- Medivis, Inc. v. Novarad Corp.Some claims unpatentablePTAB · Oct 1, 2026 · IPR2023-00042 · APJ Scott Raevsky · IPR · Remand
Claims 1–6, 11, and 20 are unpatentable as obvious over Doo and Amira; claims 12–19 were not shown unpatentable because the asserted tissue properties were not shown in Amira.
RulingsRemand decision- RemandOther
“Federal Circuit. The court issued its decision in Medivis, Inc. v. Novarad Corp., No. 2024-1794, 2026 WL 587294 (Fed. Cir. Mar. 3, 2026) (“Medivis”) (Paper 40),1 affirming-in-part, reversing-in-part, and remanding our Final Written Decision (Paper 35) for further proceedings. In its opinion, the Federal Circuit reversed our “determination of no motivation to combine Doo and Amira” and remanded for further proceedings to evaluate whether claims 1–6 and 11–20 (“the Remanded Claims”) of U.S. Patent No. 11,004,271 B2 (“the ’271 patent,” Ex. 1001) are unpatentable in view of Petitioner’s obviousness challenge over Doo and Amira. Medivis, slip op. at 9–10. We have jurisdiction under 35 U.S.C. § 6(b). We issue this Final Written Decision on Remand pursuant to 35 U.S.C. §§ 144, 318 and 37 C.F.R. § 42.73 in an inter partes review involving Medivis, Inc. (“Petitioner”) and Novarad Corp. (“Patent Owner”). For the reasons discussed below, after considering the entirety of the record in light of the Federal Circuit’s directives in Medivis, we hold that Petitioner has demonstrated, by a preponderance of the evidence, that claims 1–6, 11, and 20 are unpatentable; however, Petitioner has not demonstrated, by a preponderance of the evidence, that claims 12–19 are unpatentable.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“We adopt Petitioner’s proposed level of skill, except that we excise part of Petitioner’s definition to produce the following modified version: 4 Throughout this decision, we eliminate the parties’ italicization of reference names from quotations without noting “emphasis omitted.” 5 Doo, WO 2015/164402 A1, published October 29, 2015 (Ex. 1008). 6 Excerpt of Amira 5 User’s Guide, title through Chapter 2 (Visual Imaging 2009) (Ex. 1005). engineering, or a related field with several years of experience in the design, development, and study of augmented reality devices and . . . familiarity with conventional medical imaging data and visualization of data for medical procedures . . . . Our edit removes the alternative of “working with a team including someone with such familiarity” because one’s role in a team may be tangential to their personal experience with medical imaging. Regardless, had we adopted Petitioner’s original definition, our decision would not have changed.” slip op. at 6
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner
“We agree with Petitioner that the term “3D slices” has no apparent connection to the phrase “direct volume rendering.” Patent Owner’s argument appears to be that DVR “requires an image of the entire anatomical volume that is neither feature-specific nor segmented, [which] would seemingly require that all inner layers be displayed.” Reply 4; see Sur-reply 6–10 (not disputing Petitioner’s characterization). But, as Petitioner notes, the specification directly undermines this by teaching “display [of] a slice of the 3D data instead of a volume of the 3D data.” See Reply 4 n.2 (quoting Ex. 1001, 5:34–35). In other words, to the extent DVR would depict an image of the entire anatomical volume, displaying 3D slices “instead of a volume of the 3D data” implies the opposite of DVR. Even if “3D slices” somehow implied DVR, Patent Owner’s position is still untenable. Claim 1 does not recite “3D slices.” Instead, claim 1 recites “3D data” and “inner layers.” Ex. 1001, 18:54–65. Patent Owner fails to clarify the relationship between “slices,” “3D data,” and “layers,” and its expert even admits that slices and layers are two different things. See PO Resp. 13; Ex. 1022, 32:7–16 (agreeing that the words “slice” and “layer” are not “synonyms”), cited in Reply 4. We also agree with Petitioner that dependent claim 3 distinguishes slices and layers by reciting “slices of the projected inner layer.” Reply 4 (quoting Ex. 1001, 19:3–10). Thus, even if 3D slices somehow implied DVR, the language of claim 1 does not support limiting the claim this way.” slip op. at 12
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedDecided for petitioner
“The determination of whether a document was publicly accessible “involves a case-by-case inquiry into the facts and circumstances surrounding the reference’s disclosure to members of the public.” Medtronic, Inc. v. Barry, 891 F.3d 1368, 1380 (Fed. Cir. 2018). For instance, courts routinely rely on the Wayback Machine to determine when a reference was first made available to the public. Valve Corp. v. Ironburg Inventions Ltd., 8 F.4th 1364, 1374 (Fed. Cir. 2021) (“District courts have taken judicial notice of the contents of webpages available through the Wayback Machine ‘as facts that can be accurately and readily determined from sources whose accuracy cannot reasonably be questioned.’”). We disagree with Patent Owner’s argument that “Medivis cannot rely on additional prior art”—Exhibits 1023 and 1024—“that was submitted after its Petition to carry its burden without leave from the Board.” Sur-reply 4. As Patent Owner did not file a motion to exclude these exhibits, we decline Patent Owner’s invitation to disregard them. We also find Petitioner’s Reply argument proper because it directly responds to Patent Owner’s contention that Petitioner did not prove the public accessibility of Amira. See Chamberlain Grp., Inc. v. One World Techs., Inc., 944 F.3d, 919, 925 on issues previously raised.”). Petitioner’s Reply argument appropriately elaborates on the Petition’s contention that Amira was publicly accessible. Patent Owner also does not dispute the substance of Petitioner’s evidence. For example, Patent Owner does not address the substance of Mr. Frank-White’s declaration. We find that this evidence, including Mr. Frank- White’s declaration testimony, persuasively supports the public availability of Amira as of the date shown in the Wayback Machine URL. See Ex. 1024.” slip op. at 22
Patent outcomesUS 11,004,271 mixedClaim construction§ 102 anticipation§ 103 obviousnesscites PhillipsPatents in suitUS 11,004,271 - Medivis, Inc. v. Novarad Corp.Some claims unpatentablePTAB · Apr 12, 2024 · IPR2023-00045 · APJ Scott Raevsky · IPR · Final written decision
Claims 1–4, 6, and 7 are unpatentable over Jones and/or Doo; claim 5 was not shown unpatentable because the obviousness grounds lacked adequate motivation to combine.
RulingsFinal written decision- Skill levelOther
“A. Level of Ordinary Skill in the Art” slip op. at 6
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed board ownOther
“2. “augmentation tag” Petitioner proposes the following construction for “augmentation tag”” slip op. at 21
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableNot shown unpatentableMixed
“Accordingly, Petitioner persuades us that Jones discloses limitation” slip op. at 31
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“reasoning why the POSITA would be motivated to combine, ‘what was known in the art at the relevant time,’ whatever that may be.” PO Resp. 42. We agree. “[R]ejections on obviousness grounds cannot be sustained by mere conclusory statements; instead, there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007) (quoting In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). “Obviousness requires more than a mere showing that the prior art includes separate references covering each separate limitation in a claim under examination.” Unigene Labs., Inc. v. Apotex, Inc., 655 F.3d 1352, 1360 (Fed. Cir. 2011) (citation omitted). Rather, “obviousness concerns whether a skilled artisan not only could have made but would have been motivated to make the” slip op. at 53
Patent outcomesUS 10,945,807 mixedClaim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSRPatents in suitUS 10,945,807 - Clearone, Inc. v. Shure Acquisition Holdings, Inc.Some claims unpatentablePTAB · Aug 14, 2020 · IPR2019-00683 · APJ Christa P Zado · IPR · Final written decision
Claims 1–5, 7–33, and 35–40 are unpatentable; claims 6 and 34 were not shown unpatentable. The motion to amend was granted for substitute claims 57–67.
RulingsFinal written decision- ExcludeMotion to exclude, deniedMixed
“establish that it is entitled to the relief requested—namely, that the material sought to be excluded is inadmissible under the Federal Rules of Evidence. See 37 C.F.R. §§ 42.20(c), 42.62(a). For the reasons discussed below, Petitioner’s Motion is dismissed as moot, and Patent Owner’s Motion is denied-in-part and dismissed-in-part.” slip op. at 10
- Skill levelOther
“C. Level of Ordinary Skill in the Art To establish the level of ordinary skill in the art, we look to various” slip op. at 19
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed patent owner constructionDecided for patent owner
“For the foregoing reasons, we determine the term “rotationally offset” slip op. at 23
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedDecided for petitioner
“date it becomes publicly accessible. In re Hall, 781 F.2d 897, 899 (Fed. Cir. 1986). “Whether a reference qualifies as a printed publication under § 102 is a legal conclusion based on underlying fact findings.” Acceleration Bay, LLC v. Activision Blizzard Inc., 908 F.3d 765, 772 (Fed. Cir. 2018). “A reference is considered publicly accessible if it was ‘disseminated or otherwise made available to the extent that persons interested and ordinarily skilled in the subject matter or art, exercising reasonable diligence, can locate it.’” Id.” slip op. at 24
Patent outcomesUS 9,565,493 mixedClaim construction§ 102 anticipation§ 103 obviousness§ 112 disclosurecites Phillips · GrahamPatents in suitUS 9,565,493 - Apple Inc. v. Andrea Electronics Corp.Some claims unpatentablePTAB · Jul 12, 2018 · IPR2017-00627 · APJ Jeremy M Plenzler · IPR · Final written decision
Claims 1–5, 10–16, 21–23, 25, and 38–46 are unpatentable; claims 6–9, 17–20, 24, and 47 were not shown unpatentable.
RulingsFinal written decision- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed patent owner constructionDecided for patent owner
“Although the dictionary defines “periodically” as “from time to time” or “at regular intervals of time,” based on the record before us, we agree with Patent Owner that its proposed construction is how one skilled in the art would have understood that term in the context of the ’345 patent Specification. Turning first to the intrinsic evidence, the Specification explains that “[t]he future and current minimum values are calculated continuously and initiated periodically, for example, every 5 seconds.” Ex. 1001, 8:37–39. Although the Specification later notes that “[i]t will be appreciated that, while specific values are used as in the several equations and calculations employed in the present invention, these values may be different than those shown” (id. at 8:64–67), this passage does not mean that the Specification contemplates arrangements where “periodically” is simply “from time to time.” Rather, we determine that statement from the Specification indicates that the specific amount of time (i.e., every 5 seconds) may vary. Turning now to the extrinsic evidence, the testimony of Dr. Douglas supports our conclusion, explaining that “at regular intervals of time” is the “only . . . definition . . . consistent with the understanding of a person skilled in the art in light of the specification of the ’345 Patent and its use in the particular field of audio signal processing” because [l]ike the “period” of an audio signal itself, which is the amount of time it takes for a signal to repeat itself, “periodically” as recited in claims 6 and 9 and throughout the remainder of the specification of the ’345 Patent refers to actions that occur at regular intervals (e.g., every 5 seconds rather than merely “from time to time”). Ex. 2002 ¶ 48. Moreover, Petitioner’s declarant, Dr. Hochwald testifies that outside of the context of the ’345 patent Specification, “periodically” means “at regular time intervals” (Ex. 2005, 99:13–15), and when asked about that term’s meaning in the context of the ’345 patent Specification, Dr. Hochwald simply noted that “all I can do is read what it says,” which is that “[i]t’s doing something periodically, for example, every five seconds” (id. at 100:4–6). Accordingly, the testimony from Dr. Douglas, as well as that from Dr. Hochwald, supports Patent Owner’s construction. In summary, we adopt Patent Owner’s construction of “periodically,” requiring “at regular intervals of time,” because (1) this is consistent with how this term is used in the context of the ’345 Patent Specification; and (2) this is supported by the testimony of both experts.” slip op. at 7
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableNot shown unpatentableMixed
“Patent Owner responds that, because Helf uses average values (i.e., the average of eight consecutive values), it does not disclose using a minimum value. PO Resp. 17–23. Patent Owner acknowledges that the ’345 patent, itself, uses a “smoothing process [that] produces frequency bins with multiple smoothed magnitude values, ultimately finding the minimum of all of the values,” but contends that “Helf’s averaging process produces a single output representing one average of the original samples.” Id. at 20–21 (underlining omitted) (citing Ex. 1001, 8:14–28; Ex. 2002 ¶¶ 52, 63–72). We disagree with Patent Owner’s characterization of the differences between Helf and the ’345 patent. While Helf may ultimately produce a single minimum value, as discussed above, that value is based on a minimum value of the averages calculated over the given time period. At oral hearing, Patent Owner acknowledged that Helf determines many averages values (i.e., the averages of the eight consecutive frames) and determines a minimum of those values. See, e.g., Tr. 22:2–6. The claim simply requires a “future minimum value,” and does not preclude that value from being a minimum value taken from a set of average values. Indeed, such an interpretation of the claim would be inconsistent with the ’345 patent’s use of smoothed values noted by Patent Owner. Ex. 1001, 8:14–28. The testimony of Dr. Douglas cited by Patent Owner does not convince us otherwise. See Ex. 2002 ¶¶ 52, 63–72 (effectively repeating Patent Owner’s contentions, which are unpersuasive for the reasons set forth above). Accordingly, we are persuaded that Helf’s minimum value (Mk) corresponds to the “future minimum value” recited in claims 4 and 39.” slip op. at 13
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundMotivation foundMixed
“With respect to its “running minimum estimator,” Helf explains that the “running minimum estimator” is used “when either the speech signal is never absent for more than a second or the background noise itself is never constant in spectral shape.” Ex. 1010, 8:11–15. Helf acknowledges that its “running minimum estimator” is “much less accura[te]” than its “stationary estimator,” which is typically used for background noise estimates. Id. at 8:15–17. As a result, Helf only uses its “running minimum estimator” if “[i]t has been more than 10 seconds since the last update of the background noise spectral estimate due to the Stationary Estimator,” and “[t]he difference, D, between the past background noise estimate, which may have resulted from the Stationary Estimator or the Running Minimum Estimator, and the current Running Minimum Estimator is great.” Id. at 8:32–42. We see no persuasive reason to set Helf’s current background noise estimate (Nk and Ck, considered the “current minimum” by Petitioner) to the minimum estimate (Mk) from the “running minimum estimator” (considered the “future minimum” by Petitioner). The testimony of Dr. Douglas supports this conclusion. See, e.g., Ex. 2002 ¶¶ 119, 120. Addressing the portions of Helf noted above, Dr. Douglas testifies that “Helf only relies on Mk in a ‘worst case’ scenario” and “disfavors the use of Mk, even where Bk is unavailable,” and concludes that “one of ordinary skill would not be motivated to force the use of the disfavored Mk every ten seconds even where the much more accurate Bk estimate is available.” Id. ¶ 119. Dr. Douglas further testifies that “one of ordinary skill would not have been motivated to abandon[] the comparison of D to a threshold” because “one of ordinary skill in the art would recognize that Helf is a signal-dependent system, and it would not abandon its ability to adapt to varying signal conditions in favor of a blind periodic update using a disfavored estimate.” Id. ¶ 120. We credit the testimony of Dr. Douglas over that of Dr. Hochwald in this regard. See Ex. 1004 ¶¶ 157–159; Ex. 2002 ¶¶ 115–120. The testimony from Dr. Douglas is consistent with the disclosure of Helf, while that of Dr. Hochwald is based on conclusory statements. For example, the only portions of Dr. Hochwald’s testimony cited in the Petition in connection with the rationale provided in this challenge are conclusory statements that “[a] person of ordinary skill would have found it obvious to modify Helf to update the background noise estimate after every 10 second period based on the teachings of Martin,” and “[t]he skilled person would have recognized it was beneficial to periodically update the minimum noise value to ensure it accurately reflected the current noise level,” which are contrary to the disclosure of Helf noted above. Ex. 1004 ¶¶ 158, 159.” slip op. at 21
- Expert testimonyPatent owner expert creditedPetitioner expert discountedOther
“We see no persuasive reason to set Helf’s current background noise estimate (Nk and Ck, considered the “current minimum” by Petitioner) to the minimum estimate (Mk) from the “running minimum estimator” (considered the “future minimum” by Petitioner). The testimony of Dr. Douglas supports this conclusion. See, e.g., Ex. 2002 ¶¶ 119, 120. Addressing the portions of Helf noted above, Dr. Douglas testifies that “Helf only relies on Mk in a ‘worst case’ scenario” and “disfavors the use of Mk, even where Bk is unavailable,” and concludes that “one of ordinary skill would not be motivated to force the use of the disfavored Mk every ten seconds even where the much more accurate Bk estimate is available.” Id. ¶ 119. Dr. Douglas further testifies that “one of ordinary skill would not have been motivated to abandon[] the comparison of D to a threshold” because “one of ordinary skill in the art would recognize that Helf is a signal-dependent system, and it would not abandon its ability to adapt to varying signal conditions in favor of a blind periodic update using a disfavored estimate.” Id. ¶ 120. We credit the testimony of Dr. Douglas over that of Dr. Hochwald in this regard. See Ex. 1004 ¶¶ 157–159; Ex. 2002 ¶¶ 115–120. The testimony from Dr. Douglas is consistent with the disclosure of Helf, while that of Dr. Hochwald is based on conclusory statements. For example, the only portions of Dr. Hochwald’s testimony cited in the Petition in connection with the rationale provided in this challenge are conclusory statements that “[a] person of ordinary skill would have found it obvious to modify Helf to update the background noise estimate after every 10 second period based on the teachings of Martin,” and “[t]he skilled person would have recognized it was beneficial to periodically update the minimum noise value to ensure it accurately reflected the current noise level,” which are contrary to the disclosure of Helf noted above. Ex. 1004 ¶¶ 158, 159.” slip op. at 21
Patent outcomesUS 6,363,345 mixedClaim construction§ 102 anticipation§ 103 obviousnessPatents in suitUS 6,363,345 - Apple Inc. v. Andrea Electronics Corp.Some claims unpatentablePTAB · Jul 12, 2018 · IPR2017-00626 · APJ Jeremy M Plenzler · IPR · Final written decision
Claims 1–3, 12–25, 38, and 47 are unpatentable; claims 4–11 and 39–46 are not shown unpatentable, chiefly because the proposed Hirsch–Martin combination was not supported.
RulingsFinal written decision- Expert testimonyPatent owner expert creditedPetitioner expert discountedDecided for patent owner
“In its Reply, Petitioner contends that, “[i]n this configuration [where W = 1], any purported distinction between windows and sub-windows in Martin vanishes and [Patent Owner]’s argument is irrelevant,” acknowledging that the proposed modification eliminates Martin’s sub-windows. Pet. Reply 5. Petitioner further contends that Patent Owner “incorrectly argues that the use of sub-windows is central to Martin’s algorithm” and “[n]othing in Martin suggests that the use of sub-windows is required.” Id. at 7 (citing Ex. 1023 ¶¶ 6–8). We disagree with Petitioner, and credit the testimony of Dr. Douglas over that of Dr. Hochwald with respect to Martin’s use of sub-windows because, as discussed below, Dr. Hochwald’s testimony is not consistent with the disclosure of Martin, while the testimony of Dr. Douglas is consistent with that disclosure. See, e.g., Ex. 1023 ¶¶ 6–9 (asserting that Martin does not expressly require sub-windows); Ex. 2002 ¶¶ 94–96 (discussing Martin’s use of at least two sub-windows for monotonic determination). As noted above, Martin’s algorithm requires a determination of whether or not “the minimum power of the last W windows with M samples each is monotonically increasing.” Ex. 1006, 1094. We are not persuaded by Petitioner’s argument that one skilled in the art would have found it obvious to modify Hirsch’s system based on a scenario from Martin where W = 1 because such a scenario is counter to the entire purpose of Martin. Even Petitioner’s Declarant, Dr. Hochwald, acknowledges that a single data point (i.e., W = 1) cannot be used to determine whether something is monotonically increasing. See Ex. 2005 69:10–17 (explaining that you need at least two data points to make such a determination, meaning W ≥ 2). Petitioner fails to provide persuasive reasoning as to why one skilled in the art would have modified Hirsch’s teachings in a manner that is contrary to the express disclosure of Martin.” slip op. at 14
- Strike new argumentNew argument disregardedDecided for patent owner
“Petitioner attempts to cure these deficiencies in its Reply, contending that, “[e]ven where Martin’s algorithm is configured to use multiple sub-windows, it still teaches the claimed ‘future minimum.’” Pet. Reply 8. We do not consider this new argument, as it is a new theory of unpatentability presented for the first time in the Petitioner’s Reply. See Dell Inc. v. Acceleron, LLC, 818 F.3d 1293, 1301 (Fed Cir. 2016) (“A patent owner . . . is undoubtedly entitled to notice of and a fair opportunity to meet the grounds of [unpatentability].”) (quoting Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1080 (Fed. Cir. 2015)). For at least these reasons, Petitioner has failed to establish by a preponderance of the evidence that claims 4–11, 39–42, and 46 are unpatentable over the combined teachings of Hirsch and Martin.” slip op. at 15
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable
“Hirsch is directed to “techniques . . . to estimate the noise spectra or the noise characteristics for noisy speech signals” that “can be combined with a nonlinear spectral subtraction scheme.” Ex. 1005, 153. Hirsch discusses use of “FFT based spectral analysis” (id. at 154), for example, which Petitioner cites as corresponding to the “generating the frequency spectrum of said audio signal thereby generating frequency bins of said audio signal” recited in claim 1 (Pet. 27). Hirsch discusses use of an “adaptive threshold” for each frequency bin to distinguish between speech and noise (Ex. 1005, 153), which Petitioner cites as corresponding to the “setting a threshold for each frequency bin using a noise estimation process” recited in claim 1 (Pet. 27). Hirsch describes comparing spectral components to their corresponding thresholds to determine if speech is present (Ex. 1005, 153), which Petitioner cites as corresponding to the “detecting for each frequency bin whether the magnitude of the frequency bin is less than the corresponding threshold, thereby detecting the position of noise elements for each frequency bin” recited in claim 1 (Pet. 27–28). Based on the record before us, we are persuaded that Hirsch discloses each and every element of claim 1. We also are persuaded that Hirsch discloses each and every element of claim 38 for the reasons discussed above in connection with claim 1, as well as the “subtracting said noise elements . . . from said audio signal” additionally recited in claim 38. With respect to the recited “subtracting,” Petitioner cites Hirsch’s discussion of spectral subtraction. Pet. 25–26 (citing Ex. 1005, 153–155). As Petitioner notes, “[t]he spectral subtraction technique shown in Hirsch subtracts the noise estimate from each sub-band or ‘bin’ and sets any negative values to zero” (id. (citing Ex. 1005, 153)), which “is the same technique used in the ’345 patent” (id. (citing Ex. 1001, 6:58–61, 7:16–27)). Claims 2, 3, 12, 13, 21, and 23 depend from claim 1, and Petitioner cites to relevant portions of Hirsch as disclosing the additional limitations of those claims. See Pet. 28–31. We are persuaded by Petitioner’s unrebutted arguments and evidence related to how Hirsch properly accounts for each and every element of these dependent claims, which we adopt for purposes of this decision. Specifically, we find that Hirsch discloses the additional limitations recited in those claims based on the citations to Hirsch therein and the supporting expert testimony. See id. Based on our review of the record before us, the preponderance of the evidence supports Petitioner’s contentions that claims 1–3, 12, 13, 21, 23, and 38 are anticipated by Hirsch.” slip op. at 7
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundMotivation foundMixed
“Initially, we agree with Petitioner that one skilled in the art would have considered Martin’s teachings, generally, when reviewing the teachings of Hirsch, as Martin is specifically referenced in Hirsch itself. Nevertheless, we are not persuaded that one skilled in the art would have modified Hisch’s system based on the teachings of Martin in the particular manner proposed by Petitioner. Consistent with Patent Owner’s contentions noted above, Martin describes determining “[t]he noise power estimate is based on the minimum of signal power within a window of L samples” and “[f]or reasons of computational complexity and delay the data window of length L is decomposed into W windows of length M such that M * W = L,” and provides an example where W=4. Ex. 1006, 1094. Martin distinguishes between “slowly varying noise power” and “rapidly varying noise power” to determine its noise power estimate, with a determination of whether the minimum power in successive sub-windows is monotonically increasing central to its estimation. Id. “If the minimum power of the last W windows with M samples each is monotonically increasing we decide on rapid noise power variation” and “the noise power estimate equals the power minimum of the last M samples Pn(i) = PMmin(i = r * M).” Id. “In case of non monotonic power the noise power estimate is set to the minimum of the length L window.” Id. Regardless of whether the noise power calculation is that for “slowly varying noise power” or “rapidly varying noise power,” Martin requires that first a determination is made as to whether or not “the minimum power of the last W windows with M samples each is monotonically increasing.” Id. (emphasis added). To the extent there can be any dispute on this issue, the testimony from Dr. Douglas supports the understanding that at least two subwindows are required to determine which noise power calculation to use. See Ex. 2002 ¶¶ 95, 96. In its Reply, Petitioner contends that, “[i]n this configuration [where” slip op. at 13
Patent outcomesUS 6,363,345 mixed§ 102 anticipation§ 103 obviousnessPatents in suitUS 6,363,345 - Samsung Electronics Co., Ltd. / Samsung Electronics America, Inc. v. Image Processing Technologies LLCSome claims unpatentablePTAB · May 9, 2018 · IPR2017-00336 · APJ Joni Y Chang · IPR · Final written decision
Claim 22 is unpatentable as obvious over Pirim; claims 1, 18, 19, and 29 were not shown unpatentable on the asserted grounds.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner
“We begin our claim construction analysis with the plain language of the claim. In particular, the plain and ordinary meaning of “an input multiplexer adapted to receive data describing one or more parameters of the event being detected and to output data describing a selected one of the one or more parameters in response to a selection signal” encompasses two alternative structures. Ex. 1001, 29:64−67 (emphases added). The first alternative structure includes a “single parameter” multiplexer. The second alternative structure includes a “multiple parameters” multiplexer. The Specification confirms our understanding of the plain and ordinary meaning of the claim language because the Specification discloses both alternative structures. Id. at 2:51−61; 9:1−6, 11:14−48, 17:55−18:23, 20:58−66, Figs. 3, 4, 12, 13d, 14, 15a, 15b, 17, 25, 31a.” slip op. at 19
- Skill levelSkill level board ownOther
“may be considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are 6 No objective evidence of non-obviousness has been presented in this proceeding. 27 made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (quoting Custom Accessories, Inc. v. Jeffrey–Allan Indus., Inc., 807 F.2d 955, 962 (Fed. Cir. 1986)). In that regard, we do not observe meaningful differences between the parties’ assessments of a person of ordinary skill in the art at the time of the invention. Pet. 28–29; PO Resp. 13. For instance, both the parties agree that such an artisan would have had a degree in electrical engineering or a related field and experience in the field of image processing. Id. We further note that either assessment appears consistent with the level of ordinary skill in the art at the time of the invention as reflected in the prior art in the instant proceeding. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Our analysis in this Decision is supported by either assessment.” slip op. at 27
- Obviousness (§103) › Objective indicia / secondary considerationsNot reached
“differences between the claimed subject matter and the prior art are such that the subject matter, as a whole, would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) when in evidence, objective evidence of non-obviousness.6 Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966).” slip op. at 27
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable
“Having reviewed the parties’ contentions and supporting evidence, we determine that Petitioner has established sufficiently that Pirim discloses an input multiplexer and a selection signal, as recited in claim 22. Patent Owner’s arguments and supporting evidence do not undermine Petitioner’s showing.” slip op. at 33
Patent outcomesUS 6,959,293 mixedClaim construction§ 102 anticipation§ 103 obviousnesscites KSR · GrahamPatents in suitUS 6,959,293 - Willis Electric Co., Ltd. v. Polygroup Macau Ltd. (Bvi)Some claims unpatentablePTAB · May 7, 2018 · IPR2017-00309 · APJ Jeremy M Plenzler · IPR · Final written decision
Claims 1 and 4 are unpatentable over Chen and McLeish; the challenges to claims 2–3 and 5–10 were not established, and the Otto and McLeish ground failed.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“Claim 1 recites “a plurality of tree trunk sections” and a “power distribution subsystem comprising a female end . . . having . . . a channel void” and specifies that the “power distribution system [is] disposed within an inner void of a second [tree] trunk section.” There is no dispute that each embodiment of the ’416 patent shows the power distribution subsystem is a component separate and distinct from the tubular structure defining the body of the various “tree trunk sections.” For example, Figure 8 of the ’416 patent, reproduced above in the summary of the ’416 patent, shows the power distribution subsystem as a separate component with female end 700 of the power distribution subsystem, itself, defining channel receiving void 710. Id. at 12:38–44, Fig. 8. Although the Specification of the ’416 patent makes clear that the patent is not limited to these embodiments (see, e.g., Ex. 1001, 6:14–56), the claims specifically recite a “power distribution subsystem” separate and distinct from the “tree trunk section.” Specifically, they require the “power distribution subsystem [is] disposed within an inner void of [the tree] trunk section.” Contrary to Petitioner’s contentions, the plain language of claim 1 requires that the “channel void” is formed in the “power distribution subsystem,” rather than some combination of an external surface of the power distribution subsystem and an internal surface defining the inner void of tree trunk section.4 Petitioner’s contentions regarding the word “having” do not persuade us otherwise. Petitioner’s proposed construction is unreasonably broad, as it is divorced from the plain language of the claims. The evidence before us, discussed above in this section, supports Patent Owner’s contentions that “the female end [of the power distribution subsystem] having . . . a channel void” requires that “channel void” is formed in the female end of the power distribution subsystem. For at least these reasons, we determine that the “channel void” in claim 1 must be formed in the female end of the power distribution subsystem (i.e., not defined only by an outer wall of the power distribution system in combination with an interior void of the tree trunk section).” slip op. at 9
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedDecided for petitioner
“Chen was published on March 29, 2012. Ex. 1007, (65). A provisional patent application, such as the one at issue in this proceeding, is available to the public upon written request and payment of a fee after, for example, the non-provisional application is published. See, e.g., 37 C.F.R. §§ 1.11(a) and 1.14(a)(1)(v). We see no basis for Patent Owner’s position that Chen’s provisional patent application was not sufficiently publicly available. Indeed, as noted above, Patent Owner’s position is premised on the mistaken understanding that provisional patent applications are not publicly available until the corresponding non-provisional filing issues as a patent. Patent Owner acknowledges it has no particular support for its contentions. See, e.g., Tr. 38:22–39:1 (“And while both sides have cited a variety of cases, surprisingly to me there is no case that precisely addresses this.”). Based on the record before us, we determine that the disclosure from the provisional application was properly incorporated by reference in Chen and publically available as of the publication date of the application resulting in the Chen patent (i.e., March 29, 2012). Therefore, the provisional application is part of the disclosure of Chen.” slip op. at 17
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentable
“As for the “spring activated contact” limitations, we are persuaded by Petitioner’s contentions that spring-activated contacts were well known in the art at the time of the invention. See Pet. 33–35 (citing, e.g., Ex. 1007, 2:5–18, 11:21–28, 12:30–37; Ex. 1011, 12:64–67; Ex. 1002 ¶¶ 101–104). Indeed, there appears to be no dispute concerning that contention. See, e.g., PO Resp. 24. Nevertheless, we find that McLeish discloses spring-activated contacts. Ex. 1011, 12:64–67. Moreover, Chen also discloses, for example, “bringing a pair of spring contacts into alignment with a pair of terminals to make an electrical connection.” See Ex. 1007, 2:5–18. Further, we credit Dr. Durfee’s testimony, which provides additional evidence that spring-activated contacts were well known at the time of the invention. See Ex. 1002 ¶¶ 101–104. We are also persuaded that one skilled in the art would have found it obvious to utilize a spring-activated contact in the provisional application at least because “such a contact in the central void of the female end [would] secure a reliable connection.” Pet. 35; see also id. at 41–42. Patent Owner does not dispute Petitioner’s rationale in connection with the disclosure of the provisional application. With respect to the non-provisional disclosure, Patent Owner contends that Petitioner’s rationale is based on impermissible hindsight, that there is no evidence Chen’s connectors suffered from problems requiring the proposed modifications, and that the proposed modifications would render Chen inoperable. PO Resp. 22–29. To the extent these contentions are relevant to Petitioner’s proposed modification to the provisional application’s disclosure, we determine that Patent Owner’s response does not identify fault in Petitioner’s persuasive contentions with respect to the proposed modifications to the teachings of the provisional application’s disclosure. The provisional application explains that the portion considered the “central void” by Petitioner is “a conductive cylinder forming a recess 452 for receiving electrical connector [43]8.” Ex. 1008, 31. Petitioner’s proposed modification is simply to include a spring-activated contact on recess 452 to aid the engagement between recess 452 and electrical connector 438. Pet. 35; see also Tr. 59:8–9 (“With McLeish we’re only looking in this proceeding for very limited disclosure of electrical contacts.”). That recess 452 is part of what the provisional application’s disclosure, itself, characterizes as the female end. For at least the reasons explained above, we do not agree that such a modification is based solely on the disclosure from the ’416 patent. Nor does the proposed modification render the arrangement disclosed in the provisional application inoperable. Rather, spring-activated contacts improve the connection. See Ex. 1002 ¶ 102 (“[S]pring-activated contact(s) will ensure a more reliable electrical connection between two contacts. This is especially true where the electrical connections are detachable.”).” slip op. at 22
Patent outcomesUS 8,863,416 mixedClaim construction§ 102 anticipation§ 103 obviousnessPatents in suitUS 8,863,416 - Department Of Justice v. Discovery Patents, LLCSome claims unpatentablePTAB · Nov 9, 2017 · IPR2016-01041 · APJ Matthew R Clements · IPR · Final written decision
Claims 11, 12, 14, 16–18, and 20–31 are unpatentable over Monroe ’183; claims 15 and 19 were not shown unpatentable over Monroe ’183.
RulingsFinal written decision- PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner
“A petition for inter partes review may be considered only if, inter alia, “the petition identifies all real parties in interest.” 35 U.S.C. § 312(a)(2). The Office Patent Trial Practice Guide provides guidance regarding factors to consider in determining whether a party is a real party in interest. 77 Fed. Reg. 48,756, 48,759–60 (Aug. 14, 2012). Considerations may include whether a non-party “funds and directs and controls” an IPR petition or proceeding. Id. at 48,760. Additional relevant factors include: the non-party’s relationship with the petitioner; the non-party’s relationship to the petition itself, including the nature and/or degree of involvement in the filing; and the nature of the entity filing the petition. Id. Whether a party who is not a named participant in a given proceeding is a real party in interest to that proceeding “is a highly fact-dependent question.” Id. at 48,759. There is no “bright line test.” Id. Courts invoke the term real party in interest to describe relationships and considerations sufficient to justify applying conventional principles of estoppel and preclusion. Id. A non-party’s participation with a petitioner may be overt or covert, and the evidence may be direct or circumstantial, but the evidence as a whole must show that the non-party possessed effective control over the petitioner relating to the inter partes review. Zoll Lifecor Corp. v. Philips Elecs. N. Am. Corp., Case IPR2013-00609, slip op. at 10 (PTAB Mar. 20, 2014) (Paper 15). We have considered Patent Owner’s and Petitioner’s arguments and evidence, and we determine that Petitioner was not required to identify the Third Parties as real parties in interest because there is insufficient evidence that any of these companies exercised, or could exercise, control over Petitioner with respect to this proceeding. Patent Owner’s arguments regarding the motion practice before the Court of Federal Claims and notification of that action to the Third Parties does not reflect otherwise. Although we acknowledge that the existence of the above-identified indemnification clauses supports Patent Owner’s argument, we are unaware of any inter partes review decision in which a real party in interest finding was based solely on evidence of an indemnification clause, and we decline to do so here.” slip op. at 7
- PTAB / AIA Trials › Constitutional / APA (Arthrex, Oil States, due process)Decided for petitioner
“We decline to consider Patent Owner’s constitutional challenge as, generally, “administrative agencies do not have jurisdiction to decide the constitutionality of congressional enactments.” See Riggin v. Office of Senate Fair Employment Practices, 61 F.3d 1563, 1569 (Fed. Cir. 1995); see also Harjo v. Pro-Football, Inc., 50 USPQ2d 1705, 1710 (TTAB 1999) (“[T]he Board has no authority . . . to declare provisions of the Trademark Act unconstitutional.”); Amanda Blackhorse v. Pro-Football, Inc., 111 USPQ2d 1080 (TTAB 2014), rev’d on other grounds, 284 F. Supp. 2d 96 (D.D.C. 2003); but see Am. Express Co. v. Lunenfeld, Case CBM2014- 00050, slip op. at 9–10 (PTAB May 22, 2015) (Paper 51) (“for the reasons articulated in Patlex [Corp. v. Mossinghoff, 758 F.2d 594 (Fed. Cir. 1985)], we conclude that covered business method patent reviews, like reexamination proceedings, comply with the Seventh Amendment”).” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“We agree with Petitioner. The ’980 patent states that “the term ‘secured location’ may refer to residences, commercial properties, public venues, such as hospitals and sports arenas, government facilities, military installations and any other location, outside or inside, which is protected by a security alarm system.” Ex. 1003, 3:20–24. This definition is non-limiting and does not exclude a changeable area or region. Based on the record developed during this proceeding, we maintain that the broadest reasonable construction in light of the ’980 patent of “secured location” is “any location, outside or inside, which is protected by a security alarm system.”” slip op. at 10
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner
“We agree with Petitioner. Although the Specification of the ’980 patent gives examples of “response agency,” e.g., Ex. 1003, 1:41–43 (“an emergency response agency (e.g., the police department, the fire department or an emergency medical team)”), Patent Owner does not identify, and we do not find, a definition in the specification limiting “response agency” to 911, police, or fire departments. Patent Owner also does not identify, and we do not find, anything in the entire disclosure of the ’980 patent requiring a “response agency” to be distinct from the “surveillance system infrastructure.” Accordingly, we decline to limit “response agency” to 911, police, or fire departments, or construe it to be distinct from surveillance system infrastructure.” slip op. at 11
Patent outcomesUS 7,323,980 mixedClaim construction§ 102 anticipation§ 103 obviousnessPatents in suitUS 7,323,980 - Microsoft Corporation v. Iplearn-Focus, LLCSome claims unpatentablePTAB · Apr 11, 2016 · IPR2015-00095 · APJ Richard E Rice · IPR · Final written decision
Claims 1, 2, 18, 22, 37, and 39 are unpatentable; claims 38, 40–42, 48, 55, and 56 are patentable, based on anticipation and obviousness grounds.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“in the art (“POSITA”). According to Petitioner’s expert, Dr. David Forsyth, a POSITA would have had a combination of experience and education in computer vision and the design of human-computer interfaces. This typically would consist of a minimum of a bachelor of science in Computer Science or Electrical Engineering (or a related engineering field) plus either a year of graduate training or 2-4 years of relevant experience. The POSITA also would have been familiar with the design of, theory behind, principles of operation of, intended use of, and the underlying technology used in computer vision and human-computer interfaces. Ex. 1003 ¶ 27. In contrast, Patent Owner’s expert, Mr. David Crane, testifies that a POSITA “would have had a bachelor’s degree or equivalent in the field of computer engineering, computer science or electrical engineering and at least two to three years of experience relating to humanmachine interface design.” Ex. 2009 ¶ 15. Based on the competing arguments and evidence of record, we largely accept Patent Owner’s proposed definition. The definition proposed by Petitioner appears to be overly narrow because of its focus on “computer vision.” We have made minor modifications to Patent Owner’s definition to clarify the educational requirement, and to broaden the experience requirement to include at least a year of graduate training as an alternative to work experience, consistent with the background of researchers in the field as indicated by prior art references such as Hutchinson. See Ex. 1004, 1533–1534. We determine that a POSITA would have had at least a bachelor’s degree in computer engineering, computer science, electrical engineering, or an equivalent field, and at least a year of graduate training, or two years of work experience, relating to human-machine interfaces.” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownOther
“(emphasis added). In the Institution Decision, we determined that the broadest reasonable interpretation consistent with the Specification of the term “window” is a bounded sub-region of a computer display that is capable of displaying a distinctly different type of information than one or more other sub-regions of the computer display. Inst. Dec. 8 (citing Ex. 1001, 8:20–42). Neither of the parties proposes any change to that interpretation, and our review of the evidence does not indicate that any change is necessary. Consequently, we maintain our previous interpretation.” slip op. at 10
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableNot shown unpatentableMixed
“the parties, we determine that Petitioner has shown by a preponderance of the evidence that Hutchinson anticipates claim 1. See Pet. 14–15, 29–32; Pet. Reply 3–6; Ex. 1003 ¶¶ 46–51. As set forth in Petitioner’s claim chart, Hutchinson discloses each limitation of claim 1, including the “acquiring,” “analyzing,” “determining,” and “adjusting” steps. See Pet. 29–32. For example, the “adjusting” step requires “adjusting, by the computing device, materials for presenting to the user if the determining determines that the volitional input suggests the user not paying attention to materials in the first window.” Corresponding to that step, Hutchinson discloses that, after the user gazes for a period of time at a menu option in a display window, a tone sounds and an icon (cursor) appears in the display window in line with the gaze, but the enabled option is aborted if the user does not continue to gaze at the menu option for an additional period of time. Ex. 1004, 1530; see Pet. 31–32; Pet. Reply 3–6; Ex. 1003 ¶¶ 49–50. The abort mechanism of Hutchinson’s computing device discloses the “adjusting” step by aborting the enabled option (“adjusting . . . materials for presenting to the user”) if the computing device determines, itself, that the user is not directing his or her gaze at the menu option in the window (“if the determining determines that the volitional input suggests the user not paying attention to materials in the first window”). See Ex. 1004, 1530; supra Section II.A.5.” slip op. at 21
- Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableNot shown unpatentableMixed
“claim 2. Pet. 20, 41–42; Pet. Reply 5–6; Ex. 1003 ¶¶ 52–55. We agree, for example, that Hutchinson discloses “waiting for a period of time before adjusting,” as required by claim 2, “so that the user has a moment to alter his or her gaze before the system adjusts what is being presented.” Pet. 20, 41 (citing Ex. 1004, 1530; Ex. 1003 ¶ 52). With respect to the “network” requirement, we also agree that a person of ordinary skill in the art would have known to retrieve materials from another computing device over a network. Id. at 20, 42 (citing Ex. 1003 ¶¶ 9, 15, 55). There is evidence of record that Black, for example, discloses such retrieval. Ex. 1003 ¶ 97. Further, we agree that Hutchinson discloses “adjusting comprises switching to alternative materials that are different from materials that would have been presented,” and that including “materials on a product” would have been obvious, as Petitioner contends. Pet. 20, 41–42 (citing Ex. 1004, 1530– 1531; Ex. 1003 ¶¶ 52–55). Patent Owner responds that: “the ‘waiting before adjusting’ step must be performed after the ‘determining’ step and, additionally, be a distinct step from the ‘determining step’”; and that “Hutchinson . . . does not disclose a ‘waiting before adjusting step’ that is either separate and distinct from the ‘determining’ step or subsequent to it.” PO Resp. 29. Patent Owner argues that, “[a]t most, Hutchinson discloses waiting as part of the determining step.” Id. at 30. Patent Owner’s argument is not consistent with our interpretation that claim 2 encompasses “waiting for a period of time” as part of the “determining” step. See supra Section II.A.4. Hutchinson’s system satisfies the “waiting for a period of time before adjusting” step by allowing the user “a moment” to change or abort an enabled option before the system performs it. Ex. 1004, 1530 (emphasis added). The system performs the option only if the user continues to stare at the enabled option for a period of time (“a moment”) after a tone sounds and an icon appears. Id. For the reasons given, we conclude that Petitioner has shown by a preponderance of the evidence that Hutchinson renders obvious claim 2.” slip op. at 27
Patent outcomesUS 8,475,174 mixedClaim construction§ 102 anticipation§ 103 obviousnesscites KSR · GrahamPatents in suitUS 8,475,174 - Microsoft Corporation v. Iplearn-Focus, LLCSome claims unpatentablePTAB · Mar 23, 2016 · IPR2015-00097 · APJ Richard E Rice · IPR · Final written decision
Claims 13, 34, and 35 are unpatentable as anticipated by Hutchinson; claims 39 and 44 are unpatentable as obvious over Hutchinson and Krueger; claims 36 and 37 were not shown unpatentable.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“Ex. 1003 ¶ 27. In contrast, Patent Owner’s expert, Mr. Crane, testifies that a POSITA “would have had a bachelor’s degree or equivalent in the field of computer engineering, computer science or electrical engineering and at least two to three years of experience relating to human-machine interface design.” Ex. 2007 ¶ 15. Based on the competing arguments and evidence of record, we largely accept Patent Owner’s proposed definition. The definition proposed by Petitioner appears to be overly narrow because of its focus on “computer vision.” We have made minor modifications to Patent Owner’s definition to clarify the educational requirement, and to broaden the experience requirement to include at least a year of graduate training as an alternative to work experience, consistent with the background of researchers in the field as indicated by prior art references such as Hutchinson. See Ex. 1004, 1533–1534. We determine that a POSITA would have had at least a bachelor’s degree in computer engineering, computer science, electrical engineering, or an equivalent field, and at least a year of graduate training, or two years of work experience, relating to human-machine interfaces.” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownOther
“We find that the ordinary meanings of “content” are “[s]omething contained, as in a receptacle: the contents of my desk drawer; the contents of an aerosol can,”2 and “[i]nformation, such as text, video, and sound, usually as contrasted with its format of presentation: a television producer looking for content that was more entertaining.”3 Although the Specification does not define or use the term “content,” it sheds light on the meaning of the term, by describing a calibration technique utilizing the text and graphics (the content) of a message box to direct the user’s attention and to take a reference image. See Ex. 1001, 8:55–60 (describing a preferred embodiment 1 Exhibit 1033 does not contain Petitioner’s asserted definition, although, as referenced below, we found essentially the same definition on-line. 2 Ex. 1033. 3 http://search.credoreference.com/content/entry/hmdictenglang/content_ 1/0?searchId=4da7a984-e49d-11e5-9bca-0e58d2201a4d&result=5 (last visited March 8, 2016). in which a reference image of the student’s face is taken when the student is looking at a message box containing the message “LOOK AT ME” and a picture of two eyes staring at the student; “the digital camera 180 takes a reference image of the student’s face, who typically looks at the two eyes”). Accordingly, we determine that the broadest reasonable construction consistent with the Specification of “content presented by the display” is “something contained within a portion of the display,” including, but not limited to, what is advocated for by Petitioner, i.e., “information, such as text, video, and sound.”” slip op. at 9
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable
“processor coupled to the imaging sensor and the display, the processor to analyze, relative to the display, at least the first set of measurements to identify whether the user is not paying attention to content presented by the display.” Specifically, as disclosed in Hutchinson, after the user gazes for a period of time at a menu box on the display, a tone sounds and an icon (cursor) appears in the menu box in line with the gaze, but the option associated with the menu box is aborted if the user does not continue to gaze at the box for an additional period of time. Ex. 1004, 1530; see Pet. 36 (citing Ex. 1003 ¶ 71). Hutchinson’s processor meets the claim requirement for “a processor . . . to identify whether the user is not paying attention to content presented by the display” because, to implement the abort mechanism, the processor determines, itself, whether the user is not directing his or her gaze at the icon contained in the menu box, in accordance with our claim interpretation. See Ex. 1004, 1530; supra Section II.A.3.” slip op. at 19
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner
“We agree with Petitioner and Dr. Forsyth that a POSITA would have been motivated to combine the teachings of Hutchinson and Krueger. As Petitioner argues, Hutchinson expressly contemplates using Erica with 7 Richard Epworth, Eye Movements, for a Bidirectional Human Interface, ICL TECHNICAL JOURNAL 384–411 (1990) (Ex. 1026). “hardware alternatives . . . such as head-tracking systems.” Ex. 1004, 1532 (emphasis added); see Pet. Reply 13 (citing Ex. 1004, 1532 and Ex. 2008, 108:21–109:7). Krueger not only discloses head-tracking, but touts its VIDEOTOUCH system as an improvement that identifies human-body features such as the head in real time, and without use of intrusive markers. Ex. 1008, 2:44–3:44, 4:5–10. We credit Dr. Forsyth’s deposition testimony explaining how Hutchinson’s eye-gaze system would have worked in combination with a head-tracking system. Ex. 2008, 93:16–102:1, 108:21– 109:7, 109:22–128:17. For example, we credit the following testimony:” slip op. at 29
Patent outcomesUS 8,538,321 mixedClaim construction§ 102 anticipation§ 103 obviousnesscites KSR · GrahamPatents in suitUS 8,538,321
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.