PTAB
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  • PTAB · May 23, 2025 · IPR2025-00050 · APJ Iftikhar Ahmed · IPR · Institution

    Instituted IPR of claims 1–3 and 5 on all asserted grounds; the Board found a reasonable likelihood of prevailing on obviousness over Walker.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “Pursuant to 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons that follow, we determine that Petitioner has demonstrated a reasonable likelihood of prevailing in demonstrating the unpatentability of claims 1–3 and 5. Accordingly, we institute an inter partes review of those claims. We do not address claims 4 and 6–13 because Patent Owner disclaimed those claims. See Exs. 2001, 2008; Prelim. Resp. 30; Supp. Prelim. Resp. 3.” slip op. at 2

    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied

      “Jury trial in the Related Litigation is currently scheduled to begin on June 22, 2026. Ex. 1008, 16. The statutory deadline for issuing a Final Written Decision predates the trial by approximately one month. Patent Owner argues that Petitioner was not diligent in filing the Petition, and this factor favors discretionary denial. Supp. Prelim. Resp. 2. Petitioner argues that Factor 2 favors institution because that Final Written Decision date precedes the scheduled trial date and also because based on the median time to trial for Judge Noreika, the judge presiding over the Related Litigation, the anticipated trial date would be in December 2026. Pet. Supp. Resp. 2. Petitioner also points out that even based on the median time to trial in the District of Delaware, the trial in the Related Litigation would occur in October 2026. Id.; Pet. 72. We agree with Petitioner that based on median time-to-trial statistics for the District of Delaware and for Judge Noreika, the Final Written Decision in this proceeding would issue a few months before the anticipated trial date and a month before the currently scheduled trial date. Exs. 1007, 1012. This factor therefore weighs against exercising our discretion to deny institution.5” slip op. at 9

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successInstituted

      “Walker discloses that during normal television viewing, a broadcast program is provided to and displayed on an interactive television system and a streaming version of the broadcast program is provided to a television distribution facility in advance of the broadcast. Ex. 1005 ¶ 10. Walker explains that if a user requests a playback control function, the interactive television system may switch from displaying the broadcast television program to the streaming version of the program. Id. When switching, the system may switch to displaying the streaming version of the program at the same point in time in the program that the user was viewing in the broadcast program. Id.” slip op. at 17

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “B. Claim Construction Only those claim terms that are in controversy need to be construed, and only to the extent necessary to resolve the controversy. Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017). Petitioner contends that “[b]ecause the asserted prior art discloses embodiments within the indisputable scope of the claims, the Board need not construe the outer bounds of the claims.” Pet. 3. Petitioner lists several terms and proffers its position on the plain and ordinary meaning of those terms. Id. at 4–6. Patent Owner does not challenge Petitioner’s claim construction positions. Prelim. Resp. 5. For purposes of this Decision, we determine that no term requires express construction.” slip op. at 16

    Claim construction§ 103 obviousnessDiscretionary denialcites Graham
    Patents in suitUS 10,880,592
  • PTAB · Mar 5, 2025 · IPR2024-01241 · APJ Aaron W Moore · IPR · Institution

    The Board instituted IPR of claims 1–2 and 4–15 on all petitioned grounds, finding a reasonable likelihood that claims 1 and 2, 4–7, and 9–15 are obvious over Johnson or Stubbs.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “determine whether to institute an inter partes review. An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314 (2018); see also 37 C.F.R § 42.4(a) (2020) (“The Board institutes the trial on behalf of the Director.”). For the reasons provided below, and based on the present record, we determine that Petitioner has demonstrated a reasonable likelihood that it will prevail in showing the unpatentability of at least one of the challenged claims. Accordingly, we institute an inter partes review on all grounds set forth in the Petition. B.” slip op. at 2

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “1. Level of Ordinary Skill in the Art Petitioner asserts that one of ordinary skill in the art “would have at least a Bachelor’s degree in Electrical Engineering, Computer Engineering, or a related field, and 2-3 years of experience in memory system design,” or, alternatively, “a Master’s degree in one of those fields and 1-2 years of relevant experience.” Pet. 9 (citing Ex. 1003 ¶¶ 26–29). Patent Owner “does not contest Petitioner’s definition of a person of ordinary skill in the art, but it reserves the right to do so in the event that trial is instituted.” Prelim. Resp. 7. There being no present dispute, we adopt Petitioner’s formulation for purposes of this decision.” slip op. at 9

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “Petitioner asserts that “that no construction is necessary for any terms for the purposes of this Petition as the challenged claims are invalid under any reasonable construction.” Pet. 9. Patent Owner states that “the Board need not construe any claim term in a particular manner to arrive at the conclusion that the Petition is substantively deficient.” Prelim. Resp. 7. 5 At this stage of the proceeding, Patent Owner has not presented objective evidence of non-obviousness. In view of the parties’ positions, we determine that we need not expressly construe any terms for purposes of this Decision.” slip op. at 9

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable

      “to combine Johnson and Moss is inadequate. See Prelim. Resp. 20–24. We tend to agree. In the “Motivation to Combine Johnson and Moss” section, the Petition first asserts that “Johnson and Moss are in the same field of endeavor,” which is insufficient without more to provide a motivation. See, e.g., Sisvel Int’l S.A. v. Sierra Wireless, Inc., 82 F.4th 1355, 1364 (Fed. Cir. 2023). The Petition then asserts that “[t]o provide enhanced flexibility, [one of ordinary skill in the art] in possession of Johnson would look to Moss to incorporate a plurality of delay elements to the data strobe signal.” Pet. 22. This is not persuasive because (a) Petitioner argues that Johnson already provides a plurality of delay elements, (b) Petitioner fails to explain where or how additional delay elements from Moss would be added to Johnson, and (c) Petitioner fails to explain how or why the modification would “provide enhanced flexibility,” or even what “enhanced flexibility” might mean in 9 “a first sampling circuit to sample the first delayed data signal based on the strobe signal” 10 “a second sampling circuit to sample the second delayed data signal based on the received strobe signal” this context. Petitioner also argues that “Moss further discloses that the size of the data path – i.e. the number of data pins in each data path – is a design choice well within the knowledge and ability of a POSITA, and expressly recites examples of 4, 8, and 16-bit wide data paths.” Pet. 23. We agree that varying the width of the data path would have been within level of ordinary skill and would have depended on the particular application, but the Petition fails to explain how or why that would have made it obvious to incorporate various elements of Moss into Johnson.” slip op. at 19

    Claim construction§ 103 obviousnesscites KSR · Graham
    Patents in suitUS 9,111,608
  • PTAB · Mar 5, 2025 · IPR2024-01240 · APJ Michelle N Wormmeester · IPR · Institution

    The Board instituted IPR on claims 1–19 based on all asserted challenges, finding a reasonable likelihood of success on the Meaney and Meaney-Greeff obviousness grounds.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “Pursuant to 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons that follow, we institute an inter partes review as to all the challenged claims of the ’466 patent based on all the challenges presented.” slip op. at 2

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “in Electrical Engineering, Computer Engineering, or a related field as well as at least two years of academic or industry experience in design and implementation of high-speed digital communication systems.” Pet. 13. Petitioner further asserts that “[a]n individual with an advanced degree in a relevant field, such as computer or electrical engineering, would require less experience in the design and implementation of high-speed digital communication systems, and vice versa.” Id. Patent Owner “does not contest Petitioner’s definition of a person of ordinary skill in the art, but it reserves the right to do so if trial is instituted.” Prelim. Resp. 7. There being no present dispute, we adopt Petitioner’s formulation for purposes of this Decision.” slip op. at 6

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “using the same claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. 282(b).” See 37 C.F.R. § 42.100(b). That standard involves construing claims in accordance with the ordinary and customary meaning of such claims as would have been understood by one of ordinary skill in the art and the prosecution history pertaining to the patent. See id.; Phillips v. AWH Corp., 415 F.3d 1303, 1312–14 (Fed. Cir. 2005) (en banc). slip op. at 6

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundInstituted

      “Petitioner contends that “[a] POSITA would have been motivated to incorporate the termination circuitry disclosed in Greeff with the system of Meaney to achieve enhanced system performance and reliability.” Pet. 53 (citing Ex. 1002, app. A at 82). As support, Petitioner asserts that “Greeff’s termination circuitry ensures proper signal integrity and reduces reflections in high-speed data transmission systems.” Id. (citing Ex. 1006, 1:28–31, 4:10–12, 8:3–5; Ex. 1002, app. A at 82). Petitioner further asserts that “Meaney’s calibration techniques, when applied to the termination resistance and transistor drive strength of Greeff, would ensure that these parameters remain optimal throughout system operation.” Id. (citing Ex. 1002, app. A at 82); see also id. at 54 (“A POSITA would have found it obvious to apply Meaney’s calibration process to Greeff’s termination circuitry in order to optimize the termination resistance and drive strength of the termination circuitry.”). Petitioner adds that “[a] POSITA would have had a reasonable expectation of success in combining Meaney and Greeff.” Id. at 54. According to Petitioner, “[t]he integration of Greeff’s termination circuitry into Meaney’s system would have been straightforward and cost-effective,” any “required modifications are minimal, and the results of the combination are predictable, given the complementary nature of the technologies.” Id. (citing Ex. 1002, app. A at 82). Patent Owner does not dispute Petitioner’s analysis for this limitation. See Prelim. Resp. Based on Petitioner’s argument and evidence, we are persuaded that Petitioner has shown sufficiently for purposes of this Decision that its proposed combination of Meaney and Greeff teaches or suggests the recited “circuitry” of limitation 17a. We also are persuaded that Petitioner’s proffered reasoning for modifying Meaney’s system to include Greeff’s termination circuitry, namely, to ensure proper signal integrity and reduce reflections, is sufficient to support institution. See In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) (“[T]here must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.”).” slip op. at 26

    Claim construction§ 103 obviousnesscites Phillips
    Patents in suitUS 9,160,466
  • PTAB · Feb 28, 2025 · IPR2024-01445 · APJ Cynthia M Hardman · IPR · Institution

    The Board instituted IPR on claims 1–20 based on all six asserted obviousness grounds under § 103.

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner

      “the district court litigation was dismissed with prejudice on January 17, 2025. Prelim. Reply 1; Ex. 3001, 10. Accordingly, there is presently no parallel litigation to consider under Fintiv. Nevertheless, Patent Owner argues that “the dismissal of the complaint does not eliminate the relevance of the many Fintiv factors.” Prelim. Sur-reply 1. We disagree. Fintiv indicates that “[a] district court stay of the litigation pending resolution of the PTAB trial allays concerns about inefficiency and duplication of efforts.” Fintiv, Paper 11 at 6 (emphasis added). Here, we have not a stay of the district court litigation, but its dismissal with prejudice. See Ex. 3001, 10. Thus, concerns about inefficiency and duplication of efforts are not merely allayed, but are instead obviated.” slip op. at 11

    • PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner

      “the same or substantially the same prior art or arguments previously were presented to the Office.” 35 U.S.C. § 325(d). The Board analyzes this issue under the following two-part framework set forth in the precedential Advanced Bionics case: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of [the] first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6, 8 (PTAB Feb. 13, 2020) (precedential). As an initial matter, there is no dispute that at least Garecau and TealLevel were not previously presented to the Office. See Prelim. Reply 2 (“Grounds 5 and 6 are based entirely on new references and therefore could not mirror [the prior art combinations asserted] by the Examiner.”); see generally Prelim. Resp. Garecau and TealLevel are the only two references in Grounds 5 and 6. See Pet. 3. Patent Owner does not argue that Garecau and TealLevel, or the arguments presented in these grounds, are the same or substantially the same as art or arguments previously before the Office. See generally Prelim. Resp. 10–16 (making no § 325(d) arguments based on Garecau or TealLevel or directed to Grounds 5, 6). Accordingly, because there is no dispute that Grounds 5 and 6 present art and arguments that were not previously before the Office, in this case we find that § 325(d) is not slip op. at 13

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “to show with particularity why the patent it challenges is unpatentable.” Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (citing 35 U.S.C. § 312(a)(3) (requiring inter partes review petitions to identify “with particularity . . . the evidence that supports the grounds for the challenge to each claim”)). Petitioner ultimately bears the burden of persuasion to prove unpatentability of each challenged claim by a preponderance of the evidence. 35 U.S.C. § 316(e). This burden never shifts to Patent Owner. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015). The Board may authorize an inter partes review if we determine that the information presented in the Petition and Patent Owner’s Preliminary Response (and any additional authorized briefing of record) shows a reasonable likelihood that Petitioner will prevail with respect to at least one of the claims challenged in the petition. 35 U.S.C. § 314(a).” slip op. at 16

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “We additionally agree with Petitioner that the level of skill proposed by both parties is substantially the same. Specifically, both parties propose a similar education level (Bachelor’s degree in a relevant field of science or engineering) and similar experience (1–2 years of industry experience, including knowledge of sensor design and application development). We observe that in Patent Owner’s proposal, the recited experience is possibly a bit more specific than in Petitioner’s proposal (e.g., it recites “commercial app development” experience and some programming experience). See Prelim. Resp. 3 (emphasis added). However, at this stage and absent argument to the contrary, we discern no material difference between the parties’ proposals. Petitioner’s proposal is consistent with the level of ordinary skill reflected in the prior art references of record, and unlike Patent Owner’s proposal at this stage, is supported by declarant testimony. See Okajima, 261 F.3d at 1355. Accordingly, for purposes of this decision, we apply Petitioner’s definition of the person of ordinary skill in the art. We note, however, that were we to adopt Patent Owner’s proposal, the outcome of this Decision would be the same.” slip op. at 19

    Claim construction§ 103 obviousnessDiscretionary denialcites KSR · Graham
    Patents in suitUS 10,890,925
  • PTAB · Feb 26, 2025 · IPR2024-01161 · APJ Andrew L Nalven · IPR · Institution

    Instituted IPR on claims 1–16, finding a reasonable likelihood of prevailing on obviousness over Cooper and over Cooper with Slotznick.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “Pursuant to 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition, the Preliminary Response, and associated evidence, we determine that Petitioner has demonstrated a reasonable likelihood of prevailing in demonstrating the unpatentability of at least one claim of the ’615 patent. Accordingly, we institute an inter partes review.” slip op. at 2

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner

      “On this record, we determine that the limitation “without request or acknowledgement” does not set forth any requirements as to a device handshaking process by which two devices agree to exchange information. Instead, we agree with Petitioner that “without request or acknowledgement” merely qualifies the step of “receiv[ing] . . . information of one definite broadcast program . . . identified by a channel selection of another television set in another place.” Pet. 21–22. Hence, the recitation of “without request or acknowledgement” only requires that a device receives information of one definite broadcast program from another device without requesting that information or acknowledging its reception.” slip op. at 10

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “(“POSITA”) would have had “a bachelor’s degree in electrical or computer engineering or a comparable field of study, plus approximately two to three years of professional experience with television and digital display systems, distributed multimedia communications, and networked computer systems, or other relevant industry experience.” Pet. 4 (citing Ex. 1002 ¶ 46). Patent Owner does not offer a position as to the level of ordinary skill in the art. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s assessment, which is consistent with the level of skill reflected in the Specification and asserted prior art. D. Ground 1: Alleged Obviousness over Cooper and the Knowledge of a” slip op. at 11

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundInstituted

      “Petitioner contends that a POSITA would have been motivated to replace Cooper’s input/output devices with Slotznick’s TV Phone. Pet. 48– 50. Petitioner argues that the replacement of one input device for another is a simple substitution of one known element for another to obtain the predictable result of controlling Cooper’s set-top box 500 with Slotznick’s TV Phone. Id. at 48 (citing Ex. 1005 ¶ 130; Ex. 1002 ¶ 149). Petitioner further contends that the substitution would have been obvious to try. Id. at 49 (citing Ex. 1005 ¶¶ 12, 18; Ex. 1002 ¶ 150).” slip op. at 37

    Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · Graham
    Patents in suitUS 9,319,615
  • PTAB · Feb 20, 2025 · IPR2024-01259 · APJ Kristen L Droesch · IPR · Institution

    Instituted IPR on all challenged claims 1–15 and all petition grounds because Petitioner showed a reasonable likelihood of prevailing on at least one claim.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “§ 314 and 37 C.F.R. § 42.4(a). An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons provided below, we determine, based on the record before us, there is a reasonable likelihood Petitioner would prevail in showing at least one of the challenged claims is unpatentable.” slip op. at 2

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed

      “We do not agree with Patent Owner’s argument because it advocates for the importation of functional limitations from the ’794 Patent Specification into the claims––namely the disclosure that the bypass circuit continues to conduct electricity, and keeps the remaining lights lit, even when one or more individual lighting elements in the series are burned out, missing, or defective. See PO Resp. 8–9. It is well settled that it is improper to read an extraneous limitation into a claim from the specification. See e.g., Commark Comm’s Inc. v. Harris Corp., 156 F.2d 1182, 1186 (Fed. Cir. 1998); E.I. du Pont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1433 (Fed. Cir. 1988). An extraneous limitation is “a limitation read into a claim from the specification wholly apart from any need to interpret what the patentee meant by particular words or phrases in the claim.” E.I. du Pont de Nemours, 849 F.2d at 1433. Moreover, the language that Patent Owner wishes to import into the claim from the Specification is functional language that describes the function of the resistor bypass circuit. As explained below in the section addressing the subsequent claim recitation, functional language is evaluated in view of the applied prior art to determine whether it imparts additional structure to distinguish the claimed invention over the prior art. Accordingly, for the purpose of institution and to the extent the preamble recitation is limiting, we need not provide an express construction for “[a] resistor bypass circuit for a series lighting circuit.”” slip op. at 7

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAOther

      “3. “Inherent Resistance” Claim 10 uses the term “inherent resistance of the light source to which the light resistor is attached.” See Ex. 1001, 14:46–48. Petitioner asserts that “there is no ‘inherent resistance’ of an LED, but only the resistance of the LED at any particular operating current flowing through, and voltage across, the LED.” Pet. 21 (citing Ex. 1013, 29 ¶¶ 6–9). Petitioner also points out that the term inherent is not used in the ’794 Patent Specification. See id. Patent Owner does not explicitly address “inherent resistance” in terms of a claim construction. See Prelim. Resp. 6–9. In any event, when addressing an alleged lack of motivation to combine the teachings of the references, Patent Owner compares and contrasts incandescent bulbs, which according to Patent Owner, have an inherent resistance, and LEDs, which according to Patent Owner, do not exhibit self-regulating resistance. See Prelim. Resp. 20 (citing Ex. 2002 ¶ 67); see also id. at 23 (similar argument, citing Ex. 2002 ¶ 73). Indeed, Patent Owner asserts that “the word resistance is not useful when describing LEDs as opposed to incandescent bulbs. . . . LED lights have an exponential current vs. voltage relationship . . . rather than a linear current vs. voltage relationship as found in a simple resistance, such as seen in incandescent light bulbs.” Id. at 20 (citing Ex. 2002 ¶ 66). For the purpose of institution, we understand the term “inherent resistance” to mean the resistance at a particular operating current or voltage across the LED light source. To the extent the parties disagree with our understanding, we invite the parties to provide further briefing on the meaning of “inherent resistance” of a LED light source.” slip op. at 9

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “B. Level of Ordinary Skill in the Art Petitioner asserts that a person of ordinary skill in the art “would have had a bachelor’s degree in electrical engineering, physics, materials science, or a related discipline, and four years of practical experience in designing or fabricating LED lighting systems, including controlling and driving LEDs,” or alternatively “would have had a master’s degree and three years of experience, or a Ph.D. degree and two years of experience.” Ex. 1013, 31 ¶ 3; see also Pet. 18. Patent Owner does not dispute Petitioner’s proposed definition of a person of ordinary skill in the art for the purpose of institution. See Prelim. Resp. 2. For the purpose of institution, we adopt Petitioner’s definition of a person of ordinary skill in the art because it is consistent with the level of skill reflected by the ’794 Patent Specification and the asserted prior art.” slip op. at 11

    Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 11,533,794
  • PTAB · Feb 20, 2025 · IPR2024-01258 · APJ Kristen L Droesch · IPR · Institution

    The Board instituted IPR on claims 1–14 on every asserted ground, finding a reasonable likelihood that Petitioner would prevail on at least one challenged claim.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “§ 314 and 37 C.F.R. § 42.4(a). An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons provided below, we determine, based on the record before us, there is a reasonable likelihood Petitioner would prevail in showing at least one of the challenged claims is unpatentable.” slip op. at 2

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for patent owner

      “We do not agree with Patent Owner’s argument because it advocates for the importation of functional limitations from the ’252 Patent Specification into the claims––namely the disclosure that the bypass circuit continues to conduct electricity, and keeps the remaining lights lit, even when one or more individual lighting elements in the series are burned out, missing, or defective. See PO Resp. 7–8. It is well settled that it is improper to read an extraneous limitation into a claim from the specification. See e.g., Commark Comm’s Inc. v. Harris Corp., 156 F.2d 1182, 1186 (Fed. Cir. 1998); E.I. du Pont de Nemours & Co. v. Phillips Petroleum Co., 849 F.2d 1430, 1433 (Fed. Cir. 1988). An extraneous limitation is “a limitation read into a claim from the specification wholly apart from any need to interpret what the patentee meant by particular words or phrases in the claim.” E.I. du Pont de Nemours, 849 F.2d at 1433. Moreover, the language that Patent Owner wishes to import into the claim from the Specification is functional language that describes the function of the resistor bypass circuit. As explained below in the section addressing the subsequent claim recitation, functional language is evaluated in view of the applied prior art to determine whether it imparts additional structure to distinguish the claimed invention over the prior art. Accordingly, for the purpose of institution and to the extent the preamble recitation is limiting, we need not provide an express construction for “[a] resistor bypass circuit for a series lighting circuit.”” slip op. at 7

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner

      “For the purpose of institution, we understand the term “inherent resistance” to mean the resistance at a particular operating current or voltage across the LED light source. To the extent the parties disagree with our understanding, we invite the parties to provide further briefing on the meaning of “inherent resistance” of a LED light source.” slip op. at 10

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “B. Level of Ordinary Skill in the Art Petitioner asserts that a person of ordinary skill in the art “would have had a bachelor’s degree in electrical engineering, physics, materials science, or a related discipline, and four years of practical experience in designing or fabricating LED lighting systems, including controlling and driving LEDs,” or alternatively “would have had a master’s degree and three years of experience, or a Ph.D. degree and two years of experience.” Ex. 1013, 32; see also Pet. 18. Patent Owner does not dispute Petitioner’s proposed definition of a person of ordinary skill in the art for the purpose of institution. See Prelim. Resp. 2. For the purpose of institution, we adopt Petitioner’s definition of a person of ordinary skill in the art because it is consistent with the level of skill reflected by the ’252 Patent Specification and the asserted prior art.” slip op. at 11

    Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 11,096,252
  • PTAB · Jan 24, 2025 · IPR2024-00933 · APJ Andrew L Nalven · IPR · Institution

    Instituted IPR on all challenged claims, 1–23, and all asserted grounds after finding a reasonable likelihood that at least one challenged claim is unpatentable.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “Pursuant to 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition, the Preliminary Response, and associated evidence, we determine that Petitioner has demonstrated a reasonable likelihood of prevailing in demonstrating the unpatentability of claims 1–23 of the ’885 patent. Accordingly, we institute an inter partes review.” slip op. at 2

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “engineering, and materials engineering or another field applicable to wafer probing technology with three to five years of professional experience in designing and/or using probe technologies, or an equivalent level of skill, knowledge, and experience.” Pet. 22 (citing Ex. 1003 ¶¶ 50–53). Patent Owner does not offer a position as to the level of ordinary skill in the art. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s definition of a POSITA, which is consistent with the level of skill reflected in the Specification and asserted prior art.” slip op. at 10

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner

      “Only those claim terms that are in controversy need to be construed, and only to the extent necessary to resolve the controversy. Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017). After reviewing the record, at this stage, we determine that only claim 14 requires express construction for purposes of this Decision.” slip op. at 9

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner

      “Further, we interpret claim 14, for purposes of this Decision, as contemplated by Petitioner such that the first and second types of signals may be the same type of signal. Pet. 26. In other words, the first and second type of signal may both be ground or power. This construction appears to have support within the ’885 patent. For example, the ’885 patent describes an embodiment where “at least two conductive portions . . . of the guide 40 are electrically connected to each other by means of a conductive track 39 in the guide, so as to be able to electrically connect to each other groups of contact elements apt to carry a same type of signal.” Ex. 1001, 16:49–59. This construction also appears consistent with parent claim 1, which recites “the first and second types of signals chosen between ground signals and power signals.” The parties are invited to address any claim construction issues during the course of trial.” slip op. at 9

    Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 11,035,885
  • PTAB · Dec 10, 2024 · IPR2024-00916 · APJ Hyun J Jung · IPR · Institution

    The Board instituted IPR of claims 7–20 on all petitioned grounds, finding a reasonable likelihood that claim 7 would be shown unpatentable over Rescorla and Mathiassen.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “b) Petitioner Shows a Reasonable Likelihood of Prevailing Based on the present record, Petitioner shows a reasonable likelihood of prevailing in its challenge to claim 7 as unpatentable over Rescorla and Mathiassen.” slip op. at 16

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successInstituted

      “Petitioner argues that one of ordinary skill in the art would have been motivated to combine Rescorla’s SSL/TLS handshake functions with Mathiassen’s portable device “to enhance security through biometric authentication,” “for increased interoperability,” and for the “security, Ex. 1003 ¶¶ 61–72), 16–17 (citing Ex. 1003 ¶ 70; Ex. 1005 ¶¶ 4, 12, 15, 47, 48; Ex. 1015, xvii), 19 (citing Ex. 1003 ¶ 76), 25–26 (citing Ex. 1003 ¶ 84), 27 (citing Ex. 1003 ¶¶ 91–92). Petitioner also argues that one of ordinary skill in the art would have been motivated to use Mathiassen’s portable device for website authentication as described by Rescorla, for requesting the Certificate and CertificateVerify messages, and for biometrically controlled access to a secure key for authenticating a user to a server. Pet. 29 (citing Ex. 1003 ¶ 98; Ex. 1005 ¶¶ 12, 50, 82), 32–33 (citing Ex. 1003 ¶¶ 63, 108; Ex. 1015, 153), 34 (citing Ex. 1003 ¶ 111; Ex. 1015, 153). In the proposed combination, Mathiassen’s biometric authentication would be implemented after a client receives Rescorla’s Handshake: Certificate Request message and before the client sends a Handshake: Certificate message; the response to the Certificate Request would include biometric authentication of the user; and Rescorla’s Certificate and CertificateVerify messages would be encrypted as described by Mathiassen. Pet. 13–14 (citing Ex. 1003 ¶ 65; Ex. 1015, 98, Fig. 4.2), 33 (citing Ex. 1003 ¶ 110), 35 (citing Ex. 1003 ¶ 116; Ex. 1005 ¶¶ 77–83). Petitioner argues that the proposed combination would not require specialized equipment and would not be limited to any specific protocol. Id. at 17 (citing Ex. 1003 ¶ 71; Ex. 1005 ¶¶ 65, 95).” slip op. at 14

    § 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 7,480,637
  • PTAB · Dec 10, 2024 · IPR2024-00915 · APJ Hyun J Jung · IPR · Institution

    The Board instituted IPR on claims 1–6 and 21–24 for all asserted grounds, finding a reasonable likelihood that claim 1 is unpatentable over Mathiassen and Ryan.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “Under 35 U.S.C. § 314, an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Upon consideration of the Petition and for the reasons explained below, we determine that Petitioner has shown a reasonable likelihood of prevailing with respect to at least one of the challenged claims. Thus, we institute an inter partes review of claims 1–6 and 21–24 of the ’637 patent on all presented challenges. 37 C.F.R. § 42.108(a) (“When instituting . . . review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for” slip op. at 2

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “Petitioner argues that a person of ordinary skill in the art “would have had a bachelor’s degree in electrical engineering, computer engineering, computer science, or a related subject, and one to two years of work experience in electronic device design, secure electronic communications, or a related field” and that “[l]ess experience may be necessary with additional education, and likewise, less education may be necessary with additional work experience.” Pet. 6 (citing Ex. 1003 ¶¶ 40–41). Based on the preliminary record, we adopt Petitioner’s asserted level of ordinary skill to determine whether there is a reasonable likelihood that Petitioner would prevail with respect to at least one of the claims challenged in the Petition.” slip op. at 7

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionOther

      “Petitioner proposes interpreting “resident within” recited by claims 1 and 21 to mean “temporary storage of the software while the software is being executed” with citations to the Specification, declaration, and other prior art. Pet. 8–11. Petitioner also proposes that other terms should be given their plain and ordinary meaning. Id. at 8 (citing Ex. 1003 ¶¶ 42–44). At this stage, the language of the claims and the cited portions of the Specification and declaration support Petitioner’s proposed interpretation of “resident within.” Pet. 8–9; Ex. 1001, 5:12–20, 7:63–65, 8:57–58; Ex. 1003 ¶¶ 45–54. We, therefore, adopt Petitioner’s proposed interpretation of “resident within” to mean “temporary storage of the software while the software is being executed.” Pet. 8. We also determine that express claim interpretation of other terms is not necessary to determine whether Petitioner shows a reasonable likelihood of prevailing. Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms that . . . are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).” slip op. at 8

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successInstituted

      “Petitioner argues that Mathiassen and Ryan are analogous art because they are in the same field of endeavor and reasonably pertinent to a problem of the ’637 patent. Pet. 18–19 (citing Ex. 1003 ¶¶ 72–74). According to Petitioner, one of ordinary skill in the art “would have been motivated to modify Mathiassen’s portable device to conduct and authenticate transactions, as taught by Ryan.” Pet. 18 (citing Ex. 1003 ¶ 72); see also id. at 19–21 (citing Ex. 1003 ¶¶ 74–77; Ex. 1005, code (57), ¶¶ 50, 65–98; Ex. 1006 ¶¶ 105, 223–225, 232, 235, 238, 249, 368). Petitioner also argues that one of ordinary skill in the art “would have been motivated to modify Mathiassen’s portable device to conduct transactions using a wireless interface, as taught by Ryan, to enable Mathiassen’s portable device to communicate wirelessly with external devices.” Id. at 18; see also id. at 21–22 (citing Ex. 1003 ¶¶ 78; Ex. 1005, code (57); Ex. 1006 ¶¶ 151, 223– 225, 235, 248). Petitioner further argues that the proposed combination would have merely been prior art elements combined according to known methods to yield a predictable result. Pet. 22–23 (citing Ex. 1003 ¶ 79). Petitioner additionally argues that the proposed combination would have been modifying a similar device in a same way. Id. at 24 (citing Ex. 1003 ¶ 81; Ex. 1005 ¶ 50, Fig. 2b; Ex. 1006 ¶ 175). In Petitioner’s view, the proposed combination also represents a mere substitution of one known element in the field for another known element. Id. at 24–25 (citing Ex. 1001, 6:50–54; Ex. 1003 ¶ 81; Ex. 1006 ¶¶ 223, 235). Petitioner contends that one of ordinary skill in the art would have had a reasonable expectation of success in making the proposed combination.” slip op. at 13

    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 7,480,637
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