- PTAB · Jun 27, 2024 · IPR2024-00367 · APJ Scott B Howard · IPR · Institution
The Board instituted inter partes review of claims 1–4 on all asserted grounds, finding a reasonable likelihood that claim 1 is anticipated by Horie.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“determine whether to institute an inter partes review under 35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). Inter partes review may not be instituted unless “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (2024). “When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.” 37 C.F.R. § 42.108(a) (2023).” slip op. at 2
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Other
“corners of a single, prior art document describe every element of the claimed invention, either expressly or inherently, such that a person of ordinary skill in the art could practice the invention without undue experimentation.” Advanced Display Sys., Inc. v. Kent State Univ., 212 F.3d 1272, 1282 (Fed. Cir. 2000). “A single prior art reference may anticipate without disclosing a feature of the claimed invention if such feature is necessarily present, or inherent, in that reference.” Allergan, Inc. v. Apotex Inc., 754 F.3d 952, 958 (Fed. Cir. 2014). Moreover, the reference must also “disclose[] within the four corners of the document not only all of the limitations claimed but also all of the limitations arranged or combined in the same way as recited in the 1 The Leahy-Smith America Invents Act (“AIA”) included revisions to 35 U.S.C. §§ 102 and 103 that became effective on March 16, 2013. Because the ’310 patent has an application filing date of March 11, 2005, we apply the pre-AIA version of the statutory basis for unpatentability. See Ex. 1001, code (22). 2 Japanese Patent Application 2002-133100, published May 10, 2002 (Ex. 1009). All citations are to the Petitioner-provided English translation. Ex. 1006. claim.” Net MoneyIN, Inc. v. Verisign, Inc., 545 F.3d 1359, 1371 (Fed. Cir. 2008). However, “the reference need not satisfy an ipsissimis verbis test.” In re Gleave, 560 F.3d 1331, 1334 (Fed. Cir. 2009).” slip op. at 6
- Obviousness (§103) › Motivation to combine / reasonable expectation of successNot reached
“Because Petitioner demonstrates a reasonable likelihood of success in proving that at least one claim of the ’310 patent is unpatentable, we institute on all grounds and all claims raised in the Petition. See 37 C.F.R. § 42.108(a). Therefore, at this stage of the proceeding, it is not necessary for us to provide an assessment of every challenge raised by Petitioner, especially, as in this case, when Patent Owner does not separately argue this ground. Those challenges, in our view, are best left for trial after full development of the record.10 10 As guidance to the parties, we note that it is unclear that the Petition, unlike Dr. Akl’s testimony, argues how a person having ordinary skill in the art would have modified Horie. Compare Ex. 1003 ¶ 98 (arguing that the differences between the first and second transmission channels in Horie “would have suggested to a person of ordinary skill in the art that separate and independent lines of communication could be employed in Horie’s system for the sending/receiving of requests and notifications.”), with Pet. 32–33 (not making the argument in Dr. Akl’s testimony). The parties should address in the Response and Reply (1) whether the Petition argues how and why a person having ordinary skill in the art would have modified Horie and (2), if not, whether we can rely on the argument in Dr. Akl’s testimony that is not made in the Petition.” slip op. at 21
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner argues that “no claim terms require an express construction.” Pet. 9 (citing Ex. 1003 ¶ 62). 3 If Patent Owner disagrees with this formulation of the level of skill in the art, it must raise that disagreement in its Response. If a different level of skill would affect the outcome in this case, the parties must brief that issue as well. The failure of Patent Owner to describe how a different level of skill in the art is determinative will be a forfeiture of that argument. If there is a dispute regarding the level of ordinary skill in the art, then the parties are also encouraged to submit evidence, other than conclusory expert testimony, that supports their position. See 37 C.F.R § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). For the purposes of this Decision, we need not expressly construe any claim terms.4, 5 See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (noting that “we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 9
Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,357,310 - Lululemon Athletica Canada Inc. / Lululemon USA Inc. v. Nike, Inc.All claims unpatentablePTAB · Jun 26, 2024 · IPR2023-00424 · APJ Josiah C Cocks · IPR · Final written decision
Claims 1–10 and 12–19 are unpatentable: claims 1–8, 10, 12–17, and 19 as anticipated or obvious over Acres, and claims 9 and 18 as obvious over Acres and Pyles.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“Patent Owner indicates that “[f]or purposes of this Response, Nike applies lululemon’s proposed level of skill in the art.” PO Resp. 14. For purposes of this Decision, we adopt Petitioner’s proposal of the level of ordinary skill in the art as reasonable and consistent with the prior 9 Person of ordinary skill in the art. art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art may reflect an appropriate level of skill in the art).” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“Considering the discussion above, we conclude that the meaning of “data” previously offered by Patent Owner as “factual information, from 10 [JUDGE]: Counsel, let me borrow my colleague’s question. Maybe I’m belaboring this, but in your view, information that is sensed or collected or factual information that is sensed or collected, that’s effectively the same thing; and this case does not distinguish between factual information in that context and just information? [COUNSEL FOR PATENT OWER]: Yes. That’s correct, Your Honor. which decisions and subsequent actions can be made” finds support in the record, and also is in accord with the meaning of “data” as “information” that is offered by Petitioner (see, e.g., Pet. Reply 2).11 Accordingly, we adopt the meaning of “data” that Patent Owner offered in its Preliminary Response as “factual information, from which decisions and subsequent actions can be made.” See Prelim Resp. 18. In doing so, we reiterate and restate our view from the Institution Decision that the record does not lend itself to a conclusion that such a meaning of “data” is so restrictive as to convey that any instructions, commands, or signals are “entirely devoid of content recognized as ‘factual information’ so as to be beyond the contours of what a skilled artisan would regard as ‘data.’” See Inst. Dec. 9.” slip op. at 15
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable
“Thus, Acres discloses that, based upon an exerciser’s heart rate, Bug 601 operates to send or transmit commands to treadmill 150 to control operational parameters of the treadmill, such as its speed and incline. Petitioner contends that “Acres’s Bug and its associated sensors are together a sensor device.” See, e.g., Pet. 9–10. Patent Owner does not dispute that contention. Patent Owner’s dispute arises from its position that Acres’s transmitted commands do not amount to the claimed “first set of data.” See PO Resp. 21–25; PO Sur-reply 10–14. That dispute is premised on Patent Owner’s proposed claim construction, which requires that the claimed “data” be only information that is sensed or collected in some other specific way by a sensor. As discussed above in our Claim Construction section (§ II.C.1), however, we do not agree that the record substantiates such a narrow meaning for the term “data.” It is difficult to conclude that a command that is generated based on a user’s heart rate that operates to control the functionality of a piece of workout equipment is not readily viewed as “factual information, from which decisions or subsequent actions can be made,” which, as discussed above, is a meaning of “data” that reasonably emerges to one of ordinary skill in the art based on record evidence.12 In its Sur-reply, Patent Owner also briefly states that Acres does not show that “decisions or subsequent actions can be made” from “data.” PO Sur-reply 12–13. It is apparent, however, that Patent Owner does not dispute that decisions or subsequent actions may be made based on the commands transmitted from Acres’s Bug. Id. at 13 (“lululemon has only established that Acres teaches that decisions or subsequent actions are made based on commands transmitted from the Bug.”). Indeed, no dispute is credible because, as noted above, Acres clearly describes the commands the Bug sends operate to control operation of workout equipment, such as increasing its speed. See Ex. 1002 ¶ 89. Rather, Patent Owner simply parallels its prior arguments that a deficiency arises because, in Patent 12 We again note that “factual information, from which decisions or subsequent actions can be made” was the meaning of “data” advocated by Patent Owner as a part of its Preliminary Response. See Prelim. Resp. 18. Owner’s view, the commands do not encompass “data.” As discussed above, we do not agree with that contention. Patent Owner does not contend that any other feature of independent” slip op. at 24
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable
“agree with Patent Owner (see, e.g., PO Resp. 27–28; PO Sur-reply 14–17), but rather agree with Petitioner (see, e.g., Pet. 29–31; Pet. Reply 19–21). The record does not demonstrate that there is some type of fundamental dichotomy between local data storage of activity at a piece of workout equipment and remote, central data storage of such activity that prohibits or precludes combining teachings directed to each approach. Rather, the record readily conveys that each type of data storage approach was recognized as known and viable. Even if there may have been some disadvantages with one or both approaches, the obviousness inquiry does not somehow mandate that a combination of teachings must result in something that is free of imperfection. As suggested by Petitioner, a skilled artisan readily would have recognized some benefits accrue to the local data storage approach advocated by Pyles. Even if there may have been some disadvantages to that approach, that does not nullify appreciation of the benefits that may offset such disadvantages. See, e.g., Winner Int’l Royalty Corp. v. Wang, 202 F.3d 1340, 1349 n.8 (Fed. Cir. 2000) (“[t]he fact that the motivating benefit comes at the expense of another benefit . . . should not nullify its use as a basis to modify the disclosure of one reference with the teachings of another”). Indeed, as argued by Petitioner, and as attested to by Dr. Houh, the record reasonably establishes that a skilled artisan would have evaluated potential benefits and detriments as part of various data storage approaches in the area of workout equipment in assessing obviousness. See, e.g., Pet. 29–31; Pet. Reply 19–21; Ex. 1005 ¶¶ 68–73; Ex. 1015 ¶ 31. The obviousness inquiry demands as much. Patent Owner’s declarant, Dr. McLean, postulates, without record citation, that some detriments may possibly arise in implementing data storage at an exercise machine, as in Pyles, in lieu of central site storage as in Acres. See, e.g., Ex. 2004 ¶¶ 64–68. Yet, even if such less-than-desirable characteristics may result, neither Dr. McLean nor Patent Owner offers any cogent explanation as to why recognition of those characteristics undermines a determination of obviousness. In particular, Dr. McLean does not dispute that local storage would have the benefits discussed by Dr. Houh (a simplified, less expensive structure with a reduced number of components, which do not need to be connected to the internet), albeit along with the disadvantages discussed by Dr. McLean. Indeed, Dr. McLean and Patent Owner do not explain why a skilled artisan would not reasonably have evaluated any detriments alongside the potential benefits as a part of the obviousness inquiry. The test for obviousness is what the combined teachings of the references would have suggested to those of ordinary skill in the art. In re Young, 927 F.2d 588, 591 (Fed. Cir. 1991). That test does not objectively fail if a skilled artisan would have recognized some disadvantages in combining the prior art teachings. See, e.g., Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1165 (Fed. Cir. 2006) (“a given course of action often has simultaneous advantages and disadvantages, and this does not necessarily obviate motivation to combine.”).” slip op. at 33
Patent outcomesUS 10,923,225 unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,923,225 - Lululemon Athletica Canada Inc. / Lululemon USA Inc. v. Nike, Inc.All claims unpatentablePTAB · Jun 25, 2024 · IPR2023-00348 · APJ Stephen E Belisle · IPR · Final written decision
Claims 1, 5–7, and 12 are unpatentable: claims 1 and 5–7 are anticipated by Lofi, and claims 1, 5–7, and 12 are obvious over Maeueler and Kitagawa.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“In determining the level of ordinary skill in the art, various factors may be considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citation omitted). The level of ordinary skill in the art also is reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Neither party argues that the outcome of this case would differ based on our adoption of any particular definition of the level of ordinary skill in the art. Considering the subject matter of the ’930 patent, the background technical field, the prior art, and Petitioner’s unopposed definition of the skilled artisan, we apply the level of skill set forth above, which is consistent with the testimony of Dr. Fischer (Ex. 1005 ¶ 44).” slip op. at 10
- Claim Construction › Intrinsic evidence (Phillips canons) › Lexicography (patentee as own lexicographer)Term construed petitioner constructionDecided for petitioner
“Claim 1 recites, in relevant part, “providing first instructions to a user to perform a first athletic movement.” Ex. 1001, 26:17–18. The claim language itself suggests that “a first athletic movement” is simply the physical exercises, drills, or activities the user is instructed to perform via the first instructions. See Pet. Reply 4 (Petitioner arguing that the “instructions” recited in claim 1 “define the first and second athletic movements”). So, if the “first instructions” (notably plural) instructed a user to run one mile, then running one mile would be the “first athletic movement”; and likewise, if the “first instructions” instructed a user to perform 10 squats, perform 10 push-ups, and run one mile, then performing the 10 squats, performing 10 push-ups, and running one mile would be the “first athletic movement.” Contrary to Patent Owner’s proposed construction, we find no suggestion in claim 1 that “a first athletic movement” should be limited to a single “athletic movement” or “a single type of exercise or athletic activity.” Indeed, a single “type of exercise” or single “athletic activity” both appear to be proverbial “noses of wax,” as Patent Owner provides no explanation for how the skilled artisan would definitively distinguish one type of exercise or athletic activity from another (e.g., “weightlifting” could be considered an athletic activity or a “type” of exercise, yet it comprises countless weighted physical motions and sequences; similarly, “swimming” could be considered an athletic activity or a “type” of exercise, yet it too comprises many physical forms or techniques invoking many different physical motions and sequences (such as breaststroke, backstroke, butterfly, and sidestroke). We note that claim 6, which depends directly from independent claim 1, recites: “[W]herein the first instructions and the second instructions include a plurality of drills configured to test a plurality of fitness attributes of the user and a plurality of athleticism attributes of the user.” Ex. 1001, 26:57–60 (emphases added). Although less than artfully worded, we find that dependent claim 6 plainly requires that the first (and second) instructions provided to the user in claim 1 instruct the user on performing “a plurality of drills” (i.e., more than a single drill), which further supports our interpretation of “a first athletic movement.” See Pet. Reply 4. Patent Owner argues, inter alia, claim 6 specifies that “the first instructions and second instructions must be selected from a specific ‘plurality of drills’— rather than from some other source (e.g., an athletic competition).” PO Surreply 5–6 (emphasis added); see id. at 6–7 (Patent Owner arguing “claim 6 simply requires the first and second instructions to identify a first and second ‘athletic movement’ that are selected from a certain catalog of drills” (emphasis added)). We find Patent Owner’s attempt to contort “includes” to mean “selected from” a certain grouping unavailing, because “including” A, B, and C is simply not the same as “select[ing] [one] from” A, B, and C.” slip op. at 19
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Plain and ordinary meaningDecided for petitioner
“Both parties argue that the terms “first instructions” and “first activity data” should have their ordinary and customary meanings or otherwise do not require construction to resolve the controversy between the parties. PO Resp. 21–22; Pet. Reply 8–10. We agree.” slip op. at 25
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable
“Claims: We turn first to the claim language itself. We are mindful of Judge Rich’s guidance from over thirty years ago: in all aspects of claim construction, “the name of the game is the claim.” In re Hiniker Co., 150 F.3d 1362, 1369 (Fed. Cir. 1998) (quoting Giles Sutherland Rich, Extent of Protection and Interpretation of Claims–American Perspectives, 21 Int’l Rev. Indus. Prop. & Copyright L. 497, 499 (1990)). Claim 1 recites, in relevant part, “providing first instructions to a user to perform a first athletic movement.” Ex. 1001, 26:17–18. The claim language itself suggests that “a first athletic movement” is simply the physical exercises, drills, or activities the user is instructed to perform via the first instructions. See Pet. Reply 4 (Petitioner arguing that the “instructions” recited in claim 1 “define the first and second athletic movements”). So, if the “first instructions” (notably plural) instructed a user to run one mile, then running one mile would be the “first athletic movement”; and likewise, if the “first instructions” instructed a user to perform 10 squats, perform 10 push-ups, and run one mile, then performing the 10 squats, performing 10 push-ups, and running one mile would be the “first athletic movement.” Contrary to Patent Owner’s proposed construction, we find no suggestion in claim 1 that “a first athletic movement” should be limited to a single “athletic movement” or “a single type of exercise or athletic activity.” Indeed, a single “type of exercise” or single “athletic activity” both appear to be proverbial “noses of wax,” as Patent Owner provides no explanation for how the skilled artisan would definitively distinguish one type of exercise or athletic activity from another (e.g., “weightlifting” could be considered an athletic activity or a “type” of exercise, yet it comprises countless weighted physical motions and” slip op. at 19
Patent outcomesUS 10,188,930 unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,188,930 - Samsung Electronics Co., Ltd. v. G+ Communications, LLCNo claims unpatentablePTAB · May 31, 2024 · IPR2023-00441 · APJ Gregg I Anderson · IPR · Final written decision
Claims 1–15 and 17–18 were not shown unpatentable because the prior art did not disclose a “pre-set UE number” under the adopted construction.
RulingsFinal written decision- Prior constructionPrior construction adoptedDecided for patent owner
“We are not persuaded to maintain our preliminary construction. Indeed, as already noted, Petitioner does not argue for the preliminary construction. Neither does Petitioner question the validity of the reasons given for the District Court’s construction. Rather, Petitioner repeats its position that it “takes no position on the District Court’s construction” and Petitioner does not have any reason “as to why that construction is wrong or right.” Tr. 18:24–19:6. We do not see any reason to construe “pre-set UE number” contrary to what the District Court has determined. Indeed, we find the District Court’s analysis of the issue highly persuasive and adopt it as our own. And Petitioner has not provided any argument regarding construction of the term, simply taking no position on its correctness.” slip op. at 12
- Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) appliesDecided for patent owner
“Petitioner has forfeited the indefiniteness argument. Regardless, we are given no reason to find construction of the two means-plus function terms impossible given the District Court determination. We agree that the scope of the terms is based on a means-plus function analysis. We are not persuaded that structure is not sufficiently described.” slip op. at 14
- Strike new argumentNew argument disregardedDecided for patent owner
“Patent Owner argues that this argument was not presented in the Petition and is too late and/or incorrect. Sur-reply 5. We agree with Patent Owner. Neither Patent Owner nor the Board were given any notice of this argument in the Petition. Regardless, we find no merit in Petitioner’s argument. Fundamentally, our jurisdiction regarding patentability is limited to Sections 102 and 103 of the Patent Act. 35 U.S.C. § 311(b). We do not find that claim 18 is so indefinite that a patentability determination is impossible. See Intel Corp. v. Qualcomm Inc., 21 F.4th 802, 812–813 (Fed. Circ. 2021) (claim construction obligation “does not mean that the Board must reach a determination of the patentability of a claim on the presented prior-art grounds if such a determination is rendered impossible because of the indefiniteness of an essential claim limitation.”). Indeed, the District Court determined that the corresponding structure is a processor programmed to either (1) descramble a Cyclic Redundancy Check (CRC) of Downlink Control Information (DCI) for scheduling the RAR according to a pre-set RA-RNTI or an RA-RNTI corresponding to the preamble, and receive the RAR, the RAR including at least one TCRNTI and/or at least one Uplink (UL) grant. Ex. 2008, 23 (quoting Ex. 1001, 2:66–3:4). (2) determine corresponding RA-RNTIs according to respective IDs and/or preambles, descramble a CRC of DCI for scheduling the RAR according to the corresponding RA-RNTIs, and receive corresponding RARs, the RAR including a TCRNTI and/or a UL grant allocated to the first UE or second UE.” slip op. at 13
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable
“Our construction of “pre-set UE number” is dispositive of this proceeding. See Section III.B.1 above. Petitioner agrees that both Li and Kim “don’t disclose that the message 3 includes a ‘pre-set number of UEs’” under our final construction of “pre-set UE number.” Pet. Reply 4; see also Tr. 7:20–22 (“Under [the District Court] construction, Li and Kim would not disclose Claim 1, at least Claim 1, of the ’430 patent”); 11:3–17 (Petitioner’s counsel arguing claim 18 is indefinite but agreeing neither claim 1 nor 18 have been shown unpatentable under the District Court construction of “preset UE number”). For the reasons set forth above, Petitioner has not shown a by a preponderance of the evidence that claims 1 and 18 are anticipated by Li.” slip op. at 18
Patent outcomesUS 10,448,430 not shown unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,448,430 - PTAB · May 10, 2024 · IPR2024-00200 · APJ Daniel J Galligan · IPR · Institution
The Board instituted IPR on claims 1–16 on all asserted grounds, finding a reasonable likelihood of prevailing based on the Hays obviousness ground.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner
“chapter 30, or chapter 31, the Director may take into account whether, and reject the petition or request because, the same or substantially the same prior art or arguments previously were presented to the Office.” We use the following two-part framework in determining whether to exercise our discretion under § 325(d): (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims.” slip op. at 5
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“institute review. The standard for instituting an inter partes review is set forth in 35 U.S.C. § 314(a), which provides that an inter partes review may not be instituted unless the information presented in the Petition and the Preliminary Response shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons explained below, we institute an inter partes review of all challenged claims on all grounds raised in the Petition.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“had an undergraduate degree in game design or development, computer science, computer engineering, or a related field, with at least two years of experience working with computer gaming systems or software application development.” Pet. 2 (citing Ex. 1003 ¶¶ 65–69). Petitioner also contends that “[l]ess work experience may be compensated by a higher level of education or vice versa.” Pet. 2–3 (citing Ex. 1003 ¶¶ 65–69). Patent Owner does not comment on the level of ordinary skill in the Preliminary Response. To the extent necessary, and for purposes of this Decision, we accept the uncontested assessment offered by Petitioner, which appears consistent with the ’056 patent and the asserted prior art, except that we change qualifier “at least” to “about” to avoid including experience levels that exceed the level of ordinary skill in the art.” slip op. at 8
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“D. Claim Construction Neither party proposes any claim terms for construction. On this record, we determine that no terms need express construction to determine whether we should institute. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200” slip op. at 8
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites KSRPatents in suitUS 11,117,056 - PTAB · May 10, 2024 · IPR2024-00171 · APJ Daniel J Galligan · IPR · Institution
The Board instituted inter partes review of claims 1–14 on all asserted grounds, finding a reasonable likelihood that Petitioner would prevail on at least one claim.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDecided for petitioner
“proceeding if the challenge to the patent is based on matters previously presented to the Office. 35 U.S.C. § 325(d) states, in pertinent part, “[i]n determining whether to institute or order a proceeding under this chapter, chapter 30, or chapter 31, the Director may take into account whether, and reject the petition or request because, the same or substantially the same prior art or arguments previously were presented to the Office.” We use the following two-part framework in determining whether to exercise our discretion under § 325(d): (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of first part of the framework is satisfied, whether the petitioner has demonstrated that the” slip op. at 4
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“For the reasons discussed above and based on Petitioner’s contentions and evidence, summarized above, we are persuaded, on this record, that claim 1 is unpatentable as obvious over the teachings of Hays.7” slip op. at 13
- Novelty / Anticipation (§102) › Prior-art status of a reference › Patents / published applications (effective date, provisional support)Reference is prior artDecided for petitioner
“unpatentable 1 or more claims of a patent only on a ground that could be raised under section 102 or 103 and only on the basis of prior art consisting of patents or printed publications.” 35 U.S.C. § 311(b). Patent Owner argues that “Hays is only a ‘printed publication’ under § 311(b) as of the date it became available to the public—i.e., its publication date, which notably, is after the June 26, 2007 priority date of the ’958 Patent,” and, therefore, that Hays is “ineligible to be prior art in an IPR.” Prelim. Resp. 41–44. We disagree with Patent Owner’s statutory interpretation. Hays is a printed publication, having been published on May 1, 2008, as Patent Owner acknowledges. See Ex. 1005, code (43); see also Prelim. Resp. 41 (acknowledging publication date). On this record, we are persuaded by Petitioner’s contention that Hays is prior art under pre-AIA 35 U.S.C. § 102(e), having been filed “by another . . . in the United States before the invention by the applicant for patent.” See Pet. 8. Thus, Petitioner asserts a permissible ground of unpatentability by arguing that claims 1–14 are unpatentable under 35 U.S.C. § 103(a) “on the basis of prior art consisting of patents or printed publications” (35 U.S.C. § 311(b)), specifically based on Hays, which is prior art and a printed publication.” slip op. at 9
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“D. Claim Construction Neither party proposes any claim terms for construction. On this record, we determine that no terms need express construction to determine whether we should institute. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). Nevertheless, we note two issues of claim interpretation for the parties to consider. First, the parties may wish to address the interpretation of the phrase “pre-selected in-game advertising” during the trial for the reasons discussed below in §§ II.E.2 and II.F.1. Second, the parties may wish to address the interpretation of the subject matter of dependent claims 5 and 12 reciting “wherein the message is pre-selected by the server based on a model type associated with the mobile communication device, a service subscription associated with the mobile communication device, or a service provider for the service subscription associated with the mobile communication device.” In particular, the parties may wish to address what it means to be “pre-selected” in this context.” slip op. at 8
Claim construction§ 102 anticipationDiscretionary denialcites KSRPatents in suitUS 10,617,958 - PTAB · May 10, 2024 · IPR2024-00209 · APJ Scott B Howard · IPR · Institution
The Board instituted IPR on claims 1–20 on all asserted grounds, finding a reasonable likelihood that PLR would prevail on at least one claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“determine whether to institute an inter partes review under 35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). Inter partes review may not be instituted unless “the information presented in the petition filed under [35 U.S.C.] section 311 and any response filed under [35 U.S.C.] section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (2018). “When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.” 37 C.F.R. § 42.108(a) (2023).” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDenied
“focuses on a high-level comparison of the references. See Prelim. Resp. 14– 19. Such high-levels of similarity are to be expected as all of the references involve advertising in computer game programs. But such high-level similarity is not sufficient. Instead, Patent Owner must demonstrate that the references relied on in the Petition are substantially the same in all material respects to the prior art the Examiner actually relied on. See Juniper Networks, Inc. v. Swarm Tech. LLC, IPR2021-01445, Paper 15 at 16 (PTAB March 2, 2022) (Institution Decision) (“The issue is not just whether the same elements can be found in each of the references, but whether the elements function the same way. That is, even though Leong and Bates have the same elements, that does not mean that the elements interact with each other the same way or perform the same functions as recited in the claims.”); see also Advanced Bionics, IPR2019-01469, Paper 6 at 15 (holding that prior art is substantially the same if “Petitioner relies on [the new art] in substantially the same manner as the Examiner cited [the previous art] during prosecution such that [the new art] discloses substantially the same information as [the previous art] in relevant part.”).” slip op. at 16
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedReference is prior artDecided for petitioner
“We disagree with Patent Owner’s statutory interpretation. Ho is a printed publication, having been published in January 2008, as Patent Owner acknowledges. See Ex. 1004, code (43) (publication date of January 17, 2008); see also Prelim. Resp. 45 (acknowledging publication date). On this record, we are persuaded by Petitioner’s contentions that Ho is prior art under 35 U.S.C. § 102(e), having been filed “by another . . . in the United States before the invention by the applicant for patent.”11 See Pet. 7 (“For purposes of this Petition, Petitioner uses a June 26, 2007 priority date” for the ’662 patent); see also Ex. 1004, code (22) (filing date of July 12, 2006). Thus, Petitioner asserts a permissible ground of unpatentability” slip op. at 21
- Obviousness (§103) › Motivation to combine / reasonable expectation of successInstituted
“claim 115 and that a person having ordinary skill in the art would combine the relevant teachings of Ho and Aoki. See Pet. 17–26, 30. With the exception of “hot spot” and “hot spot information,” which we discussed above in Section II.G.3(a), at the present time Patent Owner does not dispute that Ho teaches those limitations. See Prelim. Resp. 26–35. After reviewing Petitioner’s arguments and information regarding the limitations identified above, including the Zagal Declaration, we are persuaded that Petitioner sufficiently demonstrates, for purposes of this Decision, that Ho teaches limitations 1(pre), 1(a), (1)(b)(1), 1(d), and 1(e) and that a person having” slip op. at 39
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 9,427,662 - PTAB · Apr 30, 2024 · IPR2024-00132 · APJ David C Mckone · IPR · Institution
The Board instituted inter partes review of claims 1–9 on all asserted grounds, finding a reasonable likelihood that PLR would prevail on at least one claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“IV. CONCLUSION Petitioner has established a reasonable likelihood that it would prevail with respect to at least one claim of the ’202 patent. Our factual findings, conclusions of law, and determinations at this stage of the proceeding are preliminary, and based on the evidentiary record developed thus far. This is not a final decision as to the patentability of claims for which inter partes review is instituted. Our final decision will be based on the record as fully developed during trial. V. ORDER In consideration of the foregoing, it is hereby: ORDERED that pursuant to 35 U.S.C. § 314(a), an inter partes review is instituted as to claims 1–9 of the ’202 patent on all of the grounds set forth in the Petition; and” slip op. at 34
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner
“We agree with Petitioner. The prior Board decision observed that Willis discloses sending advertising content based on physical geographic location but does not teach “checking what updated video-game content to send based on one of the factors including a type of the mobile 3 Patent Owner argues that Petitioner’s reply arguments are improper new arguments, beyond the scope of the Petition, and should not be considered. Prelim. Sur-reply 1, 3. We disagree, as Petitioner’s reply arguments are responsive to Patent Owner’s Preliminary Response. See 37 C.F.R. § 42.23(b) (“A reply may only respond to arguments raised in the corresponding . . . patent owner preliminary response . . . .”). Furthermore, we expressly authorized Petitioner to file a reply addressing Patent Owner’s Section 325(d) arguments. communication device, a telecom service associated with the mobile communication device, and a service provider of the telecom service.” Ex. 1002, 41–42. As explained in detail below, Petitioner shows persuasively, at least on the current record, that both Hays and Levkovitz teach the limitation the prior Board decision found missing from Willis. Patent Owner does not contend that Willis includes disclosure similar to the disclosure Petitioner cites to in Hays or Levkovitz for this limitation. Accordingly, we conclude that the same or substantially the same art and arguments were not previously presented to the Office, and, accordingly, the first part of Advanced Bionics is not satisfied. We need not reach the second part. We are not persuaded that we should exercise our discretion to deny the Petition under Section 325(d).” slip op. at 14
- Strike new argumentNew argument consideredDecided for petitioner
“3 Patent Owner argues that Petitioner’s reply arguments are improper new arguments, beyond the scope of the Petition, and should not be considered. Prelim. Sur-reply 1, 3. We disagree, as Petitioner’s reply arguments are responsive to Patent Owner’s Preliminary Response. See 37 C.F.R. § 42.23(b) (“A reply may only respond to arguments raised in the corresponding . . . patent owner preliminary response . . . .”). Furthermore, we expressly authorized Petitioner to file a reply addressing Patent Owner’s Section 325(d) arguments. communication device, a telecom service associated with the mobile communication device, and a service provider of the telecom service.” Ex. 1002, 41–42. As explained in detail below, Petitioner shows persuasively, at least on the current record, that both Hays and Levkovitz teach the limitation the prior Board decision found missing from Willis. Patent Owner does not contend that Willis includes disclosure similar to the disclosure Petitioner cites to in Hays or Levkovitz for this limitation. Accordingly, we conclude that the same or substantially the same art and arguments were not previously presented to the Office, and, accordingly, the first part of Advanced Bionics is not satisfied. We need not reach the second part. We are not persuaded that we should exercise our discretion to deny the Petition under Section 325(d).” slip op. at 14
- Expert testimonyPetitioner expert creditedDecided for petitioner
“1 Patent Owner contends that Dr. Zagal’s Declaration “simply parrots the Petition” and, thus, should not be entitled to any weight. Prelim. Resp. 28– 33. The testimony quoted by Patent Owner (Prelim. Resp. 30–32) includes citations to the prior art to support the opinions set forth and, thus, “disclose[s] the underlying facts or data on which the opinion is based” (37 C.F.R. § 42.65(a)). See Ex. 1003 ¶¶ 95, 103, 118, 165–166 (citing Ex. 1005 ¶¶ 25, 51; Ex. 1008 ¶¶ 5, 6, 123, 127). We decline, at this stage of the proceeding, to discount Dr. Zagal’s testimony in its entirety and will give that testimony the appropriate weight on the points for which it is offered.” slip op. at 7
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · GrahamPatents in suitUS 9,731,202 - Samsung Electronics Co., Ltd. v. G+ Communications, LLCAll claims unpatentablePTAB · Apr 29, 2024 · IPR2023-00171 · APJ Gregg I Anderson · IPR · Final written decision
Claims 1–5, 7–9, 14, and 20 are unpatentable: Kwak anticipates them, and Kwak renders claims 8 and 9 obvious.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“The level of ordinary skill in the art proposed by Dr. Akl is slightly different from Petitioner’s proposal but Dr. Akl does not explain whether 4 Petitioner presents this challenge as two separate grounds. For “Ground 3,” Petitioner relies on Kwak’s PCT filing date (Pet. 3, 74–75), and for “Ground 4,” Petitioner relies on Kwak’s Provisional Application (id. at 3, 75–76). For “Ground 4,” Patent Owner does not claim the benefit of the filing date of the ’116 application. See PO Resp. 51. Accordingly, we do not analyze “Ground 4.” See Section III.H below. opinions would be different under Petitioner’s proposed level of skill. Furthermore, the level of skill is not dispositive of any issue here. For purposes of this Decision, we adopt Petitioner’s proposed level of ordinary skill because we are satisfied that it comports with the level of skill necessary to understand and implement the teachings of the ’130 patent.” slip op. at 9
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“corresponding to two or more selected investments” which was arguably anticipated by a reference that disclosed performing two separate requests to analyze two or more investments. Varma, 816 F.3d at 1362 (emphasis added). The Federal Circuit held that the claimed single statistical analysis of two or more investments was read out of the claim. Id. The Federal Circuit specifically held that “‘[c]omprising’ means that the claim can be met by a system that contains features over and above those specifically required by the claim element, but only if the system still satisfies the specific claim-element requirements.” Id. (emphasis added). Stated differently, “comprising” allows for broadening the claim with additional claim elements but not the broadening of existing claim elements. “plurality of heuristic modules.” Apple, 695 F.3d at 1373. The Apple court held that the “comprising” claim at issue was “not amenable to the addition of other modules that do not use different heuristic algorithms because such addition would impermissibly wipe out the express limitation that requires every module to have a unique heuristic algorithm.” Id. at 1379 (emphasis added). Relying on the Varma and Apple cases, we determine that the M transmission term is a claim element that cannot be broadened under the presumption arising from the use of “comprising.” Each case makes clear that the language of a particular element is not subject to being rewritten. This is not a situation where the claim is being broadened, as per the presumption, by the addition of elements. Rather, all embodiments in the specification show one predefined sequence per symbol. See, e.g., Ex. 1001, Figs. 2, 6, 7. Petitioner does not point to anything to the contrary. Indeed, Petitioner cannot cite to where the ’130 patent specification shows “more than one” predefined sequence per symbol. Tr. 26:8–19.” slip op. at 13
- Novelty / Anticipation (§102) › Prior-art status of a reference › Patents / published applications (effective date, provisional support)Reference is prior artDecided for petitioner
“In the Institution Decision, Patent Owner was given notice that it should address whether the relied-upon disclosure of Kwak based on the patent. Inst. Dec. 17. Patent Owner’s Response does not argue Kwak is not prior art based on its PCT filing date. See PO Resp. We make final our determination that Kwak is prior art to the ’130 patent based on Kwak’s PCT filing date. See Inst. Dec. 17 (“We preliminarily determine Kwak is prior art to the ’130 patent claims based on Kwak’s December 9, 2016 PCT filing date . . . .”).” slip op. at 22
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable
“C. Legal Standard for Anticipation In order for a prior art reference to serve as an anticipatory reference, it must disclose every limitation of the claimed invention, either explicitly or inherently. In re Schreiber, 128 F.3d 1473, 1477 (Fed. Cir. 1997). We must analyze prior art references as a skilled artisan would. See Scripps Clinic & overruled on other grounds by Abbott Labs. v. Sandoz, Inc., 566 F.3d 1282 (Fed. Cir. 2009) (to anticipate, “[t]here must be no difference between the claimed invention and the reference disclosure, as viewed by a person of ordinary skill in the field of the invention”). As the Federal Circuit has held: This modest flexibility in the rule that “anticipation” requires that every element of the claims appear in a single reference accommodates situations where the common knowledge of technologists is not recorded in the reference; that is, where technological facts are known to those in the field of the invention, albeit not known to judges. It is not, however, a substitute for determination of patentability in terms of § 103. Cont’l Can Co. USA v. Monsanto Co., 948 F.2d 1264, 1268–69 (Fed. Cir. 1991). A claim limitation is inherent if it is necessarily present in the prior art, not merely probably or possibly present. Akamai Techs., Inc. v. Cable & Wireless, 344 F.3d 1186, 1192 (Fed. Cir. 2003).” slip op. at 20
Patent outcomesUS 10,736,130 unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,736,130 - PTAB · Apr 25, 2024 · IPR2023-01267 · APJ Christopher L Ogden · IPR · Institution
The Board instituted IPR on claims 1–10 and all asserted grounds, finding a reasonable likelihood that claim 1 is obvious over Wager and TS25.321.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“A Memorandum from Director Vidal titled Interim Procedure for Discretionary Denials in AIA Post-Grant Proceedings with Parallel District Court Litigation (USPTO June 21, 2022) (“Interim Procedure”)11 provides that “the PTAB will not deny institution of an IPR or PGR under Fintiv . . . where a petitioner stipulates not to pursue in a parallel district court proceeding the same grounds as in the petition or any grounds that could have reasonably been raised in the petition.” Interim Procedure 9. LG has submitted such a stipulation. Prelim. Reply 1; Ex. 1300. Thus, we do not exercise discretion to deny institution under § 314(a).” slip op. at 7
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“Later, when considering what would ultimately become claim 1 of the ’809 patent, the Examiner did not explicitly address whether the ’985 provisional application supported the applicant’s newly introduced reference to two distinct buffers (i.e., a E-DCH buffer and a HARQ buffer). See Ex. 1002, 152–59, 365–83; see also Pet. 15 (“While Wager was discussed during the ’104’s prosecution . . . , it was not substantively addressed for the ’809; . . . the Claims recite, e.g., ‘HARQ buffer’ elements that are not in the ’104’s claims.” (bolding omitted)). For reasons we discuss more fully below, see infra Section IV.C, we determine that the Examiner erred by failing to revisit, in light of the added reference to a HARQ buffer, whether the ’985 provisional application supported the claims that issued in the ’809 patent. This error was material to the patentability of the challenged claims because the applicant’s arguments responding to the Examiner’s Wager rejections depend on Wager not being prior art. See Ex. 1027, 387–88, 560–62, 754; see also Pet. 15–16 (“The Examiner . . . erred by not rejecting the ’809 Claims over Wager.”). Because we determine, under the second part of the Advanced Bionics framework, that the Examiner erred in a manner material to patentability of the challenged claims, we need not address the first part of the Advanced Bionic framework. Thus, we decline to deny institution discretionarily under § 325(d).” slip op. at 11
- Skill levelSkill level petitioner adoptedDecided for petitioner
“LG argues that a person of ordinary skill in the art “would have had a bachelor’s degree in electrical and computer engineering, computer science, or the equivalent thereof, and . . . two years of experience with networking and wireless communications systems,” and that “[m]ore education can supplement practical experience, and vice-versa.” Pet. 18 (citing Ex. 1003 ¶¶ 53–54). Pantech does not presently contest this. See Prelim. Resp. LG’s proposed articulation is uncontested, supported by testimonial evidence, and appears consistent with the types of problems and solutions in the ’809 patent. See Ex. 1001, 1:25–38. Thus, we adopt the above articulation of the level of ordinary skill for this decision.” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Neither party argues that we should construe any particular claim terms, but the parties agree that the claim preambles of independent claims 1 and 6 are limiting. Pet. 18–19 (citing Ex. 1003 ¶¶ 55–57); Prelim. Resp. 17. We agree that, for our decision, we do not need to construe any of the terms explicitly. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). We discuss the claim terms below in the context of the prior art.” slip op. at 13
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 9,313,809
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.