- PTAB · Jul 15, 2024 · PGR2024-00011 · APJ Jean R Homere · PGR · Institution
The Board instituted PGR on claims 1–15 and all asserted grounds, finding a reasonable likelihood that at least claim 1 is obvious over Chang, Chang II, and POSITA knowledge.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“review. 35 U.S.C. § 324(a) (2018); 37 C.F.R. § 42.4(a) (2023) (“The Board institutes the trial on behalf of the Director.”). Section 324(a) provides that a post-grant review may not be instituted “unless . . . the information presented in the petition . . . , if such information is not rebutted, would demonstrate that it is more likely than not that at least 1 of the claims challenged in the petition is unpatentable.” Upon considering the evidence and arguments in the Petition (including its supporting testimonial evidence) and the evidence and arguments in the Preliminary Response (including its supporting testimonial evidence), we determine that the information presented shows that it is more likely than not that Petitioner would prevail with respect to at least one of the challenged claims. Accordingly, we institute post-grant review on all” slip op. at 2
- Other 314aDenied
“Petitioner hereby stipulates that, if the PTAB institutes this post-grant review, Petitioner will not pursue invalidity of the Challenged Claims in a parallel district court proceeding on the same grounds or any grounds that could have reasonably been raised before the PTAB in this Petition. Pet. 106. Petitioner cites the Director’s Memorandum, Interim Procedure for Discretionary Denials in AIA Post-Grant Proceedings with Parallel District Court Litigation, issued June 21, 2022 (“Guidance Memo”)3 in support of its contentions. Pet. 106.” slip op. at 11
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“§ 325(d), the Board uses the following two-part framework: (1) determining whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of the first part of the framework is satisfied, determining whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. Med-El Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 8 (PTAB Feb. 13, 2020) (precedential). In applying the two-part framework, we consider several non-exclusive factors, including: (a) the similarities and material differences between the asserted art and the prior art involved during examination; (b) the cumulative nature of the asserted art and the prior art evaluated during examination; (c) the extent to which the asserted art was evaluated during examination, including whether the prior art was the basis for rejection; (d) the extent of the overlap between the arguments made during examination and the manner in which petitioner relies on the prior art or patent owner distinguishes the prior art; (e) whether petitioner has pointed out sufficiently how the examiner erred in its evaluation of the asserted prior art; and (f) the extent to which additional evidence and facts presented in the petition warrant reconsideration of the prior art or arguments. Becton, Dickinson & Co. v. B. Braun Melsungen AG, IPR2017-01586, Paper 8 at 17–18 (PTAB Dec. 15, 2017) (precedential as to Section III.C.5, first paragraph) (“Becton, Dickinson”). Becton, Dickinson factors (a), (b), and (d) relate to whether the art or arguments presented in the Petition are the same or substantially the same as those previously presented to the Office. Advanced Bionics, Paper 6 at 10. Factors (c), (e), and (f) “relate to whether the petitioner has demonstrated a material error by the Office” in its prior consideration of that art or arguments. Id. Only if the same or substantially the same art or arguments were previously presented to the Office do we consider whether the petitioner has demonstrated a material error by the Office. Id. “At bottom, this framework reflects a commitment to defer to previous Office evaluations of the evidence of record unless material error is shown.” Id. at 9.” slip op. at 14
- Skill levelSkill level patent owner adoptedDecided for patent owner
“At the time of the invention, a POSITA would have had a bachelor’s degree in computer science, electrical engineering, or an equivalent, and two years of professional experience working with computer network protocols such as USB. Lack of work experience can be remedied by additional education, and vice versa. Id. (citations omitted). At this stage, we find Patent Owner’s proposed level of a POSITA to be consistent with the problems and solutions disclosed in the ’643 patent and prior art of record, and adopt it as our own for purposes of this Decision. See, e.g., In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (approving the determination of the level of ordinary skill in the art by appeal to the references of record). We nonetheless invite the parties to further address this issue, if they deem it necessary and appropriate. The parties should also specifically explain how different definitions for one of ordinary skill in the art relate to specific arguments and issues of unpatentability or claim construction, to the extent that a dispute remains as to who constitutes a POSITA.” slip op. at 20
Claim construction§ 103 obviousness§ 112 disclosureDiscretionary denialcites KSR · Graham · NautilusPatents in suitUS 11,681,643 - Sharkninja Operating LLC / Sharkninja Management LLC et al. v. Irobot CorporationAll claims unpatentablePTAB · Nov 1, 2022 · PGR2021-00079 · APJ Jason W Melvin · PGR · Final written decision
Claims 1–14 are unpatentable under § 112(a) because the specification does not describe a floor plan that distinguishes carpeted from noncarpeted areas.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“II. ANALYSIS A. LEVEL OF ORDINARY SKILL IN THE ART Petitioner proposes that a person of ordinary skill “would have at least a bachelor’s degree in mechanical engineering or electrical engineering or a closely related field and at least one year of experience in the design and implementation of robotics and embedded systems.” Pet. 11 (citing Ex. 1003 ¶ 18). Patent Owner does not dispute this definition. See generally PO Resp. We adopt Petitioner’s proposed level of ordinary skill as it appears to be consistent with the level of skill reflected by the specification.” slip op. at 6
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“The claim language establishes two distinct (and mutually exclusive) types of areas: “areas with carpeting” and “areas that do not have carpeting.” Ex. 1001, 19:17–:18, 20:12–:13. Those areas, as defined, provide the antecedent basis for the later claim language requiring the areas be “identifi[ed]” in the displayed floor plan (“an identification of the areas with carpeting and the areas that do not have carpeting”). We conclude that identifying—ascertaining the identity of—two distinct types of areas requires an indication to distinguish one type of area from the other. That conclusion flows from the claim language that establishes two types of areas and then refers back to those types when requiring a floor plan that includes identification of them. Indeed, the claim as a whole depends on a distinction between the two types of areas. After establishing that the map used for navigation indicates the two types of areas, the claim requires that the robot sense its location relative to the areas and adjust its cleaning behavior based on that location. Id. at 19:16–:25, 20:11–:19. Patent Owner’s proposed construction—that “identification of the areas with carpeting and the areas that do not have carpeting” does not require distinguishing between the two types of areas—would contravene the claim’s consistent approach to the areas.3” slip op. at 8
- Disclosure Requirements (§112) › Written description (Ariad)Written description inadequateUnpatentable
“Under the construction adopted above, we conclude the specification lacks written-description support for a “displayed floor plan comprising an identification of the areas with carpeting and the areas that do not have carpeting.” As discussed, our construction requires that the floor plan itself allow users to distinguish between areas with carpeting and areas that do not have carpeting. Neither Figure 22 nor any textual description supports that capability, and Patent Owner does not argue otherwise. See PO Resp. 18–23.” slip op. at 13
Patent outcomesUS 10,990,110 unpatentableClaim construction§ 112 disclosurecites PhillipsPatents in suitUS 10,990,110 - Precision Power, LLC v. Powertec Solutions International, LLCAdverse judgmentPTAB · Nov 29, 2021 · PGR2021-00043 · APJ Terrence W Mcmillin · PGR · Adverse judgment
The Board entered adverse judgment against Patent Owner after it abandoned the contest; claims 1–7 were canceled and the proceeding terminated.
RulingsAdverse judgment- Adverse judgmentAdverse judgmentGranted
“Our rules provide that “[a] party may request judgment against itself at any time during a proceeding.” 37 C.F.R. § 42.73(b). Moreover, certain actions taken by a party, such as “[a]bandonment of the contest,” can be construed as a request for adverse judgment against that party. Id. § 42.73(b)(4). Although we instituted a trial, we have not yet decided the merits of this proceeding. Accordingly, we enter adverse judgment against Patent Owner pursuant to 37 C.F.R. § 42.73(b) and terminate the trial pursuant to 37 C.F.R. § 42.72. It is: ORDERED that adverse judgment is entered against Patent Owner; FURTHER ORDERED that claims 1–7 of U.S. Patent No. 10,637,264” slip op. at 2
NonePatents in suitUS 10,637,264 - PTAB · Sep 13, 2021 · PGR2021-00070 · APJ Elizabeth M Roesel · PGR · Institution
The Board instituted PGR on claims 1–16 on all asserted grounds after finding it more likely than not that Shen anticipates claims 9, 11, and 13.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“and 37 C.F.R. § 42.4(a), we may not institute a post-grant review unless “the information presented in the petition . . . , if such information is not rebutted, would demonstrate that it is more likely than not that at least 1 of the claims challenged in the petition is unpatentable.” 35 U.S.C. § 324(a) (2018). We determine that the Petition meets the “more likely than not” standard with respect to at least one of the challenged claims. Therefore, we grant institution of a post-grant review.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner’s proposal is consistent with the technology described in the ’954 Patent and the cited prior art. For purposes of determining whether Petitioner has demonstrated it is more likely than not that at least one of the challenged claims is unpatentable, we adopt Petitioner’s proposed level of skill in the art.” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“We determine that no claim term requires express construction for purposes of this Decision. Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (“[O]nly those terms need be construed that are in controversy, and only to the extent necessary to resolve the” slip op. at 8
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“f) Conclusion We determine that, for purposes of institution, Petitioner shows sufficiently that Shen discloses all elements of claim 9 of the ’954 Patent.” slip op. at 17
Claim construction§ 102 anticipationcites Phillips · KSR · Graham · NautilusPatents in suitUS 10,714,954 - PTAB · Sep 7, 2021 · PGR2021-00065 · APJ Terrence W Mcmillin · PGR · Institution
The Board denied PGR on all challenged claims because the petition did not show unpatentability and the claims were not PGR-eligible.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“Under 35 U.S.C. § 112(a), the patent must enable a skilled artisan to practice the invention without undue experimentation. Wyeth & Cordis Corp. v. Abbott Labs, Inc., 720 F.3d 1380, 1384 (Fed. Cir. 2013). “An enablement analysis begins with the disclosure in the specification.” Sitrick v. Dreamworks, LLC, 516 F.3d 993, 1000 (Fed. Cir. 2008). “It is the specification, not the knowledge of one skilled in the art, must supply the novel aspects of an invention in order to constitute adequate enablement.” Genentech Inc. v. Novo Nordisk A/S, 108 F.3d 1361, 1366 (Fed. Cir. 1997).” slip op. at 11
- Disclosure Requirements (§112) › Written description (Ariad)Written description adequateNot shown unpatentable
“Claim 1 recites an apparatus and requires the receiving system be configured to “autonomously identify a hot spot,” which requires that the device perform the action itself. Thus, the claim language excludes a user performing the claimed identification.6 The question is whether the Specification supports that language. Patent Owner argues that the language in the Specification—“pre- identified . . . prior to operating the robotic device”—includes “during a prior operation of the robot (e.g., during a past cleaning operation).” Prelim. Resp. 33–35 (citing Ex. 1001, 27:42–28:11). We determine that this meaning is supported by the Specification. As Patent Owner contends, the Specification discloses identifying “hot spot” cells during an operation and using those cells to maneuver the device both during the same operation and also in a later operation. Id. Thus, a reasonable interpretation of “prior to operating the robotic device” includes “during a past cleaning mission of the 6 In an Applicant-Initiated Interview Summary, the Examiner wrote that he and the Applicant’s attorney “discussed, including specifying that the identify step is performed autonomously, or without human input.” Ex. 1001, 212 (emphasis added). In the Applicant’s attorney’s interview summary of the same conversation that was included with the claim amendment adding the “autonomously identify” limitation, the Examiner’s characterization of the meaning of “autonomously” was not disputed. Id. at 225. The Applicant relied on the addition of the “autonomously identify” limitation to the claims to distinguish the cited art but did not discuss its meaning. Id. at 226 (“Allen fails to describe autonomously identifying a hot spot. Independent claim 13 [issued claim 1] is therefore allowable over Taylor and Allen.”). However, both Petitioner and Patent Owner acknowledge that Allen (US Patent No. 5,995,884) discloses a user selecting a spot or zone. Pet. 25, Prelim. Resp. 41 (citing Ex. 1027 (Allen), 47:1–28). cleaning apparatus,” because such an interpretation is consistent with the Specification.” slip op. at 18
- Disclosure Requirements (§112) › Enablement (Wands, Amgen full scope)EnabledNot shown unpatentable
“With specific regard to enablement, the Petitioner argues: The ’517 patent does not enable one skilled in the art to practice the inventions of claims 1, 4, and 15 because it does not provide any working example or guidance for performing the “autonomously identify” limitations—the very limitations that were allegedly novel over the prior art, resulting in the grant of the ’517 patent. Cowan [Ex. 1003], ¶¶ 90-91. Here, the ’517 patent’s complete lack of direction to the skilled artisan for the allegedly novel feature renders the claims invalid for lack of enablement. Pet. 51. Petitioner also argues that “the ’517 patent provides no working examples or guidance teaching one skilled in the art how to” “autonomously identify a hot spot or predefined zone in a map prior to initiation of a cleaning mission” and that “the ’517 patent does not even provide a ‘conceptual’ figure or description of how a receiving system performs the ‘autonomously identify’ limitation.” Id. at 53, 55. And still further, Petitioner argues that “[t]he ’517 patent’s complete failure to provide any example, direction, or guidance to the skilled artisan is dispositive and renders the claims invalid for lack of enablement.” Id. at 55. For factual support of its enablement argument, Petitioner refers back to its explanation as to how the ’517 patent fails to meet the written description requirement. Id. at 53. We reject Petitioner’s enablement ground for the same reasons we reject its written description ground. Based on the showing in the Petition, we are not persuaded that the Specification of the ’517 patent “does not provide any working example or guidance for performing the ‘autonomously identify’ limitation” or that there is no disclosure adequate to “teach[ ] one skilled in the art how to” “autonomously identify a hot spot or predefined zone in a map prior to initiation of a cleaning mission.” To the contrary, for the reasons detailed above, we determine that the “autonomously identify” limitations are adequately supported by the Specification of the ’517 patent and that the Specification of the ’517 patent would enable a skilled artisan to make and use the invention.” slip op. at 22
- Skill levelSkill level petitioner adoptedDecided for petitioner
“A skilled artisan would have had at least a four-year degree in mechanical engineering or electrical engineering or a closely related field and at least one year of experience in the design and implementation of robotics and embedded systems. Cowan [Ex. 1003], ¶¶ 17-19. Additional education could substitute for professional experience and vice versa.” slip op. at 8
Claim construction§ 112 disclosurecites NautilusPatents in suitUS 10,813,517
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.