• Nanya Technology Corporation / Nanya Technology Corporation, U.S.A. et al. v. Monterey Research, LLCSome claims unpatentable
  PTAB · Jun 2, 2022 · IPR2021-00170 · APJ Brian D Range · IPR · Final written decision

  Claim 1 is unpatentable as obvious over McClure in view of Merritt, Issa, or Kawasumi; Petitioner did not prove claims 2 and 3 unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “A. Person of Ordinary Skill in the Art Petitioner argues that a person of ordinary skill in the art would have been a technical person having “a Bachelor’s degree in electrical engineering, computer engineering, applied physics, or a related field, and approximately two years of experience working in the design, development, and/or testing of memory circuits, related hardware design, or the equivalent, with additional education substituting for experience and vice versa.” Pet. 11. For purposes of this inter partes review, Patent Owner adopts Petitioner’s definition. Resp. 13. Based on the totality of the record including the ’429 patent specification, cited references, and expert testimony, we find that Petitioner’s definition for a person of skill in the art is appropriate.” slip op. at 8

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed board ownOther

    “amplifiers “by the strobe reset generator instead [of] by the strobe global word line (gwlstrobe) 52”). The Figure 1 apparatus, at the location of the purple oval, merely conveys a strobe signal (gwlstrbuf 20) on a line without substantially changing that signal. Id. Fig. 1. The Figure 2 apparatus, however, illustrates main amp strobe 60 generating output signal 88 by delaying the gwlstrbuf signal output by buffer 58. Id. at 4:6–9, Fig. 2. Given the context of the ’429 patent specification, we decline to construe “main amplifier strobe” in a manner that would fail to distinguish Figure 2’s main amplifier strobe from Figure 1’s unlabeled strobe-carrying line (identified with a purple oval above). See id. (identifying main amp strobe 60 as a “main amplifier strobe circuit 60”). If Figure 2’s identification of a “main amplifier strobe 60” is to be distinguishable from Figure 1’s lack of any identified main amplifier strobe 60, the main amplifier strobe has to be more than just a mere strobe signal or line that carries a strobe signal. The ’429 patent specification explains that “first main amplifier strobe circuit 60 delays the rising edge of the output of the buffer 58” to “ensure[] that the local amplifiers 82, 84, 86 stay on until the main amplifier 108 is on.” Id. at 4:6–9. While we decline to import this exact functionality from the specification into claim 1’s “main amplifier strobe,” based on the discussion above, the main amplifier strobe must affect the transmitted signal and it must affect the signal consistent with the word “strobe.” See Phillips, 415 F.3d at 1323 (“[A]lthough the specification often describes very specific embodiments of the invention, we have repeatedly warned against confining the claims to those embodiments.”).” slip op. at 13

  • Expert testimonyPetitioner expert creditedDecided for petitioner

    “Petitioner argues that a person having ordinary skill in the art would have modified McClure’s memory core “such that each sense amplifier 602 is coupled to a pair of global read data lines as taught by Winograd, Merritt, Issa, and Kawasumi.” Pet. 66. The preponderance of the evidence supports this position at least as to Merritt, Issa, and Kawasumi. Petitioner’s declarant, Dr. Chmelar, states that a person of skill in the art would have modified McClure to “reduce power consumption, circuit areas, and/or readaccess time because the plurality of global data bus drivers 606 . . . could be eliminated.” Ex. 1003 ¶ 215. Dr. Chmelar’s testimony on this point is credible and well-supported by the evidence. As explained above, Merritt, Issa, and Kawasumi all teach local amplifiers coupled to global read data lines, and a person of skill in the art would have recognized the advantages of the global read data line configuration by studying those references. Petitioner’s position is further supported by the ’429 patent which admits that a structure of local amplifiers connected to global read data lines was known prior art. In particular, Figure 1 of the ’429 patent illustrates “conventional solution” prior art having local amplifiers 22, 24, and 26 connected to global read data lines 38 and 40. Ex. 1001, Fig. 1, 1:26–48 (“The local amplifiers 22, 24, 26 then drive the gdrd (global read data) lines 38, 40.”); see also Pet 8–9 (mapping claim elements to Figure 1). Patent Owner argues that Petitioner does not establish reason to combine the references’ teachings. Resp. 60–62. We disagree for the reasons explained above. The record as a whole, even if the ’429 patent’s disclosure were not considered, supports by a preponderance of the evidence that connecting local amplifiers to global read data lines was a well-known configuration. See supra 27–32. Connecting McClure’s local amplifiers to global read data lines is no more than use of a known method to yield predictable results. KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 401 (2007). Patent Owner also argues that Kawasumi criticizes its Figure 1 prior art “for its arrangement of having multiple amplifiers connected to global data lines.” Resp. 61–63; see also Ex. 2001 ¶ 176 (Patent Owner’s declarant Dr. Hassoum stating that Kawasumi says the Figure 1 arrangement is problematic). Patent Owner does not, however, persuasively dispute that use of main amplifiers with global read data lines was a known configuration or that implementation of such a configuration would have been within the abilities of a person of ordinary skill in the art. Reply 28–29. Instead, Kawasumi, for example, teaches that its arrangement of local sense amplifiers 1 providing data to the data bus 2 is a workable configuration. Ex. 1010, 1:49–63. Although Kawasumi teaches that this configuration may” slip op. at 32

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “Petitioner argues that a person having ordinary skill in the art would have modified McClure’s memory core “such that each sense amplifier 602 is coupled to a pair of global read data lines as taught by Winograd, Merritt, Issa, and Kawasumi.” Pet. 66. The preponderance of the evidence supports this position at least as to Merritt, Issa, and Kawasumi. Petitioner’s declarant, Dr. Chmelar, states that a person of skill in the art would have modified McClure to “reduce power consumption, circuit areas, and/or readaccess time because the plurality of global data bus drivers 606 . . . could be eliminated.” Ex. 1003 ¶ 215. Dr. Chmelar’s testimony on this point is credible and well-supported by the evidence. As explained above, Merritt, Issa, and Kawasumi all teach local amplifiers coupled to global read data lines, and a person of skill in the art would have recognized the advantages of the global read data line configuration by studying those references. Petitioner’s position is further supported by the ’429 patent which admits that a structure of local amplifiers connected to global read data lines was known prior art. In particular, Figure 1 of the ’429 patent illustrates “conventional solution” prior art having local amplifiers 22, 24, and 26 connected to global read data lines 38 and 40. Ex. 1001, Fig. 1, 1:26–48 (“The local amplifiers 22, 24, 26 then drive the gdrd (global read data) lines 38, 40.”); see also Pet 8–9 (mapping claim elements to Figure 1). Patent Owner argues that Petitioner does not establish reason to combine the references’ teachings. Resp. 60–62. We disagree for the reasons explained above. The record as a whole, even if the ’429 patent’s disclosure were not considered, supports by a preponderance of the evidence that connecting local amplifiers to global read data lines was a well-known configuration. See supra 27–32. Connecting McClure’s local amplifiers to global read data lines is no more than use of a known method to yield predictable results. KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 401 (2007).” slip op. at 32

  Patent outcomesUS 7,158,429 mixed
  Claim construction§ 103 obviousnesscites Phillips · KSR
  Patents in suitUS 7,158,429
• Analog Devices, Inc. v. Xilinx, Inc. And Xilinx Asia Pacific Pte. Ltd.Some claims unpatentable
  PTAB · May 3, 2022 · IPR2020-01624 · APJ Daniel J Galligan · IPR · Final written decision

  Claims 1–16 and 18 are unpatentable as obvious over Gauthier, Groen, and Shumarayev, with Huang for certain dependent claims; claim 17 was not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level board ownOther

    “speed links, or equivalent academic experience.” Pet. 5 (citing Ex. 1003 ¶¶ 18–20). At institution, we applied Petitioner’s assessment of the level of skill in the art, with the exception of the open-ended phrase “at least,” which expands the range of experience indefinitely without an upper bound. Inst. Dec. 8. During the trial, Patent Owner stated that it does not object to this level of ordinary skill. PO Resp. 7. Based on the parties’ agreement on this issue, we maintain our determination from the Institution Decision and apply that level of ordinary skill in the analysis below.” slip op. at 5

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “The parties dispute the scope of “independent.” Petitioner argues that using separate current setting signals for separate devices describes the “independent” aspect of these claims. Pet. 31–35; see also Pet. Reply 3–9 (setting forth claim construction arguments). Patent Owner argues that the ’132 patent does not set forth a special definition for “independent” and, therefore, that the plain meaning applies—“not determined or influenced by someone or something else.” PO Resp. 9–10 (citing Ex. 2005). Thus, Patent Owner argues that “independent of” means “not determined or influenced by.” PO Resp. 8–17; PO Sur-reply 2–7. As discussed below, we conclude that Petitioner has proven obviousness of the subject matter in claims 1–16 and 18 under Patent Owner’s proposed construction, and the deficiencies in Petitioner’s contentions for claim 17 are not related to the definition of “independent.” Thus, we need not resolve this claim construction dispute to issue a final written decision on all claims. See, e.g., Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms ... that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 6

  • Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)No construction neededNot reached

    “At institution, we preliminarily agreed with Petitioner that these phrases are means-plus-function. Inst. Dec. 13–15. Patent Owner argues that these phrases are not means-plus-function limitations and that “[e]ach claimed ‘current selection module’ is simply a circuit or collection of circuit[r]y that selects current, with additional structural limitations provided by the surrounding claim language.” PO Resp. 17–21. Patent Owner, however, also states that “[t]he Board need not construe the ‘current selection module’ terms because analysis of the prior art does not turn on claim construction.” PO Resp. 18. Patent Owner states it “is not disputing that the prior art discloses ‘current selection modules,’ per se, regardless of which claim construction the Board adopts”; rather, Patent Owner contends “that the current selection modules in the prior art fail to satisfy other claim requirements.” PO Resp. 18. Because there is no dispute between the parties the resolution of which turns on whether the “current selection module” phrases of claims 1 and 12 invoke § 112 ¶ 6, we need not resolve this issue to decide the patentability challenges before us. See Realtime Data, 912 F.3d at 1368.” slip op. at 7

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “for the combination and that “Petitioner cites no disclosure from any of the references or background materials suggesting that the cited current supplies were known, interchangeable alternatives.” PO Resp. 60–61. We disagree. As discussed above, Shumarayev discloses separate and independent programmable current supplies for the main driver and the pre-emphasis driver. Ex. 1007, 6:10–17, 6:24–27, Fig. 6. This is an alternative to Groen’s disclosure of separately controlled current select modules (DACs 400 and 402) where DAC 402’s input reference current is the current that is output from DAC 400. Ex. 1004, 5:4–8, Fig. 4. Patent Owner also argues that making a control circuit programmable is more complex than making a non-programmable circuit because “a designer would need to add means to store what is programmed, thus involving more than simple PMOS and NMOS transistors” and requiring additional fabrication steps. PO Resp. 62–63 (citing Ex. 2001 ¶ 70). Both Groen and Shumarayev, however, disclose programmable current sources for pre-emphasis and drive circuitry. Groen’s DAC 400 produces a reference current based on a 5-bit code, and Groen’s DAC 402 produces an emphasis current based on a 3-bit code. Ex. 1004, 4:51–58, Fig. 4. Shumarayev’s driver 44a includes programmable current supplies 56a and 56b, and pre-emphasis driver 44b includes current supplies 58a and 58b that produce an “amount of current that . . . may be controlled by programming how Petitioner’s reliance on Shumarayev’s teachings of separate and independent current sources for main and pre-emphasis drivers introduces any complexity due to the need to make the current sources programmable. Patent Owner also points to Shumarayev’s statement that “there may be consequences of providing too much programmable circuitry” (Ex. 1007, 8:3–4) as suggesting that a person of ordinary skill in the art would not have had a reasonable expectation of success in combining Shumarayev’s teachings with Groen and Gauthier. PO Resp. 64 (quoting Ex. 1007, 8:3–4). According to Patent Owner, Shumarayev’s statement “suggests that the inventors of the ’132 patent, who were able to build successful circuits with independently programmable primary and pre-emphasis current levels, had to overcome various design challenges.” PO Resp. 64 (citing Ex. 2001 ¶ 72). We disagree with Patent Owner’s arguments. Groen discloses programmability to address “a need in the art for a driver circuit that can select from numerous possible data communication operating modes.” Ex. 1004, 1:32–38. The whole purpose of Groen is to accommodate different driver modes by controlling the drive and emphasis currents. Ex. 1004, 3:50–59 (Table 1), 4:1–13 (Table 2), 5:55–67. Shumarayev, similarly, teaches programmable circuitry to accommodate different “I/O standards such as LVPECL, LVDS, PCML, etc.” Ex. 1007, 6:20–23, 7:57–67. Shumarayev then teaches a simplifying alternative, namely, “replac[ing] some or all of the programmable circuitry in I/O circuits 16 with hardwired circuitry.” Ex. 1007, 8:4–7. Thus, we hardly see why a person of ordinary skill in the art would be discouraged from the combination by the alleged complexities of programmability when both Groen and Shumarayev are expressly directed to such programmability.” slip op. at 32

  Patent outcomesUS 6,975,132 mixed
  Claim construction§ 103 obviousnesscites KSR
  Patents in suitUS 6,975,132
• Analog Devices, Inc. v. Xilinx, Inc. And Xilinx Asia Pacific Pte. Ltd.Some claims unpatentable
  PTAB · Apr 13, 2022 · IPR2020-01596 · APJ John F Horvath · IPR · Final written decision

  Claims 1–5, 8–12, and 15–17 are unpatentable as obvious over OneChip and ORT8850; claims 6, 7, 13, and 14 were not shown unpatentable because QL80FC was excluded.

  RulingsFinal written decision

  • Skill levelSkill level board ownDecided for petitioner

    “We agree with Petitioner. Dr. Nelson’s opinion that a person skilled in the art would have had at least the education and experience indicated necessarily encompasses persons having the minimum level of education and experience. It is axiomatic that something that was known or would have been obvious to a person having a minimum level of education and experience would necessarily have been known or obvious to a person having the same or a higher level of education or experience. As we indicated in our Institution Decision, “the level of skill in the art is a prism or lens through which a judge, jury, or the Board views the prior art and the claimed invention.” Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). In our analysis below, we consider all evidence as if viewed by a person having the minimum level of education and experience identified by Dr. Nelson, i.e., having “the equivalent of a Bachelor’s degree in electrical engineering, computer engineering, or related field and 3-5 years of professional experience in computer systems design, circuit design, or equivalent academic experience.” Ex. 1003 ¶ 6.” slip op. at 24

  • ExcludeMotion to exclude, grantedMotion to exclude, deniedGranted in part

    “the parties, we find Petitioner has failed to authenticate Exhibit 1008, and that the dates printed on the faces of Exhibit 1008 and Exhibit A of the Rosenberg declaration are hearsay. Exhibit A of the Rosenberg declaration contains two archived versions, dated September 3, 2000 and October 23, 2000, of the webpage www.quicklogic.com/devices/QuickFC/Default.html. Ex. 1019, Ex. A. The “second page” of the archived webpage contains a link entitled “QuickFC Device DataSheet.” Id. However, as Patent Owner correctly argues, “the Rosenberg Affidavit only purports to ‘attest[] to the authenticity of the archived and dated QuickFC webpages’—not the purportedly linked to [QL80FC] exhibits” and “[t]he Rosenberg Affidavit neither references QL80FC nor makes any assertion of a connection between QL80FC and the webpages shown in the printouts.” PO Resp. 53–54. Petitioner offers no testimony from a custodian of records for the QL80FC product, as they did for the ORT8850 product, to support a finding that Exhibit 1008 is what Petitioner purports it to be. See Fed.R.Evid. 901(a). Moreover, we disagree with Petitioner’s contentions that FREs 703, 901(b)(4) or 902(7) authenticate or provide a basis to forego excluding Exhibit 1008. FRE 703 allows an expert to base his or her opinion on facts or data an expert in the field would reasonably rely on, even if they are not themselves admissible. Id. 703. They do not prohibit the exclusion of inadmissible evidence or allow for the admission of otherwise excludable evidence. Although FRE 901(b)(4) does allow evidence to be admitted based on its “appearance, contents, substance, internal patterns, or other distinctive characteristics,” Petitioner has not shown that Exhibit 1008 contains sufficient distinctive characteristics to authenticate it. The only characteristic of Exhibit 1008 that tends to show that it is a QuickLogic datasheet for the QL80FC product is the appearance of QuickLogic’s name and logo on the datasheet. See Ex, 1008. But Petitioner fails to present authenticated versions of other QuickLogic data sheets to demonstrate how the structure, format, and appearance of QL80FC is consistent with their structure, format, and appearance. See Pet. Reply 22–23; Opp. 14–15. Finally, FRE 902(7) does not authenticate Exhibit 1008, it only authenticates any “inscription[s], sign[s], tag[s], or label[s]” affixed to Exhibit 1008. See Fed.R.Evid. 902(7). Accordingly, for the reasons discussed above, we find Petitioner has failed to authenticate Exhibit 1008, and we exclude Exhibit 1008 from this proceeding.” slip op. at 22

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed

    “1. Programmable Fabric / Programmable Fabric Circuitry Petitioner contends these terms “refer to user programmable circuitry capable of being programmed to implement arbitrary, as opposed to specific, logic functions.” Pet. 10. In our Institution Decision, we determined the precise meanings of these terms were not in dispute and, therefore, declined to expressly construe them. See Dec. Inst. 19–20 (citing Nidec Motor, 868 F.3d at 1017). Neither party disputes that finding, which we maintain here. See PO Resp. 8; Pet. Reply 3–30.” slip op. at 26

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner

    “maintain our preliminary construction that the plain and ordinary meaning of the transceiver component limitation requires the LOS detector to be “a transceiver component having selectable values that is configured by the plurality of configuration memory cells.” The limitation requires “a plurality of transceivers containing respective components having selectable values,” wherein “said components [are] configured by . . . memory cells,” and wherein “one of said components is a loss of synchronization detector.” Ex. 1001, 6:32–36 (emphases added). Thus, the LOS detector is one of the transceiver components referred to earlier, i.e., one of “said components” “having selectable values” that is “configured by . . . memory cells.” Id. The Specification is consistent with this interpretation. It discloses a transceiver whose receiver side includes deserializer/comma detector 174, decoder 178, elastic buffer 182, CRC 186, and LOS 188.10 Id., Fig. 3. Each of these components is described as being configurable and having selectable values. Id. at 4:54–6:7. Moreover, our interpretation does not render superfluous the use of the term “configurable” in other limitations. To the contrary, the transceiver components limitation only requires transceiver components identified as “one of said components,” i.e., as one of the “respective components having selectable values” to be configurable. It does not require every transceiver component to be configurable because not every transceiver component has to be identified as “one of said components.” Thus, because the serializer and deserializer are not identified as “one of said components” in the “transceiver components” limitation, that limitation does not require that they be configurable. As a result, the claim’s later requirement of “a configurable serializer” and “a configurable deserializer” is not superfluous.” slip op. at 27

  Patent outcomesUS 7,187,709 mixed
  Claim construction§ 103 obviousnesscites Phillips · KSR
  Patents in suitUS 7,187,709
• Analog Devices, Inc. v. Xilinx, Inc. And Xilinx Asia Pacific Pte. Ltd.Some claims unpatentable
  PTAB · Apr 5, 2022 · IPR2020-01597 · APJ Russell E Cass · IPR · Final written decision

  Claims 1–5, 12, and 13 are unpatentable; claim 6 was not shown unpatentable because Young does not disclose claim 5’s flip-flop limitation.

  RulingsFinal written decision

  • Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) does not applyDecided for patent owner

    “claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. § 282(b).” 37 C.F.R. § 42.100(b) (2019). In our Institution Decision, we agreed with Patent Owner that the phrase “modules for implementing tasks, the module being reconfigurable” in independent claims 1 and 5 was not a “means-plus-function” limitation that must be construed under 35 U.S.C. § 112, paragraph 6. Inst. Dec. 15–18. We also construed the term “module” as “logic configured to perform a task that can receive and/or transmit communication signals.” Id. at 21. In doing so, we rejected Patent Owner’s argument that “‘reconfigurable modules” are not “logic that ‘may be programmed or reconfigured’ to implement tasks,” but rather “are circuits that have already been programmed to implement tasks and can then be updated.” Id. at 18–21 (quoting Prelim. Resp. 9). In its Patent Owner Response, Patent Owner included a footnote stating that it “maintains that this limitation should be construed to require that existing modules be updatable.” PO Resp. 12, n.1. Patent Owner, however, does not provide additional elaboration or set forth arguments explaining why the reasoning in our Institution Decision is in error. See id. (“For the remainder of this Petition, however, [Patent Owner] assumes that the Board’s broader construction is correct.”). Based on the complete record, we adhere to the interpretation set forth in our Institution Decision for the reasons discussed therein. See Inst. Dec. 18–21.” slip op. at 10

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. § 282(b).” 37 C.F.R. § 42.100(b) (2019). In our Institution Decision, we agreed with Patent Owner that the phrase “modules for implementing tasks, the module being reconfigurable” in independent claims 1 and 5 was not a “means-plus-function” limitation that must be construed under 35 U.S.C. § 112, paragraph 6. Inst. Dec. 15–18. We also construed the term “module” as “logic configured to perform a task that can receive and/or transmit communication signals.” Id. at 21. In doing so, we rejected Patent Owner’s argument that “‘reconfigurable modules” are not “logic that ‘may be programmed or reconfigured’ to implement tasks,” but rather “are circuits that have already been programmed to implement tasks and can then be updated.” Id. at 18–21 (quoting Prelim. Resp. 9). In its Patent Owner Response, Patent Owner included a footnote stating that it “maintains that this limitation should be construed to require that existing modules be updatable.” PO Resp. 12, n.1. Patent Owner, however, does not provide additional elaboration or set forth arguments explaining why the reasoning in our Institution Decision is in error. See id. (“For the remainder of this Petition, however, [Patent Owner] assumes that the Board’s broader construction is correct.”). Based on the complete record, we adhere to the interpretation set forth in our Institution Decision for the reasons discussed therein. See Inst. Dec. 18–21.” slip op. at 10

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “In its Preliminary Response, Patent Owner stated that it did not object to Petitioner’s proposed level of ordinary skill in the art. Prelim. Resp. 7. In our Institution Decision, we adopted Petitioner’s assessment of the level of skill in the art with the exception of the open-ended phrase “at least,” finding that this level of skill is consistent with the ’184 patent and the asserted prior art of record. Inst. Dec. 23. In its Response, Patent Owner states that it “does not object to the” level of skill in the art in the Institution Decision. PO Resp. 11–12 (citing Inst. Dec. 23); see also Ex. 2012 ¶ 57 (Dr. Brogioli’s testimony that he does “not object to the Board’s finding in the Institution Decision on the level of skill in the art.”). Based on the complete record, we adhere to the level of ordinary skill adopted in our Institution Decision. Inst. Dec. 23.” slip op. at 12

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “We do not agree with Patent Owner’s argument that Eggers is deficient because it “does not disclose the existence of reconfiguration data for the Shift Register and Output Connections modules or any means of generating such data.” PO Resp. 13. Claim 1 does not require “reconfiguration data” or a configuration memory, and thus Eggers need not expressly disclose such data or memory to anticipate. To the extent Patent Owner argues that configuration data is necessary for a reconfigurable module, the evidence indicates that one of ordinary skill would have understood that such data would be used in the modules of Eggers. In this regard, Dr. Nelson testifies that one of ordinary skill in the art “would understand that the AT6000 device is not sold ‘out-of-the-box’ with a shift register and output connections modules pre-configured” and that “Eggers necessarily had to reconfigure the AT6000 from its default state to implement these modules,” which would require reconfiguration data. Ex. 1033 ¶ 12. Indeed, Patent Owner acknowledges that the AT600 is necessarily loaded with configuration data to configure the shift register and output connections modules on startup. PO Sur-reply 3. We also do not agree with Patent Owner’s argument that the configuration data for the shift register and output connections modules is not “reconfiguration” data because “[t]he ’184 patent establishes that ‘reconfiguration’ refers to reprogramming after startup, not programming on startup.” PO Sur-reply 3. As noted above, claim 1 does not require “reconfiguration data;” it only requires “modules” that are “reconfigurable.” Ex. 1001, 10:20–21. We therefore need not enter into a debate about the precise definition of “reconfiguration data” because the evidence shows that Eggers discloses modules that are reconfigurable, as claim 1 requires. As discussed above, one of ordinary skill would have understood that Eggers’s shift register and output connections modules are “reconfigurable” because they are created with reconfigurable logic in the Atmel AT6000. Ex. 1002 ¶¶ 92–93. Consequently, Petitioner has shown by a preponderance of the evidence that Eggers discloses limitation 1[a].” slip op. at 21

  Patent outcomesUS 7,224,184 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 7,224,184
• Analog Devices, Inc. v. Xilinx, Inc. And Xilinx Asia Pacific Pte. Ltd.Some claims unpatentable
  PTAB · Apr 1, 2022 · IPR2020-01531 · APJ John F Horvath · IPR · Final written decision

  Claims 1–3, 7–9, 13–17, and 19 are unpatentable as anticipated by Xia; claims 12 and 18 were not shown unpatentable over Xia or Iwata.

  RulingsFinal written decision

  • Skill levelSkill level board ownDecided for petitioner

    “the time of the invention as someone who would have had “the equivalent of a Bachelor’s degree in electrical engineering and four or more years of experience in analog circuit design.” Pet. 6 (citing Ex. 1003 ¶ 23). In our Institution Decision, we identified a person having ordinary skill in the art at the time of the invention as someone with “a Bachelor’s degree in electrical engineering, or its equivalent, and four years of experience in analog 1 Petitioner also relies upon the Declarations of Un-Ku Moon, Ph.D. (Exs. 1003, 1031) and Sylvia Hall-Ellis, Ph.D. (Ex. 1022). Patent Owner relies on the Declaration of Dr. Marwan Hassoun (Ex. 2008). we maintain here. See PO Resp. 8; Pet. Reply 2–28.” slip op. at 6

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner

    “Owner, we maintain our preliminary construction of the connection limitation. Claims 1 and 8 require a programmable interconnect circuit coupled between an I/O port and a plurality of ADCs that enables a connection of the ADCs to the I/O port. Ex. 1001, 14:21–26, 14:51–53, 14:57–62. Figure 9 of the ’071 patent illustrates such “a programmable interconnect circuit.” Id. at 9:20–21, Fig. 9. It can be “implemented as an ADC interface, or more particularly, the routing network 704 or 804.” Id. at 9:22–24. In Figure 10, routing network 804 “enables the coupling of the analog input signal at input/output port 604 to each of 8 ADC circuits 602.” Id. at 10:3–8, Fig. 10. In Figure 11, routing network 804 together with sampler 1102 “enable[s] t[he] routing of a sample of the analog input signal periodically change the routing of the sampled signal to a different ADC.” Id.at 10:60–11:2, Fig. 11. Thus, the programmable interconnect circuit or routing network 804 enables both direct and continuous connections between the I/O port and ADC circuits as shown in Figure 10, and indirect and periodic connections as shown in Figure 11. Accordingly, for the reasons discussed above, we find the connection limitation has its plain and ordinary meaning, which includes enabling both a direct and continuous connection of the I/O port to the plurality of ADCs and an indirect and periodic connection.” slip op. at 8

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableNot shown unpatentableMixed

    “We agree with Patent Owner. First, as discussed above, claims 12 and 18 are directed to the embodiment of Figure 10 of the ’071 patent, while claims 13 and 19 are directed to the embodiment of Figure 11. The Specification makes this clear by using language similar to that in claims 12 and 18 to describe the Figure 10 embodiment, and using language similar to that in claims 13 and 19 to describe the Figure 11 embodiment. For example, the Specification contrasts “coupling the analog input signal to each analog-to-digital converter circuit of the plurality of analog-to-digital converter circuits” (the same language used in claim 18) with the “alternative[]” embodiment of “periodically coupling a sample of the analog input signal to an analog-to-digital converter circuit of the plurality of analog-to-digital converter circuits” (the same language used in claim 19). Ex. 1001, 2:50–59. Similarly, the Specification contrasts “rout[ing] the analog input signal to each of the ADC circuits 602 of a group of ADC circuits” (similar to the language of claim 12) as shown in Figure 10 with input signal to a selected ADC circuit 606” (similar to the language of claim 13) as shown in Figure 11. Id. at 10:56–66. Based on these disclosures, we find that one of ordinary skill in the art would have understood the language of claims 12 and 18 to require routing the analog input signal received at the input/output port to each analog-to-digital converter without the use of a sampler, as shown in the Figure 10 embodiment. The use of a sampler is covered by claims 13 and 19, which cover the alternative Figure 11 embodiment.” slip op. at 26

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not reached

    “E. Obviousness over Iwata and Hsueh Petitioner argues claim 2, which depends from claim 1, would have been obvious over the combination of Iwata and Hsueh. See Pet. 100–102. Patent Owner disagrees. See PO Resp. 53. As discussed in § II.C.4, supra, Petitioner has demonstrated by a preponderance of evidence that claim 2 is anticipated by Xia. Therefore, we need not consider whether Petitioner has also demonstrated that claim 2 would have been obvious over the combination of Iwata and Hsueh. See Beloit, 742 F.2d at 1423.” slip op. at 36

  Patent outcomesUS 8,548,071 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips
  Patents in suitUS 8,548,071
• Qualcomm Inc. v. Monterey Research, LLCSome claims unpatentable
  PTAB · Mar 7, 2022 · IPR2020-01493 · APJ Jason W Melvin · IPR · Final written decision

  Claims 1–3, 8–10, and 15–17 are unpatentable over PIC16C7X anticipation or obviousness grounds; claims 7 and 14 were not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “II. ANALYSIS A. LEVEL OF ORDINARY SKILL IN THE ART Petitioner proposes that a person of ordinary skill “would have had at least a bachelor’s degree in electrical or computer engineering, or a similar field with at least two years of experience in digital circuit and computer design, or a person with a master’s degree in electrical or computer engineering, or a similar field with a specialization in digital circuit and computer design.” Pet. 7 (citing Ex. 1010 ¶ 32). Patent Owner adopts that definition of a person of ordinary skill. PO Resp. 10. We adopt Petitioner’s proposed level of ordinary skill as it appears to be consistent with the level of skill reflected by the specification and in the asserted prior-art references.” slip op. at 5

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner

    “construction. We read the plain language of a “programmable digital circuit block” as using “block” to suggest circuitry considered as a unit. Ex. 1001, 8:35–39. While a “block” of circuity could apply to a logical block, as under Petitioner’s view, the specification counsels in favor of considering the block as a physical structure. The specification describes configuration of “programmable digital circuit blocks . . . by changing the contents of a few registers therein,” suggesting that a block’s configuration registers are located physically within the block. Ex. 1001, 2:4–7 (emphasis added). Further, it describes how certain design approaches can “minimize the size of the programmable digital circuit block.” Id. at 2:9–13; accord id. at 4:15–16 (“[T]he programmable digital circuit block 100 is highly efficient in terms of die area.”), 4:26–34 (describing an embodiment with limited functionality “to further reduce the size of the programmable digital circuit block 100”). By referencing size, the specification directly implicates that a block is a physical circuit unit.” slip op. at 21

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableNot shown unpatentableMixed

    “Patent Owner argues that “[b]ecause a BSF after a power-on-reset cannot configure PWM mode,” the CCP is not “‘configurable to perform any one of’ capture, compare, or PWM mode” with a single register write operation. PO Resp. 46 (emphasis omitted). We do not agree, because nothing in the claim language requires the same instruction be used to configure the claimed programmable digital circuit block. Rather, it requires that only one operation be used to select the circuit block’s function from at least two possible functions. Because the BSF instruction uses a single write operation to set a bit in the CCPxCON register that can select either the capture or compare function, the claim language is satisfied. Moreover, even if Petitioner had to show that the CCP module must be configurable to function in any of the three modes with a single operation, Petitioner has done so. That the PWM mode is selected using a different instruction (COMF) than the capture or compare modes (BSF) does not take PIC16’s disclosures outside the challenged claims.” slip op. at 17

  • Obviousness (§103) › Objective indicia / secondary considerations › Long-felt need / failure of othersObjective indicia no nexusDecided for petitioner

    “to support the patentability of claims 2, 9, and 16. Specifically, Patent Owner argues that these claims are patentable over the asserted art because the ’407 patent’s claimed invention “solved a long-felt need . . . for a configurable computer architecture without the programming overhead and inefficiency of an FPGA.” PO Resp. 80–83. Patent Owner asserts benefits of the ’407 patent’s approach, citing exclusively to the specification.7 Id. Patent Owner then concludes that “[t]hese benefits, which were not provided in the prior art, support the nonobviousness of the claimed invention.” Id. at 83 (citing Ex. 2008 ¶ 198 (Patent Owner’s expert, repeating the same statement without additional support)). As discussed above, we agree with Petitioner that PIC16 discloses configuration of a programmable digital circuit block using a single register write operation. See supra at 6–19. PIC16 therefore solved the need that Patent Owner asserts, prior to invention of the ’407 patent.8 7 Patent Owner’s expert repeats Patent Owner’s claims, but provides no additional support. Ex. 2008 ¶¶ 194–197. 8 Even if we had not concluded that Patent Owner’s asserted need was already met before the challenged patent, Patent Owner has not identified objective evidence to support its view. Citations to the challenged patent’s specification do not offer a reliable basis on which to conclude that the claims were nonobvious, and Patent Owner’s declarant provides no additional evidence to support his statements. See Ex. 2008 ¶¶ 194–197; 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). We have considered Patent Owner’s assertions regarding objective indicia of nonobviousness, together with Petitioner’s submissions regarding PIC16 and AN594, and conclude that the subject matter of claims 2, 9, and 16 would have been obvious over PIC16 and AN594 for the reasons given by Petitioner.” slip op. at 24

  Patent outcomesUS 6,765,407 mixed
  Claim construction§ 102 anticipation§ 103 obviousness
  Patents in suitUS 6,765,407
• Power Integrations, Inc. v. Semiconductor Components Industries, LLCSome claims unpatentable
  PTAB · May 23, 2019 · IPR2018-00180 · APJ Kamran Jivani · IPR · Final written decision

  Claims 4–7, 9–16, and 18 are unpatentable over Hwang or Hwang and Balakrishnan; claim 17 was not shown unpatentable over Hwang.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “Although the parties formulate slightly differently their respective assessments of the skill level, neither party disputes directly the other’s assessment nor makes any arguments related to the assessments. See generally Pet.; PO Resp. The ’221 patent states its disclosure “relates, in general, to integrated circuits and, more particularly, to power converter integrated circuits.” Ex. 1001, 1:9–11. In view of the foregoing, we adopt Patent Owner’s formulation of the level of ordinary skill in the art. Further, this level of ordinary skill is reflected by the prior art of record. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art itself can reflect the appropriate level of ordinary skill in the art).” slip op. at 8

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner

    “construction must begin with the words of the claims themselves.”); In re NTP, Inc., 654 F.3d 1279, 1288 (Fed. Cir. 2011) (citing Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc)) (“As with any claim construction analysis, we begin with the claim language.”). None of the challenged claims (nor even unchallenged claim 8) recites the claimed disabling or terminating occurs in response to the detect signal independent of other circuit conditions or in response only to the detect signal. See Ex. 1001, 12:5–14:36. For instance, independent claim 4 merely recites, “wherein the control circuit disables the switched drive control signal in response to the detect signal.” Id. at 12:49–51. Independent claim 7 similarly recites, “wherein the gating circuit disables the drive control signal in response to the detect signal.” Id. at 13:11–13. Independent claim 9 discloses only, “a first comparator . . . having an output for disabling the pulse generator.” Id. at 13:27–30. Finally, independent claim 15 requires, “comparing the error signal to a reference signal . . . to terminate the step of generating in response to the error signal.” Id. at 14:21–23. Therefore, the plain language of the challenged claims does not, standing alone, support adoption of Patent Owner’s proposed construction.” slip op. at 13

  • Expert testimonyPetitioner expert creditedDecided for petitioner

    “testimony from their respective declarants on whether one of ordinary skill in the art would understand “in response to” as requiring “independent of other circuit conditions.” Compare Reply 2–3 (citing Ex. 1016 ¶¶ 18–21, 26–30; Ex. 2003, 43:16–45:1) with PO Resp. 14–15, 17 (citing Ex. 2001 ¶¶ 42, 44–45.) and Sur-Reply 11–12 (citing Ex. 2001 ¶ 45). Patent Owner further directs our attention to a single sentence of deposition testimony in which Petitioner’s declarant Dr. Szepesi appears to agree with Patent Owner’s construction by stating, in the context of claim 9, that “the output signal of this first comparator disables the output pulses driving the gate of that independent of anything else.” PO Resp. 8 (citing Ex. 2003, 44:16– 45:1). Petitioner rebuts Patent Owner’s arguments by identifying additional deposition testimony and statements made in a second declaration offered by Dr. Szepesi opposing Patent Owner’s construction. Reply 2–3 (citing Ex. 1016 ¶¶ 18–21, 26–30; Ex. 2003, 43:16–45:1). For instance, immediately before the statement Patent Owner cites, Dr. Szepesi testified: Q: “So is it your opinion that an output for disabling the pulse generator must disable the pulse generator regardless of the other conditions in the circuit?” . . . A: “I don't understand your question. I said disabling the pulse generator means that the output of the pulse generator which is providing the pulses to the gate of the main switch, those pulses are disabled. That’s what it means in my opinion in this context.” Ex. 2003, 43:24–44:9. And, in his supplemental declaration, Dr. Szepesi states: As a first matter, I opined during my deposition that “an output disabling a pulse generator” means that “the output signal of this first comparator disables the output pulses driving the gate of that independent of anything else.” But, at the time of my deposition I had not done a focused claim construction analysis of the limitation “a first comparator […] having an output for disabling the pulse generator.” This is because I hadn’t anticipated there being a dispute relevant to the validity analysis in view of what I understood as the plain meaning of the language. Despite the quote that Patent Owner relied upon, I believe now that a POSITA would not understand the claim language to require the first comparator to disable the output pulses independent of anything else. This belief is consistent with my responses to the first two of three successive questions in which I was asked about “disabling the pulse generator.” It is my opinion that the operation of the disclosed embodiment requires the presence of other conditions precedent before the first comparator can disable the drive pulses and this requirement is not excluded by the claim language. Ex. 1016 ¶ 18 (emphasis added). Our reviewing court has made clear that extrinsic evidence “is generally of less significance than the intrinsic record” in matters of claim construction. Wi-LAN, Inc. v. Apple Inc., 811 F.3d 455, 462 (Fed. Cir. 2016) (citation omitted). Here, beyond competing declarant testimony, neither party has entered into the record extrinsic evidence, such as dictionary definitions or contemporaneous usage in the art, addressing the scope of “in response to.” Having considered the testimony upon which Patent Owner relies and weighing it against the claim language itself, the Specification’s disclosures set forth above, and the contrary testimony of Petitioner’s declarant, we find on balance that it does not warrant departing from the plain and ordinary meaning of “in response to” as Patent Owner urges. See In re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994) (holding that an inventor may define specific terms used to describe invention, but must do so “with reasonable clarity, deliberateness, and precision”) (quoting Intellicall, Inc. v. Phonometrics, Inc., 952 F.2d 1384, 1387-88 (Fed. Cir. 1992)).” slip op. at 17

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “Claim 4 further recites, “a control circuit having an input coupled for receiving the detect signal, wherein the control circuit disables the switched drive control signal in response to the detect signal.” Patent Owner’s sole contention with respect to claim 4 is that “[t]he alleged detect signal in Hwang does not satisfy this limitation” because “unlike the ’221 patent, the alleged ‘control circuit’ does not disable the switched drive control signal ‘in response to the detect signal’ independent of other circuit conditions.” PO Resp. 15–16. As discussed above, we decline to import into claim 4 a requirement that the claimed disabling must occur independent of other circuit conditions. See supra Section III.C.1. Because Patent Owner’s argument relies on a claim construction that we rejected above, we are not persuaded that Hwang fails to meet the limitations of claim 4. Rather, having reviewed the evidence cited by Petitioner, we agree with Petitioner that Hwang discloses the limitations of independent claim 4, arranged as recited in the claim. Petitioner’s analysis, as supported by the Szepesi Declaration, further demonstrates where Petitioner contends each element of dependent claims 5 and 6 is disclosed in Hwang. Pet. 21–24. Patent Owner does not dispute Petitioner’s analysis beyond the argument raised with respect to claim 4. See PO Resp. 17. Having reviewed the evidence cited by Petitioner, we agree with Petitioner that Hwang discloses the limitations of dependent claims 5 and 6, arranged as recited in these claims, and we adopt that analysis as our own. Accordingly, for the foregoing reasons, we find Petitioner has shown by a preponderance of the evidence that Hwang anticipates claims 4–6.” slip op. at 25

  Patent outcomesUS 6,597,221 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 6,597,221
• Renesas Electronics Corporation / Renesas Electronics America, Inc. v. Lone Star Silicon Innovations, LLCSome claims unpatentable
  PTAB · Mar 25, 2019 · IPR2017-01869 · APJ Elizabeth M Roesel · IPR · Final written decision

  Claims 1, 4–6, 9, and 10 are unpatentable as obvious over Igarashi and Tanaka (1999); claims 2 and 7 were not shown unpatentable.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “For purposes of our Institution Decision, we accepted the definition of a POSA provided by Dr. Bottoms. Dec. 10–11 (citing Ex. 2001 ¶ 31). Dr. Bottoms provides a “clarification” of the Board’s description, testifying that “[t]he specific industry experience would require process design experience—which is experience beyond managing fabrication equipment.” Ex. 2011 ¶ 36. Dr. Bottoms’ clarification is consistent with the level of skill reflected by the ’330 patent, which discloses process design options for making a low dielectric constant silicon nitride etch stop. Ex. 1001, 5:66-6:24. Dr. Neikirk testifies that, under Dr. Bottoms’ definition, a POSA has a higher degree of skill than under Dr. Neikirk’s definition, and the Board’s adoption of Dr. Bottoms’ definition would not change his opinions regarding obviousness. Ex. 1028 ¶ 14. We find there is little difference between the declarants’ definitions of a POSA, and the outcome of our patentability determinations would be the same, regardless of which definition we accept. For the sake of clarity, we adopt Dr. Bottoms’ definition of a POSA, including the recent clarification. Ex. 2011 ¶¶ 35, 36. We also rely on the cited prior art references as reflecting the level of ordinary skill in the art at the time of the invention. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 12

  • Expert testimonyPetitioner expert creditedPatent owner expert creditedOther

    “After reviewing the qualifications of Dr. Neikirk and Dr. Bottoms, as set forth in each witness’s declaration and curriculum vitae, we find that each of these declarants has sufficient education and experience related to the subject matter of the ’330 patent to testify regarding the perspective of a POSA at the time of the invention. Ex. 1011 ¶¶ 2, 3; Ex. 1012; Ex. 2002; Ex. 2011 ¶¶ 8–20. See Trial Practice Guide Update, 83 Fed. Reg. 39,989 (Aug. 13, 2018), available at https://go.usa.gov/xU7GP (“TPG Update”), 3 (“A person may not need to be a person of ordinary skill in the art in order to testify as an expert under Rule 702, but rather must be ‘qualified in the pertinent art.’” (quoting Sundance, Inc. v. DeMonte Fabricating Ltd., 550 F.3d 1356, 1363–64 (Fed. Cir. 2008))). D.” slip op. at 12

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “In the Institution Decision, we determined that it was not necessary to resolve the parties’ claim construction dispute. Dec. 9–10. Neither party challenges that determination. Petitioner contends that the asserted grounds of unpatentability apply under either party’s construction for the phrase “etch stop layer of silicon nitride.” Pet. 25 n.3. Patent Owner argues that this phrase is not limited to a layer of pure silicon nitride and allows for the presence of dopants and/or impurities. PO Resp. 8–10. Patent Owner does not, however, rely on its proposed claim construction for any patentability argument. In fact, Patent Owner acknowledges that the silicon nitride materials disclosed in the Low-K References satisfy Patent Owner’s proposed construction. PO Resp. 10. Under these circumstances, we agree with Petitioner that we do not need to resolve the parties’ claim construction dispute. Pet. Reply 2. Accordingly, consistent with the Institution Decision, we determine that we do not need to provide an express construction for any claim term for purposes of resolving the controversy. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). B.” slip op. at 10

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “copper interconnects need silicon nitride films as an etch stop, but that such films have a high dielectric constant, which causes an undesirable increase in the effective dielectric constant of the interconnect structure and increased parasitic capacitance, as compared with aluminum interconnects. Ex. 1021, 829-1, 829-2; see Pet. 18; Ex. 1011 ¶¶ 92, 93. As Petitioner correctly points out (Pet. 53–54), Tanaka (1999) cites Igarashi as an example of a copper interconnect system that is degraded by parasitic capacitance due to the high permittivity (dielectric constant) of silicon nitride etch stop films. Ex. 1017, 47-1 n.1. Tanaka (1999) discloses a low dielectric constant silicon nitride etch stop film as a solution to the problem of parasitic capacitance in copper damascene interconnect structures, such as Igarashi’s. Id. at 47-1, 47-2 (“New low-k SiN film, with a permittivity of 5.4 . . . should be the solution to realize Cu damascene interconnects . . . .”). Consistent with these express disclosures, Dr. Neikirk persuasively testifies that “Igarashi identifies a need for a low-k dielectric etch stop layer” and “Tanaka (1999) meets this need.” Ex. 1011 ¶ 94; see Pet. 18 (citing Ex. 1011, § VIII.C., which contains paragraph 94 of Dr. Neikirk’s testimony). Accordingly, we find Petitioner has shown by a preponderance of the evidence that a POSA would have been motivated to use the low dielectric constant silicon nitride etch stop film of Tanaka (1999) as the etch stop layer in the interconnect system of Igarashi. Patent Owner disputes whether Petitioner has established a reasonable expectation of success for the combination of Tanaka (1999)’s low dielectric constant silicon nitride etch stop film and Igarashi’s interconnect structure. PO Resp. 65. Although the Petition does not expressly discuss whether one of ordinary skill in the art would have had a reasonable expectation of success in combining Tanaka and Igarashi to arrive at the claimed invention, Petitioner shows a very close relationship between the teachings of Tanaka (1999) and Igarashi. Pet. 12–13, 17–18, 53–62. As discussed above and argued by Petitioner, Tanaka (1999): (1) cites Igarashi as an example of a copper interconnect system that suffers from parasitic capacitance due to the high dielectric constant of silicon nitride etch stop films, and (2) discloses a low dielectric constant silicon nitride etch stop film as a solution to the parasitic capacitance problem exemplified by Igarashi. Pet. 13, 18, 53–54; Ex. 1011 ¶¶ 74–79, 88–94; Ex. 1017, 47-1 & n.1; Ex. 1021, 829-1, 829-2. Petitioner establishes a reasonable expectation of success for the combination of Tanaka (1999) and Igarashi by demonstrating a strong correlation between the problem discussed by Igarashi—the high dielectric constant of silicon nitride films when used as etch stops for copper interconnects—and the solution disclosed by Tanaka (1999)—a low dielectric constant silicon nitride film for use as an etch stop layer in copper damascene interconnect structures. In re Inland Steel Co., 265 F.3d 1354, 1364 (Fed. Cir. 2001) (“[T]he strength of the correlation between the references gives rise to a reasonable expectation of success from combining them.”).” slip op. at 27

  Patent outcomesUS 6,388,330 mixed
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 6,388,330
• Stingray Digital Group Inc. v. Music ChoiceSome claims unpatentable
  PTAB · Oct 11, 2018 · IPR2017-01191 · APJ Mitchell G Weatherly · IPR · Final written decision

  Claims 1–4 and 6–9 are unpatentable as obvious over Hudson and Dwek; claims 5 and 10–20 were not shown unpatentable because the references do not disclose the genre channel limitation.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “II. ANALYSIS A. LEVEL OF ORDINARY SKILL Petitioner contends a person of ordinary skill in the art pertaining to the ’045 patent, at the time of invention, “would have had at least an undergraduate degree in computer science or electrical engineering, or equivalent experience and, in addition, two years of experience in distribution of digital audio and video via networks.” Pet. 5 (citing Ex. 1003 ¶¶ 11–17). Patent Owner agrees. PO Resp. 6. In considering the issues presently before us, we have adopted and applied Petitioner’s proposed identification of the level of ordinary skill in the art, which is consistent with the ’045 patent and the asserted prior art.” slip op. at 8

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for patent owner

    “B. CLAIM INTERPRETATION “A claim in an unexpired patent that will not expire before a final written decision is issued shall be given its broadest reasonable construction in light of the specification of the patent in which it appears.” 37 C.F.R. § 42.100(b); see also Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2142 (2016) (affirming that USPTO has statutory authority to construe claims according to Rule 42.100(b)). When applying that standard, we interpret the claim language as it would be understood by one of ordinary skill in the art in light of the specification, and absent any special definition, we give claim terms their ordinary and customary meaning. See In re Suitco Surface, Inc., 603 F.3d 1255, 1260 (Fed. Cir. 2010); In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007) (“The ordinary and customary meaning is the meaning that the term would have to a person of ordinary skill in the art in question.” (internal quotation marks omitted)). Only terms which are in controversy need to be construed, and then only to the extent necessary to resolve the controversy. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999). In the Decision on Institution, we instructed the parties to brief the meaning of “a message comprising information indicating that the user desires to view the video identified by the video identifier” as recited in claims 1 and 6; and “in response to receiving the message” as recited in claims 1 and 6. Dec. 24. The parties agreed upon the express meaning of both phrases, PO Resp. 6–7; Reply 2, which we adopt for the purposes of this Final Written Decision. We discern no need to interpret any other phrase expressly for the purposes of this Final Written Decision.” slip op. at 8

  • Obviousness (§103) › Motivation to combine / reasonable expectation of success › Teaching awayTeaching away not foundMotivation foundDecided for petitioner

    “A reference may be said to teach away when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc., 567 F.3d 1314, 1327 (Fed. Cir. 2009) (quoting Ricoh Co., Ltd. v. Quanta Comput. Inc., 550 F.3d 1325, 1332 (Fed. Cir. 2008)). Moreover, a reference “must [be] considered for all it taught, disclosures that diverged and taught away from the invention at hand as well as disclosures that pointed towards and taught the invention at hand.” Ashland Oil, Inc. v. Delta Resins & Refractories, Inc., 776 F.2d 281, 296 (Fed. Cir. 1985) (citation omitted). A reference does not teach away “if it merely expresses a general preference for an alternative invention but does not ‘criticize, discredit, or otherwise discourage’ investigation into the invention claimed.” DePuy, 567 F.3d at 1327 (quoting In re Fulton, 391 F.3d at 1201). But even if a reference is not found to teach away, its statements regarding preferences are relevant to a finding regarding whether a skilled artisan would be motivated to combine that reference with another reference. See Apple Inc. v. Samsung Elecs. Co., 839 F.3d 1034, 1051 n.15 (Fed. Cir. 2016) (en banc) (noting that, even if a reference “does not teach away, its statements regarding users preferring other forms of switches are relevant to a finding regarding whether a skilled artisan would be motivated to combine the slider toggle in” that reference with the invention of a second reference). Polaris Indus., Inc. v. Arctic Cat, Inc., 882 F.3d 1056, 1069 (Fed. Cir. 2018). Against this background, we determine that Hudson does not teach away from incorporating the ability to customize playlists as described by Dwek. Hudson never expressly mentions permitting a user to customize its storyboards much less disparages doing so. Dr. Shamos testifies that an ordinarily skilled artisan would have recognized that Hudson’s advantages of providing links to ancillary content along with primary content would be further enhanced if users also had Dwek’s ability to customize the primary content they were viewing. Ex. 1003 ¶¶ 43–46. Dr. Russ’s conclusions otherwise fail to consider each of Hudson and Dwek as a whole, but instead focus narrowly upon specific implementations of delivering media in each reference. Ex. 2109 ¶¶ 49–52. When Hudson and Dwek are considered as a whole, the similarities in their goals suggests their combination. For example, Hudson, by incorporating Headings by reference,3 recognizes that its system is compatible with streaming a wide variety of content including “movies, music videos, educational content, television shows, games, live events, and advertising.” Ex. 1005 ¶ 27. Similarly, Dwek recognizes that its system may deliver more than music; it may also “deliver video or other streaming multimedia content.” Ex. 1006, 4:10:12. Patent Owner argues that because Dwek describes joining a customized, shared channel “in progress,” Dwek’s system only broadcasts streams in a manner akin to live radio. PO Resp. 17. However, Dwek also contemplates starting playback of its user-defined shared channels at the beginning of the user-defined playlist. Id. at 11:27– 33. Based on our review of Hudson and Dwek, we determine that they both describe systems in which users have some degree of control over what content they consume and when they consume it. Ex. 1004 ¶¶ 37–40, Figure 4; Ex. 1006, 1:31–50. We also determine that both systems are designed to facilitate commerce related to the content. Ex. 1004 ¶ 41, 44; Ex. 1006, 3:28–57. Based upon our consideration of Hudson and Dwek as a a whole, we credit the testimony of Dr. Shamos over that of Dr. Russ and conclude that Hudson does not teach away from permitting a user to slip op. at 18

  • Expert testimonyPetitioner expert creditedPatent owner expert discountedOther

    “storyboards much less disparages doing so. Dr. Shamos testifies that an ordinarily skilled artisan would have recognized that Hudson’s advantages of providing links to ancillary content along with primary content would be further enhanced if users also had Dwek’s ability to customize the primary content they were viewing. Ex. 1003 ¶¶ 43–46. Dr. Russ’s conclusions otherwise fail to consider each of Hudson and Dwek as a whole, but instead focus narrowly upon specific implementations of delivering media in each reference. Ex. 2109 ¶¶ 49–52. When Hudson and Dwek are considered as a whole, the similarities in their goals suggests their combination. For example, Hudson, by incorporating Headings by reference,3 recognizes that its system is compatible with streaming a wide variety of content including “movies, music videos, educational content, television shows, games, live events, and advertising.” Ex. 1005 ¶ 27. Similarly, Dwek recognizes that its system may deliver more than music; it may also “deliver video or other streaming multimedia content.” Ex. 1006, 4:10:12. Patent Owner argues that because Dwek describes joining a customized, shared channel “in progress,” Dwek’s system only broadcasts streams in a manner akin to live radio. PO Resp. 17. However, Dwek also contemplates starting playback of its user-defined shared channels at the beginning of the user-defined playlist. Id. at 11:27– 33. Based on our review of Hudson and Dwek, we determine that they both describe systems in which users have some degree of control over what content they consume and when they consume it. Ex. 1004 ¶¶ 37–40, Figure 4; Ex. 1006, 1:31–50. We also determine that both systems are designed to facilitate commerce related to the content. Ex. 1004 ¶ 41, 44; Ex. 1006, 3:28–57. Based upon our consideration of Hudson and Dwek as a a whole, we credit the testimony of Dr. Shamos over that of Dr. Russ and conclude that Hudson does not teach away from permitting a user to 3 Ex. 1004 ¶ 27. customize its content storyboards in a manner akin to Dwek’s customization of musical playlists.” slip op. at 18

  Patent outcomesUS 9,351,045 mixed
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 9,351,045
• Stingray Digital Group Inc. v. Music ChoiceSome claims unpatentable
  PTAB · Sep 20, 2018 · IPR2017-00888 · APJ Mitchell G Weatherly · IPR · Final written decision

  Claims 1, 3, and 4 are unpatentable as obvious over Mackintosh and Hallier; claim 8 was not shown unpatentable as anticipated by Hudson.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITADecided for patent owner

    “Here, the step of “creating a playlist” that includes an asset “corresponding to the selected video” logically requires completing the step of “receiving . . . information indicating that a user desires to view a selected video.” The “selected video” that must be included in the playlist created in step 8b is not determined until after step 8a is completed. Therefore, step 8a must be completed before step 8b is started.” slip op. at 10

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable

    “For the reasons expressed in Part II.A above, we conclude that claim 8 requires the first two steps of the claimed method to be performed in the order recited, which means that users select at least one video to view before playlists are created containing the selected video. Under such an interpretation, Petitioner argues that Hudson describes the required order because Hudson expressly states that the steps illustrated in its Figures 3 and 4 may be performed in any order. Reply 20 (citing Ex. 1005 ¶ 35 (for Figure 3), ¶ 40 (for Figure 4)). However, Hudson’s indications that steps can be performed in any order apply only to each of Figures 3 and 4 individually, and not to the combination of the two figures collectively. In connection with its description of Figure 3, Hudson states “the aforementioned steps need not be performed in a particular order” followed by examples that apply only to steps mentioned in Figure 3. Ex. 1005 ¶ 35. Similarly, while describing Figure 4, Hudson states “the aforementioned steps need not occur in a particular order, or include all steps” followed by examples that apply only to steps mentioned in Figure 4. Ex. 1005 ¶ 40. Hudson never indicates that steps illustrated in Figure 4 may occur before steps illustrated in Figure 3. In Figure 3, Hudson illustrates how its system creates interactive video content, which necessarily must be completed before the steps for delivering interactive video content in Figure 4 are possible. For all these reasons, we determine that Petitioner has failed to establish that Hudson performs the first two steps of claim 8 in the order recited as required. Accordingly, we conclude that Petitioner has not shown by a preponderance of evidence that Hudson anticipates claim 8.” slip op. at 16

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

    “Petitioner acknowledges that Mackintosh recognizes that server 214 may be overloaded by simultaneous requests for URLs from many user terminals. Pet. 13 (citing Ex. 1004, 14:29–36). Petitioner also acknowledges that Mackintosh proposes solutions to reduce the load on server 214 imposed by user terminals requesting URLs that link to supplemental content. Id. at 13–14. Patent Owner’s expert, Dr. Russ, concedes that Petitioner’s proposed modification of Mackintosh would reduce the load on server 214. Ex. 1009, 68:23–69:3. Accordingly, the evidence establishes that Petitioner’s proposed modification of Mackintosh would address the problem of overloading server 214.” slip op. at 28

  • Expert testimonyPetitioner expert creditedPatent owner expert discountedDecided for petitioner

    “For all these reasons, we ascribe little weight to Dr. Russ’s testimony on this point. Instead, we credit Dr. Shamos’s testimony explaining why a person skilled in the art would find Dr. Russ’s hypothetical dual-mute button solution was “not an ‘attractive’ solution for users, content providers, or advertisers.” Ex. 1010 ¶25. In particular, because the “user would be left with the undesirable choice of muting portions of a broadcast track . . . or muting the audio of the supplemental material — meaning the user will miss some portion of content that he or she is interested in, which is both undesirable and ill-conceived.” Id. Accordingly, we find Petitioner’s position on this point to be persuasive.” slip op. at 25

  Patent outcomesUS 7,320,025 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 7,320,025

Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.