- Google LLC v. 138 East LCD Advancements LimitedAdverse judgmentPTAB · May 21, 2025 · IPR2024-00956 · APJ Brian P Murphy · IPR · Adverse judgment
The Board granted Patent Owner’s request for adverse judgment after it disclaimed claims 1–12, entering judgment against Patent Owner on those claims.
RulingsAdverse judgment- Adverse judgmentAdverse judgmentGranted
“§ 1.321(a) disclaiming all of the claims at issue in this proceeding, namely, claims 1–12 of the ’574 Patent. Ex. 2002; see also Paper 14, 2 (citing 37 C.F.R. § 1.321(a)). On May 16, 2025, Patent Owner filed a Request For Adverse Judgment stating that Patent Owner “requests judgment against itself under 37 C.F.R. § 42.73(b)(2), with respect to claims 1-12” of the ’574 patent. Paper 14, 2. Such a “disclaimer is binding upon the grantee and its successors or assigns.” 37 C.F.R. § 1.321(a). Pursuant to our rules, “[a] party may request judgment against itself at any time during a proceeding,” which includes “[c]ancellation or disclaimer of a claim such that the party has no remaining claim in the trial.” 37 C.F.R. § 42.73(b)(2). See Arthrex, Inc. v. Smith & Nephew, Inc., 880 F.3d 1345, 1350 (Fed. Cir. 2018) (“there is no claim remaining for trial . . . when, as here, all of the challenged claims have been cancelled”). For the reasons given above, we grant Patent Owner’s Request for Adverse Judgment pursuant to 37 C.F.R. § 42.73(b)(2). ORDER In consideration of the foregoing, it is hereby: ORDERED that Patent Owner’s Request for Adverse Judgment pursuant to 37 C.F.R. § 42.73(b)(2) is granted; and FURTHER ORDERED that adverse judgment is entered against Patent Owner with respect to claims 1–12 of the ’574 patent.” slip op. at 2
NonePatents in suitUS 8,355,574 - PTAB · May 21, 2025 · IPR2025-00038 · APJ Kristen L Droesch · IPR · Institution
The Board instituted IPR on claims 1–7, 10–13, 16, 17, 19, and 20 on all petitioned grounds, finding a reasonable likelihood of unpatentability.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“§ 314 and 37 C.F.R. § 42.4(a). An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons provided below, we determine, based on the record before us, there is a reasonable likelihood Petitioner would prevail in showing at least one of the challenged claims is unpatentable.” slip op. at 2
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner
“We do not adopt Patent Owner’s proposed construction. The disputed claim language merely requires that the display on the first or second screen is different in each image capture mode. Consistent with the claim language, the ’842 Patent discloses numerous examples of image capture modes in which a display on the first or second screen is different. See e.g., Ex. 1001, Figs. 12, 14A–14B, 15A–B, 16A–B, 20. Patent Owner’s construction is narrower than the claim language and incorrectly adds a requirement for a different display on the first screen between image capture modes or a different display on the second screen between image capture modes. See also Prelim. Resp. 16–17 (arguing that the claim requires the same screen to present different displays in different image capture modes). Patent Owner’s citations to the ’842 Patent are directed to an embodiment disclosing a preview image 1108 on first display 1200 that is in the portrait orientation in Figure 12 that, upon rotation of device 100, changes to preview image 1108 in landscape orientation 2004. See Ex. 1001, 35:65–36:2, 36:32–37:6; Figs. 12, 20, 21. Although claims are interpreted in light of the specification, it is improper to read an extraneous limitation into a claim from the specification. See e.g., Commark Comm’s Inc. v. Harris Corp., 156 F.2d 1182, 1186 (Fed. Cir. 1998); E.I. du Pont de Nemours & Co. v. Phillips Petroleum Co., 849 F.3d 1430, 1433 (Fed. Cir. 1988). An extraneous limitation is “a limitation read into a claim from the specification wholly apart from any need to interpret what the patentee meant by particular words or phrases in the claim.” E.I. du Pont de Nemours, 849 F.2d at 1433. As demonstrated in the analysis below, at this stage of the proceeding, we need not explicitly construe “screen,” display,” “wherein in each image capture mode a display on the first or second screen is different,” or any other claim term or phrase. See, e.g., Realtime, 912 F.3d at 1375.” slip op. at 8
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“found either expressly or inherently in a single prior art reference.’” King Pharm., Inc. v. Eon Labs, Inc., 616 F.3d 1267, 1274 (Fed. Cir. 2010) (quoting Celeritas Techs. Ltd. v. Rockwell Int'l Corp., 150 F.3d 1354, 1360 (Fed. Cir. 1998)). “Anticipation requires the presence in a single prior art disclosure of all elements of a claimed invention arranged as in the claim.” Therasense, Inc. v. Becton, Dickinson & Co., 593 F.3d 1325, 1332 (Fed. Cir. 2010) (quoting Connell v. Sears, Roebuck & Co., 722 F.2d 1542, 1548 (Fed. Cir. 1983)).” slip op. at 10
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundInstituted
“Because Chin specifies that the preview is shown on one screen or the other, and not on both screens in both modes, it is at least suggested and would have been obvious to a POSITA that the display on each of the screens changes between modes. Indeed, a POSITA would have understood that the screen not described as showing the preview would either be on or off. . . . And a POSITA would have been motivated to turn off (disable) that other screen, as the screen would not be facing the user and doing so would save power and avoid inadvertent inputs on the other touch screen during the image capture process. . . . Turning off power to one screen in a multi-screen device was a known design option and well within the ability of a POSITA. Pet. 55 (citing Ex. 1003 ¶¶ 257, 258).” slip op. at 15
Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 8,836,842 - PTAB · May 21, 2025 · IPR2025-00039 · APJ Kristen L Droesch · IPR · Institution
The Board instituted IPR on claims 1–6, 11–14, and 16 over Aono under § 103, despite finding the showing for claims 11–14 and 16 insufficient.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“At this stage of the proceeding, we determine Petitioner shows sufficiently for the purpose of institution that the preamble and foregoing limitations of claim 1 are satisfied by the teachings of Aono. For the purpose of institution and based on the record before us, Petitioner establishes sufficiently that the subject matter of claim 1 would have been obvious over Aono. Accordingly, there is a reasonable likelihood Petitioner would prevail in showing that claim 1 is unpatentable under 35 U.S.C. § 103.” slip op. at 22
- Obviousness (§103) › Motivation to combine / reasonable expectation of successNot reached
“Petitioner asserts that Aono discloses, suggests, or would have rendered obvious “presenting a first display for the image capture function based on a physical device state, a display mode and a device orientation” based on Aono’s disclosure of determining whether device 1 is closed, fully opened or partially opened (in steps S140, S160), whether device 1 is configured to display an image on one screen, more than one screen, or enlarged across one or more screens (steps S142, S145, S146, S149, S150, S161, S164, S165, S168, S169), and whether the device is in portrait or landscape orientation. See Pet. 27–40 (reproducing Ex. 1004, Fig. 1 (with Petitioner’s annotations added), Fig. 2 (with Petitioner’s annotations added), Fig. 60 (with Petitioner’s annotations added), Fig. 61 (with Petitioner annotations added), Figs. 26, 27, 37, 41; citing Ex. 1003 ¶¶ 73–106; Ex. 1004 ¶¶ 40, 143–145, 148–154, 203, 208, 225–227, 231–235, 272–288, 385– 417).4 Petitioner contends that Aono discloses, suggests, or would have rendered obvious “the physical device state at least including open, closed[,] easel[,] or modified easel,5 the display mode at least including portrait single, portrait dual, landscape single, landscape dual, portrait max[,] or landscape max,” based on Aono’s disclosure of digital assistant 1 that can be in a terminal opened state 4 Petitioner also asserts “[t]o the extent that it is deemed that the disclosures discussed with respect to this limitation relate to different embodiments of Aono, although such an interpretation would be wrong, a POSITA nonetheless at minimum would have found it obvious to combine different disclosures of Aono in the manner described above. Pet. 39; see Pet. 39–40. 5 Petitioner also asserts “[t]o the extent [Patent Owner] contends, incorrectly, that Aono does not disclose any one or more of the listed “physical device states,” at minimum Aono suggests and would have rendered obvious to a POSITA a device that can be configured in these states.” Pet. 45; see Pet. 45–46.” slip op. at 20
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“construction standard as that applied in federal courts in a civil action under 35 U.S.C. § 282(b), which is generally referred to as the Phillips standard. See 1 The Leahy-Smith America Invents Act, Pub. L. No. 112-29, 125 Stat. 284 (2011), amended 35 U.S.C. § 103 effective March 16, 2013. Because the ’589 Patent has a filing date prior to the effective date of the applicable AIA amendment, we refer to the pre-AIA version of § 103. 2 US 2012/0139815 A1, published June 7, 2012, filed July 12, 2011 (Ex. 1004). 37 C.F.R. § 42.100(b); Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). Under the Phillips standard, “words of a claim ‘are generally given their ordinary and customary meaning.’” Phillips, 415 F.3d at 1312. Petitioner points out the express definitions for the terms “screen” and “display” set forth in the ’589 Patent. See Pet. 16–17 (citing Ex. 1001, 2:64–65, 3:29–30; Ex. 1003 ¶¶ 38–43). As demonstrated in the analysis below, at this stage of the proceeding, we need not explicitly construe “screen,” display,” or any other claim term or phrase. See, e.g., Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019).” slip op. at 8
- Skill levelSkill level petitioner adoptedDecided for petitioner
“B. Level of Ordinary Skill in the Art Petitioner asserts that [a] person of ordinary skill in the art . . . (‘POSITA’) would have had at least a bachelor’s degree in electrical engineering, computer engineering, computer science, or a related field plus at least two years of work or post-graduate experience in image capture, image processing, image display, user interfaces, or a related field. Pet. 16. Petitioner also offers that “[a]dditional education could offset a lesser amount of experience and vice versa.” Id. For the purpose of institution, we adopt Petitioner’s definition of a person of ordinary skill in the art because it is consistent with the level of skill reflected by the ’589 Patent Specification and the asserted prior art.” slip op. at 9
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 9,146,589 - PTAB · May 21, 2025 · IPR2025-00041 · APJ Brian P Murphy · IPR · Institution
The Board instituted IPR of claims 1, 3–7, 9–10, 17–18, and 20 on all grounds, finding a reasonable likelihood that Yook anticipates at least claims 1 and 17.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Anticipation under 35 U.S.C. § 102 requires “the presence in a single prior art disclosure of all elements of a claimed invention arranged as in the claim.” Therasense, Inc. v. Becton, Dickinson & Co., 593 F.3d 1325, 1332 (Fed. Cir. 2010); Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008). To anticipate a patent claim under 35 U.S.C. § 102, “a reference must describe, either expressly or inherently, each and every claim limitation and enable one of skill in the art to practice an embodiment of the claimed invention without undue experimentation.” American Calcar, Inc. v. Am. Honda Motor Co., 651 F.3d 1318, 1341 (Fed. Cir. 2011) (citing In re Gleave, 560 F.3d 1331, 1334 (Fed. Cir. 2009)). “[E]xtrinsic evidence may be considered when it is used to explain, but not expand, the meaning of a reference.” In re Baxter Travenol Labs., 952 F.2d 388, 390 (Fed. Cir. 1991) (citing Scripps Clinic & Research Foundation v. Genentech, Inc., 927 F.2d 1565, 1576–77 (Fed. Cir. 1991).” slip op. at 11
- Skill levelSkill level petitioner adoptedOther
“considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citing Custom Accessories, Inc. v. Jeffrey-Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir. 1986)). “These factors are not exhaustive but are merely a guide to determining the level of ordinary skill in the art.” Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1256 (Fed. Cir. 2007). There is uncontested evidence in the record before us that reflects the knowledge and experience of a POSITA. Based on the preliminary record, we adopt Petitioner’s as yet undisputed level of ordinary skill to determine whether there is a reasonable likelihood that Petitioner would prevail with respect to at least one of the claims challenged in the Petition.” slip op. at 9
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“On the present record, we determine that construction of claim terms is not necessary to determine whether to institute inter partes review. See, e.g., Wellman, Inc. v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011) (“[C]laim terms need only be construed ‘to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). The parties are invited to address any claim construction issues bearing on this inter partes review following institution.” slip op. at 10
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Reference is prior artInstituted
“Anticipation under 35 U.S.C. § 102 requires “the presence in a single prior art disclosure of all elements of a claimed invention arranged as in the claim.” Therasense, Inc. v. Becton, Dickinson & Co., 593 F.3d 1325, 1332 (Fed. Cir. 2010); Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008). To anticipate a patent claim under 35 U.S.C. § 102, “a reference must describe, either expressly or inherently, each and every claim limitation and enable one of skill in the art to practice an embodiment of the claimed invention without undue experimentation.” American Calcar, Inc. v. Am. Honda Motor Co., 651 F.3d 1318, 1341 (Fed. Cir. 2011) (citing In re Gleave, 560 F.3d 1331, 1334 (Fed. Cir. 2009)). “[E]xtrinsic evidence may be considered when it is used to explain, but not expand, the meaning of a reference.” In re Baxter Travenol Labs., 952 F.2d 388, 390 (Fed. Cir. 1991) (citing Scripps Clinic & Research Foundation v. Genentech, Inc., 927 F.2d 1565, 1576–77 (Fed. Cir. 1991). We assess Petitioner’s evidence and argument according to the above- referenced anticipation standard. For the reasons given below, we determine the Petition satisfies the reasonable likelihood of prevailing standard under 35 U.S.C. § 314(a). We begin with a discussion of Yook.” slip op. at 11
Claim construction§ 102 anticipationcites PhillipsPatents in suitUS 9,058,153 - PTAB · May 21, 2025 · IPR2025-00040 · APJ Brian P Murphy · IPR · Institution
The Board instituted IPR of claims 1–9 on all grounds, finding a reasonable likelihood that Yook anticipates at least claims 1 and 7 and Purcell anticipates at least claim 1.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Anticipation under 35 U.S.C. § 102 requires “the presence in a single prior art disclosure of all elements of a claimed invention arranged as in the claim.” Therasense, Inc. v. Becton, Dickinson & Co., 593 F.3d 1325, 1332 (Fed. Cir. 2010); Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008). To anticipate a patent claim under 35 U.S.C. § 102, “a reference must describe, either expressly or inherently, each and every claim limitation and enable one of skill in the art to practice an embodiment of the claimed invention without undue experimentation.” American Calcar, Inc. v. Am. Honda Motor Co., 651 F.3d 1318, 1341 (Fed. Cir. 2011) (citing In re Gleave, 560 F.3d 1331, 1334 (Fed. Cir. 2009)). “[E]xtrinsic evidence may be considered when it is used to explain, but not expand, the meaning of a reference.” In re Baxter Travenol Labs., 952 F.2d 388, 390 (Fed. Cir. 1991) (citing Scripps Clinic & Research Foundation v. Genentech, Inc., 927 F.2d 1565, 1576–77 (Fed. Cir. 1991).” slip op. at 12
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“Anticipation under 35 U.S.C. § 102 requires “the presence in a single prior art disclosure of all elements of a claimed invention arranged as in the claim.” Therasense, Inc. v. Becton, Dickinson & Co., 593 F.3d 1325, 1332 (Fed. Cir. 2010); Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008). To anticipate a patent claim under 35 U.S.C. § 102, “a reference must describe, either expressly or inherently, each and every claim limitation and enable one of skill in the art to practice an embodiment of the claimed invention without undue experimentation.” American Calcar, Inc. v. Am. Honda Motor Co., 651 F.3d 1318, 1341 (Fed. Cir. 2011) (citing In re Gleave, 560 F.3d 1331, 1334 (Fed. Cir. 2009)). “[E]xtrinsic evidence may be considered when it is used to explain, but not expand, the meaning of a reference.” In re Baxter Travenol Labs., 952 F.2d 388, 390 (Fed. Cir. 1991) (citing Scripps Clinic & Research Foundation v. Genentech, Inc., 927 F.2d 1565, 1576–77 (Fed. Cir. 1991).” slip op. at 12
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDecided for petitioner
“substantially the same prior art or arguments previously were presented to the Office.” 35 U.S.C. § 325(d). We apply a two-part test when evaluating whether to exercise discretion under § 325(d). See Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 8 (PTAB Feb. 13, 2020) (precedential) (“Advanced Bionics”). Specifically, we consider: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Id. In doing so, we consider the factors discussed in Becton, Dickinson & Co. v. B. Braun Melsungen AG, IPR2017-01586, Paper 8 (PTAB Dec. 15, 2017) (precedential as to § III.C.5, first para.; informative) (“Becton, Dickinson”). Id. at 9– 11.” slip op. at 29
- Skill levelSkill level petitioner adoptedDecided for petitioner
“In determining the level of ordinary skill in the art, various factors may be considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citing Custom Accessories, Inc. v. Jeffrey-Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir. 1986)). “These factors are not exhaustive but are merely a guide to determining the level of ordinary skill in the art.” Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1256 (Fed. Cir. 2007). There is uncontested evidence in the record before us that reflects the knowledge and experience of a POSITA. Based on the preliminary record, we adopt Petitioner’s as yet undisputed level of ordinary skill to determine whether there is a reasonable likelihood that Petitioner would prevail with respect to at least one of the claims challenged in the Petition.” slip op. at 10
Claim construction§ 102 anticipationDiscretionary denialcites PhillipsPatents in suitUS 9,134,756 - PTAB · May 21, 2025 · IPR2025-00061 · APJ Hyun J Jung · IPR · Institution
The Board instituted IPR on claims 1–5, 9, 10, 16, 17, and 20 on all asserted grounds, finding a reasonable likelihood that claim 1 is unpatentable over Purcell and Nicholas.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314 (2024), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Upon consideration of the Petition and for the reasons explained below, we determine that Petitioner has shown a reasonable likelihood of prevailing with respect to at least one of the challenged claims. Thus, we institute an inter partes review of claims 1–5, 9, 10, 16, 17, and 20 of the ’007 patent on all presented challenges. 37 C.F.R. § 42.108(a) (2024) (“When instituting . . . review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.”); see also SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1359–60 (2018).” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art “would have had an undergraduate degree in electrical engineering, computer engineering, computer science or a related field along with two years of work experience in the field of user interface technologies, including e.g., graphical user interface technologies, or a related field” and that “[m]ore education can supplement practical experience and vice versa.” Pet. 5 (citing Ex. 1002 ¶¶ 20, 21). As noted above, Patent Owner has not yet responded. Based on the preliminary record, we adopt Petitioner’s asserted level of ordinary skill to determine whether there is a reasonable likelihood that in the Petition.” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“At this stage, we do not need to adopt a particular interpretation of “[first or second] configurable area” to determine whether to institute review. Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms that . . . are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). Also, at this stage, we do not need to interpret expressly any other claim term. Id. For our analysis below, we apply Petitioner’s interpretations of “first configurable area” and “second configurable area” based on Patent Owner’s infringement contentions. Pet. 12–13; Ex. 1007, 1–33. The parties, however, are encouraged to explore further Petitioner’s proposed interpretations in their subsequent briefs.” slip op. at 10
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“In Petitioner’s view, one of ordinary skill in the art would have known how to implement Nicholas in Purcell and the advantages of doing so would have been readily apparent, thereby motivating the modification. Pet. 22–23 (citing Ex. 1002 ¶ 95; Ex. 1010 ¶ 10). Petitioner contends there would have been a reasonable expectation of success in making the proposed modification because of the known use of Microsoft Windows OS and the “modification would have been a predictable application of known Ex. 1002 ¶ 96; Ex. 1010 ¶¶ 13, 17). Petitioner notes that the proposed combination discloses, suggests, or would have rendered obvious “wherein the first image is in focus, wherein input options for the first application are displayed in a first configurable area, wherein input is allowed from the first configurable area and the first display,” consistent with Patent Owner’s interpretation from its infringement contentions. Id. at 24–25 (citing Ex. 1002 ¶ 99). b) Petitioner Shows a Reasonable Likelihood of Prevailing Based on the present record, Petitioner sufficiently shows that the combination of Purcell and Nicholas teaches, suggests, or would have been understood to disclose the limitations of claim 1 and that one of ordinary skill in the art would have combined these references in the manner asserted with a reasonable expectation of success. Petitioner, thus, shows a reasonable likelihood of prevailing in its challenge to claim 1 as unpatentable over Purcell and Nicholas.” slip op. at 19
Claim construction§ 103 obviousnesscites Phillips · KSRPatents in suitUS 9,792,007 - PTAB · May 21, 2025 · IPR2025-00060 · APJ Arthur M Peslak · IPR · Institution
The Board instituted IPR on all challenged claims and grounds, finding a reasonable likelihood that claims 1 and 12 are anticipated by Ogawa.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“determine whether to institute an inter partes review under 35 U.S.C. § 314(a). See 37 C.F.R § 42.4(a) (2024) (“The Board institutes the trial on behalf of the Director.”). Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the Petition shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.”” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Patent Owner notes that it “applies [Petitioner’s] definition of a POSITA for the purposes of th[e] preliminary response but expressly reserves the right to urge a different definition of a POSITA and support such definition with evidence including expert testimony.” Prelim. Resp. 6. For the purposes of this Decision, we apply Petitioner’s currently uncontested definition because it appears consistent with the problems addressed in the ’080 patent and the prior art.” slip op. at 10
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“Petitioner submits that “the Board need not construe any terms of the challenged claims to resolve the underlying controversy.” Pet. 9. Petitioner however notes the multiple “displays” recited in, e.g., independent claim 12 and dependent claims 2 and 4, and submits that Patent Owner’s infringement contentions “suggest that the ‘first display’ and ‘second display’ in claim 12 read on a single physical display divided into two or more logical displays.” Pet. 9–10 (citing Ex. 1015, 33–34). Petitioner submits that (i) the presented grounds 1 and 2 cover the respective claims under Patent Owner’s interpretation of “display” which Petitioner alleges to encompass the claimed “first display” and “second display” being logically divided displays of a single physical display, (ii) grounds 3 and 4 cover the respective claims under a narrower interpretation of “display” under which the claimed “first display” and “second display” are physically distinct from each other,7 and (iii) ground 3 also covers the respective claims under Patent Owner’s interpretation of “display.” In response, Patent Owner submits that for the purposes of the Preliminary Response, its arguments “do not turn on any specific construction of ‘display’ and the Board need not address the construction of this term for institution.” Prelim. Resp. 5. Based on the record at this stage of the proceeding, we need not construe “display” or any other claim term to resolve the controversy before us. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 10
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner
“Patent Owner begins its argument with the premise that “Ogawa’s teaching of an active screen indicator cannot suggest the claimed open application state indicator.” Prelim. Resp. 8. We note that Patent Owner does not direct us to any portion of the Specification or prosecution history of the ’080 patent describing the recited “open application state” nor does Patent Owner propose a construction of this term. See generally Prelim. Resp. Our review of the Specification and prosecution history does not reveal any explicit description of “open application state.” Consequently, we give this term its plain and ordinary meaning that an application screen is open in the display.” slip op. at 18
Claim construction§ 102 anticipationcites Phillips · KSR · GrahamPatents in suitUS 8,842,080 - PTAB · May 21, 2025 · IPR2025-00059 · APJ Hyun J Jung · IPR · Institution
The Board instituted IPR of claims 1–3, 5–9, 15, 16, 19, and 20 on all asserted grounds, finding a reasonable likelihood that at least one challenged claim is unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314 (2024), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Upon consideration of the present record and for the reasons explained below, we determine that Petitioner has shown a reasonable likelihood of prevailing with respect to at least one of the challenged claims.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art “would have had an undergraduate degree in electrical engineering, computer engineering, computer science or a related field along with two years of work experience in the field of user interface technologies, including e.g., graphical user interface technologies, or a related field” and that “[m]ore education can supplement practical experience and vice versa.” Pet. 5–6 (citing Ex. 1002 ¶¶ 20, 21, 22–34). “Patent Owner applies [Petitioner’s] definition of a [person of ordinary skill in the art] for the purposes of [its] preliminary response but expressly reserves the right to urge a different definition . . . and support such definition with evidence including expert testimony.” Prelim. Resp. 9 (citing Pet. 5–6). Based on the preliminary record, we adopt Petitioner’s as yet undisputed level of ordinary skill to determine whether there is a reasonable likelihood that Petitioner would prevail with respect to at least one of the claims challenged in the Petition.” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner
“displays information selectively” has a meaning broader than Patent Owner’s proposal. In particular, claim 3 depends from claim 1 and recites: wherein modifying the display of the annunciator window further includes: displaying the changed state across a portion of the annunciator window; and masking at least one icon representing the device status, connectivity status, or messaging status, wherein the first display is on a first screen of the multi-display device, and wherein the second display is on a different second screen of the multi-display device. Ex. 1001, 30:1–9 (emphasis added). Dependent claim 8 and unchallenged dependent claim 12 recite similar limitations. Id. at 30:56–64, 32:8–14. The limitation “masking at least one icon representing the device status, connectivity status, or messaging status” of these dependent claims indicates that “displays information selectively” recited by the independent claims has a meaning broader than Patent Owner’s proposal of “display[ing] information in a way that involves intentionally choosing some information to display and not others.” Prelim. Resp. 7. At this stage, on the preliminary record, we determine that, in view of the language of dependent claims 3, 8, and 12, the phrase “wherein the modified display of the annunciator window displays information selectively across the annunciator window” of the independent claims has a meaning broader than Patent Owner’s proposed interpretation. Prelim. Resp. 7–8. slip op. at 10
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Also, on the present record, Petitioner argues sufficiently that Yook’s status bar on screen 140 displays information showing device status and connectivity status. Pet. 33. Furthermore, on the present record, Petitioner sufficiently argues that one of ordinary skill in the art would have been motivated to implement and pre-configure Yook’s status bar to display dynamically the device status and connectivity status, so that Yook discloses or suggests “wherein the modified display of the annunciator window displays information selectively across the annunciator window.” Id. at 33–36, 38–39. In other words, as we understand the argument, Petitioner associates dynamically updating a status via a status icon with “display[ing] information selectively.” See id. at 38–39; Ex. 1002 ¶ 67. Moreover, even if we adopted Patent Owner’s proposed interpretation for “displays information selectively,” Petitioner’s arguments for dependent claim 3 include contentions that Yook modified by Bauer would have “mask[ed] at least one icon representing the device status, connectivity status, or messaging status.” Pet. 53–55 (citing Ex. 1001, 26:45–50; Ex. 1002 ¶¶ 82, 83; Ex. 1007, 6:14–29, 6:33–42 (describing that “the interactive indicator (e.g., the icon 204 and the corresponding preview) are superimposed over the static indicators” and that “[o]nce the preview intensity of the static indicators may be restored”), 6:47–61, 7:22–27, Fig. 2A). At this preliminary stage, based on the arguments presented for dependent claim 3, Petitioner sufficiently shows that Yook and Bauer would have rendered obvious an annunciator window that “displays information selectively across the annunciator window,” as recited by claim 1, under an interpretation of that limitation meaning “displays information in a way that involves intentionally choosing some information to display and not others,” as proposed by Patent Owner. For the reasons above, Petitioner shows a reasonable likelihood of prevailing in its challenge to claim 1 as unpatentable over Yook.” slip op. at 21
Claim construction§ 103 obviousnesscites Phillips · KSRPatents in suitUS 9,141,135 - Inergy Technology, Inc. v. Force Mos Technology Co., Ltd.Some claims unpatentablePTAB · May 16, 2025 · IPR2024-00094 · APJ Mary C Hoffman · IPR · Final written decision
Claims 1 and 3–5 are unpatentable over Kobayashi and Hshieh; claims 2 and 6 were not shown unpatentable over the asserted combinations.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner asserts that a person of ordinary skill in the art (“POSITA”), “at the filing date of the ’409 [p]atent[,] would have a master’s degree in electrical engineering, and at least two years of relevant work experience in the field of integrated circuit design and manufacturing.” Pet. 13 (citing Ex. 1003 ¶ 52). Patent Owner does not dispute Petitioner’s proffered level of ordinary skill in the art. PO Resp. 9 (citing Ex. 2021 ¶ 55). We adopt Petitioner’s proffered level of ordinary skill in the art, which is supported by unopposed declaration testimony and consistent with the ’409 patent and prior art of record. See, e.g., Ex. 1001, 1:6–3:8 (describing the invention and related art in terms of integrated circuit design and fabrication). Neither party, moreover, indicates the overall result would change based on a different definition.” slip op. at 10
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for patent owner
“Based on the arguments and evidence, we disagree with Petitioner’s proposed construction requiring the corners to be rounded via a particular process, because doing so would improperly import a process of manufacture from the Specification into apparatus claims. See Cont’l Circuits LLC v. Intel Corp., 915 F.3d 788, 799 (Fed. Cir. 2019) (explaining that, generally, a novel product that meets the criteria of patentability is not limited to the process by which it was made, however, process steps can be treated as part of a product claim if the patentee has made clear that the process steps are an essential part of the claimed invention). Here, the portions of the Specification relied on by Petitioner (Ex. 1001, 2:10–20, 4:53–64) disclose a process for manufacturing but do not make clear that the process is an essential part of the claimed invention. We also disagree with Petitioner’s assessment of the prosecution history, i.e., that the claims were amended to distinguish the claimed rounded corners from Pfirsch’s rounded corners, which, presumably, are formed as an incidental result of lithography. On the contrary, the Examiner found (and Patent Owner acknowledged) that Pfirsch has rounded corners. Ex. 1002, 276, 295, 302. As Patent Owner correctly points out, the claims were amended during prosecution to include a “circular” contact to distinguish over Pfirsch’s square contact. See id. Petitioner does not otherwise point to evidence that Patent Owner clearly and unmistakably limited the claim scope to rounded corners formed by a particular process.” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable
“is ‘known’ is not sufficient for a motivation to combine.” PO Resp. 47. However, the motivation-to-combine analysis is a flexible one, and the “known-technique” rationale is adequate to show a motivation to combine. For example, “if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417; see also Intel Corp. v. PACT XPP Schweiz AG, 61 F.4th 1373, 1380 (Fed. Cir. 2023) (quoting Intel Corp. v. Qualcomm Inc., 21 F.4th 784, 799–800 (Fed. Cir. 2021) (“If there’s a known technique to address a known problem using ‘prior art elements according to their established functions,’ then there is a motivation to combine.”). Here, as discussed above, the record shows that top view rounding was a known technique to eliminate corners, and that corners were a known problem (e.g., corners tend to reach undesirable higher peak electric field leading to premature breakdown voltage). See, e.g., Ex. 1003 ¶¶ 37, 39, 42– 44, 55–57, 122, 133, 135–141; Ex. 1005, 7:57–8:4; Ex. 1006, 1:18–21, 2:19–39, 5:3–17, Figs. 6A–8B; Ex. 1011, 1:29–41; Ex. 1012; PO Resp. 13, 46 (citing Ex. 1011, 1:34–40); Ex. 2021 ¶ 87. Furthermore, there is no dispute that modifying Kobayashi to eliminate corners via top view rounding was anything more than a “minor and commonplace modification” of cell shape within the skill of an ordinary artisan, or that top view rounding would change Kobayashi’s established function. Pet. 60; Ex. 2021 ¶ 86.” slip op. at 30
- Obviousness (§103) › KSR rationalesMotivation foundUnpatentable
“We agree that Kobayashi’ s Figure 5A solely cannot be relied upon as disclosing the claimed diameter. See Hockerson-Halbertstadt, Inc. v. Avia Group Int'l, 222 F.3d 951, 956 (Fed. Cir. 2000) (patent drawings not designated as being drawn to scale cannot be relied upon to define precise proportions of elements if the specification is completely silent on the issue). However, we do not agree that Petitioner failed to show Kobayashi suggests the recited diameter. We disagree with Patent Owner’s assertion that Dr. Liu’s “vague, purported ‘design considerations’” are “unsupported.” PO Resp. 43. Although Kobayashi is silent on the width/diameter of the trench contact in Figure 5A, Kobayashi discloses trenched gates having dimensions below 0.5 μm, which demonstrates that it was known in the art, and required no more than an exercise of ordinary skill in the art, to create trenched features of widths well below 1 μm. Kobayashi also discloses that the width of each trench, and the distance between the adjacent trenches (which includes the trench contact), must be selected to optimum sizes . . . [and] these sizes . . . have some degrees of freedom.” Ex. 1005, 7:42–48. This demonstrates a POSITA would seek to optimize trench contact width or diameter. Dr. Liu’s testimony regarding design considerations suggests the desirability of a reduced diameter trench contact, e.g., to minimize the width of the trench contact for purposes of easier filling, to minimize the total width of the unit cell, and to minimize manufacturing time by reducing etch back time. See Ex. 1003 ¶¶ 111–114. As Patent Owner acknowledges, “there is always a motivation to speed up the fabrication process or shrink feature sizes of semiconductors.” PO Resp. 43 (citing 2021 ¶ 131). However, contrary to Patent Owner’s arguments, these are not generic motivations “untethered” from Kobayashi. Id. Indeed, Kobayashi directly addresses the fabrication process (including new techniques to obtain trench widths under 0.5 μm) and the need to optimize the size of trench gates and the space in between (which includes the trench contact). Ex. 1005, 7:43–54, 7:19–9:53. Patent Owner also argues that Petitioner presents no evidence that modifying Kobayashi to have a diameter smaller than 1 μm is predictable. PO Resp. 44. We disagree. As discussed above, Petitioner points to Kobayashi’s teachings that the sizes are to be optimized and that the trench gate width is smaller than 0.5 μm, which suggests making other trench features of that width was within ordinary skill. Ex. 1003 ¶ 112. Furthermore, Kobayashi’s silence as to the dimensions of the trench contact suggests that the trench contact diameter dimension is likely in the ballpark of the other explicitly disclosed trenched feature dimensions and is a matter of routine optimization. In addition, Patent Owner advances no persuasive evidence that the claimed diameter produces unexpected results or is otherwise critical. Patent Owner also argues that reducing trench contact diameter has downsides (i.e., reduced ease of filling for metal plugs and reduced current carrying capacity) not addressed by Petitioner; however, Petitioner is not required to address those tradeoffs in its Petition, and we do not see how those tradeoffs would prevent the proposed combination. PO Resp. 44; see Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1165 (Fed. Cir. 2006) (“a given course of action often has simultaneous advantages and disadvantages, and this does not necessarily obviate motivation to combine.”); Winner Int'l Royalty Corp. v. Wang, 202 F.3d 1340, 1349 n.8 (Fed. Cir. 2000) (“The fact that the motivating benefit comes at the expense of another benefit, however, should not nullify its use as a basis to modify the disclosure of one reference with the teachings of another. Instead, the benefits, both lost and gained, should be weighed against one another.”). Here, Dr. Liu listed numerous benefits of having a reduced diameter, which weigh against the potential downsides raised by Patent Owner. Ex. 1003 ¶¶ 111–114. Moreover, we do not see how the downsides/tradeoffs prevent modifying Kobayashi in the manner suggested when the same tradeoffs appear to be applicable to the ’409 patent. Having considered Patent Owner’s arguments, and taking into” slip op. at 43
Patent outcomesUS 7,812,409 mixedClaim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,812,409 - Inergy Technology, Inc. v. Force Mos Technology Co., Ltd.No claims unpatentablePTAB · May 16, 2025 · IPR2024-00093 · APJ Grace Karaffa Obermann · IPR · Final written decision
Claims 1–9 were not proven unpatentable because the asserted references did not establish the claimed epitaxial layer or the required coverage of the trench sidewalls.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner defines a person of ordinary skill in the art as having “a Master’s degree in electrical engineering, and at least two years of relevant work experience in the field of integrated circuit design and manufacturing.” Pet. 13 (citing Ex. 1003 ¶¶ 32–37, 57). Patent Owner does not dispute Petitioner’s definition. PO Resp. 6. We adopt Petitioner’s proposed definition of the level of ordinary skill in the art because it is supported by unopposed declaration testimony and appears to be consistent with the disclosures of the ’634 patent and the asserted prior art references. See Ex. 1001, 1:6–2:33 (describing the invention and related art in terms of integrated circuit design and fabrication); see also Ex. 1006 ¶¶ 1–6 (Hirler); Ex. 1008 ¶¶ 1–37 (Kobayashi); Ex. 1009 ¶¶ 2–29 (Shiraishi). Neither party, moreover, indicates the overall result would change based on a different definition.” slip op. at 7
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner
“Petitioner argues that “the sidewalls of said trenches in said base layer are covered” should be construed to mean that “the entire sidewalls of” those trenches are covered. Pet. 18–19. We refer to this as “the sidewall limitation.” Petitioner shows persuasively that the disclosure and file history of the ’634 patent support its position on the sidewall limitation. Id. Patent Owner, for its part, observes that, after the filing of the Petition. two District Courts adopted the construction proposed by Petitioner.” PO Resp. 21 (citing Ex. 2010, 6–9; Ex. 2011, 23). Patent Owner also agrees to apply Petitioner’s construction for purposes of this proceeding. Id. We agree with Patent Owner that an express construction of the sidewall limitation is necessary to this Decision, id., and adopt Petitioner’s undisputed definition because it is supported by the record. No other claim term requires express construction for purposes of this Decision.” slip op. at 8
- BurdenNot shown unpatentable
“On this record, Petitioner fails to demonstrate that any claim is unpatentable under any ground asserted in the Petition. IV. CONCLUSION For the above reasons, we determine that Petitioner fails to establish by a preponderance of the evidence that claims 1–9 of the ’634 patent are unpatentable.” slip op. at 34
- Expert testimonyPetitioner expert discountedPatent owner expert creditedDecided for patent owner
“Alternatively, even if we set aside that timing issue, Dr. Liu’s bare opinion, advanced for the first time during cross-examination, that an epitaxial layer is “obvious” from Hirler’s disclosure is inadequate to support the challenges. Id. at 24–25. We accord little weight to Dr. Liu’s opinion because it is conclusory. See Xerox Corp. v. Bytemark, Inc., IPR2022-00624, Paper 9 at 15 (PTAB Aug. 24, 2022) (precedential). In any event, Petitioner does not meet, on this record, the “high standard” required to establish an inherent disclosure of an epitaxial layer in Hirler. PO Resp. 24.6 Dr. Liu opined for the first time during cross-examination “that it would have been impossible to create Hirler’s more lightly doped n- drift zone layer on top of its more heavily doped n+ substrate layer other than via epitaxy.” Id. at 25 (citing Ex. 2014, 164:16– 165:20). But Patent Owner effectively refutes that proposition with evidence that such a layer “could be created by counter-doping,” even if, as Dr. Liu contends, counter-doping may have been less ideal due to “disadvantageous mobility.” Id. (citing Ex. 2012 ¶ 133; Ex. 2014, 166:15–167:8).” slip op. at 11
Patent outcomesUS 7,629,634 not shown unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,629,634
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.