- HP Inc. / Dell Technologies Inc. et al. v. Universal Connectivity Technologies, Inc.Institution deniedPTAB · Apr 7, 2025 · IPR2024-01428 · APJ Miriam L Quinn · IPR · Institution
The Board denied institution on claims 1-3, 5, 7-10, 12, 14-17, 20-23, and 26 under its Fintiv analysis, finding the parallel trial date and other factors favored discretionary denial.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Institution denied fintivDenied
“is our focus here. As stated, that trial is set to occur about six months before a final written decision would issue in this proceeding. The District Court has stated that this trial date setting “cannot be changed without an acceptable showing of good cause.” Prelim. Resp. 46. We are not persuaded by Petitioner’s unsupported argument that the trial date is speculative. We also consider the fact that the median time-to-trial statistic discussed by both parties projects a trial date of July 2025, earlier than the actual date set by the District Court. Ex. 2001; Prelim. Resp. 46; Reply 5. The fact that the time-to-trial statistic is earlier than the trial date set by Judge Gilstrap confirms that the schedule set by the District Court is credible and should be given weight. From this evidence, we are persuaded that we should rely on the trial date in the Lenovo Group litigation as the main indicator of a trial court reaching the merits of the invalidity of the patent-atissue before we issue a final written decision. Accordingly, this factor strongly favors exercising discretionary denial.” slip op. at 6
- Obviousness (§103) › Motivation to combine / reasonable expectation of successNot reached
“Finally, Petitioner argues obviousness over each of Banes and Calvignac. These assertions of obviousness rely on testimony on the understanding of a person of ordinary skill in the art of the “spare” code and flags as “out-of-band symbols.” Pet. 20−21. Petitioner also argues that it was “well-known” to include in-band symbols in data packets and to include out-of-band symbols in control indicators to obtain the benefit of allowing data payload information to be readily distinguished from control information. Pet. 63−64. The testimony cited in support relies on the disclosure of Shin ’464 for this statement.5 Ex. 1003 ¶ 225. The exact same disclosure of an 8-bit encoding technique that uses in-band and out-of-band symbols within a transmission is found in another Shin patent that is incorporated by reference in the ’905 patent and has overlapping inventors. Ex. 1006, 9:60−10:8, Ex. 1008, 5:15−28, Ex. 1001, 24:50−55. In other words, the alleged benefit may be better characterized as part of the inventor team’s work rather than a technique “well-known” in the art. And for this reason, Petitioner’s obviousness contentions are less persuasive. 5 U.S. Patent No. 5,974,464, filed September 30, 1996. (Ex. 1006, “Shin ’464”).” slip op. at 15
§ 103 obviousnessDiscretionary denialcites KSRPatents in suitUS 7,154,905 - Mediatek Inc. v. Parkervision, Inc.InstitutedPTAB · Mar 31, 2025 · IPR2025-00030 · APJ Barry L Grossman · IPR · Institution
The Board instituted IPR of claims 1–20 on all six asserted obviousness grounds, finding a reasonable likelihood that at least one challenged claim is unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Based on our review of the evidence and arguments, we determine that Petitioner has established a reasonable likelihood that that the cited references disclose all the limitations of the challenged claims, and that Petitioner has established why it would have been obvious to a person of ordinary skill to combine the references, as proposed, with a reasonable expectation of success, for the reasons advocated by Petitioner on all asserted Grounds. See Pet. 16–97 (citing Ex. 1003 ¶¶ 96–268).” slip op. at 23
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“1. whether the court granted a stay or evidence exists that one may be granted if a proceeding is instituted; 2. proximity of the court’s trial date to the Board’s projected statutory deadline for a final written decision; 3. investment in the parallel proceeding by the court and the parties; 4. overlap between issues raised in the petition and in the parallel proceeding; 5. whether the petitioner and the defendant in the parallel proceeding are the same party; and 6. other circumstances that impact the Board’s exercise of discretion, including the merits. Fintiv, Paper 11, 5–6. These factors relate to “whether efficiency, fairness, and the merits support the exercise of authority to deny institution in view of an earlier trial date in the parallel proceeding.” Id. at 6. In evaluating the Fintiv factors, we take “a holistic view of whether efficiency and integrity of the system are best served by denying or instituting review,” recognizing that “there is some overlap among these factors” and that “[s]ome facts may be relevant to more than one factor.” Id.” slip op. at 20
- PTAB / AIA Trials › Constitutional / APA (Arthrex, Oil States, due process)Decided for petitioner
“they “apply a preponderance of the evidence standard to determine patent validity, which is a lower burden of proof than the clear and convincing evidence standard required in district court.” Prelim. Resp. 1. According to Patent Owner “[t]his discrepancy undermines the presumption of validity afforded to issued patents and makes it easier to invalidate a patent in an administrative forum than in a judicial proceeding.” Patent Owner cites no authority or evidence to support this argument. Moreover, the Supreme Court has held that the decision to grant a patent “is a matter involving public rights—specifically, the grant of a public franchise. Inter partes review is simply a reconsideration of that grant, and Congress has permissibly reserved the [U.S. Patent and Trademark Office’s (“USPTO’s” or “PTO’s”)] authority to conduct that reconsideration.” Oil States Energy Servs., LLC v. Greene's Energy Grp., LLC, 584 U.S. 325, 334–35 (2018).” slip op. at 15
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Petitioner also explains why a person of ordinary skill would have been motivated to combine the cited references, again citing annotated figures from the cited references, specific disclosures from the references, and supporting testimony from Dr. Larson. See, id. at 21–23. Based on our review of the evidence and arguments, we determine that Petitioner has established a reasonable likelihood that that the cited references disclose all the limitations of the challenged claims, and that Petitioner has established why it would have been obvious to a person of ordinary skill to combine the references, as proposed, with a reasonable expectation of success, for the reasons advocated by Petitioner on all asserted Grounds. See Pet. 16–97 (citing Ex. 1003 ¶¶ 96–268).” slip op. at 22
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 8,498,593 - PTAB · Mar 24, 2025 · IPR2024-01420 · APJ Frances L Ippolito · IPR · Institution
Instituted IPR of claims 1–19 on all presented grounds after finding a reasonable likelihood that at least one claim is unpatentable, and declining Fintiv discretionary denial.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the Petition and any response thereto shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Considering the arguments presented, we conclude that there is a reasonable likelihood that Petitioner would prevail in challenging at least one of claims 1–19 of the ’402 patent as unpatentable under the grounds presented in the Petition. Pursuant to § 314, we hereby institute an inter partes review as to these claims of the ’402 patent.” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“Petitioner filed a Sotera stipulation. Paper 11. Petitioner’s Sotera stipulation “mitigates any concerns of duplicative efforts between the district court and the Board, as well as concerns of potentially conflicting decisions.” Sotera, Paper 12 at 19 (citing Sand Revolution, Paper 24 at 12). Accordingly, this factor weighs against discretionary denial.” slip op. at 46
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art (“POSITA”) at the time of the invention of the ’402 patent “would have had a bachelor’s degree in computer science, electrical engineering, computer engineering, or the equivalent technical training. Additionally, they would have at least three years of experience in designing or programming internet-related processes, such as user profile management and/or web-based targeted advertising.” Pet. 5 (citing Ex. 1003 ¶¶ 53–55). For purposes of the Preliminary Response, “Patent Owner applies Petitioner’s definition of a person of ordinary skill in the art (‘POSITA’).” Prelim. Resp. 8. For purposes of this Decision, we adopt Petitioner’s proposal as reasonable and consistent with the prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art may reflect an appropriate level of skill in the art).” slip op. at 11
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“According to Petitioner: “Because the prior art asserted herein discloses the preferred embodiment within the indisputable scope of the claims, the Board need not construe the outer bounds of the claims as part of these proceedings.” Pet. 9 (citing Ex. 1003, ¶ 57). Patent Owner responds that, at the preliminary stage of this proceeding, “no term needs explicit construction to resolve any controversy between the parties.” Prelim. Resp. 9. We do not need to construe any terms expressly to reach our decision on institution. See Realtime Data LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 12
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 11,562,402 - PTAB · Mar 24, 2025 · IPR2024-01316 · APJ Michael R Zecher · IPR · Institution
The Board instituted IPR on claims 1–10 on all three obviousness grounds, finding a reasonable likelihood that Home Depot would prevail on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“In the absence of specific evidence, we will not attempt to predict how the district court in the related district court litigation will proceed because the court may determine whether or not to stay an individual case, including the related one, based on a variety of circumstances and facts beyond our control and to which the Board is not privy.” Sand Revolution II, LLC v. Continental Intermodal Grp. – Trucking LLC, IPR2019-01393, Paper 24 at 7 (PTAB June 16, 2020) (Decision Granting Request for Rehearing) (informative) (“Sand Revolution”). If Home Depot were to file a motion to stay in the EDTX Litigation, we decline to speculate how the district court would rule on such a motion. Accordingly, this factor is neutral. slip op. at 10
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner
“RavenWhite does not dispute Home Depot’s assertion that the Examiner did not meaningfully address Hinton and Varghese, either alone or in combination, during prosecution of the ’823 patent. See Ex. 1003. Stated differently, with respect to factor (a), the Examiner did not apply the teachings of Hinton and Varghese, either alone or in combination, to teach 6 All references to the page numbers in the prosecution history of the ’823 patent refer to the page numbers inserted by Home Depot in the bottom, right-hand corner of each page in Exhibit 1003. or suggest the limitations of the originally presented claims of the ’823 patent, nor did the Examiner apply the teachings of these references to account for language that was added via amendment during prosecution (i.e., a “first client device browser storage area” and a “second client device browser storage area”). With respect to factor (b), RavenWhite does not provide an explanation as to how the teachings of Flash that were applied by the Examiner during prosecution of the ’823 patent are cumulative to the teachings of Hinton and Varghese applied by Home Depot in the Petition. Turning to factor (d), RavenWhite asserts that there is overlap between arguments that were presented during prosecution of the ’823 patent to distinguish the then-pending claims over Flash and the arguments presented in the Preliminary Response to distinguish the challenged claims over Hinton and Varghese. See Prelim. Resp. 25. This overlap, by itself, does not warrant discretionary denial because, as we explain below, Home Depot persuasively explains how the teachings of Hinton and Varghese account for the claimed “first client device browser storage area” and “second client device browser storage area.” See infra Section II.D.4.b and II.E.2.b. Accordingly, we are not persuaded by RavenWhite’s arguments that the Petition presents substantially the same art or arguments that were considered previously by the Examiner during prosecution of the ’823 patent. b. Becton, Dickinson Factors (c), (e), and (f) Advanced Bionics further informs our evaluation of factors (c), (e), and (f). Advanced Bionics indicates that satisfying the first part of the framework is a prerequisite to reaching the second part of the framework. See Advanced Bionics, Paper 6 at 8, 10. As we explain above, we determine that the Petition does not present the same or substantially the same art or arguments that were presented previously to the Office during prosecution of the ’823 patent. As a result, we need not reach whether Home Depot has demonstrated that the Office erred in a manner material to the patentability of the challenged claims of the ’823 patent. 2. Summary For the reasons given above, we conclude that the circumstances presented here do not warrant exercising our discretion to deny institution under § 325(d). Notably, the Examiner did not meaningfully address Hinton and Varghese, either alone or in combination, during prosecution of the ’823 patent. As a result, we decline to exercise our discretion to deny institution under § 325(d).” slip op. at 17
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed
“construction standard as in a civil action under 35 U.S.C. § 282(b). See 37 C.F.R. § 42.100(b). That is, claim terms generally are construed in accordance with their ordinary and customary meaning, as would have been understood by a person of ordinary skill in the art, in view of the specification and the prosecution history pertaining to the patent at issue. See id. The ordinary and customary meaning of a claim term “is its meaning to the ordinary artisan after reading the entire patent,” and “as of the effective filing date of the patent application.” Phillips v. AWH Corp., 415 F.3d 1303, 1313, 1321 (Fed. Cir. 2005) (en banc).” slip op. at 19
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Relying on the testimony of Dr. Wills, Home Depot argues the following: [a] person of ordinary skill in the art at the time of the alleged invention of the ’823 patent (October 31, 2006) . . . would have had a Bachelors’ degree in electrical or computer engineering or a comparable field of study, plus approximately two to three years of professional experience with computer networks and digital information transmission techniques or other relevant industry experience. Additional graduate education could substitute for professional experience, and significant experience in the field could substitute for formal education. Pet. 6 (citing Ex. 1002 ¶ 65). In the Preliminary Response, “[RavenWhite] applies [Home Depot’s] definition of a person of ordinary skill in the art.” Prelim. Resp. 6 (citing Pet. 6). At this stage of the proceeding, we adopt Home Depot’s uncontested assessment of the level of skill in the art because (1) it is consistent with the ’823 patent and the asserted prior art; and (2) it is supported by the testimony of Dr. Wills.” slip op. at 22
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 10,594,823 - BMW Of North America, LLC / Robert Bosch LLC et al. v. Foras Technologies Ltd.All claims unpatentablePTAB · Mar 18, 2025 · IPR2023-01373 · APJ Carl W Whitehead Jr · IPR · Final written decision
Claims 1–8 and 13–22 are unpatentable as obvious over Bigbee and Nguyen because the combination teaches determining whether lockstep is recoverable.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“We regarded Petitioner’s description as consistent with the prior art before us. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (prior art itself may reflect an appropriate level of skill). Thus, for the purpose of our Institution Decision, we adopted Petitioner’s proposal. Institution Dec. 8–9. In its Response, Patent Owner does not take exception to our definition. See PO Resp. 3. However, Patent Owner asserts that a person of ordinary skill in the art “would have the equivalent of a bachelor’s degree in Computer Science, Computer Engineering (or a related field) and approximately two years of work experience with computer architecture design.” Id. We find Patent Owner’s and Petitioner’s definitions of a person of ordinary skill in the art are not meaningfully distinguishable from one another. Accordingly, we do not see the need to modify our adoption of Petitioner’s proposed level of ordinary skill in the art. However, our findings would not change even under Patent Owner’s proposed level of skill in the art.” slip op. at 13
- Expert testimonyPatent owner expert creditedDecided for patent owner
“We are satisfied that Mr. Jones qualifies as a person of ordinary skill in the art. See, e.g., Ex. 2008, 1 (“Summary” including “embedded systems including both software and hardware”, “Representative Design Work” including, e.g., “Design and implement multiple device drivers for complex Integrated circuits,” “Design of a highly fault tolerant, distributed data acquisition and control, system for a rebreather . . . system architecture, hardware design and layout, embedded firmware, documentation,” “hardware and firmware design,” “[h]ardware and firmware for controlling a unique, battery powered diesel burner…”), 2–3 (list of Publications). We are also satisfied that Mr. Jones’ degree in Electrical and Mechanical Engineering is sufficiently “equivalent” to a degree in Computer Engineering or Computer Science. See PO Sur-reply 11. We decline to give Mr. Jones’ declaration no weight for several additional reasons. One, Petitioner has not moved or otherwise sought to exclude Mr. Jones’ declaration, nor has Petitioner filed an objection. See Pet. Reply 2–5; see also Hearing Tr. 32, 33:15–34:8. Two, we are afforded broad discretion in assigning weight that is to be accorded expert testimony. See Yorkey v. Diab, 601 F.3d 1279, 1284 (Fed. Cir. 2010) (“[T]he Board was well within its discretion to give more credibility to [one expert over another] unless no reasonable trier of fact could have done so.”); see also CTPG5 34–36. In sum, Petitioner has not persuaded us that Patent Owner’s expert’s testimony should be given no weight because Mr. Jones is not qualified as a person of ordinary skill in the art according to our definition. See Pet. Reply 2–5; see also PO Sur-reply 10–13. 5 Patent Trial and Appeal Board Consolidated Trial Practice Guide (CTPG) (Nov. 2019) (available at https://www.uspto.gov/TrialPracticeGuideConsolidated).” slip op. at 14
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Patent Owner did not challenge Petitioner’s position on these terms. See Prelim. Resp. 1–13. We determined there were no claim terms that needed to be construed in our Institution Decision. See Institution Dec. 9– 10. Post-institution, Patent Owner does not dispute Petitioner’s construction of these terms and “does not believe either term requires construction, because . . . Petitioner fails to demonstrate obviousness regardless of how these terms [(“lockstep is recoverable” and “loss of lockstep is recoverable”)] are construed. PO Resp. 2. We agree with Patent Owner that no claim construction is necessary for purposes of this Decision. That is, we do not discern any claim terms that are in controversy on the full record. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 17
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“We find Mr. Jones’ testimony amounts to conjecture because it is unsupported by evidence, for the reasons explained by Petitioner. See Pet. Reply 10–11; Ex. 2007 ¶ 32; see 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight”). However, we find that Dr. Brogioli provides sufficient persuasive evidence as to how firmware FRC logic would be used and modified in the Bigbee/Nguyen combination. See Ex. 1002 ¶¶ 57–58, 96–98. As discussed above, Bigbee uses firmware FRC logic to check for an error within a processor core. See Ex. 1005 ¶¶ 35–37, Fig. 4A. Bigbee’s firmware FRC logic does not determine if lockstep is recoverable. Id. Similar to Bigbee, Nguyen also uses firmware FRC logic to check for an error within a processor core. See Ex. 1006 ¶¶ 9, 18, Fig. 7. However, the difference is that Nguyen’s firmware FRC logic determines if lockstep is recoverable. Id. We find for the reasons given by Petitioner and Dr. Brogioli including those summarized supra, that it would have been obvious to one of ordinary skill in the art to modify Bigbee by implementing Nguyen’s determination in firmware. Pet. 33–35 (citing, e.g., Ex. 1002 ¶ 94 (stating that “[i]mplementing logical steps in firmware was known in the art”); ¶ 95 (stating that Bigbee’s system “is compliant with well-known industry standards”); ¶ 98 (stating that “firmware is flexible” and “can be modified after production, updated, and supported relatively quickly and inexpensively.”)). In contrast, Patent Owner’s arguments fail to convince us that a person of ordinary skill in the art, having knowledge of Nguyen’s teaching of determining lockstep recovery, would not have able to modify Bigbee’s firmware FRC logic to determine if lockstep is recoverable. See KSR, 550 U.S. at 421 (“A person of ordinary skill is also a person of ordinary creativity, not an automaton.”); see also id. at 418. Accordingly, Petitioner has presented reasoning, with rational underpinnings, that a person of ordinary skill in the art would have had reasons to modify Bigbee’s firmware FRC logic based upon Nguyen’s teachings and would have had a reasonable expectation of success in doing so. Accordingly, we find for the reasons given that Petitioner demonstrates by a preponderance of the evidence that this element is taught or suggested by the Bigbee/Nguyen combination.” slip op. at 29
Patent outcomesUS 7,502,958 unpatentableClaim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 7,502,958 - PTAB · Mar 13, 2025 · IPR2024-01281 · APJ William V Saindon · IPR · Institution
The Board instituted IPR on all challenged claims and grounds after finding a reasonable likelihood that claim 13 would have been obvious over Cornett, Paatela, and Nelson.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“particularity why the patent it challenges is unpatentable.” Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (citing 35 U.S.C. § 312(a)(3) (requiring inter partes review petitions to identify “with particularity . . . the evidence that supports the grounds for the challenge to each claim”)); Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015) (discussing the burden of proof in inter partes review). A claim is unpatentable under 35 U.S.C. § 103 if “the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious . . . to a person having ordinary skill in the art to which said subject matter pertains.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The question of obviousness is resolved on the basis of underlying factual determinations, including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of skill in the art; and (4) when in evidence, objective indicia of non-obviousness. Graham v. John Deere Co. of Kansas City, 383 U.S. 1, 17–18 (1966).” slip op. at 5
- Skill levelSkill level petitioner adoptedDecided for petitioner
“A Person of Ordinary Skill in The Art (“POSITA”) in Sept. 2007 would have had a working knowledge of network communications techniques and highspeed packet processing technologies. Ex.1003, ¶20. A POSITA would have had a bachelor’s degree in computer science, computer engineering, electrical engineering, or an equivalent training, and approximately two years of work experience in network communications. Lack of work experience can be remedied by additional education, and vice versa. Ex.1003, ¶20. Pet. 13. We use this definition for purposes of this Decision because it appears consistent with the level of skill reflected in the prior art and the ’471 patent.” slip op. at 6
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner asserts that no terms require express construction. Pet. 13. We do not expressly construe any terms at this time. Realtime, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).” slip op. at 6
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“As to the claim requirement that the direct memory access device concurrently write the packet buffer memory and the protocol stack layer memory, Petitioner asserts that neither Cornett nor Paatela explicitly describes the timing of packet writing. Pet. 42. Petitioner asserts, however, that Nelson discloses writing a packet header separately and in parallel with writing the entire packet. Id. (citing Ex. 1006, 6:66–7:4; Ex. 1003 ¶ 89). Indeed, Nelson explains that the parallel storage action “avoid[s] having to read the frames out of the [larger frame] buffer” when reading a header, which eliminates the need for a separate reading step and “allows the routing decision to be made before the [frame] buffer becomes available.” Ex. 1006, 2:1–22 (containing the quoted language), 7:1–4 (describing “parallel . . . storage”). Petitioner asserts that it would have been obvious to write the packet header at the same time as writing the entire packet in Cornett, because Cornett, Paatela, and Nelson are concerned with speed, and writing in parallel would increase speed (vs. writing serially). Id. at 43–44 (citing Ex. 1003 ¶ 90); see also id. at 26 (similar argument). Reviewing Petitioner’s position with respect to independent claim 13, we determine that Petitioner has addressed each limitation in sufficient detail and with adequate citations to the record. Petitioner has also provided sufficient reasons for combining the teachings of Cornett, Paatela, and Nelson with a reasonable expectation of success. Reviewing the record before us, we determine that Petitioner has established a reasonable likelihood of success in showing that claim 13 would have been obvious in view of Cornett, Paatela, and Nelson.” slip op. at 11
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,738,471 - PTAB · Mar 7, 2025 · IPR2024-01347 · APJ Thomas L Giannetti · IPR · Institution
The Board instituted IPR of claims 1–27 on all grounds, finding a reasonable likelihood that Petitioner would prevail on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDenied
“framework: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of the first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 8 (PTAB Feb. 13, 2020) (precedential). We must also consider the non-exclusive factors set forth in Becton, Dickinson and Co. v. B. Braun Melsungen AG, IPR2017-01586, Paper 8 (PTAB Dec. 15, 2017) (precedential in relevant part), which “provide useful insight into how to apply the framework” under § 325(d). Advanced Bionics, Paper 6 at 9. Those non-exclusive factors include: (a) the similarities and material differences between the asserted art and the prior art involved during examination; (b) the cumulative nature of the asserted art and the prior art evaluated during examination; (c) the extent to which the asserted art was evaluated during examination, including whether the prior art was the basis for rejection; (d) the extent of the overlap between the arguments made during examination and the manner in which Petitioner relies on the prior art or Patent Owner distinguishes the prior art; (e) whether Petitioner has pointed out sufficiently how the Examiner erred in its evaluation of the asserted prior art; and” slip op. at 13
- Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) appliesNo construction neededOther
“1. Means-Plus-Function Terms Challenged claim 26 recites elements using the word “means.” See Ex. 1001, 21:6–22:5. The use of the word “means” in a claim element creates a rebuttable presumption that 35 U.S.C. § 112 ¶ 6 applies.9 See Williamson v. Citrix Online, LLC, 792 F.3d 1339, 1348 (Fed. Cir. 2015) (en banc in relevant part). Construing a means-plus-function claim term is a two-step process. We must first identify the claimed function. Then, we must determine what structure, if any, disclosed in the specification corresponds to the claimed function. Id. at 1351 (citation omitted). The parties do not dispute that 35 U.S.C. § 112 ¶ 6 applies to those “means” elements recited in claim 26. See Pet. 6–8; see generally Prelim. Resp. a. “system firmware means for detecting loss of lockstep (LOL) for a processor in a multi-processor system” (Claim limitation [26a])” slip op. at 24
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner argues that these terms “should be construed to include both mismatch errors and errors that may eventually result in mismatch errors constituting a ‘precursor to lockstep mismatch’—including at least one of (1) detecting a lockstep mismatch error; and (2) detecting an error that may eventually cause a lockstep mismatch error.” Pet. 6. Petitioner asserts that “[t]he specification provides detecting these two types of errors as examples of detection of LOL.” Id. (citing Ex. 1001, 2:40–3:6, 7:25–36; Brogioli Decl. ¶¶ 34–36). Petitioner further asserts that this construction “is consistent with the undisputed construction in the IPR challenging U.S. Patent No. 7,502,958.” Id. (citing BMW of N. Am., LLC v. Foras Techs. Ltd., IPR2023-01373, Paper 18 at 2 (PTAB July 12, 2024)). Patent Owner does not dispute Petitioner’s position or discuss claim construction in the Preliminary Response. meaning of these claim terms that would affect this Decision. Therefore, we determine that at this stage, we do not need to expressly construe these claim terms to resolve a controversy. 3. Summary and Conclusion For the reasons given, we determine that at this stage, we do not need expressly to construe any claim term for this Decision. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., 200 F.3d at 803)).” slip op. at 26
- Skill levelSkill level petitioner adoptedDecided for petitioner
“alleged invention “would have at least a bachelor’s degree in computer science, computer engineering, or equivalent, and at least two years of prior work experience with computer architecture design, including fault-tolerant computer architecture design,” and “[a]dditional education could substitute for professional experience and vice versa.” Pet. 4 (citing Brogioli Decl. ¶¶ 28–30). At this stage, Patent Owner does not respond to this contention. For the purpose of institution, we adopt Petitioner’s definition of a person of ordinary skill in the art because it is consistent with the level of skill reflected by the ’302 patent specification and the asserted prior art.” slip op. at 27
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 7,624,302 - PTAB · Mar 7, 2025 · IPR2024-01346 · APJ Thomas L Giannetti · IPR · Institution
The Board instituted IPR on claims 1–30 and all petition grounds, finding a reasonable likelihood of unpatentability based on Fox, Safford, and Arai, with or without Landry.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“As can be seen in the discussion above and the analysis of Petitioner’s grounds below, Arai and Landry are significant to Petitioner’s challenges. Because the Office did not previously consider all of the prior art references or combinations of references relied on in the Petition, including Arai and Landry, and because Arai and Landry are not the same or substantially the same as the art that was previously considered, we determine the Office did not previously consider the same or substantially the same prior art as is relied on in the Petition.8 Further, we find that there is not a substantial overlap, if any, between the arguments made during examination and the manner in which Petitioner relies on the prior art, including Arai and Landry, as discussed above. Therefore, part one of the Advanced Bionics framework is not met, and we need not proceed to part two of the Advanced Bionics framework. See Advanced Bionics, IPR2019-01469, Paper 6 at 8.” slip op. at 24
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“We have authority to determine whether to institute review under 35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). An inter partes review may not be instituted unless it is determined that “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons provided below, we determine, based on the record before us, there is a reasonable likelihood Petitioner would prevail in showing at least one of the challenged claims is unpatentable. Furthermore, we deny Patent Owner’s request that we exercise our discretion to deny institution in this proceeding under 35 U.S.C. § 325(d). We therefore institute inter partes review on all challenged claims and all grounds. See” slip op. at 2
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Motivation to Combine Fox, Safford, and Arai and Fox, Safford, Landry, and Arai Petitioner asserts that a person of ordinary skill “would have found it obvious to combine Fox’s multiprocessor system with Safford’s lockstep processor and error detection logics and Arai’s processor-switching implementation details.” Pet. 10. Dr. Brogioli testifies that “[a person of ordinary skill] would have been motivated to implement the processors in Fox as lockstep processors to improve reliability and availability of Fox’s server system for critical processes, for which higher reliability and availability of the system are desired.” Brogioli Decl. ¶ 90. He further testifies that “[a person or ordinary skill] also would have been motivated to implement in Fox the error detection logics that detect loss of lockstep together with the lockstep processors as taught by Safford to implement lockstep functions and further improve availability of the system.” Id. He testifies that “[a person of ordinary skill] would have understood how to implement Fox’s processors as lockstep processors with error detection logics and expect success. [A person of ordinary skill] would only have applied well-known configurations and ordinary hardware and software configuration skills.” Id. ¶ 91. Dr. Brogioli provides additional reasons motivating the combination. Id. ¶¶ 92–99. Petitioner contends that “Arai discloses switching the role of a failing processor with a spare processor.” Pet. 10. Dr. Brogioli testifies that “[a person of ordinary skill] would have been motivated to incorporate Arai’s teaching of transferring processor context from the failing processor to the spare processor not to interrupt the operating system and its running applications as desired by Fox.” Brogioli Decl. ¶ 109. He reasons that “[a person of ordinary skill] would have understood that incorporating Arai’s benefit of switching the role of the failing processor to the spare processor without affecting the operating system and running applications, which is expressly taught as desirable by both Fox and Arai and well known in the art.” Id. ¶ 110. Petitioner asserts that a person of ordinary skill also would have been motivated to further combine these references with Landry. Pet. 33–35. Dr. Brogioli testifies that “Landry discloses a fault-tolerant boot process that dynamically designates a functional CPU as logical CPU0 that performs the unique functions of a boot processor.” Brogioli Decl. ¶ 147. He testifies further that “[a person of ordinary skill] would have understood Landry’s process would have been a suitable option for selecting a boot processor in Fox’s system consistent with the initialization protocol of the IA-32 multiprocessor system.” Id. He asserts that “[a person of ordinary skill] would have understood the benefits of implementing Landry’s boot processor selection process in Fox.” Id. ¶ 148. Among other reasons, “[a person of ordinary skill] would have further understood that using the logical CPU0 as the identification for the boot processor allows for transparent replacement of the physical processor experiencing a failure with another processor without interrupting the operating system.” Id. At this stage, Patent Owner does not respond to these arguments by Petitioner or refute the testimony by Dr. Brogioli. On this record, we find that Petitioner has sufficiently demonstrated a motivation to combine Fox and Safford with Arai and to further combine these references with Landry with a reasonable expectation of success.” slip op. at 29
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“We are not aware of any controversy between the parties over the meaning of these claim terms that would affect this Decision. Therefore, we determine that at this stage, we do not need to expressly construe these claim terms to resolve a controversy.” slip op. at 26
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 7,627,781 - PTAB · Mar 7, 2025 · IPR2024-01176 · APJ Jason M Repko · IPR · Institution
Instituted IPR of claims 1–23 on all petition grounds; the Board found a reasonable likelihood of success on at least one claim based on MPEG-1.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“To institute an inter partes review, we must determine “that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons discussed below, Petitioner has shown a reasonable likelihood that it would prevail with respect to all claims challenged in the Petition. Thus, we institute an inter partes review.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“A person of ordinary skill in the art (“POSITA”) at the time of the ’148 Patent would have had a (1) Bachelor’s degree in Electrical or Computer Engineering, Computer Science, or a comparable field of study such as Physics, and (2) approximately 2-3 years of practical experience with video and/or image processing or coding. More education could substitute for experience, and vice versa. Pet. 5–6 (citing Ex. 1003 ¶¶ 23–24). Patent Owner applied Petitioner’s definition in the Preliminary Response. Prelim. Resp. 16 (Pet. 5–6). At this stage, we adopt Petitioner’s uncontested assessment of the level of skill in the art because (1) it is consistent with the ’148 patent and the asserted prior art and (2) it is supported by the testimony of Dr. Eli Saber.” slip op. at 5
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner
“For purpose of institution, we preliminarily determine that claim 1 requires a sequence-level parameter. The claims themselves provide “substantial guidance” regarding the meaning of claim language. Phillips v. AWH Corp., 415 F.3d 1303, 1314 (Fed. Cir. 2005) (en banc). Here, claim 1 recites that the level is for encoding a “sequence.” Ex. 1001, 25:56–60. Claim 1 expressly recites that “the digital video sequence compris[es] a number of frames.” Id. at 25:43–44. In this way, claim 1 defines a sequence to exclude a single picture. This reading is consistent with the specification’s focus on a sequence-level solution. According to the ’148 patent, “The present invention improves prior art solutions for indicating QP related information by introducing a sequence level QP” (SQP). Id. at 11:25–27 (emphasis added). Indeed, Petitioner acknowledges that the SQP is the purported improvement. See Pet. 5. Patent Owner agrees. See, e.g., Prelim. Resp. 8–9, 25–26. Claims are not normally interpreted “in a way that excludes embodiments disclosed in the specification.” Oatey Co. v. IPS Corp., 514 F.3d 1271, 1276 (Fed. Cir. 2008). A trial could produce additional evidence that may support a determination in the Final Written Decision that defining a picture-by-picture quantization level is somehow “for use in encoding of the digital video sequence.” But, at this stage, the parties have given us little reason to adopt such a construction. There is no dispute that H.263 signals PQUANT at the Picture layer. Pet. 51; Prelim. Resp. 25. Indeed, the basis for Petitioner’s challenge is that PQUANT defines the quantizer for a picture and is updated for GOBs or macroblocks within the picture. Pet. 53. We disagree with the interpretation used in Petitioner’s challenge: a picture-layer quantization parameter falls within the scope of the claim. Id. at 51. Rather, for the reasons discussed above, we preliminarily determine that the claims require a sequence-level parameter. And Petitioner has not sufficiently explained why PQUANT is a sequence-level parameter. Thus, we cannot conclude that Petitioner has shown a reasonable likelihood of prevailing in its challenge to claim 1 with respect to H.263. See id.; Prelim. Resp. 25.” slip op. at 19
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Instituted
Claim construction§ 103 obviousnesscites PhillipsPatents in suitUS 8,175,148 - PTAB · Mar 5, 2025 · IPR2024-01357 · APJ Daniel Kazhdan · IPR · Institution
The Board instituted IPR on claims 1–3, 6, 7, 9, 10, 16–21, 25, 26, and 29 on all four obviousness grounds, finding a reasonable likelihood of success on at least one ground.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“We find that this factor marginally favors Petitioners. Fintiv explains that the fact that a “district court has denied a motion for stay without prejudice” and has indicated on the record “that it will consider a renewed motion or reconsider a motion to stay if a PTAB trial is instituted” “has usually weighed against exercising authority to deny institution.” Fintiv, Paper 11 at 6–7. That is what happened here. When the district court denied Petitioner Savant’s motion for a stay in the Ohio litigation, it stated that, “[i]f the Patent Trial and Appeal Board accepts the petition for inter partes review, the parties may rebrief this issue.” See No. 1:24-cv-473 (N.D. Ohio) December 12, 2024, Order. Ex. 1025. Thus, this factor weighs marginally against exercising discretion to deny institution.” slip op. at 9
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“prevail in showing that it would have been obvious to use blue light with a wavelength that is greater than 440 nm. Basin-2007 does not specify a specific wavelength for the blue light, but, as Patent Owner acknowledges, “blue light is generally emitted in the range of 380 to 500 nm.” Prelim. Resp. 55; see Ex. 1002 ¶ 121. Thus, the question is whether a skilled artisan, when looking for which wavelength to use, would have found it obvious to use anything in the half of the blue-light range that is greater than or equal to 440 nm. On its own, this overlap in ranges would be strong evidence of obviousness. See Galderma Lab’ys, L.P. v. Tolmar, Inc., 737 F.3d 731, 738 (Fed. Cir. 2013). Petitioners show even more. Basin-2005 discloses that there is an “assum[ption]” that blue-light LEDs emit “in the range of 420-490 nm.” Ex. 1006 ¶ 30 (cited in Pet. 25). Basin-2005 additionally teaches that its “blue, UV, or near UV LED[s]” are “relatively easy to implement and consistently produce[] the desired white light temperature.” Id. ¶ 6 (cited in Pet. 25). Furthermore, Shimizu and Stokes indicate that people were using higher wavelength blue-light in their LEDs. See Pet. 8, 24–25 (citing sources). Because a skilled artisan would have needed to select some wavelength for the blue light disclosed in Basin-2007, at this stage, we conclude that the skilled artisan would have found it obvious to include wavelengths from the higher end of the range—as disclosed in so many references. Basin-2007 discloses using a “conventional white light LED.” See Ex. 1005 ¶ 21. As evidenced by Shimizu and Stokes, the conventional white light LED sources used blue light with wavelengths greater than or equal to 440 nm. See Ex. 1002 ¶ 121 (citing sources). Patent Owner argues that “quantum efficiency” considerations would lead to using lower wavelengths, but Patent Owner does not explain why these same considerations did not convince Basin-2005, Shimizu, or Stokes to use lower wavelengths. Based on our review of the current record, we find that Petitioner has demonstrated a reasonable likelihood of proving that the combined teachings of Basin-2005 and Basin-2007 render claim 1 unpatentable as obvious.” slip op. at 27
- Skill levelSkill level petitioner adoptedDecided for petitioner
“A. Level of Ordinary Skill in the Art According to Petitioners, [A person of ordinary skill in the art] would have had an undergraduate degree (i.e., B.S., B.S.E. or the equivalent) in electrical engineering, materials science, physics, or a similar discipline. A [person of ordinary skill in the art] would also have one to two years of experience in the field of LED packaging design. More education could substitute for experience, and vice versa. Pet. 6. For purposes of institution, “Patent Owner takes no position with respect to Petitioner’s proposed level of ordinary skill in the art.” Prelim. Resp. 36–37. At this stage, we adopt the formulation of the level of ordinary skill in the art proposed by Petitioners and applied by Patent Owner as consistent with the prior art before us in this proceeding.” slip op. at 16
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner
“We determine that the plain and ordinary meaning of “light diffusing layer” is exactly what it says: “a layer that diffuses light.” The claims separately recite one function for this layer: it must “improve[] an off-state white appearance of the wavelength conversion component.” Ex. 1001 at 26:15–17; see id. at 27:25–27. That is all.” slip op. at 19
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 8,604,678
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.