• PLR Worldwide Sales Ltd. v. Flip Phone Games, Inc.Some claims unpatentable
  PTAB · Apr 24, 2025 · IPR2024-00209 · APJ Scott B Howard · IPR · Final written decision

  Claims 1–11 and 13–19 are unpatentable as obvious over Ho and Aoki; claims 12 and 20 were not shown unpatentable over Jiau and Aoki or Jiau and Kim.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “Patent Owner argues for a slightly different level of ordinary skill in the art: “a bachelor’s degree in electrical engineering, computer engineering, computer science, or a similar field, along with one to two years of experience developing or programming video games or video game systems, or similar types of computer systems.” PO Resp. 2 (citing Ex. 2006 ¶ 29). Patent Owner further argues that the person having ordinary skill in the art “may have additional education that might substitute for some of the experience, and additional experience might substitute for some of the educational background.” Id. (citing Ex. 2006 ¶ 29). According to Patent Owner, Petitioner’s proposal does not require experience in programming video games. Id. at 3. However, Patent Owner states, “[t]his difference does not materially affect the analysis presented below.” Id. We see very little difference between the parties’ respective proposals. We adopt Patent Owner’s marginally more specific proposal. Additionally, because we would reach the same conclusions under Petitioner’s proposal, we agree with Patent Owner that this does not affect our analysis.” slip op. at 9

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “Patent Owner argues that the plain and ordinary meaning of “downloading” excludes “real-time fetching of data by a client from a server system.” PO Resp. 34; see also PO Sur-reply 16–17; Tr. 32:22–34:7. Because we need not expressly construe any claim terms, we do not construe any terms of the ’662 patent. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co. Matal, 868 F.3d 1013, 1017 (Fed. Cir. 2017) (noting that “we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 11

  • Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedReference is prior artDecided for petitioner

    “date of the ’662 patent, Ho is not a “printed publication” within the meaning of 35 U.S.C. § 311(b). PO Resp. 30–33; PO Sur-reply 15–16. The Federal Circuit has rejected this argument, holding that: a published patent application is, by its literal terms, a “printed publication.” So, when § 311(b) permits IPR challenges based upon “prior art . . . printed publications,” it includes within its literal scope challenges based upon a published patent application. And, by virtue of § 102(e)(1), a published patent application—this specific type of “printed publication”—is deemed prior art as of its filing date. Therefore, the plain language of §§ 311(b) and 102(e)(1) permits IPR challenges based upon published patent applications, and such published patent applications can be deemed prior art in IPRs as of their filing date. Lynk Labs, Inc. v. Samsung Elecs. Co., 125 F.4th 1120, 1127 (Fed. Cir. 2025). Thus, Petitioner asserts permissible grounds of unpatentability under 35 U.S.C. § 311(b) by arguing that claims 1–20 are unpatentable under 35 U.S.C. § 103(a) on the basis of Ho, which is a prior art printed publication, and either Aoki or Kim.” slip op. at 11

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “A person having ordinary skill in the art would have combined Aoki’s teaching of using user-identification information as part of the request for an advertisement with Ho’s system, which also teaches a client device sending information to a server to request hot spot information, such as advertisements. See Ex. 1003 ¶¶ 103–107, 111, 114, 117. Because both Ho and Aoki are directed to improvements in game design and monetization from using advertisements (id. ¶ 106; Ex. 1004, 1:26–28; Ex. 1005 ¶¶ 6–8), a person having ordinary skill in the art would have looked at both Ho and Aoki and combined the relevant features with a reasonable expectation of success (Ex. 1003 ¶¶ 103, 106, 117). A person having ordinary skill in the art would have appreciated that using Aoki’s teaching of sending user-identification information with Ho, which includes sending information with a request for information relating to interactive information elements (hot spots), allows for targeted advertisements, which was a known advantage in advertising. Id. ¶ 117; Ex. 10089 ¶¶ 54–55 (describing advantages of targeted advertising).” slip op. at 26

  Patent outcomesUS 9,427,662 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 9,427,662
• Meta Platforms, Inc. / Instagram, Inc. et al. v. VL Collective IP LLCSome claims unpatentable
  PTAB · Dec 5, 2024 · IPR2023-00924 · APJ Jeffrey S Smith · IPR · Final written decision

  Claims 1–3, 5–7, 9–11, and 13–15 are unpatentable as obvious over Zhao; claims 4, 8, 12, and 16 are not shown unpatentable.

  RulingsFinal written decision

  • BurdenFwd mixedMixed

    “Decision is a final written decision under 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73 as to the patentability of claims 1–16 of the ’980 patent. We determine Petitioner has shown by a preponderance of the evidence that claims 1–3, 5–7, 9–11, and 13–15 are unpatentable, and Petitioner has not shown by a preponderance of evidence that claims 4, 8, 12, and 16 are unpatentable.” slip op. at 2

  • Expert testimonyOther

    “being present in another image or comparing that probability to a detection threshold.”). Dr. Saber was consistent with this testimony on cross-examination. Ex. 1051, 167–251. When I weigh the evidence, I find it to be one-sided, with all of the expert testimony weighing against Petitioner or avoiding the issue altogether. Thus, I would not find that Petitioner has met its burden to prove, by a preponderance of the evidence, that Zhao teaches claim limitation 1e. Moreover, even if the Majority is correct about how Zhao’s RCR algorithm works, all that shows is that the detection of object presence in a previous image can be used to disambiguate segments (e.g., limbs) of an already detected object (e.g., a person), not that it can be used to detect the object in the image in the first place, as required by the claim language. For this additional reason, I would not find that Petitioner has met its burden.” slip op. at 84

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

    “2. Reasons for Obviousness Based on Zhao On a limitation-by-limitation basis, Petitioner’s contentions of” slip op. at 25

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableUnpatentable

    “2. Reasons for Obviousness Based on Zhao On a limitation-by-limitation basis, Petitioner’s contentions of “obviousness” are primarily assertions of how a POSITA would have understood Zhao’s disclosures. For example, with regard to claim 1, Petitioner repeatedly asserts how “a POSITA would have understood Zhao” (Pet. 13, 18, 21, 27) and for each limitation contends that Zhao “disclosed or at least rendered obvious” (or a variation thereof) the limitation (id. at 13– 15, 17–18, 21, 23, 25–27). We will, accordingly, address these “obviousness” contentions when addressing the respective limitations.” slip op. at 25

  Patent outcomesUS 7,436,980 mixed
  § 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,436,980
• Apple Inc. / Google LLC v. Spacetime3d, Inc.Some claims unpatentable
  PTAB · Jun 13, 2024 · IPR2023-00577 · APJ David C Mckone · IPR · Final written decision

  Claims 14–18 are unpatentable as obvious over either Robertson, Gralla, and Gettman or Sauve and Tsuda; claims 1–13 were not shown unpatentable.

  RulingsFinal written decision

  • Prior constructionPrior construction adoptedDecided for patent owner

    “1. “3D space” and “two-dimensional (2D) space” As we stated in the Institution Decision, at page 20, the parties agree” slip op. at 11

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “4. Remaining claim terms Based on the record before us, we do not find it necessary to provide” slip op. at 23

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “predictably improved Sauve’s quick pick interface, and would have promoted space efficiency and conveyed order more clearly. Id. at 59–60 (citing Ex. 1003 ¶ 159). Petitioner further argues that the combination would have exploited spatial memory and more efficient use of screen space and, thus, would have been a differentiator among competing web browsers. Id. at 60–61 (citing Ex. 1003 ¶¶ 160–162). Petitioner argues that a skilled artisan would have had a reasonable expectation of success in making the combination because GUIs, web browsers, and simulated 3D environments were all well-known technologies that had been demonstrated successfully in the real world. Id. at 61 (citing Ex. 1003 ¶ 163). Dr. Fuchs’ testimony has rational underpinning, is logical and well-reasoned, and, accordingly, we give it substantial weight.” slip op. at 64

  • Obviousness (§103) › Motivation to combine / reasonable expectation of success › Teaching awayTeaching away not foundDecided for petitioner

    “reference teaches away “when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” Gurley, 27 F.3d at 553. We have considered the portions of Sauve and Tsuda cited by Patent Owner and Dr. Schaefer, and find nothing that would discourage or lead in a direction divergent from the path taken by the inventor. Other than repeating Patent Owner’s argument that Sauve and Tsuda provide drastically different solutions for moving from one active window to another, Dr. Schaefer does not explain why he concludes that the solutions teach away from one another or point to evidence to support that conclusion. Ex. 2014 ¶¶ 225–227.” slip op. at 65

  Patent outcomesUS 8,881,048 mixed
  Claim construction§ 103 obviousnesscites Phillips · Graham
  Patents in suitUS 8,881,048
• Apple Inc. / Google LLC v. Spacetime3d, Inc.Some claims unpatentable
  PTAB · Jun 13, 2024 · IPR2023-00242 · APJ David C Mckone · IPR · Final written decision

  Claims 14–18 are unpatentable as obvious over either instituted ground; claims 1–13 were not shown unpatentable because the petitioner failed to prove the challenged combinations met the claims.

  RulingsFinal written decision

  • Prior constructionPrior construction adoptedDecided for petitioner

    “1. “3D space” and “two-dimensional (2D) space” As we stated in the Institution Decision, at page 20, the parties agree” slip op. at 11

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed board ownOther

    “3. “the rendered first webpage” Claim limitation 1dii recites “replacing the first and second objects within the 3D space with a window within a two-dimensional (2D) space in response to receiving the interaction, wherein the window includes the rendered first webpage.” Petitioner does not propose a construction for the term “the rendered first webpage” in the Petition. Pet. 13–14. Nevertheless, Patent Owner contends in the Patent Owner Response that “‘the rendered first webpage’ is the webpage that was requested by the user via the ‘first input’ from which the ‘first image’ was captured.” PO Resp. 13. As Petitioner summarizes, “[a]ccording to Patent Owner, ‘the rendered first webpage’ presented in 2D space ‘is the version that was previously received and rendered (e.g., stored in memory) from which the first image was captured. It is not a ‘live’ webpage from the Internet.’” Reply 6. Despite not proposing a construction in the Petition, Petitioner, in the Reply, asks us to construe “the rendered first webpage” to include either the previously received and rendered first webpage or a new (so called “live”) version of the first webpage rendered in response to receiving the user interaction of claim limitation 1dii. Reply 6–7. The plain and ordinary meaning of claim 1 supports Patent Owner’s argument. “To begin with, the context in which a term is used in the asserted claim can be highly instructive.” Phillips, 415 F.3d at 1314 (“To take a simple example, the claim in this case refers to ‘steel baffles,’ which strongly implies that the term ‘baffles’ does not inherently mean objects made of steel.”). Here, claim 1 refers to replacing the first and second objects with “the rendered first webpage,” which implies that the objects are not replaced with just any version of the first webpage. “Rendered” is in the past tense, suggesting a webpage that previously has been rendered. This is a clear reference to limitation 1ci, “rendering the first and second webpages.” Dr. Fuchs’ testimony is instructive. According to Dr. Fuchs, a skilled artisan “would have known that webpage rendering was a ubiquitous process for converting raw HTML code received from a web server into visible content.” Ex. 1003 ¶ 104. According to Dr. Fuchs, “[w]ebpage rendering is a core functionality of virtually all web browsers, and it would have been obvious to a [person of ordinary skill in the art] that rendering is a prerequisite step to obtaining ‘screen snapshots of actual web pages,’ as explained in Robertson’s companion Data Mountain paper.” Id. ¶ 105 (citing Ex. 1030, 5). Dr. Fuchs testifies that a skilled artisan “would have understood that Robertson’s 3D-GUI captures images of the rendered (first/second) webpages to obtain the webpage images on the object thumbnails.” Id. ¶ 107. Similarly, Dr. Fuchs testifies that “Gettman’s technique involves ‘cach[ing]’ ‘bitmap screenshots’ (captured first/second images) of rendered (first/second) webpages in local memory.” Id. ¶ 108. Here, as Dr. Fuchs reads claim limitations 1ci and 1cii, in step 1ci, a” slip op. at 20

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “reference teaches away “when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” Gurley, 27 F.3d at 553. We have considered the portions of Sauve and Tsuda cited by Patent Owner and Dr. Schaefer, and find nothing that would discourage or lead in a direction divergent from the path taken by the inventor. Other than repeating Patent Owner’s argument that Sauve and Tsuda provide drastically different solutions for moving from one active window to another, Dr. Schaefer does not explain why he concludes that the solutions teach away from one another or point to evidence to support that conclusion. Ex. 2014 ¶¶ 225–227.” slip op. at 65

  • Obviousness (§103) › Motivation to combine / reasonable expectation of success › Teaching awayTeaching away not foundDecided for petitioner

    “reference teaches away “when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” Gurley, 27 F.3d at 553. We have considered the portions of Sauve and Tsuda cited by Patent Owner and Dr. Schaefer, and find nothing that would discourage or lead in a direction divergent from the path taken by the inventor. Other than repeating Patent Owner’s argument that Sauve and Tsuda provide drastically different solutions for moving from one active window to another, Dr. Schaefer does not explain why he concludes that the solutions teach away from one another or point to evidence to support that conclusion. Ex. 2014 ¶¶ 225–227.” slip op. at 65

  Patent outcomesUS 8,881,048 mixed
  Claim construction§ 103 obviousnesscites Phillips · Graham
  Patents in suitUS 8,881,048
• Koninklijke Philips N.V. / Philips North America LLC v. Fitbit, IncSome claims unpatentable
  PTAB · Aug 15, 2022 · IPR2021-00505 · APJ Stacey G White · IPR · Final written decision

  Claims 1, 2, 9–11, 16, 25, and 28 are unpatentable under § 102 as anticipated; claims 3–8, 12–15, 26, and 29 were not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “In the Institution Decision, we adopted Petitioner’s assessment of the level of skill in the art, with the exception of the open-ended phrase “at least,” which expands the range of experience indefinitely without an upper bound. Dec. 7. Neither party provides substantive argument as to why its proposed level of skill is correct. Pet. 9; PO Resp. 2–3. We, however, are not persuaded that there is a material difference between the parties’ proposals. Based on this record, we apply the level of skill laid out in our Institution Decision (omitting the open-ended phrases “at least”) because it is consistent with the level of ordinary skill in the art at the time of the invention as reflected in the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Accordingly, we find for the purpose of this Decision and based on the record before us, that a person of ordinary skill in the art at the relevant time would have a Bachelor’s Degree in an academic area emphasizing electrical engineering, computer science, or a similar discipline, and two years of experience in personal monitoring systems. We note, however, that our determinations on patentability would not change if we accepted Patent Owner’s proposed level of skill.” slip op. at 7

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “In our Institution Decision, we discerned a need to construe the term “activity points.” Dec. 8–11. There, we determined for the purposes of that Decision that “activity points” is broad enough to “include[] measures such as steps taken by the user, number of minutes the user has been active, or measures of energy expenditure such as a number of calories burned.” Id. at 11 (alteration in original). Patent Owner asserts that “the Board need not expressly construe this term to confirm the patentability of the challenged claims.” PO Resp. 4. Patent Owner, however, does not point out any error in our construction and based upon our review of the record, we are persuaded that our prior construction is correct and maintain our prior findings regarding the proper construction of activity points. Dec. 8–11. No other terms require express construction at this time. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (noting that “we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’”).” slip op. at 8

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “We find Petitioner’s arguments to be persuasive. The ’377 states that its device may “include one or more motion sensors.” Ex. 1001, 2:52–53. The subject patent further notes that “exemplary motion sensors which include, for example, one or more accelerometers.” Id. at 3:6–8. Indeed, Patent Owner points out that its “PO’s Response explained how the specification of the ’377 patent makes clear that a single claimed ‘sensor’ may include one or more sensing instruments.” Sur-Reply 2 (citing PO Resp. 7–12) (emphasis added). We find that the ’377 patent claims are not limited to a configuration in which multiple accelerometers would compose a single motion sensor. The ’377 patent specification explains that motion sensors may have one accelerometer and that the claimed device may have more than one motion sensor. See Ex. 1001, 2:38–46, 3:6–9. In addition, we are not persuaded that claim 1 requires “multiple different types of sensors.” See PO Resp. 8. While it is true that dependent claims 3–7 require specific types of sensors this does not limit the scope of the independent claims. Claims 1 and 25 recite that the plurality of sensors “generate sensor data which is representative of activity of the user.” Ex. 1001, 43:33–34, 46:3–4. Claim 10 recites that the plurality of sensors “generate sensor data which is representative of ambulatory activities of the user.” Id. at 44:10– 12. As such, we are persuaded that the claim language allows the use of any set of sensors that generates the requisite data (and includes the requisite “at least” one tri-axial accelerometer or three accelerometers as will be discussed below).” slip op. at 14

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable

    “As such, Petitioner fails to establish why one of ordinary skill would have believed such a substitution to be desirable or in what way such a substitution would have been an improvement over Damen. Our inquiry into whether a sufficient motivation has been articulated by Petitioner is a flexible, but factual inquiry where we must determine whether sufficient evidence and argument have been presented to establish that one of ordinary skill in the art would have made such a modification. See Fleming v. Cirrus Design Corp., 28 F.4th 1214, 1223 (Fed. Cir. 2022). The Federal Circuit “has recognized that an obviousness showing ‘does not require that a particular combination must be the preferred, or the most desirable, combination described in the prior art in order to provide motivation for the current invention.’” Novartis Pharms. Corp. v. West-Ward Pharms. Int'l Ltd., 923 F.3d 1051, 1059 (Fed. Cir. 2019) (quoting In re Fulton, 391 F.3d 1195, 1200 (Fed. Cir. 2004)). Petitioner, however, still has a burden to establish a reason why a person of ordinary skill in the art would combine the prior art references. In re NuVasive, 842 F.3d 1376, 1382 (Fed. Cir. 2016). It is not sufficient to merely show that a person of ordinary skill “could have made but [rather, Petitioner must establish that a person of ordinary skill in the art] would have been motivated to make the combinations or modifications of prior art to arrive at the claimed invention.” Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015). That is the missing element in Petitioner’s contentions. Petitioner has not articulated sufficiently a rationale for modifying Damen to replace its three accelerometers with a tri-axial accelerometer. Claims 11 and 16 depend from claim 10 and the arguments and evidence presented for these claims do not address the shortcoming as to motivation to combine we note in reference to claim 10. Thus, Petitioner has not proven by a preponderance of the evidence that claims 10, 11, and 16 would have been obvious over Kroll and Damen.” slip op. at 37

  Patent outcomesUS 8,868,377 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 8,868,377
• Apple Inc. v. Koss CoprorationSome claims unpatentable
  PTAB · May 31, 2022 · IPR2021-00305 · APJ David C Mckone · IPR · Final written decision

  Claims 1–4, 9, 10, and 14–17 are unpatentable as obvious; claim 18 was not shown unpatentable because the cited art did not teach its claimed digital signal processor.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “least a Bachelor’s Degree in an academic area emphasizing electrical engineering, computer science, or a similar discipline, and at least two years of experience in wireless communications across short distance or local area networks.” Ex. 1003 ¶ 34. In the Institution Decision, we found Dr. Cooperstock’s testimony to be consistent with the technology described in the Specification and the cited prior art and adopted this level of skill for purposes of that Decision. Dec. 24. Mr. McAlexander testifies that a skilled artisan “would be someone working in the electrical engineering field and specializing in or knowledgeable of speaker components for small wireless devices,” and “would have had a bachelor’s degree in electrical engineering and at least two or more years of work experience in the industry. Ex. 2035 ¶ 19. According to Mr. McAlexander, “[s]uch a person would have studied and have practical experience with circuit design, speaker components, and wireless communication.” Id. Patent Owner states that this proposed level of skill “is not far removed from Petitioner’s [person of ordinary skill in the art].” PO Resp. 6. As Patent Owner acknowledges that the proposed levels of skill are similar, and does not argue that a difference in level of skill would lead to a different result in this proceeding, we continue to adopt Petitioner’s proposed level of skill.” slip op. at 13

  • Expert testimonyPatent owner expert discountedDecided for patent owner

    “uncorroborated. Reply 10. Petitioner then argues that Patent Owner mischaracterizes what is shown in its annotated Figure 5 and contends that Mr. Blair’s analysis of the various forces exerted on the earbuds is faulty. Id. at 10–15. In support, Petitioner offers testimony from Dr. Cooperstock, although that testimony is also conclusory and does not identify the basis for the testimony. Ex. 1023 ¶¶ 11–23. 5 Mr. McAlexander provides testimony that largely copies the arguments in Patent Owner’s Response. Ex. 2035 ¶¶ 37–43. His testimony, however, does not appear to be based upon his own knowledge or expertise and, instead, is based upon his reading of Mr. Blair’s testimony. We accord this testimony by Mr. McAlexander little weight. We need not evaluate which of the experts’ views on the various forces on a Figure 4/5 combination would have been correct. Patent Owner improperly limits Petitioner’s arguments (and Rosener’s disclosure) to a combination of separate embodiments shown alternately in Figures 4 and 5. We agree with Petitioner (Pet. 34–35; Reply 18) and find that Rosener expressly describes earbuds with curved hanger bars. Specifically, Rosener states that “[e]ach of the first and second earphones 502, 504 may be in the form of an earbud designed to fit into the concha of the pinna of the user’s ear,” and that “[e]ach of the first and second earphone 502, 504 may further include a clip, earloop, or other suitable securing mechanism to help maintain the earphone 502 or 504 on the ear of the user.” Ex. 1004 ¶ 30. We read Petitioner’s annotated Figure 5 (shown above) as an illustration of how these expressly described features might look together, as Rosener does not have a figure depicting that embodiment. Petitioner relies on Figure 4 to show that “earloops” in fact correspond to “curved hanger bars,” not to show precise structure that would be bodily incorporated into the embodiment depicted in Figure 5. We do not read Petitioner’s annotated Figure 5 as a proposed physical combination of different embodiments within Rosener. Patent Owner’s characterization of Petitioner’s combination is not the correct lens through which we analyze obviousness. See In re Keller, 642 F.2d 413, 425 (Fed. Cir. 1981) (“To justify combining reference teachings in support of a rejection it is not necessary that a device shown in one reference can be physically inserted into the device shown in the other.”).” slip op. at 22

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “argues that Rosener describes a battery, but concedes that “Rosener does not explicitly describe the batteries being rechargeable.” Pet. 44–45 (citing Ex. 1004 ¶ 30). Petitioner contends that Huddart teaches a rechargeable battery. Id. at 45 (citing Ex. 1005, 5:26–30). According to Petitioner, “[t]o the extent that Rosener is deemed to not disclose rechargeable batteries, [a person of ordinary skill in the art] would have found it obvious to incorporate a rechargeable battery (e.g., earbud battery) as taught in Huddart into each of Rosener’s earphones 502, 504 for providing power to earphone components.” Id. Citing Dr. Cooperstock’s testimony, Petitioner argues that a skilled artisan “would have understood . . . that Rosener’s earphones could have incorporated rechargeable batteries since this configuration was conventional around the time of its disclosure, as demonstrated by Huddart.” Id. at 27 (citing Ex. 1003 ¶ 48). Petitioner contends that rechargeable batteries would have improved Rosener’s earphones “by eliminating or reducing the need to periodically replace the batteries, thereby removing or reducing the cost of doing so and also improving user convenience.” Id. (citing Ex. 1003 ¶ 49). Dr. Cooperstock further testifies that Rosener’s earphones would have benefited from rechargeable batteries in the same manner as Huddart’s earbuds, e.g., in that the user could avoid frequent battery replacements. Ex. 1003 ¶ 50. We credit Dr. Cooperstock’s testimony and find that a skilled artisan would have had reasons to (e.g., cost, convenience, avoid the need to replace batteries) to incorporate Huddart’s teaching of rechargeable batteries into Rosener’s earphones, and would have had a reasonable expectation of success in doing so.” slip op. at 26

  • Obviousness (§103) › Objective indicia / secondary considerations › NexusObjective indicia no nexusDecided for petitioner

    “between the Powerbeats Pro and claims 1–18 of the ’325 Patent, the Board should presume a nexus between the commercial success of the Powerbeats Pro and claims 1–18.” PO Resp. 41. In support of this argument that the Powerbeats Pro product is coextensive with the claimed invention, Patent Owner cites to its infringement contentions served in the Texas case, and argues that “claims 1–18 of the ’325 Patent read on the Powerbeats Pro.” Id. at 38 (citing Ex. 1014, 1079–113), 40 (same); Sur-reply 19 (“The [Patent Owner Response] cited an exhibit, APPLE-1014, 1079–1113, that includes a detailed claim chart showing that the PowerBeats Pros possess all the elements of the Challenged Claims.”). Patent Owner does not provide a detailed comparison of the Powerbeats Pro with the challenged claims in its Response. PO Resp. 37–42. At most, Patent Owner points out certain features of the Powerbeats Pro, such as being “completely wireless” and having a “a signature earhook design.” Id. at 37–38, 40. However, Patent Owner’s attempt to incorporate its infringement contentions by reference into the Response is contrary to our rules, and those infringement 9 Patent Owner’s evidence of commercial success shows success at the level of a category that would include the Powerbeats Pro, but does not break out the Powerbeats Pro individually. PO Resp. 38, 41–42 (citing Exs. 2037, 2038). Nevetheless, Petitioner does not contest that the Powerbeats Pro product has been commercially successful. contentions will be disregarded. See 37 C.F.R. § 42.6(a)(3) (“Arguments must not be incorporated by reference from one document into another document.”). Accordingly, Patent Owner has not shown that the Powerbeats Pro practices the invention of the challenged claims and, for that reason, has not shown that the Powerbeats Pro is coextensive with the challenged claims.” slip op. at 43

  Patent outcomesUS 10,506,325 mixed
  § 103 obviousnesscites Graham
  Patents in suitUS 10,506,325
• Western Digital Corporation / Western Digital Technologies, Inc. et al. v. Martin KusterSome claims unpatentable
  PTAB · Feb 10, 2022 · IPR2020-01391 · APJ Thomas L Giannetti · IPR · Final written decision

  Claims 11, 12, and 14–19 are unpatentable: claims 11 and 12 are anticipated by Hsiao, and claims 11 and 14–19 are obvious over He and Cheng or He, Cheng, and Hiller.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Petitioner’s proposed level of ordinary skill does not differ materially from that presented by Mr. Welch. Both require a bachelor’s degree in many of the same fields and roughly one to two years of experience with USB protocols or USB product development. The arguments presented by Petitioner and Patent Owner do not indicate that the outcome of this case would change depending on the level of ordinary skill in the art. We, therefore, adopt Petitioner’s description, which we determine to be consistent with the level of skill reflected in the asserted prior art references. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). We note, however, that we would reach the same conclusions under either proposed level of ordinary skill.” slip op. at 8

  • BurdenDecided for patent owner

    “Proof of conception must be by “corroborating evidence which shows that the inventor disclosed to others his ‘completed thought expressed in such clear terms as to enable those skilled in the art’ to make the invention.” Coleman v. Dines, 754 F.2d 353, 359 (Fed. Cir. 1985) (citing Field v. Knowles, 183 F.2d 593, 601 (CCPA 1950)); see also Mahurkar v. C.R. Bard, Inc., 79 F.3d 1572, 1577 (Fed. Cir. 1996) (corroboration requirement “arose out of a concern that inventors testifying in patent infringement cases would be tempted to remember facts favorable to their case by the lure of protecting their patent or defeating another’s patent”). Similarly, an inventor’s testimony alone is insufficient to establish an earlier reduction to practice. Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1169–71 (Fed. Cir. 2006). Instead, a party seeking to prove an actual reduction to practice must proffer evidence corroborating that testimony. Id. at 1170. The sufficiency of corroboration is determined according to a “rule of reason.” Price v. Symsek, 988 F.2d 1187, 1195 (Fed. Cir. 1993). This, however, does not dispense with the requirement that some independent evidence provide corroboration. Coleman, 754 F.2d at 360. The requirement of “independent” corroboration requires evidence other than the inventor’s testimony. In re NTP, Inc., 654 F.3d 1279, 1291–92 (Fed. Cir. 2011). 3. Discussion We find that Patent Owner has not met its burden of establishing that Mr. Kuster conceived and reduced to practice his invention prior to the filing dates of Hsiao or He. By itself, Mr. Kuster’s testimony is insufficient to establish that he reduced his invention to practice prior to the November 23, 2010, filing date or Hsiao or the June 2, 2010, filing date of He. “Throughout the history of the determination of patent rights, oral testimony by an alleged inventor asserting priority over a patentee’s rights is regarded with skepticism, and as a result, such inventor testimony must be supported by some type of corroborating evidence.” Woodland Tr. v. Flowertree Nursery, Inc., 148 F.3d 1368, 1371 (Fed. Cir. 1998) (quoting Price, 988 F.2d at 1194). Patent Owner has failed to provide sufficient independent evidence corroborating Mr. Kuster’s testimony.” slip op. at 20

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

    “We do not agree with this argument. “The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; nor is it that the claimed invention must be expressly suggested in any one or all of the references. Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art.” MCM Portfolio LLC v. Hewlett-Packard Co., 812 F.3d 1284, 1294 (Fed. Cir. 2015) (quoting In re Keller, 642 F.2d 413, 425 (CCPA 1981)). Moreover, “[a] person of ordinary skill is also a person of ordinary creativity, not an automaton,” so the fact that it would take some creativity to carry out the combination does not defeat a finding of obviousness. KSR, 550 U.S. at 421; see also ClassCo, Inc. v. Apple, Inc., 838 F.3d 1214, 1219 (Fed. Cir. 2016) (“The rationale of KSR does not support [the] theory that a person of ordinary skill can only perform combinations of a puzzle element A with a perfectly fitting puzzle element B.”). We find there is support for making this combination of He and Cheng in the testimony of Dr. Baker that addition of a controller is “conventional” in USB flash drives. Baker Decl. ¶ 167. We find that for the reasons given by Dr. Baker, a person of ordinary skill would have added a controller to He. We determine that the combination of He and Cheng teaches each limitation of claim 11. We address Patent Owner’s argument that there are objective indicia of obviousness, infra. We conclude that Petitioner has demonstrated that claim 11 would have been obvious over He and Cheng.” slip op. at 37

  • Obviousness (§103) › Objective indicia / secondary considerations › Long-felt need / failure of othersDecided for patent owner

    “attorney argument, not evidence.” Pet. Reply 26. We agree. Patent Owner does not back up its argument with testimony or other credible evidence. To demonstrate long-felt need, a patentee must point to an “articulated identified problem and evidence of efforts to solve that problem” which were, before the invention, unsuccessful. Tex. Instruments v. Int’l Trade Comm’n, 988 F.2d 1165, 1178 (Fed. Cir. 1993). All Patent Owner proves, if anything, is that after the USB 3.0 specification issued, a number of companies rushed in to provide contacts that met the new standard. Patent Owner does not demonstrate that they failed where Mr. Kuster succeeded. In fact, there is no evidence that Mr. Kuster ever commercialized his invention.8 8 Victorinox never paid for the work Mr. Kuster did on the USB 3.0 memory device, and to Mr. Kuster’s knowledge, never marketed the product. Kuster Dep. 22:21–24:13. Patent Owner contends “Mr. Kuster’s invention filled the existing need for a durable yet slim USB flash drive compatible with USB 3.0 that was easy to manufacture.” PO Resp. 77. But instead of presenting independent evidence of failure of the others to solve known technical or manufacturing problems, Patent Owner relies on generalized statements concerning the need for USB 3.0 connectors and solutions by others that Patent Owner contends have not been successful. PO Resp. 74–77. We are not persuaded by Patent Owner’s argument that Mr. Kuster’s alleged invention filled a long-felt need where others failed.” slip op. at 29

  Patent outcomesUS 8,693,206 mixed
  § 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 8,693,206
• Shenzhen Carku Technology Co., Ltd. v. The Noco CompanySome claims unpatentable
  PTAB · Nov 3, 2021 · IPR2020-00944 · APJ Jameson Lee · IPR · Final written decision

  Claims 1–10 and 12–23 are unpatentable over the listed grounds; claim 11 was not shown unpatentable because the evidence did not establish the claimed connection sequence.

  RulingsFinal written decision

  • Expert testimonyOther

    “Q. So Richardson contemplates a flow of control where the shunt calibration flag was not set, correct? A. That is reasonable. He shows an option -- an option of a “no” result from Step 406. Ex. 1047, 110:14–18. Dr. Wood also agrees that when the shunt calibration flag is not set and the procedure advances to Step 420, the contact relay in Richardson is still open: Q. Now, if the shunt calibration flag is not set and we go to Step 420, the starter contact relay in Richardson is still open, correct? A. That is my understanding. Id. at 77:10–13. Dr. Wood further agrees that when the shunt calibration flag is not set and the procedure advances to Step 214, where reverse polarity connection is tested, the starter contact relay is still open: Q. Okay. Then if we continue to Step 214 in this example, where the shunt calibration flag was not set, when we’re testing for the condition reverse jumper cable voltage, the starter contact relay is still open, right? A. That appears to be the case.” slip op. at 65

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “Referring to FIG. 3, Klang states: “[t[he reverse polarity sensor 48, connected in a like manner across the battery terminals 20, 22, senses negative voltage indicating that the battery leads are connected backwards.” Ex. 1007, 6:20–23. Klang’s reverse polarity sensor provides an output signal (sensed negative voltage) indicating whether the battery has a proper polarity connection. Klang states: “[i]f the start button has not been pressed, at step 144, the OCV [battery open circuit voltage] is compared to a low negative voltage to determine whether the conducting cables 18 are properly connected to the battery 16. If the OCV is less than -0.5V, the method proceeds at step 146 to notify the operator that the leads are reversed.” Ex. 1007, 8:55– 60.” slip op. at 26

  • Obviousness (§103) › Objective indicia / secondary considerationsNot reached

    “references. Accordingly, consideration and discussion of the objective evidence of nonobviousness is unnecessary.” slip op. at 92

  • ExcludeMotion to exclude, deniedDenied

    “discussed below, the Motion is denied.” slip op. at 94

  Patent outcomesUS 9,007,015 mixed
  § 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 9,007,015
• Fedex Corporation v. Intellectual Ventures II LLCSome claims unpatentable
  PTAB · Aug 9, 2018 · IPR2017-00859 · APJ Trevor M Jefferson · IPR · Final written decision

  Claims 7, 8, 12, and 13 are unpatentable as obvious over the ANSI Standard and Ett; claims 16, 18, and 19 were not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “We agree that the differences are not determinative. We also find that Patent Owner’s evidence of the level of skill in the art, although generally expansive regarding “data interchange” and exchange using electronic documents, casts an overly broad net for the ’586 patent, which describes that the “present invention relates generally to bar code technology” (Ex. 1001, 1:19–20). We agree with Petitioner that bar code technology is the technology that forms the background of the claims and specification. Reply 15–16; Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1257 (Fed. Cir. 2007) (referring to “the invention” and “the claim[s]” to determine the level of ordinary skill in the art). Accordingly, we adopt Petitioner’s identification of the level of ordinary skill in the art as reflecting the claims and specification of the ’586 patent. C.” slip op. at 8

  • ExcludeMotion to exclude, deniedDenied

    “failed to show that the ANSI Standard (Exhibit 1002) is authentic and not hearsay. PO Mot. Excl. 1, 3–5. Our prior case, cited by Patent Owner, acknowledges that panels have more often relied on copyright notices as probative evidence of publication. See Ford Motor Co. v. Versata Dev. Grp., Inc., Case IPR2016-01016, at 6 (PTAB Sept. 27, 2016) (Paper 11) (citing cases); see also Ericsson Inc. v. Intellectual Ventures I LLC, IPR2014-00527, Paper 41, at 10–11 (PTAB May 18, 2015). We find the copyright notice on a commercial standards document, such as the ANSI Standard copyright marking that is not directly challenged by the Patent Owner, is generally reliable indicia used by the interested public, absent counterfactual evidence. FRE 803(17); see Ex. 2004, 95:23–96:20; Ex. 1008 ¶ 19; Ex. 1002, vvi. We note that Patent Owner acknowledges that persons of ordinary skill in the art turn to ANSI publications as a recognized source. PO Resp. 15. We agree with Petitioner that the copyright notice of the ANSI Standard is admissible under the residual hearsay exception. FRE 807. ANSI has “circumstantial guarantees of trustworthiness” due to the voluminous evidence referencing it (e.g., Exs. 1011, 1032– 1034, 1037), the formalized processes culminating in its publication (Ex. 1008 ¶¶ 9, 11–17; 1023 ¶¶ 6, 8–14; Exs. 1009, 1010), and its status as a standards document. There can be no question that industries rely on ANSI standards. E.g., Ex. 1008 ¶ 19; Ex. 1023 ¶ 20; Ex. 2004 at 95:21–96:11, 190:16–194:7. (Paper 34) Pet. Opp. Excl. 2 (footnote omitted). Patent Owner also does not challenge the ANSI Publication Manuals (Exhibits 1009, 1010), which further support the evidence that the ANSI Standard was published as a standards document.” slip op. at 9

  • Claim Construction › Functional claiming / §112(f) means-plus-function › Corresponding structure / algorithm (indefinite if none)Term construed board ownDecided for patent owner

    “Based on the ’586 patent specification and the decoding means of claim 16, and related dependent claims 18 and 19, we determine that the structure includes the algorithm that performs the decoding function. See Ex. 1001, 5:40–48 (describing particular “logic and computer routines” in step 127 of Figure 1). Thus, the corresponding structure is more than a general purpose computer or controller. Pet. 10–11; see Aristocrat Techs. Austl. Party Ltd. vs. Int’l Game Tech., 521 F.3d 1328, 1333 (Fed. Cir. 2008) (quoting Harris Corp. v. Ericsson Inc., 417 F.3d 1241, 1249 (Fed. Cir. 2005)). Petitioner does not address the algorithm identified as corresponding structure for the “means for decoding” of independent claim 16 as construed above, and in particular, Petitioner fails to show that the asserted prior art teaches or discloses the algorithm in claim 16 and its dependent claims 18 and 19. Accordingly, Petitioner has not shown the unpatentability of claims 16, 18, and 19.” slip op. at 7

  • Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication not establishedPrinted publication establishedMixed

    “We are not persuaded that Petitioner has sufficiently shown by a preponderance of the evidence that UPS qualifies as a prior art printed publication. The last page of UPS includes the following: “01880273 REV. 1/96 50M.” Ex. 1004, 47. Although “1/96” appears to be the date January 1996, the annotation itself does not indicate that the document was disseminated on that date. Additionally, the deposition testimony from Bartex that Petitioner relies on (Pet. 64 (citing Ex. 1012, 58–60)) pertains to “Exhibit 4” (Ex. 1012, 58–60), which has not been submitted in this proceeding. In sum, we have no way to determine if UPS is the same as “Exhibit 4,” and Petitioner fails to establish as much. Thus, we do not find Mr. Lewis’ testimony regarding “Exhibit 4” persuasive, nor do we find that the record contains sufficient evidence to support the finding that UPS was publicly disseminated. Thus, Petitioner has not established that UPS qualifies as a prior art printed publication. Accordingly, Petitioner has failed to show that the two grounds including UPS render the challenged claims unpatentable by a preponderance of the evidence.” slip op. at 18

  Patent outcomesUS 9,047,586 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites KSR
  Patents in suitUS 9,047,586
• Amazon.Com, Inc. / Amazon Digital Services, Inc. et al. v. Uniloc Luxembourg S.A.Some claims unpatentable
  PTAB · Aug 1, 2018 · IPR2017-00948 · APJ David C Mckone · IPR · Final written decision

  Claims 1–8, 18–22, and 25 are unpatentable; claims 9–17, 23, and 24 are not unpatentable; substitute claims 26–28 are denied.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

    “The “verify” limitation of claim 1 expressly recites a check based “at least in part on a device identity.” The specification describes such a check as occurring at steps 15 and 16, not step 13. Steps 15 and 16 check whether the device identity is on record and, in response to that check, allow a digital product to be used on a device (steps 17, 18) or start a process to authorize the device. Id. at 5:1–9, 5:13–18. Although steps 15 and 16 are not expressly described as a verification of validity, steps 15 and 16, not step 13, logically track and most closely align with the language of claim 1’s “verify” and “in response to” limitations. Thus, the specification supports Petitioner’s view that the “verify” limitation can encompass checking whether unique device information is reflected in a database as authorized for a license.” slip op. at 12

  • Claim Construction › Intrinsic evidence (Phillips canons) › Preamble limiting or notPreamble not limitingDecided for petitioner

    “claim 1 is limiting, with Patent Owner arguing that it is and Petitioner arguing that it is not. Id. at 12–13. Patent Owner now argues that “[t]he preambles [of claims 1 and 22] expressly state that the claimed system and method are both directed to ‘adjusting’ the license in terms of its allowed copy count, which the preambles expressly define.” PO Resp. 9. We explained in the Institution Decision, however, that even if the preamble is limiting (e.g., by virtue of it providing antecedent basis (“at least one allowed copy count”) for “set the allowed copy count”), the language “[a] system for adjusting a license for a digital product over time” constitutes a 2 The preamble of claim 25 is not similar to that of claims 1 and 22, and Patent Owner does not propose an “adjusting” limitation for the language “in response to the device identity not being on the record, set the allowed copy count to a first upper limit for a first time period after an initial authorization of the digital product,” as recited in claim 25. statement of intended purpose and does not purport to modify any particular claim language, such as “set the allowed copy count.” Dec. 13–14. Patent Owner argues that our preliminary construction would vitiate the purpose of the preamble language and that, instead, “the claim limitations must be understood in light of the ‘adjusting’ context introduced in the preamble.” PO Resp. 9. However, “the mere fact that a structural term in the preamble is part of the claim does not mean that the preamble’s statement of purpose or other description is also part of the claim.” Marrin v. Griffin, 599 F.3d 1290, 1295 (Fed. Cir. 2010). Rather, the Federal Circuit has held that “a preamble is not limiting ‘where a patentee defines a structurally complete invention in the claim body and uses the preamble only to state a purpose or intended use for the invention.’” Catalina Mktg. Int’l, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002) (quoting Rowe v. Dror, 112 F.3d 473, 478 (Fed. Cir. 1997)). Thus, an intended purpose set forth in a claim preamble and the context that purpose might provide, without more, are not limiting. Moreover, as Petitioner points out, “the claimed invention could be used to adjust an allowed device limit, at least to a higher limit, thereby satisfying the intended purpose of the invention.” Reply 4.” slip op. at 14

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableNot shown unpatentableMixed

    “On the complete record, we find that DeMello’s authentication, which checks a Passport ID and machine ID against stored records to authenticate a device, discloses executable code for the processor to “verify that a license data associated with the digital product is valid based at least in part on a device identity generated by sampling physical parameters of the given device,” as recited in claim 1 and similarly recited in claim 22.” slip op. at 29

  • Obviousness (§103) › KSR rationalesUnpatentableNot shown unpatentableMixed

    “The Federal Circuit has cautioned that “references to ‘common sense’—whether to supply a motivation to combine or a missing limitation—cannot be used as a wholesale substitute for reasoned analysis and evidentiary support, especially when dealing with a limitation missing from the prior art references specified.” Arendi S.A.R.L. v. Apple Inc., 832 F.3d 1355, 1362 (Fed. Cir. 2016). That is not the case here. As explained above, both the ’960 patent and DeMello describe precise numbers of days as arbitrary and that their respective inventions contemplate other numbers. We find that it would have been reasonable for the skilled artisan to have selected six days, as recited in claim 6, in light of DeMello’s disclosure.” slip op. at 45

  Patent outcomesUS 8,566,960 mixed
  Claim construction§ 102 anticipation§ 103 obviousness§ 112 disclosurecites Alice · Bilski · Berkheimer · Graham
  Patents in suitUS 8,566,960

Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.