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  • PTAB · Jun 13, 2025 · IPR2025-00351 · APJ Beth Z Shaw · IPR · Institution

    The Board instituted IPR of claims 1–26 on all grounds, finding a reasonable likelihood that Petitioner would prevail on at least one claim.

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner

      “A district court stay of the litigation pending resolution of the PTAB trial allays concerns about inefficiency and duplication of efforts.” Fintiv Order 6. That is the case here. Thus, the first Fintiv factor strongly weighs against exercising the authority to deny institution. Id. Under the second Fintiv factor, the proximity of the court’s trial date to the Board’s projected statutory deadline for a final written decision weighs against exercising our authority to deny institution because there is no trial date scheduled. Id. at 9; see Ex. 1031, 3. slip op. at 8

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “To institute an inter partes review, we must determine “that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). The Board, however, has discretion to deny a petition even when a petitioner meets that threshold. Id.; see, e.g., Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2140 (2016) (“[T]he agency’s decision to deny a petition is a matter committed to the Patent Office’s discretion.”). For the reasons that follow, we grant institution of inter partes review.” slip op. at 2

    • Skill levelOther

      “have a bachelor’s or equivalent degree in computer science or a related field and at least 2 years of experience in multimedia processing or delivery using internet protocols.” Pet. 10 (citing Ex. 1002 ¶¶ 67–68). Petitioner further states that “a person with less formal education but more experience, or more formal education but less experience, could have also met the relevant standard for a POSITA.” Id. Patent Owner submits a similar definition (see Prelim. Resp. 13–14), but states that a POSITA “would understand that . . . the subject of the patent is a software-based solution to broadcasting multimedia streams, and the skillset and expertise in hardware-based systems would not make one knowledgeable about software-based systems.” Prelim. Resp. 13–14. We determine that no express finding is necessary, on the present record, and that the level of ordinary skill in the art is reflected by the prior art of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978). The difference in how each party characterizes a POSITA’s work experience does not change our analysis or conclusions based on the present record. Should Patent Owner dispute Petitioner’s definition during trial, we encourage Patent Owner to explain how a software-focused definition would affect any obviousness analysis in our final written decision.” slip op. at 10

    • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted

      “Claim 1 does not limit the “caching unit” in any way. With this in mind, we preliminarily agree that Farber discloses the subject matter of limitation 1a sufficiently to meet Petitioner’s burden on institution. b.” slip op. at 14

    Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denial
    Patents in suitUS 11,140,441
  • PTAB · Feb 15, 2017 · IPR2015-01762 · APJ Beth Z Shaw · IPR · Final written decision

    Claims 1, 3–5, 8, 13–17, 20, and 84–86 are unpatentable as obvious over Koether and Crater; claim 44 was not shown unpatentable on that ground.

    RulingsFinal written decision
    • PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner

      “owner must provide sufficient rebuttal evidence to bring reasonably into question the accuracy of Petitioner’s identification of RPIs.” See Office Patent Trial Practice Guide, 77 Fed. Reg. 48,680, 48,695 (Aug. 14, 2012). Whether a non-party is a real party in interest is a “highly fact-dependent question” that is addressed on a “case-by-case” basis. See 77 Fed. Reg. 48,759. “A common focus of the inquiry is . . . whether the non-party exercised or could have exercised control over a party’s participation in a proceeding.” Id. The concept of control means that “the non-party ‘had the opportunity to present proofs and argument’ . . . or ‘to direct or control the content’ of the filing.” JP Morgan Chase & Co., et al. v. Maxim Integrated Prods., Inc., Case CBM2014-00179, slip op. at 10 (PTAB Feb. 20, 2015) (Paper 11) (“JP Morgan”). “‘The evidence as a whole must show that the non-party possessed effective control over a party’s conduct of the [proceeding] as measured from a practical, as opposed to a purely theoretical standpoint.’” Id. (quoting Gonzalez v. Banco Cent Corp., 27 F.3d 751, 759 (1st Cir. 1994)).” slip op. at 5

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “Ex. 1001, Abst. It describes the relevant problems encountered in the art as those involved in the control, monitoring, or security of vehicles or premises, in a network environment. Id. at 1:20–52; 3:12–21. The ’363 patent is not directed to specific issues associated with electrical circuits or electrical connections between devices. The Specification identifies no specific problem that stems from the apparatus being a particular type of electrical device. From this evidence, we conclude that a person of ordinary skill in the art with respect to the ’363 patent would be skilled in the field of networked systems. For the foregoing reasons, we are not persuaded that the level of ordinary skill in the art requires specific coursework or education in the form of a degree in electrical engineering. Instead, we are persuaded by Petitioner’s statement of the level of ordinary skill in the art, and our finding of the level of ordinary skill is similar to that proposed by Petitioner, but with a slight modification, i.e., that a basic level of experience is required, at the level of at least two years of experience in networked systems. We find that the level of ordinary skill in the art is that of one having at least two years of working experience with networked systems. A more advanced degree would be paired with a shorter period of working experience.” slip op. at 9

    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “Patent Owner has not articulated a persuasive reason for giving Mr. Bennett’s testimony little or no weight. Moreover, as discussed above, we are not persuaded that a person of ordinary skill in the art of the ’363 patent would be required to have a specific degree or coursework in electrical engineering. We are, thus, not persuaded that Mr. Bennett’s answers, during deposition, to questions about his background are wrong or that the entirety of his testimony should be given little or no weight based on this testimony.” slip op. at 10

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed patent owner constructionDecided for patent owner

      “For purposes of the Decision to Institute, we construed the terms “remote,” “premises,” and “located at.” Dec. 8–9. We reviewed and adopted Patent Owner’s explicit definitions for these terms, which Patent Owner provided in the prosecution of the application that issued as the ’363 patent. Dec. 8 (citing Ex. 2002). Based on our review of the full record, we discern no reason to modify or further discuss in this Final Written Decision our constructions for these claim terms. For convenience, these claim constructions are reproduced in the table below. Term Citations Construction Remote Ex. 2002, “‘Remote’ means ‘separate and apart from, or 10–11 external from, or at a distance from or distant from, or not located in.’” Premises Ex. 2002, 8– “‘Premises’ means ‘a building or a structure 9 and the grounds or parcel of land associated with the building or the structure, or a building or structure or a portion, room, or office, of or in the building or structure, or a home, mobile home, mobile building, mobile structure, residence, residential building, office, commercial building, commercial office, structure, equipment, facility, machine, rig, assembly line, or edifice.’” Located at Ex. 2002, 8 “‘Located at’ means ‘situated at, or situated in, or situated on.’”” slip op. at 12

    Patent outcomesUS 7,397,363 mixed
    Claim construction§ 103 obviousness§ 112 disclosurecites Phillips · KSR
    Patents in suitUS 7,397,363
  • PTAB · Jan 27, 2017 · IPR2015-01645 · APJ Beth Z Shaw · IPR · Final written decision

    Claims 21, 22, 24, 25, 29, and 36 are unpatentable as obvious over the stated combinations of prior art.

    RulingsFinal written decision
    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “We are not persuaded that Mr. McNamara’s statements on cross- examination are sufficient to accord his testimony little or no weight. The prosecution history is an important element in understanding the claims of a patent. Yet, we are persuaded that the statement “that’s correct” (in response to the question made during cross examination about his review of the prosecution history of four patents) appears to be a misstatement as to Mr. McNamara’s review of the ’363 patent and its underlying prosecution history. Mr. McNamara signed his declaration under penalty of perjury, and made other statements during cross-examination that are consistent with his declaration testimony that he reviewed the relevant prosecution history. See Ex. 1003 ¶ 13; Ex. 2006, 154:11–20. We agree with Petitioner that Mr. McNamara’s inconsistent testimony (i.e., “that’s correct”) appears to illustrate a momentary lapse in memory. Compare e.g., Ex. 2006 at 153:11– 15, with id. at 154:11–20. Moreover, Patent Owner has not explained why Mr. McNamara’s testimony displays a lack of understanding of any particular part of the prosecution history, or how such testimony is dispositive to any particular issue in this case. In light of the foregoing, we credit the declaration testimony of Mr. McNamara that he reviewed the prosecution history of the ’363 patent over his cross-examination statement to the contrary. See Yorkey v. Diab, 601 F.3d 1279, 1284 (Fed. Cir. 2010) (“It is within the discretion of the trier of fact to give each item of evidence such weight as it feels appropriate”) (quoting Velander v. Garner, 348 F. 3d 1359, 1371 (Fed. Cir. 2003)).” slip op. at 8

    • Skill levelOther
    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

      “In the Institution Decision, we determined that no terms required express construction. Dec. 7. In its Response, Patent Owner proposes constructions for “interface device,” “processing device,” “first signal,” “second signal,” and “third signal.” PO Resp. 9–11. We determine that it is not necessary to expressly construe these terms to resolve the controversy here. To the extent it is necessary for us to construe any additional claim terms in this decision, we do so below in the context of analyzing whether the prior art renders the claims unpatentable.” slip op. at 6

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentable

      “Petitioner contends a person having ordinary skill would have combined the teachings of Frossard with those of Spaur for various reasons, including that both references describe systems for remotely communicating information to a vehicle, and receivers located on the vehicle that receive a signal from a remote device, and because one of ordinary skill in the art would recognize that it would be advantageous to use a device associated with a web site to send a shutdown signal to the vehicle. Pet. 16–17 (citing Ex. 1003 ¶ 49). Petitioner also contends that one of ordinary skill in the art would have combined Spaur and Frossard because it would achieve the predictable result of using a processing device associated with a web site for the controlled shutdown of a vehicle. Id.” slip op. at 14

    Patent outcomesUS 7,397,363 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR
    Patents in suitUS 7,397,363
  • PTAB · Jan 25, 2017 · IPR2015-01585 · APJ Stacey G White · IPR · Final written decision

    Claims 1–3, 11, 16, and 17 are unpatentable: claims 1 and 16 are anticipated by Frossard and Pagliaroli; the remaining claims are unpatentable on the stated obviousness grounds.

    RulingsFinal written decision
    • Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) does not applyTerm construed patent owner constructionDecided for patent owner

      “Claim 3 recites, in relevant part, “a positioning device for determining location of the vehicle, wherein said positioning device is located at the vehicle.” In the Institution Decision, we preliminarily construed the term “positioning device” to be governed by 35 U.S.C. § 112 ¶ 65. Dec. 6. Patent Owner disagrees and asserts that one of ordinary skill in the art would understand ‘“positioning device’ to be the name for the structure that performs the corresponding functions, even though the term covers a broad class of structures and/or identifies the structures by their function.” PO. Resp. 10–11. Petitioner maintains that the preliminary construction should govern this Final Written Decision. Reply 1–2. In Patent Owner’s view, “positioning device” is similar to terms such as filters, brakes, and clamps that have functional names, but still provide sufficient structure to remove the term from the reach of § 112 ¶ 6. PO Resp. 10–11. Patent Owner argues that Petitioner’s position is inconsistent because Petitioner argues that “positioning device” is not sufficient structure while arguing for a construction that includes the same term. Id. at 11 (noting that the proposed structure is a “satellite-based global positioning device.”). We are persuaded by Patent Owner’s arguments. Thus, we find that “positioning device” is not governed by 35 U.S.C. § 112 ¶ 6. For the purposes of this decision, we adopt Patent Owner’s proposed construction of “positioning device” which is “a device that determines the location of the vehicle.” PO Resp. 12.” slip op. at 6

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner

      “We have not been directed to evidence in the specification sufficient to show that the Applicant desired to narrow this very broad definition of signal in a manner that would exclude signals that pass through intermediaries. As defined by the Applicant, a signal may be an indication, information, or a message and we are not persuaded that it is impermissible for an intermediary to pass this information on and to add further data to the information that it received. For the foregoing reasons, we construe the term “first signal” to be “a signal sent by a first device;” “second signal” to be “a signal sent by a second device;” and “third signal” to be “a signal sent by a third device.” The recited signals all are construed to be “an indication, or an indication having or conveying data, information, or a message, or a conveyor of data, information, or a message, or an indication representing data or information.” Finally, we are not persuaded that these terms exclude signals that may pass through an intermediary and any such intermediary may append additional information to the received signals. III. ANALYSIS” slip op. at 9

    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “We are not persuaded that Mr. McNamara’s statements on cross examination are sufficient to accord his testimony little or no weight. The prosecution history is an important element in understanding the claims of a patent. We, however, are persuaded that the statements made during cross examination appear to be misstatements as to Mr. McNamara’s review of the patent and its underlying prosecution history. Mr. McNamara signed his declaration under penalty of perjury and he has made other statements consistent with his testimony under oath stating that he reviewed the prosecution history. See Ex. 1003 ¶ 14; Ex. 2005, 154:11–20. In addition, we have reviewed the relevant prosecution history and we are in the position to evaluate whether Mr. McNamara’s testimony is at odds with the evidence in this case, which include the relevant prosecution history. Accordingly, we are not persuaded Mr. McNamara’s testimony should be accorded little or no weight due to the statements he made during cross-examination regarding his review of the prosecution history.” slip op. at 11

    • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

      “Petitioner is correct in arguing that Patent Owner improperly attempts to limit “control device” in a way that contradicts the construction of the term. We agree with Petitioner that Frossard’s server center 1 and resource 2 may disclose the claimed “second control device” because by definition a “control device” can comprise “part of a device”; therefore, it follows that if something may be “part of a device” then it is permissible for that device to have multiple parts. Thus, a “control device,” which necessarily is a type of device, can include multiple parts. Therefore, the question is whether the cited elements of Frossard (server center 1 and resource 2) reasonably can be interpreted to be the parts of the second control device. To that end, Petitioner compares the combination of Frossard’s server center 1 and resource 2 with the ’405 patent’s combination of server 952 and transmitter 957. Id. at 8–9. It is Petitioner’s contention that “Frossard’s server 1 corresponds to server 952 of the ’405 patent because both generate a signal for remote control. Frossard’s resource 2 corresponds to transmitter 957 of the ’405 patent because both transmit the signal.” Id. at 12. According to Petitioner, “[t]he specification describes that, in response to a command received by the server receiver 953, the server 952 sends a control signal via the transmitter 957.” Id. at 8 (citing Ex. 1001, 58:41–48, 5:55– 58). Further, Petitioner asserts that “[a]ll of the described second devices use transmitters (e.g., server 952 uses transmitter 957 in Fig. 11B).” Id. at 9. Thus, in Petitioner’s view, Patent Owner’s argument that the control device may not be the combination of a server and transmitter is not supported by the specification. Id. We agree and find that Frossard discloses the claimed second control device. We also determine that because Patent Owner acknowledged, in its own definition, that “control device” means “a device or a computer, or that part of a device or a computer, which performs an operation, an action, or a function, or which performs a number of operations, actions, or functions” (emphases added), it necessarily follows that the “or” implies that a control device can include multiple parts. Tr. 36:1–38:19. Thus, a “control device” that is both “[1] a device and [2] a computer” would fall within the scope of the construed claim term because the term “or” is broad enough to include a variant that has both of the listed options. Id. Here, we determine Frossard’s server center 1 and resource 2 discloses a control device (i.e., “a device or a computer”).” slip op. at 20

    Patent outcomesUS 5,917,405 unpatentable
    Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips
    Patents in suitUS 5,917,405
  • PTAB · Jan 25, 2017 · IPR2015-01508 · APJ Stacey G White · IPR · Final written decision

    Claims 3, 20, 65, 73, 93, 103, 104, 108, and 205 are unpatentable: claims 3, 20, 73, 103, and 205 are anticipated by Frossard; the remaining claims are unpatentable on the stated obviousness or anticipation …

    RulingsFinal written decision
    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed board ownOther

      “For purposes of the Decision to Institute, we construed the term “control device.” Dec. 10–11. Neither party raised any concerns regarding this construction during trial. See PO Resp. 10–11; Reply 1. Based on our review of the full record, we discern no reason to modify or further discuss in this Final Written Decision our construction for this claim term. For convenience, the claim construction is reproduced in the table below. Term Citations Construction Control Ex. 2002, 6 A device or a computer, or that part of a device or Device a computer, which performs an operation, an action, or a function, or which performs a number of operations, actions, or functions.” slip op. at 6

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for petitioner

      “In that 2007 filing, the term “signal” was defined as “an indication, or an indication having or conveying data, information, or a message, or a conveyor of data, information, or a message, or an indication representing data or information.” Ex. 2002, 11. We are persuaded that this definition is instructive to understanding the proper scope of these claim terms. Thus, a first signal, for example, is an “an indication, or an indication having or conveying data, information, or a message, or a conveyor of data, information, or a message, or an indication representing data or information that is sent by a first device.” 7 This information was modified by a Certificate of Correction issued July 1, 2003. See Ex. 1001, 95. We have not been directed to evidence in the specification sufficient to show that the Applicant desired to narrow this very broad definition of signal in a manner that would exclude signals that pass through intermediaries. As defined by the Applicant, a signal may be an indication, information, or a message and we are not persuaded that it is impermissible for an intermediary to pass this information on and to add further data to the information that it received. For the foregoing reasons, we construe the term “first signal” to be “a signal sent by a first device;” “second signal” to be “a signal sent by a second device;” and “third signal” to be “a signal sent by a third device.” The recited signals all are construed to be “an indication, or an indication having or conveying data, information, or a message, or a conveyor of data, information, or a message, or an indication representing data or information.” Finally, we are not persuaded that these terms exclude signals that may pass through an intermediary.” slip op. at 7

    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “We are not persuaded that Mr. McNamara’s statements on cross examination are sufficient to accord his testimony little or no weight. The prosecution history is an important element in understanding the claims of a patent. We, however, are persuaded that the statements made during cross examination appear to be misstatements as to Mr. McNamara’s review of the patent and its underlying prosecution history. Mr. McNamara signed his declaration under penalty of perjury and he has made other statements consistent with his testimony under oath stating that he reviewed the prosecution history. See Ex. 1003 ¶ 14; Ex. 2005, 154:11–20. In addition, we have reviewed the relevant prosecution history and we are in the position to evaluate whether Mr. McNamara’s testimony is at odds with the evidence in this case, which include the relevant prosecution history. Accordingly, we are not persuaded Mr. McNamara’s testimony should be accorded little or no weight due to the statements he made during cross-examination regarding his review of the prosecution history.” slip op. at 10

    • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

      “Petitioner is correct in arguing that Patent Owner improperly attempts to limit “control device” in a way that contradicts the construction of the term. We agree with Petitioner that Frossard’s server center 1 and resource 2 may disclose the claimed “second control device” because by definition a “control device” can comprise “part of a device”; therefore, it follows that if something may be “part of a device” then it is permissible for that device to have multiple parts. Thus, a “control device,” which necessarily is a type of device, can include multiple parts. Therefore, the question is whether the cited elements of Frossard (server center 1 and resource 2) reasonably can be interpreted to be the parts of the second control device. To that end, Petitioner compares the combination of Frossard’s server center 1 and resource 2 with the ’076 patent’s combination of server 952 and transmitter 957. Id. at 9. It is Petitioner’s contention that “Frossard’s server 1 corresponds to server 952 of the ’076 patent because both generate a signal for remote control. Frossard’s resource 2 corresponds to transmitter 957 of the ’076 patent because both transmit the signal.” Id. at 12. According to Petitioner, “[t]he specification describes that, in response to a command received by the server receiver 953, the server 952 sends a control signal via the transmitter 957.” Id. at 9 (citing Ex. 1001, 58:41–48, 5:55–58). Further, Petitioner asserts that “[a]ll of the described second devices use transmitters (e.g., server 952 uses transmitter 957 in Fig. 11B).” Id. at 10. Thus, in Petitioner’s view, Patent Owner’s argument that the control device may not be the combination of a server and transmitter is not supported by the specification. Id. We agree and find that Frossard discloses the claimed second control device.” slip op. at 19

    Patent outcomesUS 6,542,076 unpatentable
    Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR
    Patents in suitUS 6,542,076
  • PTAB · Jan 23, 2017 · IPR2015-01612 · APJ Beth Z Shaw · IPR · Final written decision

    Claims 68, 69, 74, 77, and 80 are unpatentable as anticipated by Spaur; claim 72 is unpatentable as obvious over Spaur.

    RulingsFinal written decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “Monitoring Systems, LLC, filed a Preliminary Response pursuant to 35 U.S.C. § 313. Paper 6 (“Prelim. Resp.”). Based on our review of these submissions, we declined to institute review of claims 21, 24, 27, 29, 30, 31, and 33, and we instituted inter partes review of claims 68, 69, 72, 74, 77, and 80. Paper 7 (“Dec.”). Specifically, we authorized this inter partes review to proceed as to the following grounds: (1) claims 68, 69, 74, 77, and 80 under 35 U.S.C. § 102(e) as anticipated by Spaur1; and (2) claim 72 under 35 U.S.C. § 103(a) as obvious over Spaur.” slip op. at 2

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed patent owner constructionDecided for patent owner

      “processing device” Patent Owner argues that “processing device” means “a device or a computer, or that part of a device or a computer, which performs an operation, an action, or a function, or which performs a number of operations, actions, or functions.” PO Resp. 8. Patent Owner argues that this definition comes from the prosecution history of the ’363 patent (Ex. 1007) and is consistent with the Specification. Id. Petitioner does not dispute this construction. See Reply 2–4. We agree that this explicit definition for “processing device” was provided in the prosecution of the application that issued as the ’363 patent. See Ex. 1007. We have reviewed the definition and we find it to be instructive to understanding the proper scope of “processing device.” See In re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994). Thus, we adopt the Patent Owner’s construction of “processing device” to mean “a device or a computer, or that part of a device or a computer, which performs an operation, an action, or a function, or which performs a number of operations, actions, or functions” for the purposes of this decision. slip op. at 6

    • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

      “We agree with Petitioner’s characterization of Spaur’s teachings and we are not persuaded by Patent Owner’s argument. Patent Owner does not direct us to any persuasive evidence that the “second processing device” of claim 68 is not encompassed by Spaur’s teaching of a CDPD network modem. Pursuant to our construction discussed above, the term “processing device” means “a device or a computer, or that part of a device or a computer, which performs an operation, an action, or a function, or which performs a number of operations, actions, or functions.” See § II.A. This is the definition Patent Owner proposed and that Patent Owner provided during prosecution. We are unpersuaded as to why Spaur’s CDPD network modem 76 is necessarily different from “a device or a computer, or that part of a device or a computer, which performs an operation, an action, or a function, or which performs a number of operations, actions, or functions.”” slip op. at 8

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

      “not address the arguments in the Petition about the obviousness of claim 72. Reply 13. In particular, the Petition stated that: (1) Spaur describes a “wireless device” contained in the vehicle for transmitting and receiving information over an air link (Ex. 1004, 6:3–5), (2) Spaur describes that such devices may be among vehicle devices 50 (id. at 10:1–9), and (3) using a wireless device, a cellular telephone, or a personal digital assistant as the communication device in the system described by Spaur would have been within the understanding of a person of ordinary skill in the art at the time the alleged invention of claim 72 was made, and it would have been obvious to do so because it would allow the user to operate the system from a mobile device. Pet. 59–60 (citing Ex. 1006 ¶ 40). We agree with Petitioner that Patent Owner does not dispute the first two statements. Rather, we interpret Patent Owner’s arguments as directed to the third statement. Petitioner argues that Mr. Andrews testified in his declaration that wireless devices, cellular telephones, and personal digital assistants were well-known as of the filing of the ’363 patent, and that the use of a mobile device in Spaur’s system would have been obvious. Id. (citing Ex. 1006 ¶ 40). During his cross examination, Mr. Andrews testified that people “could certainly contact using a cellular telephone contact, an Internet gateway, and obtain information from devices on the Internet via an Internet gateway.” Ex. 2004, 45:16–19. Thus, Petitioner argues, Patent Owner has no basis for its statement that Mr. Andrews could not support this position during cross-examination. We agree with Petitioner and are not persuaded that Mr. Andrews’s testimony is unsupported based on his statements during cross examination.” slip op. at 14

    Patent outcomesUS 7,397,363 unpatentable
    Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips
    Patents in suitUS 7,397,363
  • PTAB · Dec 28, 2016 · IPR2015-01928 · APJ Justin Busch · IPR · Final written decision

    Claims 1, 3, and 20 are unpatentable as obvious over Jahagirdar and Schultz because their combination would have been a predictable substitution of familiar touch sensors for keys.

    RulingsFinal written decision
    • BurdenUnpatentable

      “III. CONCLUSION Based on the evidence and arguments, Petitioner has demonstrated, by a preponderance of the evidence, that claims 1, 3, and 20 of the ’494 patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Jahagirdar and Schultz. IV. ORDER Accordingly, it is: ORDERED that claims 1, 3, and 20 of the ’494 patent have been shown to be unpatentable; and” slip op. at 19

    • Skill levelOther

      “touch sensors were not limited by size or arrangement, and a person of ordinary skill could have taken the Schultz sensors and put them into touch sensors the size of the buttons on Jahagirdar. Ex. 1017, 138:17–21, 140:2– 13. Additionally, as Dr. Morley acknowledges, the claims of the ’494 patent contain no limitations as to the physical form, internal architecture, or arrangement of the touch sensors. Id. at 172:12–173:10. Patent Owner presents no argument that the proposed combination would have been beyond the capabilities or knowledge of a person having ordinary skill in the art. As the Supreme Court has stated, “when a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement, the combination is obvious.” KSR, 550 U.S. at 417 (internal quotation marks omitted). “If a person of ordinary skill can implement a predictable variation . . . § 103 likely bars its patentability.” Id. As illustrated by Schultz, the use of a touch sensor as an alternative to a mechanical push button was well known in the prior art. See Ex. 1005; Ex. 1015 ¶¶ 40–43. We agree that the combination of Jahagirdar and Schultz teaches the elements of claim 1 as arranged, and we determine the proposed combination would have been obvious, because it merely involves substitution of familiar elements, the combination of which yields predictable results. See KSR, 550 U.S. at 417. In particular, we agree that the proposed combination is the simple substitution or modification of Jahagirdar’s keys with Schultz’s known touch sensor. This is, in other words, a textbook case of obviousness. See Agrizap, Inc. v. Woodstream Corp., 520 F.3d 1337, 1344 (Fed. Cir. 2008) (“This is a textbook case of” slip op. at 11

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

      “As the Supreme Court has stated, “when a patent simply arranges old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement, the combination is obvious.” KSR, 550 U.S. at 417 (internal quotation marks omitted). “If a person of ordinary skill can implement a predictable variation . . . § 103 likely bars its patentability.” Id. As illustrated by Schultz, the use of a touch sensor as an alternative to a mechanical push button was well known in the prior art. See Ex. 1005; Ex. 1015 ¶¶ 40–43. We agree that the combination of Jahagirdar and Schultz teaches the elements of claim 1 as arranged, and we determine the proposed combination would have been obvious, because it merely involves substitution of familiar elements, the combination of which yields predictable results. See KSR, 550 U.S. at 417. In particular, we agree that the proposed combination is the simple substitution or modification of Jahagirdar’s keys with Schultz’s known touch sensor. This is, in other words, a textbook case of obviousness. See Agrizap, Inc. v. Woodstream Corp., 520 F.3d 1337, 1344 (Fed. Cir. 2008) (“This is a textbook case of when the asserted claims involve a combination of familiar elements according to known methods that does no more than yield predictable results.”). Patent Owner does not point us to objective evidence of nonobviousness to overcome the textbook case of obviousness here.” slip op. at 11

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

      “Notwithstanding Patent Owner’s position that the proposed combination would increase accidental actuations when grabbing or holding Jahagirdar’s mobile station, Petitioner points to Dr. Morley’s testimony that touch sensors would alleviate accidental actuation by inanimate objects (e.g., “clothes, objects in a bag, [and] surfaces of furniture”). Pet. Reply 2 (citing Ex. 1017, 157:20–158:23; Ex. 2006 ¶ 63). Accordingly, Petitioner argues a person having ordinary skill in the art looking to reduce inadvertent actuation by inanimate objects would be motivated to incorporate Schultz’s touch sensor. Id. at 2–3 (citing Ex. 1023 ¶¶ 4–5). Moreover, Petitioner’s unrebutted evidence in the record demonstrates Schultz’s touch sensor could have been integrated into Jahagirdar’s keys 144 in multiple ways, depending upon what might have been convenient or desirable. Id. at 3–4 (citing Ex. 1015 ¶ 75); Ex. 1023 ¶ 5. For example, a person of ordinary skill would have been readily able to relocate those touch sensors to different locations, or “one of skill could have easily programmed Jahagirdar’s controller such that touch sensor inputs were only recognized at appropriate times for example, depending on whether the mobile station 102 was opened or closed.” Ex. 1015 ¶ 75. In such a way, inadvertent actuation of the touch sensors would be minimized or eliminated.” slip op. at 13

    Patent outcomesUS 7,265,494 unpatentable
    Claim construction§ 103 obviousness
    Patents in suitUS 7,265,494
  • PTAB · Dec 28, 2016 · IPR2015-01616 · APJ Justin Busch · IPR · Final written decision

    Claims 1–3, 19, and 20 are unpatentable as obvious over Layman and Beard, with Rathmann additionally for claim 19 and APA additionally for claim 20.

    RulingsFinal written decision
    • BurdenDecided for petitioner

      “We have reviewed the Petition, Patent Owner Response, and Petitioner’s Reply, as well as the relevant evidence discussed therein. For the reasons that follow, we determine Petitioner has shown, by a preponderance of the evidence, that the challenged claims would have been obvious in view of the asserted combined teachings of the asserted references.” slip op. at 5

    • Skill levelOther
    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

      “We agree with Petitioner’s arguments, as supported by testimony from Mr. Beard, that the combination of Layman and Beard teaches or suggests the uncontested limitations recited in claim 1 as well as the additional limitations recited in dependent claims 2 and 3, and we adopt those assertions as our findings. See Pet. 35–43, 50–51. For example, Petitioner points to Layman’s power management system 28 (electronic unit) connected to an infusion pump system (product), including pump circuits 34 (load), and to power sources (both an AC power source and a battery) through an electrical circuit as meeting the preamble of claim 1. Id. at 35– 37. Petitioner argues Layman’s disclosure of processor 42 providing a control signal to turn power to pump circuits 34 on or off in response to a signal received from switch 38 meets the recited microchip that controls “the flow of power from the power source to activate the load.” Id. at 38. Petitioner contends Layman’s switch 38 is not a serial element in the power circuit because switch 38 merely sends a signal to processor 42, which controls whether the pump is powered on, and that switch 38, therefore, teaches the recited switch. Id. at 38–39. Petitioner relies on Beard for teaching a touch sensor used to activate the battery capacity display. Id. at 39–40. We find the disclosures in Rathmann and APA relied upon by Petitioner teach or suggest the additional limitations recited in claims 19 and 20, respectively, id. at 52–55, and that a person having ordinary skill in the art would have had reason to combine Rathmann’s asserted teachings as proposed, id. at 30–34. We discuss the disputed limitations of independent claim 1 and the rationale for combining the asserted teachings from Layman and Beard in more detail below.” slip op. at 8

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

      “All of Patent Owner’s challenges to Petitioner’s rationale assume the proposed combination replaces Layman’s battery with the battery disclosed in Beard. See, e.g., PO Resp. 8 (“While the Petition suggests replacing Layman’s battery with that of Beard would be desirable . . . .”) Petitioner does not suggest such a replacement. Rather, Petitioner asserts “[a] POSITA would have been especially motivated to combine Layman with Beard’s power-saving touch switch activated display in light of Layman’s stated desire for features that extend battery life and increase the time between battery replacements.” Pet. 28 (emphasis added). Petitioner reiterated its position, asserting that Patent Owner’s arguments do “not address Petitioner’s motivation arguments,” which are no “more than an obvious substitution of elements that were well known in the prior art.” Pet. Reply 2. Petitioner merely proposes incorporating Beard’s teaching of a touch switch activated display into Layman’s system. Pet. Reply 7 (arguing “the Petition analyzed whether one of ordinary skill would have found it obvious to incorporate a touch-sensor activated display such as in Beard into Layman’s system”). As discussed above, Petitioner has presented reasons with rational underpinning as to why a person having ordinary skill in the art would look to integrate Beard’s touch sensor activated display with Layman. We find Petitioner’s arguments persuasive, and we adopt those reasons as the rationale for combining the cited teachings of Beard with the cited teachings of Layman.” slip op. at 12

    Patent outcomesUS 7,265,494 unpatentable
    Claim construction§ 103 obviousnesscites KSR
    Patents in suitUS 7,265,494
  • PTAB · Sep 6, 2016 · IPR2015-00887 · APJ Beth Z Shaw · IPR · Final written decision

    Claims 1–5 are unpatentable under § 103 as obvious over the instituted combinations of Janssen ’708 with Horii or APA, and Kubota for claims 4–5.

    RulingsFinal written decision
    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner

      “We adopt Petitioner’s proposed constructions for the terms “date lines” and “insulated with each other,” as we determine them to be consistent with the broadest reasonable construction. See Pet. 14–15. We interpret “date lines” as “data lines.” Id. We interpret “insulated with each other” to mean “spaced apart from and parallel to each other.” Id. We preliminarily interpreted these phrases the same way when we instituted trial. Dec. 7. These interpretations are consistent with the Specification’s figures and description of gate lines and data lines being orthogonally crossed. Ex. 1001, 1:45–45, Figs. 1A, 1B, 4–7; Ex. 1013 ¶¶ 33–34. We agree that when reading the description of gate lines and data lines being “orthogonally crossed,” and when viewing the figures of the ’550 patent, a person of ordinary skill in the art would understand that because of the insulation, these lines are not in physical contact with each other. Pet. 15 (citing Ex. 1013 ¶¶ 33–34). We determine that we need not construe any other limitations of the challenged claims.” slip op. at 7

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

      “As stated in KSR, “the combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l. Co. v. Teleflex Inc., 550 U.S. 398, 401 (2007). Here, a person of ordinary skill in the art would have recognized that the gate drivers of Horii would have made the device of Janssen ’708 functional. Thus, we agree with and adopt Petitioner’s reasoning for the combination of Horii and Janssen ’708. See Pet. 41–42; Ex. 1013 ¶ 60.” slip op. at 11

    • Obviousness (§103) › Analogous artAnalogous artDecided for petitioner

      “Thus, based on the totality of the evidence before us, we are not persuaded that Janssen ’708 is directed to a lamp display as Patent Owner argues. See PO Resp. 15–28. We find that Janssen ’708 is relevant prior art to the field of LCD technology.” slip op. at 15

    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “We give Dr. Liu’s testimony substantial weight because this testimony is consistent with both Janssen ’708’s disclosure of video displays and with other evidence of record. As Dr. Liu explains, and as disclosed by Exhibits 1005, 1007, 1022–1024, 1026, 1027, and 1029–1031, thin film transistors are predominantly used to electronically access individual pixels (to charge or discharge the voltages on the pixel electrodes and thereby adjust their brightness) in a LCD device. Ex. 1020 ¶ 11. The amount of current that a thin film transistor conducts in the ON state (or conductive state) is very low (less than one thousandth of an ampere). Id. This very low amount of current is only adequate to charge or discharge a small capacitive load, such as a liquid crystal cell capacitance, and is insufficient to adequately drive a resistive load, such as an incandescent lamp. Id. Incandescent lamps are resistive devices that inherently require a relatively large amount of current (from a few tenths of amperes to tens of amperes) to produce a suitable light output. Id. A single thin film transistor, or even multiple thin film transistors, cannot source such a high level of current. Id. We find that Dr. Liu’s testimony outweighs the other equivocal evidence presented by Patent Owner. In particular, Dr. Liu explains that a person of ordinary skill in the art would understand that Janssen ’708 shows an active matrix liquid crystal display (“AMLCD”) driving circuit for an LCD pixel because a person of ordinary skill in the art would have understood that, by the time the application underlying Janssen ’708 was filed in 2001, the “video display” disclosed in Janssen ’708 with a row-column matrix of pixels is an AMLCD display that uses thin-film transistors” slip op. at 16

    Patent outcomesUS 7,420,550 unpatentable
    Claim construction§ 103 obviousnesscites KSR
    Patents in suitUS 7,420,550
  • PTAB · May 25, 2016 · IPR2015-00599 · APJ Howard B Blankenship · IPR · Final written decision

    Claims 1–7 and 9–13 are unpatentable as obvious over Gold.

    RulingsFinal written decision
    • Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)No construction neededDecided for patent owner

      “For purposes of Institution, we adopted the District Court’s construction of “selecting means” as referring to an operation that does not require description of corresponding structure (such as an algorithm) in the Specification beyond a general purpose computer. Dec. on Inst. 7. Patent Owner acknowledges and does not dispute this construction. PO Resp. 16. We see no need to depart from this construction for purposes of this Final Written Decision.” slip op. at 7

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner

      “2. “Status” Consistent with the position taken by Patent Owner in the related District Court lawsuit, we interpret the term “status” as referring to a “state or condition.” See Ex. 2001, 17 (“Furthermore, the Court does not object to Farstone’s use of ‘state or condition’ as a substitute for ‘status’ in its proposed constructions.”). Patent Owner acknowledges and does not dispute this construction. PO Resp. 16. We see no need to depart from this construction for purposes of this Final Written Decision.” slip op. at 7

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

      “2. Section 103(a) — Gold Petitioner applies the teachings of Gold to the requirements of claims 1–7 and 9–13, relying on the Declaration of Andrew Hospodor, Ph.D. (Ex. 1002). Pet. 15–26. Upon consideration of Petitioner’s explanations and supporting evidence, we are persuaded by Petitioner’s contentions. We adopt Petitioner’s contentions as our own. Patent Owner argues in its Patent Owner Response that Gold fails to teach certain claim limitations, which we address in turn.” slip op. at 12

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentable

      “2. Section 103(a) — Gold Petitioner applies the teachings of Gold to the requirements of claims 1–7 and 9–13, relying on the Declaration of Andrew Hospodor, Ph.D. (Ex. 1002). Pet. 15–26. Upon consideration of Petitioner’s explanations and supporting evidence, we are persuaded by Petitioner’s contentions. We adopt Petitioner’s contentions as our own. Patent Owner argues in its Patent Owner Response that Gold fails to teach certain claim limitations, which we address in turn.” slip op. at 12

    Patent outcomesUS 7,120,835 unpatentable
    Claim construction§ 103 obviousnesscites Phillips
    Patents in suitUS 7,120,835
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