- Smith & Nephew, Inc. v. Conformis, Inc.Rehearing deniedPTAB · Jan 12, 2018 · IPR2017-00780 · APJ James A Worth · IPR · Rehearing
The Board denied the petitioner’s rehearing request, finding no overlooked or misapprehended arguments concerning the denied grounds for claims 9, 10, 12–19, and 38.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“II. DISCUSSION Under 37 C.F.R. § 42.71(c), “[w]hen rehearing a decision on petition, a panel will review the decision for an abuse of discretion.” An abuse of discretion occurs when a “decision was based on an erroneous conclusion of law or clearly erroneous factual findings, or . . . a clear error of judgment.” PPG Industries, Inc. v. Celanese Polymer Specialties Co., 840 F.2d 1565, 1567 (Fed. Cir. 1988) (citations omitted). The party requesting rehearing has the burden of showing the decision should be modified, which includes specifically identifying all matters the party believes the Board misapprehended or overlooked. See 37 C.F.R. § 42.71(d).” slip op. at 3
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable
“The panel addressed Petitioner’s theory of modifying Radermacher’s teachings with Kenna’s teachings on, inter alia, pages 20–21 of the Decision, as referred to by Petitioner immediately above. Id.; see also id. at 16–21. Although we are mindful that issues of bodily incorporation may be irrelevant to a combination, see In re Etter, 756 F.2d 852, 859 (Fed. Cir. 1985) (en banc), the Decision considered the fact that Kenna’s surgical approach is based on intra-operative alignment while Radermacher’s surgical approach is directed to pre-operative alignment, and that Petitioner did not identify a sufficient rationale to combine the different disclosed approaches. Dec. 18–21. We are not persuaded that this difference is irrelevant to whether a person of ordinary skill would have combined these approaches. The Petition does not explain adequately how to adapt Kenna’s teachings to Radermacher’s template, or why this would have been obvious to a POSITA, in light of the references’ different alignment approaches. Pet. 71–73; see Dec. 20–21. Accordingly, we conclude that the Decision did not misapprehend or overlook any arguments in the Petition.” slip op. at 5
§ 103 obviousnessDiscretionary denialPatents in suitUS 8,062,302 - Smith & Nephew, Inc. v. Conformis, Inc.Rehearing deniedPTAB · Jan 12, 2018 · IPR2017-00779 · APJ James A Worth · IPR · Rehearing
The Board denied Smith & Nephew’s rehearing request, leaving in place the denial of institution on claims 9, 10, 12–19, and 38.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“II. DISCUSSION Under 37 C.F.R. § 42.71(c), “[w]hen rehearing a decision on petition, a panel will review the decision for an abuse of discretion.” An abuse of discretion occurs when a “decision was based on an erroneous conclusion of law or clearly erroneous factual findings, or . . . a clear error of judgment.” PPG Industries, Inc. v. Celanese Polymer Specialties Co., 840 F.2d 1565, 1567 (Fed. Cir. 1988) (citations omitted). The party requesting rehearing has the burden of showing the decision should be modified, which includes specifically identifying all matters the party believes the Board misapprehended or overlooked. See 37 C.F.R. § 42.71(d).” slip op. at 3
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“an inter partes review of claims 1–3, 5–8, 11, 20, 21, 24, 25, 28–37, 39–43, 47, and 95–125 as obvious over Radermacher, Alexander, and Woolson, and denied institution of the remaining grounds presented in the Petitions. Dec. 1, 3, 6, 39–40. For example, we found that Petitioner had failed to make a threshold showing that claims 13, 18, and 38 of the ’302 patent are unpatentable under 35 U.S.C. § 103(a) over the combination of Radermacher, Alexander, Woolson, and Kenna, or over the combination of Radermacher, Fell, Woolson, and Kenna. See id. at 16–23. Additionally, we found that Petitioner had failed to make a threshold showing that claims 9, 10, and 12 of the ’302 patent are unpatentable under 35 U.S.C. § 103(a) over the combination of Radermacher, Alexander, and Woolson. See id. at 23–24. We also found that Petitioner had failed to make a threshold showing that claims 14–17 and 19 of the ’302 patent are unpatentable under” slip op. at 2
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot reached
“16–21. Although we are mindful that issues of bodily incorporation may be irrelevant to a combination, see In re Etter, 756 F.2d 852, 859 (Fed. Cir. 1985) (en banc), the Decision considered the fact that Kenna’s surgical approach is based on intra-operative alignment while Radermacher’s surgical approach is directed to pre-operative alignment, and that Petitioner did not identify a sufficient rationale to combine the different disclosed approaches. Dec. 18–21. We are not persuaded that this difference is irrelevant to whether a person of ordinary skill would have combined these approaches. The Petition does not explain adequately how to adapt Kenna’s teachings to Radermacher’s template, or why this would have been obvious to a POSITA, in light of the references’ different alignment approaches. Pet. 71–73; see Dec. 20–21.” slip op. at 6
§ 103 obviousnessDiscretionary denialPatents in suitUS 8,062,302 - Smith & Nephew, Inc. v. Conformis, Inc.Rehearing deniedPTAB · Jan 12, 2018 · IPR2017-00778 · APJ James A Worth · IPR · Rehearing
The Board denied rehearing, leaving in place the institution decision that instituted review of some claims and denied the remaining grounds, including challenges to claims 9, 10, 12–19, and 38.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“II. DISCUSSION Under 37 C.F.R. § 42.71(c), “[w]hen rehearing a decision on petition, a panel will review the decision for an abuse of discretion.” An abuse of discretion occurs when a “decision was based on an erroneous conclusion of law or clearly erroneous factual findings, or . . . a clear error of judgment.” PPG Industries, Inc. v. Celanese Polymer Specialties Co., 840 F.2d 1565, 1567 (Fed. Cir. 1988) (citations omitted). The party requesting rehearing has the burden of showing the decision should be modified, which includes specifically identifying all matters the party believes the Board misapprehended or overlooked. See 37 C.F.R. § 42.71(d).” slip op. at 3
Discretionary denialPatents in suitUS 8,062,302 - Samsung Electronics Co. Ltd. / Samsung Electronics America, Inc. et al. v. Rosetta-Wireless CorporationRehearing deniedPTAB · Oct 20, 2017 · IPR2016-00622 · APJ John A Hudalla · IPR · Rehearing
The Board denied Rosetta’s rehearing request, finding it had not shown the Board overlooked or misapprehended its § 318(a) and constitutional arguments.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“should be modified, which includes specifically identifying all matters the party believes we misapprehended or overlooked, and the place where each matter was previously addressed in a motion, an opposition, or a reply. See 37 C.F.R. § 42.71(d).” slip op. at 2
- PTAB / AIA Trials › Constitutional / APA (Arthrex, Oil States, due process)Not reached
“property right. Req. Reh’g 4–5. Thus, Rosetta contends “[i]nter partes review is an adjudicatory proceeding which, as in this case, may result in extinguishment of a patentee’s property rights by action of the Board and without the right to trial by jury.” Id. at 3. According to Rosetta, this violates the Seventh Amendment and Article III of the Constitution. Id. Rosetta cites to a pending case before the U.S. Supreme Court that has taken up this issue. Id. (citing Oil States Energy Servs., LLC v. Greene’s Energy Grp., LLC, 137 S. Ct. 2239 (2017)). Accordingly, Rosetta asks us to vacate our Final Written Decision. Id. at 6. Rosetta never made arguments during trial about the purported unconstitutionality of inter partes review. Nor does Rosetta’s request for rehearing attempt to identify such arguments in the trial record. As such, we could not have misapprehended or overlooked this issue.” slip op. at 4
NonePatents in suitUS 7,149,511 - Securus Technologies, Inc. v. Global Tel*link CorporationInstitution deniedPTAB · Oct 11, 2017 · IPR2017-01177 · APJ Kevin F Turner · IPR · Institution
Instituted review of claims 1–20: claims 1–6 and 8–15 on obviousness over Otto, and claims 7 and 16–20 on obviousness over Otto, Gainsboro, and San Martin.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“III. CONCLUSION For the foregoing reasons, we conclude that there is a reasonable likelihood that Petitioner would prevail in showing that claims 1–20 of the ’250 Patent are unpatentable. The Board has not made a final determination with respect to the patentability of these claims. The Board’s final determination will be based on the record as developed fully during trial.” slip op. at 25
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“As quoted by Patent Owner, 35 U.S.C. § 325(d) addresses whether “the same or substantially the same prior art or arguments previously were presented to the Office.” To evaluate this criterion, we examine what arguments and art were presented to and considered by the Examiner during prosecution. Although Otto was considered by the Examiner (Ex. 1004, 243 indicates Otto was included in an Information Disclosure Statement by the Applicant), the Examiner did not rely on Otto in any rejection of the issued claims in view of Otto. We are further persuaded that the Examiner has not been shown to have considered Otto in the instant context, i.e., with claims 10 being argued as being obvious over Otto and with declaration testimony opining that the claims would have been obvious over Otto (Ex. 1002). Patent Owner also faults Petitioner for not distinguishing Otto from San Martin (Prelim. Resp. 7), but it is not necessarily incumbent on a petitioner to distinguish the disclosures of newly applied and previously applied prior art references. Patent Owner points out similarities in the disclosures of Otto and San Martin (id. at 6–7), but does not demonstrate what similar portions of Otto and San Martin would have been considered in finding certain claims allowable. See Ex. 1004, 219. Such a consideration is important because Patent Owner incorporated the allowable subject matter into the independent claims to gain allowance. See Ex. 1004, 290. At this stage of the proceedings, we are persuaded that that there is a reasonable likelihood that Petitioner would prevail in showing the subject matter of the independent claims are taught or suggested by Otto, and as discussed below, we are not persuaded that the disclosures of Otto and San Martin are necessarily cumulative.” slip op. at 10
- Skill levelSkill level petitioner adoptedDecided for petitioner
“With respect to the level of ordinary skill in the art, Petitioner asserts that such a person “would have held at least a bachelor’s degree in electrical engineering, computer engineering, or a similar field, and had at least two years of experience (or the academic equivalent) working with speaker-dependent voice recognition in the context of telecommunications.” Pet. 7 (citing Ex. 1002 ¶¶ 38–41). Patent Owner does not offer an alternate characterization at this time. As such, we adopt Petitioner’s statement of the level of ordinary skill in the art for purposes of this decision.” slip op. at 7
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownOther
“Hence, we determine that “match” would have been understood as determining whether two data items are identical or finding a data item that is identical to a key. See Ex. 3001. Furthermore, we determine that “substantially” would have been understood as to a great or significant extent, or for the most part or essentially. See Ex. 3002. Therefore, we determine that the broadest reasonable construction, consistent with and in 7 the context of the specification, of “substantially matches” is “determining whether two data items are for the most part or essentially identical.” See also Verve v. Crane Cams, 311 F.3d 1116, 1120 (Fed. Cir. 2002) (“Expressions such as “substantially” are used in patent documents when warranted by the nature of the invention, in order to accommodate the minor variations that may be appropriate to secure the invention.”)); see, e.g., Ecolab Inc. v. Envirochem, Inc., 264 F.3d 1358, 1367 (Fed. Cir. 2001) (explaining that “like the term ‘about,’ the term ‘substantially’ is a descriptive term commonly used in patent claims to avoid a strict numerical boundary to the specified parameter”) (citation omitted). Although Petitioner does not proffer an explicit construction for the claim term “substantially matches,” Petitioner does argue that the prior art discloses “both exact matches and matches that deviate from exact matches by predetermined amounts.” Pet. 29 (citing Ex. 1002 ¶ 74). Therefore, we are persuaded that Petitioner is implicitly applying a claim construction of “substantially matches” that comports with the broadest reasonable construction determined herein.” slip op. at 7
Claim construction§ 103 obviousnessDiscretionary denialcites NautilusPatents in suitUS 9,521,250 - Captioncall, L.L.C. / Sorenson Communications, Inc. v. Ultratec, Inc.All claims unpatentablePTAB · Apr 11, 2017 · IPR2015-01889 · APJ Barbara A Benoit · IPR · Final written decision
Claims 1–74 are unpatentable as obvious over Liebermann, Engelke ’405, Mukherji, and Engelke ’482; substitute claims 75–81 are denied.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“specificity and the explanation of the facts on which based his conclusion, credible. Furthermore, we have reviewed the challenged patent and prior art of record in this proceeding (Exs. 1001, 1004–1008) and find that evidence consistent with Mr. Occhiogrosso’s opinion. Accordingly, we adopt Mr. Occhiogrosso’s characterization of the level of ordinary skill in the art for purposes of the following analysis.” slip op. at 25
- Expert testimonyPetitioner expert creditedDecided for petitioner
“specificity and the explanation of the facts on which based his conclusion, credible. Furthermore, we have reviewed the challenged patent and prior art of record in this proceeding (Exs. 1001, 1004–1008) and find that evidence consistent with Mr. Occhiogrosso’s opinion. Accordingly, we adopt Mr. Occhiogrosso’s characterization of the level of ordinary skill in the art for purposes of the following analysis.” slip op. at 25
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner
- Obviousness (§103) › Objective indicia / secondary considerations › NexusObjective indicia no nexusDecided for patent owner
“(iv) Conclusion: Nexus For these reasons, we conclude that Patent Owner has proffered” slip op. at 72
Patent outcomesUS 9,131,045 unpatentable§ 103 obviousnesscites KSR · GrahamPatents in suitUS 9,131,045 - PTAB · Apr 3, 2017 · IPR2016-01516 · APJ John A Hudalla · IPR · Rehearing
The Board denied LG’s rehearing request and left in place the denial of institution on claims 1–12 and 58–67 because neither four-reference obviousness ground established each challenged reference’s prior-art status.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“for an abuse of discretion. See 37 C.F.R. § 42.71(c). An abuse of discretion may be determined if a decision is based on an erroneous interpretation of law, if a factual finding is not supported by substantial evidence, or if the decision represents an unreasonable judgment in weighing relevant factors. See Star Fruits S.N.C. v. United States, 393 F.3d 1277, 1281 (Fed. Cir. 2005); Arnold P’ship v. Dudas, 362 F.3d 1338, 1340 (Fed. Cir. 2004); In re Gartside, 203 F.3d 1305, 1315–16 (Fed. Cir. 2000). The party requesting rehearing has the burden of showing the decision should be modified, which includes specifically identifying all matters the party believes we misapprehended or overlooked. See 37 C.F.R. § 42.71(d).” slip op. at 2
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“we denied institution on both grounds presented in the Petition. Dec. 13. In particular, we found that LG had failed to make a threshold showing that one reference from each of its two obviousness grounds—namely, Callaghan Book and Microsoft SMB—qualified as prior art under 35 U.S.C. § 102(b). See id. at 11, 13. Accordingly, we determined that LG had not established a reasonable likelihood that it would prevail in asserting that claims 1–12 and 58–67 would have been obvious over the cited references. Id. LG filed a Request for Rehearing asking that we reconsider our decision not to institute a trial on these obviousness grounds. Paper 24 (“Req. Reh’g”).” slip op. at 2
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication not establishedNot shown unpatentable
“requirements are met.1 Specifically, we may not institute inter partes review unless “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (emphasis added). LG did not meet this threshold requirement in its Petition, because LG merely asserts that Callaghan Book and Microsoft SMB are printed publications under 35 U.S.C. § 102(b) with no supporting analysis whatsoever. See Pet. 5. In the absence of any showing that these references qualify as printed publications, and based on the relevant dates for Callaghan Book, we found that LG had not met the threshold showing for institution under § 314(a). See Dec. 10–13. Thus, we are not persuaded by LG’s arguments. III. CONCLUSION For the reasons above, we conclude that LG has not met its burden of showing an abuse of discretion, or that we misapprehended or overlooked any of LG’s arguments, in our determinations (1) that LG put forth two fourreference obviousness grounds, and (2) that LG failed to establish the prior art status of one reference in each of the grounds, namely, Callaghan Book and Microsoft SMB. See Dec. 4–5, 10–13. We, therefore, deny LG’s request to modify our determinations and institute an inter partes review of the challenged claims in the ’511 patent.” slip op. at 7
- BurdenDecided for patent owner
“numbered grounds in LG’s chart really represents eight distinct challenges, meaning the Petition includes sixteen grounds of unpatentability. Under this logic, eight grounds would remain even if LG failed to establish the prior art status of Callaghan Book in “Ground 1” or Microsoft SMB in “Ground 2.” See Req. Reh’g 4–5. LG’s argument belies its requirement to “[p]rovide a statement of the precise relief requested for each claim challenged” in the Petition, including identifying “[t]he specific statutory grounds . . . on which the challenge to the claim is based and the patents or printed publications relied upon for each ground.” 37 C.F.R. § 42.104(b) (emphases added); see also 35 U.S.C. § 312(a)(3) (a petition is required to “identif[y], in writing and with particularity, each claim challenged, the grounds on which the challenge to each claim is based, and the evidence that supports the grounds for the challenge to each claim”). LG’s failure to identify specifically and clearly its alleged sixteen grounds is further illustrated by its color-coded Exhibit 1037, wherein LG invites us to parse the discussion of “Ground 1” and “Ground 2” in the Petition by color to construct the eight permutations of grouped references that do not include Callaghan Book or Microsoft SMB. We decline to comb through the Petition to determine the strongest arguments or particular combinations of references that might survive LG’s failure to establish the prior art status of certain references. Instead, we fairly read LG’s “Ground 1” and “Ground 2” to be two grounds. We also stated that each of these two grounds relied on the secondary references throughout the analysis (see Dec. 4–5), which is supported by LG’s color-coded Exhibit 1037. Accordingly, we properly interpreted the Petition as including two four-reference obviousness grounds. Id. at 5. Under these circumstances, LG’s arguments do not persuade us that we misapprehended or overlooked additional grounds in our Decision on Institution.” slip op. at 4
§ 102 anticipationPatents in suitUS 7,149,511 - TCL Corporation / TCL Communication Technology Holdings, Ltd. et al. v. Telefonaktiebolaget LM EricssonAll claims unpatentablePTAB · Feb 13, 2017 · IPR2015-01674 · APJ Barbara A Benoit · IPR · Final written decision
Claims 1–11 and 15 are unpatentable over Palatsi and Moore; claim 12 is unpatentable over Palatsi, Moore, and Tiilikainen under § 103.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“In reaching this conclusion, Mr. Ward indicates he “considered the ’931 patent, the types of problems encountered in the art of handheld radio telephone devices and handheld devices, the prior art solutions to those problems, and the educational level of workers active in the field.” Id. In contrast, Dr. Wolfe does not explain the basis for his opinion. 1205 ¶ 58. We determine that the level of ordinary skill proposed by Mr. Ward is consistent with the challenged patent and the asserted prior art, and we therefore adopt this definition of the level of ordinary skill in the art for the purposes of the analysis below. Our analysis would not differ, however, if we adopted Dr. Wolfe’s definition.” slip op. at 13
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“We determine that no term in the challenged claims requires express construction for this Final Written Decision. See, e.g., Wellman, Inc. v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011) (“[C]laim terms need only be construed ‘to the extent necessary to resolve the 14 controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 14
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentable
“Pet. Reply 14 (quoting Ex. 1012, Abstract); Ex. 1012, Abstract (“By selecting an appropriate programming mode the touch strips can be made to present a series of programmable or soft keys.”). We agree with Petitioner that these express teachings of Palatsi and Moore would have been a reason to prompt one of ordinary skill in the art to replace Palatsi’s soft keys with Moore’s touch strips. Furthermore, we agree with Petitioner that, because both Palatsi and Moore address improving user input methods for a user interface, one of ordinary skill in the art would have looked to Moore’s touch strips as an alternative input method for improving Palatsi’s push-key user interface. Pet. 18 (citing Ex. 1205 ¶ 141). As Petitioner correctly indicates (Pet. 19), Palatsi identifies a need for portable, hand-held telephones to be smaller, which requires the size of the keypad on the device to be smaller. Ex. 1087, 1:21–29 (describing “a need for portable telephones (especially hand-held portable telephones) to be smaller, to make them more convenient to carry,” while still maintaining ease of use by not making the input keys too small). Moore describes the conventional use of soft keys to limit keyboard size (Ex. 1012, 1:6–12) and, as Petitioner notes, Moore presents an invention of a position-sensitive touch strip that can be used for menu selection, scrolling, and cursor generation/control with a display terminal. Pet. 16 (citing Ex. 1012, Abstract, 1:27–35, 3:18–25, 3:54–4:28, Fig. 1; Ex. 1205 ¶ 137). These arguments, supported by citations to the references and reasoned testimony by Dr. Wolfe, weigh toward a determination of obviousness because both Palatsi and Moore address the problem of making 28 keyboards smaller within the field of user input methods for electronic devices. “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417. Moreover, we also credit Dr. Wolfe’s testimony of how using” slip op. at 28
- Expert testimonyPetitioner expert creditedPatent owner expert discountedDecided for petitioner
“Second, and more importantly, we credit Dr. Wolfe’s testimony that the express disclosure of Moore would have conveyed enabling or disabling the touch strips and, which in combination with Palatsi’s processor, would have conveyed to one of ordinary skill in the art “a second mode wherein the controller is unresponsive to contact with one of the banks of touch strip” (Ex. 1205 ¶¶ 185–87). Dr. Wolfe’s testimony relies on an express disclosure of Moore (switching touch strip banks) and explains how one of ordinary skill in the art would understand that teaching. 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). We accord Mr. Ward’s testimony less weight than Dr. Wolfe’s testimony because Dr. Wolfe’s testimony better comports with the express description of Moore of switching between banks of touch strips. In re Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1368 (Fed. Cir. 2004) (“[T]he Board is entitled to weigh the declarations and conclude that the lack of factual corroboration warrants discounting the opinions expressed in the declarations.”). Dr. Wolfe’s testimony also addresses what the combined teachings of Palatsi and Moore would have conveyed to one of ordinary skill in the art (see Ex. 1205 ¶¶ 185–86), whereas Mr. Ward’s testimony unduly focuses on Moore’s isolated disclosures (see, e.g., Ex. 2057 ¶ 78 (“Again, I simply cannot find any disclosure in Moore of the controller ever being rendered unresponsive or the touch strips being rendered disabled or deactivated upon ‘switching between different ones of the banks of strips.’ Ex. 1012 at 4:33–36.”)).” slip op. at 32
Patent outcomesUS RE43,931 unpatentableClaim construction§ 103 obviousnesscites Graham - TCL Corporation / TCL Communication Technology Holdings, Ltd. et al. v. Telefonaktiebolaget LM EricssonAll claims unpatentablePTAB · Feb 8, 2017 · IPR2015-01676 · APJ Barbara A Benoit · IPR · Final written decision
Claims 30, 31, 37–41, and 45–57 are unpatentable under § 103 over Palatsi and Moore, with Tiilikainen additionally applied to claim 49.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“We agree with Petitioner’s second point that Patent Owner has added “graphic user interfaces” “and understood the design and functional tradeoffs with regard to the physical constraints of a hand-held device” to Mr. Ward’s testimony. Rather, Mr. Ward opines that one of ordinary skill in the art “would probably have had a bachelor’s degree in electrical engineering or computer engineering, at least 2–3 years of hands-on experience working with hand held contact-sensitive user interface devices, and direct knowledge of the types of user interfaces used in mobile phones and handheld devices in 1997.” Ex. 2057 ¶ 22. In reaching this conclusion, Mr. Ward indicates he “considered the ’931 patent, the types of problems encountered in the art of handheld radio telephone devices and handheld devices, the prior art solutions to those problems, and the educational level of workers active in the field.” Id. In contrast, Dr. Wolfe does not explain the basis for his opinion. 1206 ¶ 58. We determine that the level of ordinary skill proposed by Mr. Ward is consistent with the challenged patent and the asserted prior art, and we therefore adopt this definition of the level of ordinary skill in the art for the purposes of the analysis below. Our analysis would not differ, however, if we adopted Dr. Wolfe’s definition.” slip op. at 12
- Expert testimonyPetitioner expert creditedPatent owner expert discountedDecided for petitioner
“Second, and more importantly, we credit Dr. Wolfe’s testimony that the express disclosure of Moore would have conveyed enabling or disabling the touch strips and, which in combination with Palatsi’s processor, would have conveyed to one of ordinary skill in the art “a second mode wherein the controller is unresponsive to contact with one of the banks of touch strip” (Ex. 1206 ¶¶ 180–82). Dr. Wolfe’s testimony relies on an express disclosure of Moore (switching touch strip banks) and explains how one of ordinary skill in the art would understand that teaching. 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). We accord Mr. Ward’s testimony less weight than Dr. Wolfe’s testimony because Dr. Wolfe’s testimony better comports with the express description of Moore of switching between banks of touch strips. In re Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1368 (Fed. Cir. 2004) (“[T]he Board is entitled to weigh the declarations and conclude that the lack of factual corroboration warrants discounting the opinions expressed in the declarations.”). Dr. Wolfe’s testimony also addresses what the combined teachings of Palatsi and Moore would have conveyed to one of ordinary skill in the art (see Ex. 1206 ¶ 180), whereas Mr. Ward’s testimony unduly focuses on Moore’s isolated disclosures (see, e.g., Ex. 2057 ¶ 78 (“Again, I simply cannot find any disclosure in Moore of the controller ever being rendered unresponsive or the touch strips being rendered disabled or 31 deactivated upon ‘switching between different ones of the banks of strips.’ Ex. 1012 at 4:33–36.”)).” slip op. at 31
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art.” KSR, 550 U.S. at 418. Rather, “it can be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to combine the elements in the way the claimed new invention does.” Apple, 839 F.3d at 1058 (quoting KSR, 550 U.S. at 418–19); see also KSR, 550 U.S. at 418 (“[T]here must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.”) (quoting In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). Here, as Petitioner indicates, Palatsi states that touch sensors may be used as an input device in place of soft keys, which Palatsi uses in a “scrolland-select”5 system for a portable telephone. Ex. 1087, 4:14–23; 1:15–20, 2:26–29, 2:57–59; see Pet. 17 (citing Ex. 1087, 4:15–23) (“Rather than having one or more keys as the input means the telephone could have, for example, one or more touch sensors. . . .”). Additionally, as Petitioner notes in its Reply, Moore teaches the use of a touch sensor acting like a soft key. 5 Palatsi explains that a scroll-and-select menu allows the user to scroll through menu items and then select the desired one. Ex. 1087, 2:41–43. 26 Pet. Reply 14 (quoting Ex. 1012, Abstract); Ex. 1012, Abstract (“By selecting an appropriate programming mode the touch strips can be made to present a series of programmable or soft keys.”). We agree with Petitioner that these express teachings of Palatsi and Moore would have been a reason to prompt one of ordinary skill in the art to replace Palatsi’s soft keys with Moore’s touch strips. Furthermore, we agree with Petitioner that, because both Palatsi and Moore address improving user input methods for a user interface, one of ordinary skill in the art “would have looked to Moore’s touch strips as an alternative input method for improving Palatsi’s push-key user interface.” Pet. 16–17 (citing Ex. 1206 ¶ 140). As Petitioner correctly indicates (Pet. 17), Palatsi identifies a need for portable, hand-held telephones to be smaller, which requires the size of the keypad on the device to be smaller. Ex. 1087, 1:21–29 (describing “a need for portable telephones (especially hand-held portable telephones) to be smaller, to make them more convenient to carry,” while still maintaining ease of use by not making the input keys to small). Moore describes the conventional use of soft keys to limit keyboard size (Ex. 1012, 1:6–12) and, as Petitioner notes, Moore presents an invention of a position-sensitive touch strip that can be used for menu selection, scrolling, and cursor generation/control with a display terminal. Pet. 14–15 (citing Ex. 1012, Abstract, 1:27–35, 3:18–25, 3:54–4:28, Fig. 1; Ex. 1206 ¶ 136). These arguments, supported by citations to the references and reasoned testimony by Dr. Wolfe, weighs toward a determination of 27 obviousness because both Palatsi and Moore address the problem of making keyboards smaller within the field of user input methods for electronic devices. “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417. Moreover, we also credit Dr. Wolfe’s testimony of how using Moore’s touch strips would improve the user interface of Palatsi. Ex. 1206 ¶¶ 142–44; see Pet. 17–18. Dr. Wolfe opines that using a touch strip of Moore to cover functionality provided by multiple push-type keys of Palatsi and using a touch strip of Moore to provide for a more intuitive method of scrolling would improve Palatsi’s user interface. Ex. 1206 ¶¶ 141–44; see Pet. 16–17 (citing Ex. 1087, 1:21–29, 4:15–23; Ex. 1012, 3:45–53, 4:20–29; Ex. 1206 ¶¶ 142–43). Dr. Wolfe concludes that these improvements would have been reasons one of ordinary skill in the art would have substituted Moore’s touch strip for Palatsi’s soft keys. Ex. 1206 ¶¶ 142–43; see Pet. 16–17 (citing Ex. 1087, 1:21–29, 4:15–23; Ex. 1012, 3:45–53, 4:20–29). Dr. Wolfe provides sufficient explanation and factual corroboration to support his opinion. 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”).” slip op. at 26
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › HindsightTeaching away not foundDecided for petitioner
“We do not agree with Patent Owner because, as Petitioner points out in its Reply, Moore itself identifies the benefit of avoiding input from unintended contact. Ex. 1012, 2:64–68 (“The time constant of the filter 32 circuit is appropriately set so as to register most strip actuations which are deliberate and so as not to register most of the touch strip contacts which are unintended.”); see Pet. Reply 18 (quoting Ex. 1012, 2:64–68). Rather, we agree with Petitioner that, because “Palatsi expressly teaches substituting touch strips as input devices and additionally because Moore teaches the added benefit from using touch strips for avoiding responses from unintended contacts with the input device,” the combination of Palatsi and Moore set forth by Petitioner does not impermissibly rely on hindsight. See, e.g., Pet. Reply 20.” slip op. at 32
Patent outcomesUS RE43,931 unpatentable§ 103 obviousnesscites Graham - TCL Corporation / TCL Communication Technology Holdings, Ltd. et al. v. Telefonaktiebolaget LM EricssonAll claims unpatentablePTAB · Feb 1, 2017 · IPR2015-01761 · APJ Barbara A Benoit · IPR · Final written decision
Claims 16–26, 29, and 33–36 are unpatentable as obvious over Palatsi and Moore.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“’931 patent, the types of problems encountered in the art of handheld radio telephone devices and handheld devices, the prior art solutions to those problems, and the educational level of workers active in the field.” Id. In contrast, Dr. Wolfe does not explain the basis for his opinion. 1207 ¶ 58. We determine that the level of ordinary skill proposed by Mr. Ward is consistent with the challenged patent and the asserted prior art, and we therefore adopt this definition of the level of ordinary skill in the art for the purposes of the analysis below. Our analysis would not differ, however, if we adopted Dr. Wolfe’s definition.” slip op. at 13
- Expert testimonyPetitioner expert creditedPatent owner expert discountedMixed
“Second, and more importantly, we credit Dr. Wolfe’s testimony that the express disclosure of Moore would have conveyed enabling or disabling the touch strips and, which in combination with Palatsi’s processor, would have conveyed to one of ordinary skill in the art “a second mode wherein the controller is unresponsive to contact with one of the banks of touch strip” (Ex. 1207 ¶ 180). Dr. Wolfe’s testimony relies on an express disclosure of Moore (switching touch strip banks) and explains how one of ordinary skill in the art would understand that teaching. 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). We accord Mr. Ward’s testimony less weight than Dr. Wolfe’s testimony because Dr. Wolfe’s testimony better comports with the express description of Moore of switching between banks of touch strips. In re Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1368 (Fed. Cir. 2004) (“[T]he Board is entitled to weigh the declarations and conclude that the lack of factual corroboration warrants discounting the opinions expressed in the declarations.”). Dr. Wolfe’s testimony also addresses what the combined teachings of Palatsi and Moore would have conveyed to one of ordinary skill in the art (see Ex. 1207 ¶ 180), whereas Mr. Ward’s testimony unduly focuses on Moore’s isolated disclosures (see, e.g., Ex. 2057 ¶ 78 (“Again, I” slip op. at 31
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Prior to our Institution Decision, Petitioner proposed constructions for “contact-sensitive transducer . . . which produces an output signal” and “graphical object(s).” Pet. 11–13. Patent Owner did not propose any express constructions or challenge Petitioner’s proposed construction. See generally PO Resp.; Paper 6 (Patent Owner’s Preliminary Response). In the Institution Decision, we determined that no claim term required express construction. Inst. Dec. 6. In its Response, Patent Owner indicates that it “generally agrees that the constructions proposed by [Petitioner] are in keeping with how a [person of ordinary skill in the art] would have understood those terms.” PO Resp. 23. We determine that no term in the challenged claims requires express construction for this Final Written Decision. See, e.g., Wellman, Inc. v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011) (“[C]laim terms need only be construed ‘to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 14
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable
“3. Analysis We agree with Petitioner’s analysis described above and adopt it as our own. We, therefore, determine that the combination of Palatsi and Moore as set forth by Petitioner would have conveyed to one of ordinary skill in the art all the limitations recited by independent claim 16. Our inquiry continues because “[a] patent composed of several elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art.” KSR, 550 U.S. at 418. Rather, “it can be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to combine the elements in the way the claimed new invention does.” Apple, 839 F.3d at 1058 (quoting KSR, 550 U.S. at 418–19); see also KSR, 550 U.S. at 418 (“[T]here must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.”) (quoting In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)).” slip op. at 26
Patent outcomesUS RE43,931 unpatentableClaim construction§ 103 obviousnesscites Graham
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.