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  • PTAB · Feb 7, 2024 · IPR2023-01241 · APJ Christopher L Ogden · IPR · Institution

    The Board instituted IPR on claims 10–13, 19, 21, and 33 on all petition grounds after finding a reasonable likelihood of success on claim 10 under § 103 over Ueda and the SIP and SDP …

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner

      “We find Peloton’s argument persuasive that Aarts and Ueda differ materially, at least in that Aarts does not disclose “play-list information.” See Ex. 1002, 533–34. It does not matter whether that limitation is “central” to the challenged claims, because an obviousness determination “requires a suggestion of all limitations in a claim.” CFMT, Inc. v. Yieldup Int’l Corp., 349 F.3d 1333, 1342 (Fed. Cir. 2003) (emphasis added) (citing In re Gulack, 703 F.2d 1381, 1385 n.9 (Fed. Cir. 1983); In re Royka, 490 F.2d 981, 985 (CCPA 1974)).” slip op. at 14

    • PTAB / AIA Trials › Discretionary denial › General Plastic (serial petitions)Decided for petitioner

      “General Plastic applies to the situation where a petitioner filed multiple, staggered petitions “challenging the same patent and same claims.” See Gen. Plastic, IPR2016-01357, Paper 19 at 9–10, 16–17; see also Valve Corp. v. Elec. Scripting Prods., Inc., IPR2019-00062, Paper 11 at 9 (PTAB Apr. 2, 2019) (precedential). But here, Peloton initiated this proceeding and IPR2023-01240 on the same day. These circumstances do not implicate the roadmapping concerns that General Plastic seeks to alleviate. See Gen. Plastic, IPR2016-01357, Paper 19 at 16–17. Discretionary denial on the basis that a petitioner has filed multiple concurrent petitions challenging the same patent is addressed in the Consolidated Trial Practice Guide (Nov. 2019) (“Trial Practice Guide”), https://www.uspto.gov/sites/default/files/documents/tpgnov.pdf. The Trial Practice Guide states that, “[b]ased on the Board’s experience, one petition should be sufficient to challenge the claims of a patent in most situations,” because too many petitions “may place a substantial and unnecessary burden on the Board and the patent owner and could raise fairness, timing, and efficiency concerns.” Id. at 59. But “there may be circumstances in which more than petition may be necessary.” Id.” slip op. at 16

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “A claim is unpatentable under § 103(a) if the differences between the claimed subject matter and the prior art are “such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). When a ground in a petition is based on a combination of references, we consider “whether there was an apparent reason to combine the known elements in the fashion claimed by the patent at issue.” Id. at 418 (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). We base our obviousness inquiry on factual considerations including (1) the scope and content of the prior art, (2) any differences between the claimed subject matter and the prior art, (3) the level of skill in the art, and (4) any objective indicia of obviousness or non-obviousness that may be in evidence. See Graham, 383 U.S. at 17–18. Considering these factors,14 we determine that Peloton has shown a reasonable likelihood that claim 10 is unpatentable as obvious over Ueda in view of the SIP and SDP Standards, for the reasons explained below.” slip op. at 24

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “Peloton argues that a person of ordinary skill in the art “would have had a bachelor’s degree, or equivalent, in electrical engineering, computer science, or a related field, and 2–3 years of experience researching, designing, or developing content delivery systems and related hardware, software, and firmware, or equivalent experience.” Pet. 4 (citing Ex. 1008 ¶¶ 36–40). NEC agrees. See Prelim. Resp. 4 (citing Ex. 2001 ¶ 22). Because it is presently uncontested, supported by testimonial evidence, and appears consistent with the types of problems and solutions in the ’427 patent, we adopt the above articulation of the level of ordinary skill for this decision.” slip op. at 18

    Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · Graham
    Patents in suitUS 9,769,427
  • PTAB · Feb 7, 2024 · IPR2023-01240 · APJ Christopher L Ogden · IPR · Institution

    The Board instituted IPR on claims 1–9, 14–18, 20, 22, 32, and 34–36, finding a reasonable likelihood that claim 1 is obvious over Ueda, the SIP Standard, and the SDP Standard.

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied

      “We find Peloton’s argument persuasive that Aarts and Ueda differ materially, at least in that Aarts does not disclose “play-list information.” See Ex. 1002, 533–34. It does not matter whether that limitation is “central” to the challenged claims, because an obviousness determination “requires a suggestion of all limitations in a claim.” CFMT, Inc. v. Yieldup Int’l Corp., 349 F.3d 1333, 1342 (Fed. Cir. 2003) (emphasis added) (citing In re Gulack, 703 F.2d 1381, 1385 n.9 (Fed. Cir. 1983); In re Royka, 490 F.2d 981, 985 (CCPA 1974)).” slip op. at 14

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “13. Conclusion as to Claim 1 For the above reasons, we determine that Peloton has shown, sufficiently persuasively at this stage, that Ueda in combination with the SIP and SDP Standards teaches all the limitations of claim 1, and that a person of ordinary skill in the art would have had reason to combine the features of each reference as Peloton argues in the Petition. We therefore determine that Peloton is reasonably likely to prevail in showing that claim 1 is unpatentable under § 103(a) as obvious over Ueda in view of the SIP Standard and the SDP Standard.” slip op. at 45

    • Skill levelSkill level board ownOther

      “had a bachelor’s degree, or equivalent, in electrical engineering, computer science, or a related field, and 2–3 years of experience researching, designing, or developing content delivery systems and related hardware, software, and firmware, or equivalent experience.” Pet. 4 (citing Ex. 1008 ¶¶ 36–40). NEC agrees. See Prelim. Resp. 4 (citing Ex. 2001 ¶ 22). Because it is presently uncontested, supported by testimonial evidence, and appears consistent with the types of problems and solutions in the ’427 patent, we adopt the above articulation of the level of ordinary skill for this decision.” slip op. at 16

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “1. “equipment specification information” First, Peloton contends that we should interpret the term equipment specification information to mean “an identifier for identifying the user equipment” because in several figures of the ’427 patent, SIP messages include SIP URIs (Uniform Resource Identifiers) associated with the user requesting the content. See Pet. 9 (emphasis omitted). NEC disagrees with Peloton’s proposed construction and argues that “this term should be given its plain and ordinary meaning.” Prelim. Resp. 12. NEC contends that no particular construction is necessary because the term is not relevant to the contested issues in the Petition. See id. Based on the preliminary evidence, we agree with NEC that the term has its ordinary and customary meaning, but we need not construe the term explicitly at this stage. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 17

    Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · Graham
    Patents in suitUS 9,769,427
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