunzinger, and Nanda, to achieve the claimed “location chosen by a user,” in this proceeding, and a “device-specific target location” in the ’155 IPR, and performing actions on the mobile device as a result of determining that that device is in proximity of the device-specific target location.” slip op. at 23
§ 103 obviousnessPatents in suitUS 8,594,698 - PTAB · May 7, 2024 · IPR2024-00153 · APJ Scott A Daniels · IPR · Institution
The Board instituted IPR on claims 1–10, 17–20, and 24–26 on all petitioned grounds, finding a reasonable likelihood of prevailing on obviousness over Spain-I, Hunzinger, and Nanda for at least claims 1–10 and 26.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Upon consideration of the arguments and evidence presented by Petitioner and Patent Owner, we are persuaded that Petitioner has demonstrated a reasonable likelihood that it would prevail in showing the unpatentability of at least one of the challenged claims. See 35 U.S.C. § 314(a). Accordingly, we institute an inter partes review of the challenged claims in this proceeding.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Pet. 3 (citing Ex. 1002 ¶¶ 31–32). At this juncture, Patent Owner does not argue the level of ordinary skill in the art. Prelim. Resp. 1–2. For purposes of this Decision, we adopt the level of ordinary skill in the art articulated by Petitioner because, based on the current record, it is not disputed and is consistent with our review and understanding of the technology and descriptions in the ’583 patent and prior art of record. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“would be used to construe the claim in a civil action under 35 U.S.C. 282(b).” 37 C.F.R. § 42.100(b) (2020). Under this standard, we construe the claim “in accordance with the ordinary and customary meaning of such claim as understood by one of ordinary skill in the art and the prosecution history pertaining to the patent.” Id. Furthermore, at this stage in the proceeding, we expressly construe the claims only to the extent necessary to determine whether to institute inter partes review. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). Petitioner submits that “no special constructions are necessary” beyond the plain meaning of the claims. Pet. 4. Similarly, for purposes of their Response, Patent Owner states that “no formal claim construction is necessary.” Prelim. Resp. 2. Currently, where neither party proposes any claim language, we need not explicitly construe any claim terms.” slip op. at 8
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Petitioner’s reasoning above lacks a rational underpinning or is gleaned only from the ’583 patent’s Specification. See In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971) (“Any judgment on obviousness is in a sense necessarily a reconstruction based on hindsight reasoning, but so long as [a conclusion of obviousness] takes into account only knowledge which was within the level of ordinary skill in the art at the time the claimed invention was made and does not include knowledge gleaned only from applicant's disclosure, such a reconstruction is proper.”). As another example, Petitioner relies on the prior art teachings, Dr. Almeroth’s testimony, and the knowledge and skills of the ordinarily skilled artisan to support its conclusions that the modifications Petitioner proposes would have been implemented by the ordinarily skilled artisan using known techniques and with a reasonable expectation of success. See Pet. 25 (Petitioner arguing that “[g]iven the familiar features/technologies taught by Spain-I-Hunzinger (and Nanda) and state of art . . . a POSITA would [have] had the skills/knowledge/rationale to consider/implement such modifications with a reasonable expectation of success.”) (citing Ex. 1002 ¶¶ 145–146). With respect to Petitioner’s overall rationale to combine, we acknowledge that Hunzinger and Nanda may provide different specific improvements over Spain-I, yet we understand Petitioner’s position to be that Hunzinger and Nanda show that features such as user selected target locations and numerical and algorithmic ID signal strength comparisons were well-known in the art. See Pet. 19 n.10. (“Indeed, an invention is likely obvious where it merely combines familiar elements according to at 416). Furthermore, Dr. Almeroth’s testimony as to the level and knowledge of skill in the art is unrebutted at this early stage and we do not discern any persuasive evidence on this preliminary record that modifying Spain-I’s mobile device to achieve the user selected specific target location or location-based actions of Hunzinger and Nanda would be “uniquely challenging or difficult for one of ordinary skill in the art” or “represented an unobvious step over the prior art.” Leapfrog Enters., Inc. v. Fisher-Price, Inc., 485 F.3d 1157, 1162 (Fed. Cir. 2007) (citing KSR, 550 U.S. at 418–19). Accordingly, for purposes of institution, we find persuasive Petitioner’s position that a person of ordinary skill in the art would have, for at least the above discussed reasons, been motivated to combine the teachings of Spain- I, Hunzinger, and Nanda, and would have done so with a reasonable expectation of success.” slip op. at 25
Claim construction§ 103 obviousnessPatents in suitUS 8,170,583
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.