- PTAB · Jun 10, 2025 · IPR2025-00167 · APJ Meredith C Petravick · IPR · Institution
The Board instituted IPR on claims 1–13, 15, 17, 19–30, and 64–67 on all asserted grounds, finding a reasonable likelihood of unpatentability.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the petition “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition, the Preliminary Response, the additional briefing, and the evidence of record, we determine the information presented shows a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one of claims 1–13, 15, 17, 19–30, and 64–67 of the ’386 patent.” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Institution denied fintivDenied
“On March 19, 2025, however, the District Court stayed the Parallel Litigation pending the resolution of this inter partes review and the related inter partes review. Ex. 1037, 6; Pet. DD Br. 1. “A district court stay of the litigation pending resolution of the PTAB trial allays concerns about inefficiency and duplication of efforts.” Fintiv, Paper 11 at 6. Factor 1 strongly weighs against discretionarily denying the Petition.” slip op. at 9
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDenied
“In determining whether to deny institution under § 325(d) we use a two-part framework, as follows: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of [the] first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 8 (PTAB Feb. 13, 2020) (precedential). If part one of Advanced Bionics is unsatisfied, discretionary denial is unwarranted, and we need not proceed to part two of Advanced Bionics. Id.” slip op. at 14
- Skill levelSkill level petitioner adoptedDecided for petitioner
“understanding of a person of ordinary skill in the art (“POSITA”) at the time of invention. Graham, 383 U.S. at 17. Petitioner proposes the following definition for a POSITA: [A] POSITA in February 2015 (the earliest effective filing date claimed) would have had at least a Bachelor of Science degree in Mechanical or Agricultural Engineering and two years of experience in the design of vehicles, or have had equivalent knowledge and experience. Lack of professional experience can be remedied by additional education, and vice versa. definition in its Preliminary Response. Prelim. Resp. 21. For purposes of this decision, we adopt Petitioner’s definition of the level of ordinary skill in the art as it is consistent with the ’386 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 17
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 9,321,386 - PTAB · Jun 2, 2025 · IPR2025-00145 · APJ Jamie T Wisz · IPR · Institution
The Board instituted IPR on claims 1–12, 14–20, 22–26, 28–37, and 39–45 on all petitioned grounds, finding a reasonable likelihood of obviousness; it dismissed joinder as moot.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“partes review to be instituted unless . . . the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition and the evidence of record, we determine that Petitioner has demonstrated a reasonable likelihood of prevailing with respect to at least one claim challenged in the Petition. Accordingly, we institute an inter partes review of claims 1–12,” slip op. at 2
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“4. Analysis For purposes of deciding whether to institute trial, we find that the present record sufficiently shows that the combination of Karasiuk and Palmer discloses or suggests the limitations of the challenged claims. We also credit the unrebutted testimony of Mr. Simon that a person having containers, selector means, and modular structure as taught by Palmer, with the handheld device, collection reservoir, vacuum source, and other relevant components taught by Karasiuk for the reasons discussed herein and of record. On the current record, we further credit the unrebutted testimony of Mr. Simon that a person of ordinary skill in the art would have had a reasonable expectation of success in such a combination. Accordingly, on the present record, we conclude there is a reasonable likelihood that Petitioner will succeed in demonstrating that claims 1–3, 8–12, 14–16, 22, 23, 26, 28, 29, 34–37, 39, 40, and 45 of the ’287 patent are rendered obvious by the combined disclosures of Karasiuk and Palmer.” slip op. at 17
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“We invite the parties to further address this claim construction issue and will base any final claim constructions on a full trial record. Specifically, we invite the parties to discuss the proper claim construction for the terms “fluid,” “treatment fluid,” and “fluid communication” in the claims. We also invite the parties to address the proper construction for the term “treatment material” as recited in claims 11 and 22. The parties should address whether these terms, as properly construed, encompass the particles disclosed in Greenberg. Because this issue is best resolved on a complete trial record, we do not make any findings on the current record as to whether the particles of Greenberg teach or suggest the “fluid,” “treatment fluid,” “fluid communication,” and “treatment material” limitations in the ’287” slip op. at 29
- PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingDenied
“IV. MOTION FOR JOINDER “If the Director institutes an inter partes review, the Director, in his or her discretion, may join as a party to that inter partes review any person who properly files a petition under section 311 that the Director . . . determines warrants the institution of an inter partes review under section 314.” 35 U.S.C. § 315(c). As specified in § 315(c), an inter partes review must be the -01491 IPR, but an inter partes review was not instituted in that case. See IPR2024-01491, Paper 17 (discretionarily denying institution).8 Petitioner cannot join an inter partes review for which trial has not been instituted. Accordingly, we dismiss as moot Petitioner’s Motion for Joinder.9” slip op. at 31
Claim construction§ 103 obviousnesscites GrahamPatents in suitUS 11,865,287 - PTAB · Apr 25, 2025 · IPR2024-01492 · APJ Richard H Marschall · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–9 were unpatentable over the asserted obviousness grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“Based on the foregoing, we conclude that Petitioner fails to establish that Coccia discloses “a resulting solvent valve” as required by claim 1 and as alleged in the Petition. See Pet. 35–42. 4. Conclusion Based on our review of the current record, Petitioner does not establish a reasonable likelihood of proving that claim 1 would have been obvious based on Coccia and Anson. The remaining challenged claims, claims 2–9, all ultimately depend from claim 1. See Ex. 1001, 18:42–19:48. Petitioner’s obviousness challenges to claims 2–9 build on its analysis for claim 1. See Pet. 10, 43–70, 79–86. Accordingly, for the same reasons we discuss above in the context of claim 1, Petitioner has not shown a reasonable likelihood in prevailing on its challenge to any of the dependent claims.” slip op. at 22
- Skill levelSkill level petitioner adoptedDecided for petitioner
“we view the prior art and the claimed invention. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). The person of ordinary skill in the art is a hypothetical person presumed to have known the relevant art at the time of the invention. In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995). In determining the level of ordinary skill in the art, we may consider certain factors, including: “(1) the educational level of the inventor; (2) type of problems encountered in the art; (3) prior art solutions to those problems; (4) rapidity with which innovations are made; (5) sophistication of the technology; and (6) educational level of active workers in the field.” Best Med. Int’l, Inc. v. Elekta Inc., 46 F.4th 1346, 1353 (Fed. Cir. 2022) (quoting Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1256 (Fed. Cir. 2007)). “The patent’s purpose can also be informative.” Id.” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“cites the specification for support, but that argument largely misses the point and elides the claim requirements tied to the resulting solvent valve. See Pet. 35; Prelim. Reply 4. Patent Owner agrees with the general proposition that “a resulting solvent valve” means one or more resulting solvent valves. See Prelim. Resp. 10 (acknowledging that “two duplicative resulting solvent valves having the three positions” could each qualify as “a resulting valve”); Prelim. Sur-reply 4–5 (“Had Petitioner cited to multiple ‘resulting solvent’ valves that each” meet the claim requirements, “Patent Owner would not have raised an issue.”). The general statement that “a” or “an” means “one or more than one,” however, does not support Petitioner’s argument that the limitation broadly covers systems where no single resulting valve meets the three claimed valve positions. The dispute does not turn on whether “a” means “one or more than one”; the dispute, rather, concerns whether the claim allows for multiple valves to meet the three claimed states or whether a single valve must meet those claim requirements.” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successNot reached
“Patent Owner that Petitioner fails to establish that Coccia discloses the claimed “resulting solvent valve.” Importantly, Petitioner premises its argument for this limitation on a claim construction that we rejected in our analysis above. Because we determine that the claim requires at least one resulting valve to meet the three claimed states identified in the claim, Petitioner may not rely on a combination of Coccia’s valves 26 and 36 to provide the three claimed states, as Petitioner does throughout its analysis. See Pet. 35–42; Prelim. Reply 4. As to Petitioner’s alternative argument that Anson discloses the claimed resulting solvent valve, we decline to consider the argument because it was not included in the Petition and was made for the first time in Petitioner’s Preliminary Reply. See Pet. 35–42; Prelim. Reply 5. Petitioner relied on Anson in the Petition as an alternative reason to find that it would have been obvious to place Coccia’s valve 36 in the claimed location (downstream of the conduit joint and upstream of the brewing chamber), not to meet all of the limitations associated with the resulting solvent valve. See Pet. 38–39. Moreover, Petitioner’s limited argument and evidence in the Preliminary Reply lacks adequate development and fails to persuade us that Anson’s valve 28 performs all of the “claimed functions” associated with the resulting solvent valve, including the two “active” states that the Petition addresses with reliance on Coccia alone. See Pet. 40–42; Prelim. Reply 5. Based on the foregoing, we conclude that Petitioner fails to establish that Coccia discloses “a resulting solvent valve” as required by claim 1 and as alleged in the Petition. See Pet. 35–42. 4. Conclusion Based on our review of the current record, Petitioner does not establish a reasonable likelihood of proving that claim 1 would have been obvious based on Coccia and Anson. The remaining challenged claims, claims 2–9, all ultimately depend from claim 1. See Ex. 1001, 18:42–19:48. Petitioner’s obviousness challenges to claims 2–9 build on its analysis for claim 1. See Pet. 10, 43–70, 79–86. Accordingly, for the same reasons we discuss above in the context of claim 1, Petitioner has not shown a reasonable likelihood in prevailing on its challenge to any of the dependent claims.” slip op. at 21
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,772,456 - PTAB · Apr 25, 2025 · IPR2024-01483 · APJ Richard H Marschall · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–12 would be unpatentable over the asserted obviousness combinations.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the challenged claims in the petition.” For the reasons that follow, we determine that Petitioner has not demonstrated a reasonable likelihood of prevailing with respect to any of the challenges in the Petition. Accordingly, we do not institute an inter partes review.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person having ordinary skill in the art at the time of the invention “would have had at least the following (or equivalents): a B.S. degree in mechanical engineering with at least five years of experience in product design; or an M.S. degree in mechanical engineering with at least two years of experience in product design.” Pet. 17 (citing Ex. 1002, 13). Patent Owner “submits a person of ordinary skill in the art (‘POSITA’) would be a mechanical or materials engineer, or other similar degree, having at least two to three years of personal experience in designing or development of espresso machines.” Prelim. Resp. 8. In the alternative, Patent Owner states that “because Petitioner’s definition is so close to that of Patent Owner’s definition, that no express finding is necessary to find Petitioner has not met its burden to show with particularity that claim 1 is unpatentable.” Id. We find Petitioner’s definition to be consistent with the problems and solutions disclosed in the ’524 patent and prior art of record, and adopt it as our own for purposes of this Decision. See, e.g., GPAC, 57 F.3d at 1579 (approving the determination of the level of ordinary skill in the art by appeal to the references of record). The outcome of this case would remain the same if we applied Patent Owner’s similar proposal.” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“standard set forth in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). Under that standard, we give the words of a claim their plain and ordinary meaning as would have been understood by one skilled in the art at the time of the invention and in the context of the entire patent disclosure. Id. at 1312–13. Only terms in controversy need be construed, and only to the extent necessary to resolve the controversy. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017). The parties propose constructions for several claim terms. For example, Petitioner contends that we should construe “conduit,” “coupled,” “another solvent,” and “dynamically modulate.” See Pet. 13–17. Patent Owner reserves its right to challenge Petitioner’s constructions and proposes its own constructions for “another solvent” and “communicatively coupled.” Prelim. Resp. 9–11. We determine that we need not construe any of these additional terms to determine whether Petitioner met its burden as to any of its challenges in the Petition.” slip op. at 9
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“that any of them disclose an electronic controller coupled to two pumps and a thermal modulator, such as a heater. Petitioner suggests that Lai’s controller controls two “pump(s),” but Lai appears to describe a single pump 138, and Petitioner fails to point to any disclosure or suggestion in Lai that its system employs more than one pump. See Pet. 38–39 (citing Ex. 1002, 41–42); Ex. 1007 ¶ 98, Fig. 60. Petitioner does not directly assert that Santi discloses a controller connected to two pumps, and it too, like Lai, appears to only disclose a single pump. See Pet. 39; Ex. 1005 ¶ 64, Fig. 1. Petitioner correctly notes that Majer discloses controller 9 connected to two pumps, but we agree with Patent Owner that only one of those pumps meets the requirements of the claimed pumps, which are both connected to conduits that eventually lead to the brewing chamber. See Pet. 40; Prelim. Resp. 28; Ex. 1008, 9:11–12 (describing circuit C2 containing pump 4bis as not including any “brewing means”). In addition, Petitioner does not allege, and Majer does not appear to disclose, a controller coupled to Majer’s heating elements. See Pet. 40. Based on the foregoing, none of the prior art Petitioner relies on discloses an electronic controller that controls both claimed pumps and a thermal modulator. Despite these deficiencies, Petitioner summarily concludes that one of ordinary skill in the art “would have recognized that it would be obvious to combine Startz’s machine with the electronic controller of any of Lai, Santi, and/or Majer, and that such electronic controller would be communicatively coupled to both the thermal modulator and the pumps.” Pet. 40 (citing Ex. 1002, 43). The Petition provides no additional rationale or argument in support of this conclusion, and the cited declarant testimony provides no further analysis. See id.; Ex. 1002, 43. Given the lack of any teaching of a controller coupled to two pumps and a thermal modulator, it was incumbent upon Petitioner to provide some reason why one of ordinary skill in the art would have been motivated to combine the references in a manner that meets the limitation.14 Because the Petition lacks any such statement or rationale, we find Petitioner’s obviousness argument and evidence lacking in this critical respect.” slip op. at 21
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 11,576,524 - Babybjörn AB v. The Ergo Baby Carrier, Inc.Institution deniedPTAB · Apr 22, 2025 · IPR2025-00110 · APJ Eric C Jeschke · IPR · Institution
The Board denied institution because the petition did not show a reasonable likelihood of proving any challenged claim unpatentable over the asserted prior art.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“review. See 35 U.S.C. § 314 (2018); 37 C.F.R. § 42.4(a) (2024) (“The Board institutes the trial on behalf of the Director.”). Inter partes review may not be instituted “unless . . . the information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314. Upon consideration of the evidence and arguments in the record, for the reasons below, we determine that the information presented does not show a reasonable likelihood that Petitioner would prevail with respect to at least one of the challenged claims. We thus deny institution of inter partes review. See 37 C.F.R. § 42.108(b) (“At any time prior to a decision on institution of inter partes review, the Board may deny all grounds for unpatentability for all of the challenged claims. Denial of all grounds is a Board decision not to institute inter partes review.”).” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“person having ordinary skill in the art “would have had at least a four-year degree in a design-based field, which may include fashion design, industrial design, mechanical engineering, or another technical field, or equivalent experience, and familiarity working with child products and/or adjustable products.” Pet. 6–7 (citing Smith Decl. ¶¶ 32–38). Patent Owner does not address Petitioner’s proposed definition, which appears consistent with the record in this proceeding, including the prior art. See GPAC Inc., 57 F.3d at 1579. Furthermore, Patent Owner does not argue that Petitioner’s proposal for the level of ordinary skill leads to an improper understanding of how a skilled artisan would understand either the challenged patent or the prior art. For purposes of this Decision, we adopt the definition of the level of ordinary skill in the art proposed by Petitioner.” slip op. at 9
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“Based on the current record, we need not construe explicitly the term “at least one thigh support adjuster” because doing so would not change the outcome of the analysis below. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). More particularly, and as discussed below, Petitioner does not show sufficiently how the prior art teaches the structure identified as corresponding to the alleged claimed function. Further, because we deny on the merits (as discussed below), we do not address Patent Owner’s alternative argument that we should deny institution because “Petitioner fails to construe th[is] limitation and otherwise argues for an advisory opinion from the Board on indefiniteness.” Prelim. Resp. 1; see id. at 1–6 (entire argument). 2. “defined by” Limitations 1j and 11l each recite “a first setting, a second setting, and a third setting defined by the adjustable child carrier.” Ex. 1001, 17:38–39 (emphasis added), 19:43–44 (emphasis added). Limitation 6k recites “a first position, a second position, and a third position defined by the adjustable child carrier.” Id. at 18:36–37 (emphasis added). Patent Owner proposes a construction for “defined by” in these limitations. See Prelim. Resp. 12–15. At this stage of the proceeding and based on the current record, we need not construe explicitly “defined by”” slip op. at 11
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication not establishedNot shown unpatentable
“Public accessibility “has been called the touchstone in determining whether a reference constitutes a ‘printed publication’ . . . .” Blue Calypso, LLC v. Groupon, Inc., 815 F.3d 1331, 1348 (Fed. Cir. 2016) (quoting In re Hall, 781 F.2d 897, 898–99 (Fed. Cir. 1986)). In Hulu, the Precedential Opinion Panel (“POP”) rejected a petitioner’s argument that a reference necessarily meets “the reasonable likelihood standard for institution where the reference bears conventional markers of publication, such as a copyright date, edition identifiers, publication by a commercial publisher, and the assignment of an ISBN number.” Hulu, Paper 29 at 17. The POP stated: “We do not hold that any particular indicia per se is sufficient at the institution stage. Rather, the indicia on the face of a reference, such as printed dates and stamps, are considered as part of the totality of the evidence.” Id. at 17–18 (citing Nobel Biocare Servs. AG v. Instradent USA, Inc., 903 F.3d 1365, 1377 (Fed. Cir. 2018)). Here, Petitioner provides no citation, no discussion, and no support for its assertion that the Synergy Manual was “published” in “2007.” See Pet. 2. Instead, we are left to assume that Petitioner relies on the text “© BabyBjörn AB, Stockholm, 2007” at the bottom of page 6 of the Synergy Manual. More to the point, Petitioner does not discuss in the Petition any evidence supporting the implicit position that the Synergy Manual was publicly accessible prior to the critical date of the claimed invention.” slip op. at 13
Claim construction§ 102 anticipation§ 103 obviousnesscites PhillipsPatents in suitUS 11,786,055 - PTAB · Apr 22, 2025 · IPR2025-00156 · APJ Timothy G Majors · IPR · Institution
The Board instituted IPR on claims 1–9 under all seven grounds, finding a reasonable likelihood of success on at least one claim based on the Schaffer–Hartley and Schaffer–Eller combinations.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless it is determined that there is a reasonable likelihood that the petitioner will prevail with respect to at least one of the claims challenged in the petition. For reasons explained below, we conclude that Petitioner shows a reasonable likelihood that it will prevail with respect to at least one of the ’012 patent’s challenged claims. We institute inter partes review on all challenged claims. See SAS Inst. Inc. v. Iancu, 584 U.S. 357, 362–63 (2018).” slip op. at 2
- Skill levelSkill level petitioner adoptedOther
“B. Level of Ordinary Skill in the Art Petitioner proposes that the person of ordinary skill in the art (“POSA”) in September 2017 “would have had an undergraduate degree in mechanical engineering or a related engineering discipline and 2–4 years of product design or engineering experience.” Pet. 15 (citing Ex. 1003 ¶ 35). Patent Owner provides no alternative definition of the POSA’s qualifications and, instead, applies Petitioner’s definition in its Response. Prelim. Resp. 21. obviousness precedents cited herein remain applicable despite this change in the timing of the obviousness inquiry. 9 Petitioner states that it is not aware of any objective indicia of nonobviousness (Pet. 94) and Patent Owner’s Preliminary Response does not provide argument about any objective indicia. level appears to be reasonable and consistent with the cited prior art.” slip op. at 11
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“several threads, lines, cords, robes, ribbons, flat wires, sheets, or tapes. The Specification supports such interpretation. Ex. 1001, 9:21–23. Nevertheless, as Patent Owner argues, Petitioner’s interpretation is incomplete and does not address persuasively the dispute raised here— whether the “filament,” as recited in claim 1, requires flexibility. Based on the parties’ arguments at this preliminary stage, we agree with Patent Owner that flexibility is necessary. The claims, as understood by the POSA, suggest that the filament must be flexible. Claim 1 “recites that ‘the first filament [is] formed into a loop around the collapsible tubular sidewall” and that the “diameter of the valve lumen decreases in response to reducing a diameter of the loop.” See supra Section II.D. As Dr. Zalesky credibly explains “[t]o ‘reduc[e] a diameter of the loop,’ the filament must be ‘flexible’ because if it were rigid or inflexible the loop would retain the same diameter when acted on by the first actuator.” Ex. 2001 ¶ 58 (“This inherent property of flexibility is essential to the loop structure of the claims.”). We observed essentially the same principle in the related 1157 IPR for embodiments where the filament forms a “loop” around the collapsible tubular member, such as shown in Figure 6 of the patent. IPR2024-01157, Paper 7 at 16 (“Thus, in the above embodiment [(shown in Fig. 6)] a flexible filament is required (i.e., a the loop to constrict and seal the valve).”).11” slip op. at 15
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“22:10. Petitioner contends that, as a general rule, a preamble does not limit the scope of a claim, and that the preamble term “aspiration” here merely describes a non-limiting “intended use” of an otherwise structurally-complete invention defined by the body of the claim. Pet. 18–19. Patent Owner responds that whether the term “aspiration” limits claim 1 is “not germane to Patent Owner’s arguments here.” Prelim. Resp. 21. We need not decide at present if “aspiration” in the preamble phrase “aspiration catheter” is limiting. No dispute at this stage turns on whether “aspiration” is limiting, or on that term’s meaning. Realtime Data, 912 F.3d necessary to resolve matters in dispute).” slip op. at 12
Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · GrahamPatents in suitUS 11,697,012 - PTAB · Apr 8, 2025 · IPR2024-01401 · APJ Eric C Jeschke · IPR · Institution
The Board instituted inter partes review of claims 1–23 on all asserted obviousness grounds, finding a reasonable likelihood of prevailing based on Burchia and Metabowerke for claims 9 and 17.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“We have authority to determine whether to institute inter partes review. See 35 U.S.C. § 314 (2018); 37 C.F.R. § 42.4(a) (2024) (“The Board institutes the trial on behalf of the Director.”). Inter partes review may not be instituted “unless . . . the information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314. Upon consideration of the evidence and arguments in the record, for the reasons below, we determine that the information presented shows a reasonable likelihood that Petitioner would prevail with respect to at least one of the challenged claims. We thus institute inter partes review on all challenged claims on all asserted grounds. See SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1354, 1359–60 (2018); 37 C.F.R. § 42.108(a) (“When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.”).” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“Therefore, “if the petition includes the same or substantially the same claims, grounds, arguments, and evidence as presented in the parallel proceeding, this fact has favored denial.” Id. The Fintiv panel stated that “the degree of overlap is highly fact dependent” and encouraged the parties to “indicate whether all or some of the claims challenged in the petition are also at issue in district court.” Id. at 13. For the reasons below, we view this factor overall as weighing strongly against denial.” slip op. at 18
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“the Examiner erred in the evaluation of the prior art, for example, by showing that the Examiner misapprehended or overlooked specific teachings in the relevant prior art such that the error by the Office was material to the patentability of the challenged claims.” Advanced Bionics, Paper 6 at 21. “An example of a material error may include misapprehending or overlooking specific teachings of the relevant prior art where those teachings impact patentability of the challenged claims.” Id. at 8–9 n.9.” slip op. at 26
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner’s and Patent Owner’s proposals as to the level of ordinary skill in the art overlap in certain aspects. For example, the first option presented by Petitioner (requiring a bachelor’s degree) largely aligns with the first sentence in Patent Owner’s proposal above (also requiring a bachelor’s degree). Compare Pet. 8, with Prelim. Resp. 4. The second and final sentence from Patent Owner provides other options but is imprecise as to how much “more” or “less” of either formal education or experience are sufficient. See Prelim. Resp. 4. At this stage of the proceeding, Patent Owner does not argue that Petitioner’s proposal for the level of ordinary skill in the art leads to an improper understanding of how a skilled artisan would understand either the challenged patent or the prior art. With that, and the lack of declaration testimony supporting Patent Owner’s proposal, we adopt, for purposes of this Decision, Petitioner’s proposal as to the level of ordinary skill in the art, which appears consistent with the record at this stage of the proceeding, including the prior art. See GPAC Inc., 57 F.3d at 1579.” slip op. at 12
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · GrahamPatents in suitUS 11,794,952 - PTAB · Apr 8, 2025 · IPR2024-01400 · APJ Eric C Jeschke · IPR · Institution
The Board instituted inter partes review of claims 1–11 on all asserted obviousness grounds, finding a reasonable likelihood of success based on Burchia and Metabowerke.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“We have authority to determine whether to institute inter partes review. See 35 U.S.C. § 314 (2018); 37 C.F.R. § 42.4(a) (2024) (“The Board institutes the trial on behalf of the Director.”). Inter partes review may not be instituted “unless . . . the information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314. Upon consideration of the evidence and arguments in the record, for the reasons below, we determine that the information presented shows a reasonable likelihood that Petitioner would prevail with respect to at least one of the challenged claims. We thus institute inter partes review on all challenged claims on all asserted grounds. See SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1354, 1359–60 (2018); 37 C.F.R. § 42.108(a) (“When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.”).” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“patentability disputes between the parties, regardless of the stay.” Fintiv, Paper 11 at 9. We address that issue in the discussion of the fourth Fintiv factor below. Given the framing in Fintiv of this situation, the weight of the lack of a stay of the ITC Litigation depends, at least in part, on the fourth Fintiv factor. See POSCO, Paper 11 at 13; Fintiv, Paper 11 at 9. Thus, we determine that the first Fintiv factor, by itself, is neutral or bears little weight in the analysis, but it elevates the importance of the fourth Fintiv factor.” slip op. at 15
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“Decision, we find that it sufficiently implicates the concerns addressed by § 325(d) to find the first part of the framework in Advanced Bionics satisfied. We turn now to the second part of the framework: “whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims.” Advanced Bionics, Paper 6 at 8–9.” slip op. at 24
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner’s and Patent Owner’s proposals as to the level of ordinary skill in the art overlap in certain aspects. For example, the first option presented by Petitioner (requiring a bachelor’s degree) largely aligns with the first sentence in Patent Owner’s proposal above (also requiring a bachelor’s degree). Compare Pet. 8, with Prelim. Resp. 4. The second and final sentence from Patent Owner provides other options but is imprecise as to how much “more” or “less” of either formal education or experience are sufficient. See Prelim. Resp. 4. At this stage of the proceeding, Patent Owner does not argue that Petitioner’s proposal for the level of ordinary skill in the art leads to an improper understanding of how a skilled artisan would understand either the challenged patent or the prior art. With that, and the lack of declaration testimony supporting Patent Owner’s proposal, we adopt, for purposes of this Decision, Petitioner’s proposal as to the level of ordinary skill in the art, which appears consistent with the record at this stage of the proceeding, including the prior art. See GPAC Inc., 57 F.3d at 1579.” slip op. at 11
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · GrahamPatents in suitUS 11,365,026 - Stara S.A.-Indústria De Implementos Agrícolas v. Agco CorporationInstitution deniedPTAB · Mar 25, 2025 · IPR2024-01459 · APJ Barry L Grossman · IPR · Institution
The Board denied institution because the petition did not show a reasonable likelihood that any challenged claim was unpatentable under the asserted obviousness grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). The Board determines whether to institute a trial on behalf of the Director. 37 C.F.R. § 42.4(a). Petitioner has the burden of proof. Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (“In an IPR, the petitioner has the burden from the onset to show with particularity why the patent it challenges is unpatentable.”). For the reasons discussed below, Petitioner has not shown a reasonable likelihood that it would prevail with respect to any claim challenged in the Petition. Thus, we do not institute an inter partes review.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner asserts that a person of ordinary skill in the art would have had “a bachelor’s degree in mechanical or agricultural engineering, or a related study, and two years of experience building or using agricultural implements, such as cultivators, planters, or other implements, or an equivalent combination of education and experience.” Pet. 21 (citing Ex. 1002 ¶¶ 64–66).” slip op. at 13
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsNot reached
“J. Discretionary Denial Under 35 U.S.C. § 325(d) Patent Owner argues that the Board should exercise discretion, and deny institution under 35 U.S.C. § 325(d) because the same or substantially the same prior art or arguments previously were presented to the Office during prosecution. See Prelim. Resp. 47–48. We need not reach this argument having denied institution on the merits.” slip op. at 46
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Patent Owner states “Patent Owner agrees with the Petition that no construction is necessary.” Prelim. Resp. 14. Patent Owner contends “the ordinary and customary meaning of ‘parallel,’ as used in independent Claims 1 and 17, does not include ‘transverse,’ as used in Hubalek.” Id. Patent Owner further contends “the ordinary and customary meaning of ‘a hinged joint,’ as used in independent Claims 1 and 17, does not include a ‘ball joint.’” Id. at 14–15 (citing Ex. 2001 ¶¶ 45–51). Additionally, Patent Owner contends the ordinary and customary meaning of claim 17 is that the preamble is limiting. Id. at 15–17. Patent Owner also believes the preamble of claim 17 is limiting. Id. at 16. We do not perceive the need to construe any claim limitation. We do not believe any claim term requires express claim construction, as both parties agree that no construction is necessary. Claims must be construed “only to the extent necessary to resolve the controversy.” AstraZeneca AB v. Mylan Pharms. Inc., 19 F.4th 1325, 1345 (Fed. Cir. 2021) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999); see also Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“Because we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy,’ we need not construe the claim preambles here where the construction is not ‘material to the [obviousness] dispute.’” (citations omitted)).” slip op. at 15
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,665,989 - Par-Kan Company, LLC v. Unverferth Manufacturing CompanyInstitution deniedPTAB · Mar 19, 2025 · IPR2024-01427 · APJ Meredith C Petravick · IPR · Institution
The Board denied institution on claims 10–21, finding no reasonable likelihood that claims 10–20 were unpatentable and declining institution based at most on claim 21.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsDenied
“1. Legal Standards A patent owner may antedate a reference by proving an earlier 4 Assembly Manual: Part Number 80504785 REV A, Hiniker Company, Jan. 2001 (“Hiniker Manual”) (Ex. 1007). 5 Screen capture of the archived version of a Hiniker Company webpage captured by the Internet Archive on March 14, 2006, available at https://web.archive.org/web/20060314112127/http://www.hiniker. com/ag_products/4800features.htm (“Hiniker Webpage”) (Ex. 1008). 237 F.3d 1359, 1365 (Fed. Cir. 2001); see 37 C.F.R. § 1.131. For an actual reduction to practice, a patent owner must show three things: (1) construction of an embodiment or performance of a process meeting all limitations in the challenged claims; (2) “that the invention would work for its intended purpose”; and (3) “sufficient evidence to corroborate inventor testimony regarding these events.” Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1169 (Fed. Cir. 2006). If a patent owner attempts to antedate a reference in an inter partes review, the patent owner bears the burden of producing evidence supporting an invention date before the reference’s effective date. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1379–80 (Fed. Cir. 2015). At the institution stage of an inter partes review, the statutory “reasonable likelihood” standard for institution applies to the issue whether a reference qualifies as prior art. Cf. Hulu, LLC v. Sound View Innovations, LLC, IPR2018-01039, Paper 29 at 12 (precedential) (citing 35 U.S.C. § 314(a)).” slip op. at 6
- Other 314aInstitution denied discretionary otherInstitution denied
“contend that Morris and Hiniker Webpage are not available as prior art with regard of claim 21 because Patent Owner does not contend the invention of claim 21 was actually reduced to practice prior to the alleged publication dates of Morris and Hiniker Webpage. Nevertheless, even assuming a reasonable likelihood of prevailing was shown by Petitioner with respect to claim 21, we still consider whether we should exercise discretion to deny the Petition. That is because when a petitioner demonstrates a reasonable likelihood of prevailing with respect to one or more claims institution of review remains discretionary. SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1356 (2018) (“[Section] 314(a) invests the Director with discretion on the question whether to institute review . . . .” (emphasis omitted)); Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1367 (Fed. Cir. 2016) (“[T]he PTO is permitted, but never compelled, to institute an IPR proceeding.”). The Board may consider the number of claims and grounds that meet the reasonable likelihood standard when deciding whether to institute inter partes review under 35 U.S.C. § 314(a). See Chevron Oronite Co. v. Infineum USA L.P., IPR2018-00923, Paper 9 at 10–11 (PTAB Nov. 7, 2018) (informative); Deeper, UAB v. Vexilar, Inc., IPR2018-01310, Paper 7 at” slip op. at 14
- BurdenDecided for patent owner
“3500 persuaded us that Petitioner, as explained below, has not produced sufficient evidence to show a reasonable likelihood in refuting that the subject matter of claims 10–20 was actually reduced to practice (i) before February 15, 2006; (ii) no later than February 18, 2006; (iii) no later than February 28, 2006; and (iv) no later than May 16, 2006. Accordingly, Patent Owner persuaded us that Petitioner has not shown a reasonable likelihood in establishing that either Morris, which published by August 13, 2006, or Hiniker Webpage, which published by March 14, 2006, are prior art to claims 10–20 of the ’123 patent.” slip op. at 11
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not reached
“4. Conclusion Petitioner’s grounds all rely upon either Morris (Ex. 1004) or Hinkier Webpage (Ex. 1008) with respect to claims 10–20 of the ’123 patent. Pet. 1. establishing that either Morris or Hiniker Webpage are prior art to claims 10–20, we determine that Petitioner fails to show a reasonable likelihood that claims 10–20 are unpatentable.” slip op. at 13
§ 103 obviousnessDiscretionary denialPatents in suitUS 9,745,123
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.