- Samsung Electronics America, Inc. / Samsung Electronics Co., Ltd. v. Collision Communications, Inc.Institution deniedPTAB · Mar 21, 2025 · IPR2024-01248 · APJ Bart A Gerstenblith · IPR · Institution
The Board denied institution because the Petition did not show a reasonable likelihood of proving claims 1–11, 16, and 21 unpatentable over the asserted obviousness grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“presented in the petition . . . and any [preliminary] response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (2018). For the reasons given below, on this record Petitioner has not established a reasonable likelihood that it would prevail in showing the unpatentability of any of the Challenged Claims. Accordingly, we do not institute an inter partes review.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“At this stage of the proceeding and on the present record, we adopt Petitioner’s uncontested proposed level of ordinary skill in the art, which we find consistent with the level of ordinary skill in the art reflected by the ’071 patent and the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978).” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Neither party proposes a specific construction of any claim term, although Petitioner contends each term should be construed according to its plain and ordinary meaning. Pet. 16; see generally Prelim. Resp. Accordingly, we need not construe any claim terms expressly because the meaning of the terms is not in dispute and an express construction is not necessary to resolve the controversy before us.” slip op. at 13
- BurdenNot shown unpatentable
“We find the Petition lacking in particularity because it does not clearly identify what aspect of Jin is alleged to teach the unique signal parameters (or unique estimated signal parameters) recited in claim 1. See, e.g., 35 U.S.C. § 312(a)(3) (“A petition filed under section 311 may be considered only if — (3) the petition identifies, in writing and with particularity, . . . the evidence that supports the ground for the challenge to each claim . . . .”). First, as reflected above, the Petition asserts that something called a “unique pilot parameter” teaches the recited unique estimated signal parameters. But “unique pilot parameter” is not a term or phrase recited in Jin. See Prelim. Resp. 19 (arguing the same). So, when Petitioner states “Jin discloses that the base station uses the unique pilot parameter (i.e., ‘unique estimated signal parameters’) to ‘identify which user (i.e., mobile terminal) has transmitted the received data,’” it is not clear what element in Jin Petitioner intends to identify by the term “unique pilot parameter.” Dr. Min’s testimony does not help resolve the ambiguity in the Petition. In particular, Dr. Min also refers to a “unique pilot parameter (i.e., ‘unique signal parameter’) for each user.” Ex. 1003 ¶ 89. But, as noted above, Jin does not disclose an element referred to as a “pilot parameter” and it is not clear what element Dr. Min intended to identify in Jin.8” slip op. at 18
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 9,814,071 - PTAB · Mar 14, 2025 · IPR2024-01421 · APJ Terrence W Mcmillin · IPR · Institution
The Board instituted IPR on claims 1–16 based on all asserted grounds, finding a reasonable likelihood that the challenged claims are unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“1. whether the court granted a stay or evidence exists that one may be granted if a proceeding is instituted; 2. proximity of the court’s trial date to the Board’s projected statutory deadline for a final written decision; 3. investment in the parallel proceeding by the court and the parties; 4. overlap between issues raised in the petition and in the parallel proceeding; 5. whether the petitioner and the defendant in the parallel proceeding are the same party; and 6. other circumstances that impact the Board’s exercise of discretion, including the merits.” slip op. at 10
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“review. 35 U.S.C. § 314 (2018); 37 C.F.R. § 42.4(a) (2020) (“The Board institutes the trial on behalf of the Director.”). The standard for institution is set forth in 35 U.S.C. § 314(a), which provides that inter partes review may not be instituted unless “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition and the Preliminary Response, as well as the evidence of record, we institute an inter partes review as to claims 1–16 of the ’601 patent.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“A POSA [(Person of Skill in the Art)] in the technical field of the ’601 patent at the relevant time would have had a B.S. degree in Computer Science, Computer Engineering, or an equivalent field, as well as at least 2–3 years of academic or industry experience in the design, analysis, and implementation of operating systems, as well as the design, analysis, and monitoring of computer networks, including issues of network security and network administration, or comparable industry experience. Pet. 11 (citing Ex. 1003 ¶ 30). At least at this stage of this proceeding, Patent Owner does not address the level of ordinary skill in the art. See generally Prelim. Resp. Determining the level of ordinary skill in the art involves various factors, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citation omitted). The prior art of record also reflects the level of ordinary skill in the art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). For purposes of this institution decision, we adopt the assessment offered by Petitioner.14 It is not disputed by the Patent Owner and is consistent with the ’601 patent and the asserted prior art.” slip op. at 15
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“There are no disputes between the parties relating to claim construction. Accordingly, at this stage, no need exists to expressly construe any claim terms to resolve any dispute between the parties.15 See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 15 If either party contends that explicit claim construction is necessary in order to make a final determination whether or not any challenged claim is unpatentable based on the arguments and evidence presented, it should clearly explain why during trial and provide a clear and unambiguous construction with supporting evidence including specifically identifying the challenges, claims, and limitations to which the construction is necessary. (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). D. Asserted Obviousness of Claims 1–4, 7, 9–12, and 15 Based on Walsh,” slip op. at 16
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,223,601 - Motorola Solutions, Inc. v. Sta Group LLCAll claims unpatentablePTAB · Mar 14, 2025 · IPR2023-01294 · APJ Michael J Fitzpatrick · IPR · Final written decision
Claims 1–20 are unpatentable: claims 1, 2, 6–9, 11, 12, 15–17, and 20 as obvious over Kim; claims 3–5, 13, 14, 18, and 19 over Kim and Ishibashi; and claim 10 over Kim and Goss.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“patent “would have had a bachelor’s degree in computer science, electrical engineering, or a similar field, and would have had approximately two years industry experience in networking or communication systems.” Pet. 5; see also id. (“A person with less or different education but more relevant practical experience, or vice versa, may also meet this standard.”). Patent Owner very similarly proposes that the skilled artisan “would have [had] a bachelor’s degree in electrical engineering, computer engineering, computer science, or a related field, and two to three years [of] experience in designing or developing telecommunication systems.” PO Resp. 24–25 (citing Ex. 2005 ¶42). Both of the parties’ proposals as to the level of ordinary skill in the art are consistent with the disclosure of the ’664 patent and the asserted prior art. The distinction between the parties’ proposals is minimal and would not change the outcome of this Decision. Thus, we adopt and apply Patent Owner’s proposal.” slip op. at 10
- Prior constructionPrior construction adoptedDecided for patent owner
“16). We generally agree, with the one caveat acknowledged by counsel for Patent Owner during the hearing. The caveat is that, although step [a] must be performed before step [b], it is within the scope of claim 1 if step [a] continues to be performed even after step [b] begins. Tr. 25:25–26:3 (Mr. Engel: “Well, I think in practicality, there would always be monitoring because there’s multiple media streams. So, you could have multiple alerts come in and the system could decide which one is more important. So, I don’t think you stop monitoring per se.”). We agree that continued performance of step [a], even after step [b] begins, is within the scope of claim 1. Second, Patent Owner proposes that “endpoint” means “end-user device,” as agreed to in district court. PO Resp. 10 (citing Ex. 2004, 16). We adopt this construction. However, as will become evident below, this construction does little to address the actual dispute between the parties regarding application of “endpoint” to the prior art asserted in Ground 7 (Kim). Third, Patent Owner proposes that “media stream” means “audio or video or both, which may include associated data,” as adjudicated in district court. PO Resp. 11 (citing Ex. 2004, 42). We adopt this construction.” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable
“Petitioner argues that a person of ordinary skill in the art would have combined Kim and Ishibashi because the former teaches “that a goal of emergency warning broadcast systems is to ensure that the viewer receives the emergency warning information” and the latter teaches a means to achieving that goal. Pet. 80–81 (citing Ex. 1008, 3:13–19; Ex. 1002 ¶304; Ex. 1009 ¶¶5, 15, 17). More specifically, Petitioner argues that a person of ordinary skill in the art “would have been motivated to implement Ishibashi’s audio output-switchover circuit in Kim’s controller system . . . to ensure that an emergency warning broadcast is received by the viewer even in situations where a headphone jack is left plugged in but unattended (e.g., not being worn) by the viewer.” Pet. 81 (citing Ex. 1002 ¶305). Petitioner argues that the skilled artisan would have had a reasonable expectation of success in making such a combination and the result would have been predictable. Id. at 82 (citing Ex. 1002 ¶306). We are persuaded by Petitioner’s stated reasons for the combination as well as that there would have been a reasonable expectation of success in making the combination. Further, Patent Owner does not dispute these factual assertions underlying the obviousness analysis. PO Resp. 57.” slip op. at 29
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Analogous artUnpatentable
“2. Combination of Kim and Ishibashi Petitioner argues that both references are from the same field of endeavor as the ’664 patent, namely emergency communication systems. Pet. 80 (citing various portions of Exhibits 1001, 1008, and 1009). We are persuaded of this fact, which, in any event, Patent Owner does not dispute. See PO Resp. 57 (arguing against Ground 8 solely on the basis of its Ground 7 arguments). Petitioner argues that a person of ordinary skill in the art would have combined Kim and Ishibashi because the former teaches “that a goal of emergency warning broadcast systems is to ensure that the viewer receives the emergency warning information” and the latter teaches a means to achieving that goal. Pet. 80–81 (citing Ex. 1008, 3:13–19; Ex. 1002 ¶304; Ex. 1009 ¶¶5, 15, 17). More specifically, Petitioner argues that a person of ordinary skill in the art “would have been motivated to implement Ishibashi’s audio output-switchover circuit in Kim’s controller system . . . to ensure that an emergency warning broadcast is received by the viewer even in situations where a headphone jack is left plugged in but unattended (e.g., not being worn) by the viewer.” Pet. 81 (citing Ex. 1002 ¶305). Petitioner argues that the skilled artisan would have had a reasonable expectation of success in making such a combination and the result would have been predictable. Id. at 82 (citing Ex. 1002 ¶306). We are persuaded by Petitioner’s stated reasons for the combination as well as that there would have been a reasonable expectation of success in making the combination. Further, Patent Owner does not dispute these factual assertions underlying the obviousness analysis. PO Resp. 57.” slip op. at 29
Patent outcomesUS 8,831,664 unpatentableClaim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 8,831,664 - Motorola Solutions, Inc. v. Sta Group LLCSome claims unpatentablePTAB · Mar 6, 2025 · IPR2023-01292 · APJ David C Mckone · IPR · Final written decision
Claims 1–4, 6–10, and 17–21 are unpatentable over Ohel; claims 5 and 11–16 were not shown unpatentable over Ohel or Nigawara.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“III. ANALYSIS A. Level of Skill in the Art Petitioner, relying on the testimony of Mr. Williams, contends that a person of ordinary skill in the art “would have had at least a bachelor’s degree in computer science, electrical engineering, or a similar field, and would have had approximately two years industry experience in networking or communication systems.” Pet. 3 (citing Ex. 1002 ¶¶ 55–58). Patent Owner does not dispute Petitioner’s proposal. PO Resp. 9. Petitioner’s proposal is consistent with the technology described in the Specification and the cited prior art. On the complete record, we adopt this level of skill.” slip op. at 9
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“We have considered the parties’ citations to the specification and find examples that support Petitioner’s view that the term “entity” is broad enough to encompass dispatchers and individual users. See e.g., Ex. 1001, 3:52–4:5, 7:18–20, Fig. 1). However, we find no disclosure that redefines “entity” or excludes dispatchers and individual users from the category of “entity.” Patent Owner’s best examples (e.g., Ex. 1001, 1:15–21, 3:59–62) are no more than non-limiting examples. On the complete record, we conclude that “entity” is broad enough to include dispatchers and individual users.” slip op. at 20
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“have used a queue with Ohel’s system. This is insufficient because it does not provide evidence of a reason why a skilled artisan would have implemented Ohel’s system with a queue. See Auris Health, Inc. v. Intuitive Surgical Operations, Inc., 32 F.4th 1154, 1158 (Fed. Cir. 2022) (“The motivation-to-combine inquiry asks whether a skilled artisan ‘not only could have made but would have been motivated to make the combinations . . . of prior art to arrive at the claimed invention.’” (quoting Belden Inc. v. Berk- Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015) (emphasis omitted))).” slip op. at 35
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › HindsightNot reached
“have used a queue with Ohel’s system. This is insufficient because it does not provide evidence of a reason why a skilled artisan would have implemented Ohel’s system with a queue. See Auris Health, Inc. v. Intuitive Surgical Operations, Inc., 32 F.4th 1154, 1158 (Fed. Cir. 2022) (“The motivation-to-combine inquiry asks whether a skilled artisan ‘not only could have made but would have been motivated to make the combinations . . . of prior art to arrive at the claimed invention.’” (quoting Belden Inc. v. Berk- Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015) (emphasis omitted))).” slip op. at 35
Patent outcomesUS 7,324,802 mixedClaim construction§ 103 obviousnesscites Phillips · GrahamPatents in suitUS 7,324,802 - Western Digital Technologies, Inc. v. Longitude Licensing Ltd.All claims unpatentablePTAB · Feb 19, 2025 · IPR2023-01286 · APJ David C Mckone · IPR · Final written decision
Claim 4 is unpatentable as obvious over Itoh and over Itoh in combination with Muljono.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“person of ordinary skill in the art “would have a bachelor’s or the equivalent degree in electrical or computer engineering or a related field, and 2–3 years of professional experience relating to integrated circuit design.” Pet. 3 (citing Ex. 1003 ¶ 13). Petitioner further contends that “a person with less formal education but more experience, or more formal education but less experience, could have also met the relevant standard for [a person of ordinary skill in the art].” Id. Petitioner states that it “does not imply that a person having an extraordinary level of skill should be regarded as [a person of ordinary skill in the art].” Id. at 3–4.” slip op. at 9
- Claim Construction › Intrinsic evidence (Phillips canons) › Preamble limiting or notPreamble not limitingDecided for petitioner
“depends, recites “[a]n output buffer circuit for outputting data in the form of an input pulse train at a predetermined output impedance and slew rate.” Because Patent Owner contends that the asserted prior art fails to teach outputting data “at a predetermined output impedance” as recited in the preamble (PO Resp. 16), we first determine whether the term “at a predetermined output impedance” is limiting. “In general, a preamble limits the invention if it recites essential structure or steps, or if it is ‘necessary to give life, meaning, and vitality’ to the claim.” Catalina Mktg. Int’l, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002) (citation omitted). “Further, when reciting additional structure or steps underscored as important by the specification, the preamble may operate as a claim limitation.” Id. “Conversely, a preamble is not limiting ‘where a patentee defines a structurally complete invention in the claim body and uses the preamble only to state a purpose or intended use for the invention.’” Id. (citation omitted).” slip op. at 10
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“parlance carries the meaning of ‘one or more’ in open-ended claims containing the transitional phrase ‘comprising.’”)). “Predetermine” simply means “to determine beforehand.” Predetermine, MERRIAM-WEBSTER DICTIONARY, available at https://www.merriam-webster.com/dictionary/predetermine. As Petitioner observes, we typically understand “a” to mean “one or more.” See KCJ, 223 F.3d at 1356. Thus, the ordinary meaning of “a predetermined output impedance” is one or more output impedances determined in advance. Patent Owner does not point to any claim language to support its argument that a predetermined output impedance is limited to a single output impedance. As explained in more detail below, the specification does not redefine “a predetermined output impedance” to mean a single output impedance or exclude or disavow multiple output impedances from among those that can be determined in advance.” slip op. at 18
- Prior constructionPrior construction adoptedDecided for petitioner
“second n-channel MOS transistor have a smaller device size with a smaller gate width than said first p-channel MOS transistor and said first n-channel MOS transistor.” In the Institution Decision, we preliminarily construed “smaller device size” and “smaller gate width” to be synonymous, rather than two separate requirements. Dec. 11–13. Patent Owner acknowledges the understanding set forth in the Board’s Institution Decision, and accepts that the proper comparison is between the combined device size of the P2, N2 pair with the device size of the combined device size of the P1, N1 pair. In other words, if the device size of P2 is less than the device size of P1, and the device size of N2 is less than the device size of N1, then the size requirements of claim 4 are satisfied. PO Resp. 16. Thus, it appears that Patent Owner does not contest our construction or propose an alternative. On the complete record, and for the reasons set forth in our Institution Decision, we maintain our construction of “smaller device size” and “smaller gate width” as synonymous.” slip op. at 22
Patent outcomesUS RE43,539 unpatentableClaim construction§ 103 obviousnesscites Phillips · KSR · Graham - Western Digital Technologies, Inc. v. Longitude Licensing Ltd.All claims unpatentablePTAB · Jan 15, 2025 · IPR2023-01200 · APJ Kevin C Trock · IPR · Final written decision
Claims 1, 2, 6, 7, 10, 11, 14–19, and 25–27 are unpatentable as obvious over Lee alone or Lee and JEDEC.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“According to Petitioner, a person of ordinary skill in the pertinent art would have had a working knowledge of the memory system art that is pertinent to the ’369 patent, including memory systems and memory controllers. A [person of ordinary skill in the art] would have had a bachelor’s degree in electrical engineering, or an equivalent, and approximately two years of professional experience relating to field of memory systems. Lack of professional experience can be remedied by additional education, and vice versa. Pet. 15 (citing Ex. 1003 ¶¶ 18–20). Patent Owner does not challenge Petitioner’s description of someone of ordinary skill. PO Resp. 12; see also Ex. 2003 ¶ 21. The parties agree on a description of a person of ordinary skill in the art, and this description appears consistent with the subject matter of the ’369 patent and the asserted prior art. We, therefore, continue to use the same description that we adopted in our Institution Decision, as it is consistent with the challenged patent and the asserted art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art itself may reflect an appropriate level of skill). C. Claim Construction” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededPlain and ordinary meaningOther
“Petitioner contends that no claim terms require express construction. Pet. 15 (citing Ex. 1003). Patent Owner agrees that no express construction of any claim term is necessary. PO Resp. 12. We agree with the parties that no claim terms require express construction. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017); Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (only those terms that are in controversy need be construed, and only to the extent necessary to resolve the controversy). We therefore use the ordinary and customary meaning of the claim terms as would be understood by a person of ordinary skill in the art at the time of the claimed invention. D. Prior Art References” slip op. at 9
- Expert testimonyPetitioner expert creditedDecided for petitioner
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“Here, Petitioner expressly identifies in the Petition a specific reason to combine the Lee and JEDEC references: higher bandwidth capabilities. Pet. 60–61. Petitioner explains that “[s]ynchronous memory—using a clock signal for sampling information—provides the benefit of higher bandwidth capabilities.” Pet. 60–61. Petitioner cites to page 5 of the Prince reference (Ex. 1006) to support this assertion. Id. at 61. Prince is a textbook entitled “High Performance Memories—New architecture DRAMs and SRAMs evolution and function.” Ex. 1006, cover. Page 5 of Prince is in Section 1.2 titled “New Memory Architectures to Improve Bandwidth.” Id. at 5. Page 5 of Prince states: New interface architectures are also being used to improve the bandwidth of the RAMs. The most common is the synchronous interface. Making a memory synchronous puts it under the control of the system clock. “Wait states”, during which the processor must wait for the output data from the RAM, can be reduced or eliminated. With a synchronous RAM the input addresses can be latched into the memory, freeing the processor to perform other tasks until the data is available after a known number of cycles. While the intrinsic speed of the RAM does not increase by the addition of a synchronous interface, the effective speed in the system increases since the processor no longer waits for the RAM to operate. Id. (emphasis added).” slip op. at 60
Patent outcomesUS 7,697,369 unpatentableClaim construction§ 103 obviousnesscites Phillips · GrahamPatents in suitUS 7,697,369 - PTAB · Jan 6, 2025 · IPR2024-00961 · APJ Kristen L Droesch · IPR · Institution
The Board instituted IPR on claims 1–3 and all petitioned grounds, finding a reasonable likelihood they are obvious over Onuki and Luo-668.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons provided below, we determine, based on the record before us, there is a reasonable likelihood Petitioner would prevail in showing at least one of the challenged claims is unpatentable.” slip op. at 2
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“claim construction standard as that applied in federal courts in a civil action under 35 U.S.C. § 282(b), which is generally referred to as the Phillips standard. See 37 C.F.R. § 42.100(b); Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). Under the Phillips standard, “words of a claim ‘are generally given their ordinary and customary meaning.’” Phillips, 415 F.3d at 1312. Neither party provides explicit proposed claim constructions. See Pet. 11; Prelim. Resp. 5. For the purpose of institution, we need not construe explicitly any claim terms or phrases. See, e.g., Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 9
- Skill levelSkill level petitioner adoptedDecided for petitioner
“would have had a Bachelor’s degree or equivalent in electrical engineering, computer science, or a related field, in addition to three years in research, design, or development in digital image processing.” Pet. 11 (citing Ex. 1003 ¶ 70). Patent Owner agrees. Prelim. Resp. 6.” slip op. at 9
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“At this stage of the proceeding, we do not agree with Patent Owner’s arguments because they are misplaced and address the teachings of Luo-668 and Onuki alone instead of addressing the teachings of Onuki and Luo-668, as combined by Petitioner. One cannot show non-obviousness by attacking references individually. See In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). In contrast to Patent Owner’s arguments addressing the references individually, Petitioner asserts that Onuki teaches decreasing sharpness in the area in which the person is not located based on the acquired location information when the acquired shooting scene information indicates a portrait scene, as modified in view of the teachings of Luo-668, to also include increasing the sharpness of an area in which the person or main subject is located. See Pet. 26–34. Per Petitioner’s proposed modification, we understand that the addition of increasing the sharpness of an area in which a person is located would have been based on the acquired location information when the shooting scene information indicates a portrait scene because Onuki discloses separating the main object location from the background when a photo is taken in the portrait mode and recording information indicating the main object location together with the image. See e.g., Pet. 27–30; Ex. 1005, 19:15–20:23, 22:5–11, Figs. 25–26.” slip op. at 21
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,945,109 - PTAB · Jan 6, 2025 · IPR2024-00960 · APJ Kristen L Droesch · IPR · Institution
The Board instituted IPR of claims 1–14 on all petition grounds, finding a reasonable likelihood that Stubler anticipates or renders the claims obvious, with Wang also asserted for claims 2–4 and 9–12.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons provided below, we determine, based on the record before us, there is a reasonable likelihood Petitioner would prevail in showing at least one of the challenged claims is unpatentable.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“in the field of the ’807 patent would have had at least a bachelor’s degree in electrical engineering, computer science, or related discipline, and two years of experience in digital image analysis,” and that “[r]elevant work experience can substitute for formal education and additional education could substitute for work experience.” Pet. 4 (citing Ex. 1003 ¶ 49). Patent Owner does not dispute Petitioner’s proposed definition of a person of ordinary skill in the art for the purpose of institution. See Prelim. Resp. generally. For the purpose of institution, we adopt Petitioner’s definition of a person of ordinary skill in the art because it is consistent with the level of skill reflected by the ’807 Patent Specification and the asserted prior art.” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner
“Patent Owner stating no term requires express construction, the Preliminary Response “arguments hinge on [Patent Owner’s] position that ‘objects [of the image] are face images or representations of face images.’” Prelim. Reply 1 (quoting Prelim. Resp. 16) (footnote omitted). In other words, according to Petitioner, the Preliminary Response “seems to require that the ‘object’ be the face image itself,” which is contrary to the ’807 Patent because it “explain[s] that the ‘stored’ ‘objects’ can be data characterizing, describing, or otherwise identifying the object shown in the image (e.g., a face in the image).” Id. at 1–2 (citing Prelim. Resp. 14–16; Ex. 1001, 2:22– 33, 6:47–8:9, 8:25–28, 11:35–38, 11:59–67). In the Preliminary Sur-reply, Patent Owner asserts that it “did not limit the object to a face,” but rather “assert[ed] that the ‘object’ must be either the image of the object itself or a representation of the object” in the image. Prelim. Sur-reply 1 (citing Prelim. Resp. 16). According to Patent Owner, “a representation of an object encompasses the ‘patterns,’ ‘written datum,’ and ‘face area mosaic characteristics datum’ described in the specification.” Id. (citing Ex. 1001, 2:25–27). Patent Owner argues that “there is no inconsistency between Patent Owner’s arguments regarding what the ‘object’ is and what the ’807 patent teaches.” Id. at 2 (citing Ex. 1001, 8:60–8:67). We address this claim construction issue below in the context of our consideration of the prior art at issue. In the end, however, we determine that for the purpose of institution we need not explicitly construe any claim terms. See, e.g., Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 7
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“We do not agree with Patent Owner’s arguments because they are not commensurate in scope with the limitations of claim 1. Patent Owner’s arguments are premised on an “object of an image” as interpreted by Patent Owner as including “a representation of the object” must further be an accurate representation of extracted characteristics of the object which allow the system to identify similarities of the extracted characteristics across multiple images. Claim 1 does not recite or require Patent Owner’s specific proposed added limitations. Claim 1 merely recites generic similarity as follows: “when the inputted object . . . is similar to the object of the image previously contained in the database.” Ex. 1001, 13:51–54. For this reason, we are not persuaded by Patent Owner’s argument that Stubler’s regional metadata does not disclose “an object of an image.” In any event, Petitioner points out that Stubler discloses that region features or regional metadata are extracted in order to build a region representation of, for example, a face, which is stored in a database and later used to determine facial similarity between a later-acquired image and stored regional features. See Prelim. Reply 3 (citing Ex. 1003 ¶¶ 81–82, 116–118, 170–173; Ex. 1005 ¶¶ 30, 34, 37, 38, 40). In response, Patent Owner asserts that Petitioner’s description of Stubler is misleading because Petitioner omits Stubler’s statement that the region metadata may need to be processed for similarity. See id. at 3 (citing Ex. 1005 ¶ 34). We fail to appreciate why Petitioner’s arguments are misleading. Stubler discloses, in paragraph 34 cited by Patent Owner, that region metadata “may need to be processed for similarity by known algorithms,” and provides an example of a known algorithm for a determination of facial similarity described by Turk (Ex. 1010). See Ex. 1005 ¶ 34. Accordingly, at this stage of the proceeding, we determine Petitioner” slip op. at 15
Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,486,807 - PTAB · Dec 30, 2024 · IPR2024-00958 · APJ Kevin C Trock · IPR · Institution
The Board instituted IPR on claims 1, 2, and 4–6, including both §103 grounds, after finding a reasonable likelihood that claim 1 is obvious over Parulski.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“An inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Upon consideration of the Petition, and the evidence of record, we determine that Petitioner has shown a reasonable likelihood that it would prevail in showing the unpatentability of at least one of the challenged claims. Accordingly, we institute an inter partes review. B. Real Party in Interest” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner describes a person of ordinary skill in the art as a person having “at least a bachelor’s degree in electrical engineering, computer science, or related engineering disciplines, and two years of experience in multi-lens camera systems.” Pet. 3–4. Petitioner further explains that “[r]elevant work experience can substitute for formal education and” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“Only terms that are in controversy need to be construed, and then only to the extent necessary to resolve the controversy. Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (in the context of an inter partes review, applying Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). Here, Petitioner asserts that “[n]o terms need construction to resolve the unpatentability issues in this Petition.” Pet. 4. Based on the current record, we determine preliminarily that no claim terms require express construction at this stage of the proceeding and that the ordinary and customary meaning of the claim terms should apply. C. Patentability Challenges” slip op. at 10
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Instituted
“Conclusion as to Independent Claim 1 Based upon the current record, we are persuaded that Petitioner has demonstrated a reasonable likelihood of prevailing in its challenge that independent claim 1 of the ’638 patent would have been obvious under 35 U.S.C. § 103(a) over the teachings of Parulski.” slip op. at 24
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 8,482,638 - PTAB · Dec 11, 2024 · IPR2024-00906 · APJ Kevin C Trock · IPR · Institution
The Board instituted IPR on claims 1, 4–6, and 8–27 on all five § 103 grounds, finding a reasonable likelihood that claim 1 is obvious over N93, Dua, and Herle.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDecided for petitioner
“Based on the current record, the weight of the evidence before us does not support a finding that that the same or substantially the same art or arguments were previously presented to the Office.” slip op. at 18
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Institution denied fintivDecided for petitioner
“will not deny institution of an IPR or PGR under Fintiv (i) when a petition presents compelling evidence of unpatentability; (ii) when a request for denial under Fintiv is based on a parallel ITC proceeding; or (iii) where a petitioner stipulates not to pursue in a parallel district court proceeding the same grounds as in the petition or any grounds that could have reasonably been raised in the petition.” slip op. at 20
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“demonstrated a reasonable likelihood of prevailing in its challenge to claim 1 under 35 U.S.C. § 103 as obvious over the combined teachings of N93, Dua, and Herle.” slip op. at 68
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner’s description of a person of ordinary skill appears to be consistent with the subject matter of the ’241 patent. This is supported by the testimony of Petitioner’s declarant, Dr. Creusere. See Ex. 1002 ¶ 28. We, therefore, adopt Petitioner’s assessment of a person of ordinary skill for purposes of this Decision. D. Claim Construction” slip op. at 22
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,445,241
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.