- PTAB · Nov 20, 2024 · IPR2024-00859 · APJ James A Tartal · IPR · Institution
The Board instituted review of claims 1–9, 13–19, and 28–30 on all petition grounds after finding a reasonable likelihood that Pace anticipates claim 1.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“the same prior art or arguments previously were presented to the Office.” 35 U.S.C. § 325(d). In evaluating the exercise of discretion to deny institution under Section 325(d), we use the following two-part previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of the first part of the framework is satisfied, determining whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. Med-El Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 7–8 (PTAB Feb. 13, 2020) (precedential).” slip op. at 23
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“review. 35 U.S.C. § 314(b) (2018); 37 C.F.R. § 42.4(a) (2023). An inter partes review may not be instituted “unless . . . the information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Upon consideration of the Petition, the Preliminary Response, and the evidence of record, we conclude that the information demonstrates a reasonable likelihood that Petitioner would prevail in showing the unpatentability of at least one of the Challenged Claims. Accordingly, we institute an inter partes review.” slip op. at 2
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“C. Legal Standards for Anticipation and Obviousness A patent claim is anticipated if a single prior art reference either expressly or inherently discloses every limitation of the claim. Orion IP, LLC v. Hyundai Motor Am., 605 F.3d 967, 975 (Fed. Cir. 2010). “A single prior art reference may anticipate without disclosing a feature of the claimed invention if such feature is necessarily present, or inherent, in that reference.” Allergan, Inc. v. Apotex Inc., 754 F.3d 952, 958 (Fed. Cir. 2014) (citing Schering Corp. v. Geneva Pharm., 339 F.3d 1373, 1377 (Fed. Cir. 2003)).” slip op. at 28
- Skill levelSkill level petitioner adoptedDecided for petitioner
“skill in the art is “cursory,” “unsubstantiated,” and “so vague as to be effectively meaningless.” Prelim. Resp. 26. According to Patent Owner, the Petition cites no evidence to substantiate the level of skill in the art, and Dr. Riviere’s declaration parrots the language in the Petition. Id. Although Patent Owner disputes the sufficiency of Petitioner’s definition of a person of ordinary skill in the art, Patent Owner does not propose a level of ordinary skill in the art of its own. See generally Prelim. Resp. Moreover, Patent Owner fails to present evidence that shows the level of ordinary skill in the art is different from Petitioner’s proposal, or that Petitioner’s proposal is in any way inconsistent with the level of skill reflected in the ’625 patent and the asserted references.8 We find that the ’625 patent and the cited prior art references reflect” slip op. at 30
Claim construction§ 102 anticipationDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,510,625 - PTAB · Nov 20, 2024 · IPR2024-00861 · APJ Frederick C Laney · IPR · Institution
The Board instituted IPR on claims 1–7, 11, 13, and 15–17 because Abbott showed a reasonable likelihood that claims 1 and 15–17 are unpatentable over Aspel and Gutekunst.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“(xii) Conclusion for Claims 1 and 15–17 Petitioner has shown sufficiently why a skilled artisan would have known to combine Aspel and Gutekunst with a reasonable expectation of success, and how that combination discloses or suggests each limitation of claims 1 and 15–17. Accordingly, we determine that the Petition establishes there is a reasonable likelihood Petitioner would prevail in showing that claims 1 and 15–17 of the ’541 patent are unpatentable in view of Aspel and Gutekunst.” slip op. at 25
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Because Aspel and Gutekunst are both directed to systems for “remote monitoring of health parameters,” Petitioner contends that a skilled artisan “would have recognized Gutekunst discloses devices for monitoring and gathering a ‘user’s medical information’ that would complement the Aspel system” and would have had a reasonable expectation of success integrating Gutekunst’s disclosed device into Aspel’s monitoring system “to provide physiological parameters.” Id. at 31–32 (citing Ex. 1003 ¶¶ 94–100; Ex. 1005 ¶ 188; Ex. 1006 ¶¶ 85, 91, 93, 112–113, 189). Integrating Gutekunst into Aspel, Petitioner contends, “would have involved combining prior art elements (i.e., a glucose monitor sensor and mobile application on a user device) according to known methods to yield predictable results (i.e., receiving glucose data as taught in Gutekunst and providing it to the Aspel system, e.g., the Data Center). Id. at 32 (citing Ex. 1003 ¶ 101). Patent Owner notes that “in describing its Aspel-Gutekunst combination, [Petitioner] does not describe any modification to Aspel’s “server system” or “remote monitor” other than to work with Gutekunst’s glucose sensor and receiver to allow remote monitoring of Gutekunst’s glucose monitor.” Prelim. Resp. 16. Other than observing that Petitioner’s proposed modification involves a bodily incorporation of Gutekunst’s disclosed glucose monitoring device into Aspel’s monitoring system, Patent Owner does not appear to dispute a skilled artisan would have known to combine Aspel and Gutekunst in the manner proposed. See generally Prelim. Resp 14–18. After studying the evidence and arguments from both parties, we find Petitioner’s contention for why a skilled artisan would have known to combine Aspel and Gutekunst in the manner proposed sufficient for this stage of the proceeding.” slip op. at 14
- Obviousness (§103) › KSR rationalesInstituted
“After studying the evidence and arguments from both parties, we find Petitioner has carried its burden for this stage of the proceeding to establish that a skilled artisan would have recognized that the system Aspel discloses allows the wireless mobile remote monitor to send a user acknowledgment prior to the user accessing at least some of the analyte concentration sensor data associated with the alert being acknowledged. Patent Owner’s contrary position is unavailing because it rests solely on attorney argument that, at this stage of the proceeding, has no evidentiary support. Patent Owner offers no evidence from either an expert or the cited references to support the underlying premise––namely, absent an express statement by Aspel that a user accesses data for an alert after deciding to remove it from the report, a skilled artisan would not have found it obvious for Aspel’s disclosed system to have that functionality. However, Patent Owner does not dispute: (1) Aspel discloses a remote monitor that provides an acknowledgment of a received alert associated with analyte concentration sensor data of a host; and (2) Aspel discloses the remote monitor accessing that host data associated with the alert from the server system. See Prelim. Resp. 36–37. Again, recognizing that a skilled artisan is of “ordinary creativity” and “not an automaton,” Petitioner’s contention and cited evidence demonstrates sufficiently at this stage of the proceeding that allowing a remote user of Aspel’s system to access the data associated with an alert after deciding to remove the alert from the report is simply an arrangement of old elements with each performing the same function it had been known to perform and yields no more than one would expect from such an arrangement. See KSR, 550 U.S. at 421.” slip op. at 21
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner’s proposed level of skill in the art is consistent with the ’541 patent and the asserted prior art, but we set the level to two years of experience because the qualifier “or more” is unnecessary. Otherwise, we accept and will use Petitioner’s proposed level for this Decision.” slip op. at 10
Claim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 9,801,541 - PTAB · Nov 20, 2024 · IPR2024-00841 · APJ Jon M Jurgovan · IPR · Institution
The Board instituted IPR on claims 1–3, 5–6, and 8–10 because the petition showed a reasonable likelihood that Gross anticipates at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dDenied
“In evaluating discretionary denial under § 325(d), the Board follows a two-part framework: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially 1 Amendments to 35 U.S.C. § 103 enacted by the Leahy-Smith America Invents Act, Pub. L. No. 112-29, 125 Stat. 284 (2011) (“AIA”) took effect on March 16, 2013. The ’364 patent claims priority to U.S. Provisional Application 60/660,743 filed March 10, 2005. Ex. 1001, code (22). Therefore, we apply the pre-AIA version of § 103. the same arguments previously were presented to the Office; and (2) if either condition of the first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6 at 8 (PTAB Feb. 13, 2020) (precedential) (“Advanced Bionics”).” slip op. at 7
- Skill levelSkill level petitioner adoptedDecided for patent owner
“Patent Owner does not dispute Petitioner’s proposed level of ordinary skill in the art. Prelim. Resp. 15. Petitioner’s proposed level of skill in the art is consistent with the ’364 patent and the asserted prior art except that we set the level to “at least two . . . years of experience.” Otherwise, we agree with and will use Petitioner’s proposed level for this Decision.” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Plain and ordinary meaningOther
“Although Patent Owner argues that Petitioner interprets certain claim language so as to render it superfluous or non-sensical (Prelim. Resp. 27–28, 30), for reasons explained later in this decision (see § IV.D.2.iv and §IV.D.2.viii, infra), we do not agree with Patent Owner’s argument on the current record. Accordingly, we apply the ordinary and customary meaning to the claim terms without express construction.” slip op. at 13
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“We conclude that the record demonstrates a reasonable likelihood that Petitioner would prevail with respect to challenged claims 1–3, 5–6, and 8–10 at least as to anticipation for the following reasons.” slip op. at 13
Claim construction§ 102 anticipationDiscretionary denialcites KSR · GrahamPatents in suitUS 10,709,364 - PTAB · Nov 20, 2024 · IPR2024-00840 · APJ Mitchell G Weatherly · IPR · Institution
Instituted IPR of claims 1–3, 5, 11–13, 16–20, 24–26, 28, 34–36, and 39–43 on all asserted grounds after finding a reasonable likelihood of unpatentability.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“DexCom, Inc. (“Patent Owner”) timely filed a Preliminary Response. Paper 7 (“Prelim. Resp.”). Institution of an inter partes review is authorized by statute when “the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Based on our review of the record,1 we conclude that Petitioner is reasonably likely to prevail with respect to at least one of the challenged claims, and we institute an inter partes review.” slip op. at 2
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“35 U.S.C. § 282(b) “including construing the claim in accordance with the ordinary and customary meaning of such claim as understood by one of ordinary skill in the art and the prosecution history pertaining to the patent.” 37 C.F.R. § 42.100(b). When applying that standard, we interpret the claim language as it would have been understood by one of ordinary skill in the art in light of the specification. Wasica Fin. GmbH v. Cont’l Auto. Sys., Inc., 853 F.3d 1272, 1279–80 (Fed. Cir. 2017). Thus, we give claim terms their ordinary and customary meaning as understood by an ordinarily skilled artisan. See Phillips v. AWH Corp., 415 F.3d 1303, 1312–13 (Fed. Cir. 2005) (en banc). Only terms that are in controversy need to be construed, and then only to the extent necessary to resolve the controversy. Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017). Neither party identifies any claim language requiring express interpretation, and we currently discern no such claim language. The parties are free to expressly address the meaning of any claim language during the trial. B. Legal Standards” slip op. at 7
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“likelihood of proving that Brauker describes the subject matter recited in the preamble of claim 1 and limitation 1a. 10 We do not consider the issue of whether Brauker “expressly state[s]” that its predetermined threshold is non user settable to be dispositive of whether Brauker describes step 1b in an anticipation context. Rather, we seek to determine at trial what Brauker describes to an ordinarily skilled artisan. “An anticipating reference must describe the patented subject matter with sufficient clarity and detail to establish that the subject matter existed in the” slip op. at 11
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“claim 1 except for the requirement in limitation 1b that the second function determines whether a “predicted glucose value” meets a criterion that is not set by a user. Pet. 60–66. For this aspect of limitation 1b, Petitioner argues that an ordinarily skilled artisan would have found it obvious to incorporate Brauker’s function of determining whether a predicted glucose level meets a threshold into the STS Guide’s second function comparing a glucose level to non user settable criteria. Id. at 62–65. Petitioner argues that an ordinarily skilled artisan “would have known the advantages of using a predicted low glucose alarm in addition to a real time low glucose alarm, because a predicted low glucose alarm in advance of potential hypoglycemia helps prevent hypoglycemia by giving the user more time to act, for example, by eating sugar.” Id. at 63 (citing Ex. 1003 ¶ 146; Ex. 1007, 1149; Ex. 1011, 932). Petitioner also contends that prior art establishes the advantages of using alarms based on both real time and predicted glucose values. Id. at 64 (citing Ex. 1003 ¶¶ 11, 15; Ex. 1010, 68). Petitioner contends that an ordinarily skilled artisan would have been particularly motivated to add a predicted, non user settable low glucose alarm because [an ordinarily skilled artisan] would have known that non user settable criteria tied to hypoglycemia often relate to clinical danger, [Ex. 1013, 725] (“The user should never go below 50 mg / dL at any time without an alarm.”), and that it is particularly beneficial to have an advance warning of a clinical danger. [Ex. 1003 ¶ 147.] Pet. 64 (internal footnote omitted). Petitioner argues that an ordinarily skilled artisan would have reasonably expected to successfully modify the system described in the STS Guide as proposed because the STS Guide and Brauker both relate to alerts to reduce the severity of hypoglycemia and delivering alarms due to low predicted glucose levels was well known before the alleged invention of claim 1. Id. at 65 (citing Ex. 1003 ¶ 149; Ex. 1005 ¶ 15; Ex. 1010, 68; Ex. 1007, 1150; Ex. 1020; Ex. 1021).” slip op. at 22
Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSRPatents in suitUS 9,119,528 - PTAB · Nov 20, 2024 · IPR2024-00797 · APJ Jon M Jurgovan · IPR · Institution
The Board instituted inter partes review of claims 14–16 and 18–20 on both asserted § 103 grounds, finding a reasonable likelihood that at least one challenged claim is unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“We conclude that the record demonstrates a reasonable likelihood that Petitioner would prevail with respect to challenged claims 14–16 and 18–20 for the following reasons.” slip op. at 14
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner asserts that A POSITA as of the claimed priority date would have had a Bachelor’s degree in biomedical engineering, electrical or computer engineering, computer science, or a related or equivalent field and two or more years of experience researching, developing, designing and/or evaluating (or supervising the same) in wireless communication related to medical devices or equivalent experience. A person with less or different education but more relevant practical experience, or vice versa, may also meet this standard. The prior art also evidences the level of skill in the art.” slip op. at 10
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownPlain and ordinary meaningDecided for petitioner
“We determine that “authentication” and “identification” are well- understood and widely used terms in communications (including wireless), and these terms do not require any specialized constructions for this proceeding. The ordinary and customary meaning of “authentication” is verifying the identity of communicating devices or users, or, in other words, determining that a device or user is what or who they represent themselves to be. See, e.g., Ex. 1003 ¶¶ 30, 32; Ex. 2002, 175.” slip op. at 12
- Obviousness (§103) › Analogous artAnalogous artDecided for petitioner
“Petitioner asserts that “Yarger and Love are analogous art because they are both related to aspects of securely communicating analyte measurements over wireless links in CGM systems.” Id. at 20–21 (citing Ex. 1005, code (57); Ex. 1006, code (57); Ex. 1003 ¶ 69; In re Bigio, 381 F.3d 1320, 1325–27 (Fed. Cir. 2004)). Patent Owner does not dispute Petitioner’s contentions that Yarger and Love are analogous, and that a POSITA would have been motivated to combine them with a reasonable expectation of success. See generally Prelim. Resp. We determine that Petitioner shows sufficiently that Yarger and Love are analogous and that a POSITA would have been motivated to combine them with a reasonable expectation of success. Specifically, Yarger and Love are directed to similar glucose monitoring systems and are thus in the same field of endeavor and address the same problems. See, e.g., Pet. 20– 21; Ex. 1005, codes (54, 57), ¶ 1; Ex. 1006, codes (54, 57), ¶ 2. Since Yarger already monitors and displays glucose levels, including clinically significant conditions such as hypoglycemia or hyperglycemia, adding Love’s teaching to generate alarms and notifications for such conditions would improve Yarger’s similar system in the same way as taught by Love. See, e.g., Pet. 19–21; Ex. 1005 ¶¶ 3, 17; Ex. 1006, codes (54, 57), ¶¶ 70, 78. Since this modification merely requires “routine programming” adding logic to compare glucose levels and generate an alarm when a clinically significant threshold is exceeded, a POSITA would have had a reasonable expectation of success in making the modification. See, e.g., Pet. 20; Ex. 1003 ¶ 73. “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417.” slip op. at 18
Claim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 10,375,222 - PTAB · Nov 19, 2024 · IPR2024-00853 · APJ Frederick C Laney · IPR · Institution
The Board instituted IPR on all challenged claims, finding a reasonable likelihood that Abbott would show claims 1 and 12 unpatentable over Gawlick and Valdes.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“known to combine Gawlick and Valdes with a reasonable expectation of success, and how that combination discloses or suggests each limitation of claims 1 and 12. Accordingly, we determine that the Petition establishes there is a reasonable likelihood Petitioner would prevail in showing that claims 1 and 12 of the ’204 patent are unpatentable in view of Gawlick and Valdes.” slip op. at 33
- Skill levelSkill level petitioner adoptedOther
“Petitioner asserts that A person of ordinary skill in the art (“POSITA”) as of December 2012 would have had a Bachelor’s degree in biomedical engineering, chemical engineering, mathematics, statistics, or computer science (or a related or equivalent field), and two or more years of experience researching, developing, designing and/or evaluating (or supervising the same) systems for measuring and monitoring (including remote monitoring) of a host’s analyte data, or similar data, or equivalent experience. A person with less or different education but more relevant practical experience, or vice versa, may also meet this standard. Each of these POSITAs may be part of an interdisciplinary team with others having the relevant experience set forth above and/or with clinicians involved in diagnosing, treating, monitoring, and managing patients using medical devices.” slip op. at 9
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“Petitioner has carried its burden for this stage of the proceeding to establish that a skilled artisan would have considered it obvious to integrate Valdes’s disclosed system and method for communicating glucose concentration information between devices into Gawlick’s disclosed system and method for adjusting an alert rule used to indicate a status of a patient. Petitioner’s evidence supports sufficiently that the proposed Gawlick and Valdes combination is simply an arrangement of old elements with each functioning as intended and yields no more than would have been expect from such an arrangement. Petitioner’s cited evidence shows: (1) Gawlick teaches a medical alert system 100 that includes a patient monitor system 106, which broadly covers one or more electronic devices that continuously, periodically, and/or upon request monitor the physiological characteristics of patients; (2) Gawlick teaches a medical alert system 100 that uses the patient monitor system to monitor blood glucose physiological characteristics and allows for adjustable alert rules to be established to indicate the status of a patient’s blood glucose; and (3) Valdes teaches a system for communicating glucose concentration information between devices using a receiver designed to transfer information related a patient’s blood glucose physiological characteristics continuously monitored by a sensor to a network system. See Ex. 1003 ¶¶ 101–109; Ex. 1005 ¶¶ 1, 20, 21, 37, 39, 112–113, Figs. 16, 17, 26, 27; Ex. 1007 ¶¶ 4, 20, 39, 59, 92–93, 97, 110, 118, 177. Recognizing that a skilled artisan is of “ordinary creativity” and “not an automaton” (KSR, 550 U.S. at 421), Petitioner’s cited evidence demonstrates that Valdes’s disclosed system is an example of a patient monitor system that Gawlick suggests integrating into its disclosed medical alert system. As such, we are persuaded Valdes and Gawlick provide sufficient support for Petitioner’s contention that integrating Valdes’s system into Gawlick’s system is nothing more than combining known elements in a known way, which would produce predictable results (i.e., allowing Gawlick’s system to receive and monitor data associated with the physiological characteristics of a patient’s blood glucose).” slip op. at 18
§ 103 obviousnesscites KSR · GrahamPatents in suitUS 11,213,204 - Comcast Cable Communications, LLC v. Entropic Communications, LLC.Institution deniedPTAB · Oct 8, 2024 · IPR2024-00434 · APJ Frederick C Laney · IPR · Institution
The Board denied institution on claims 1–20 because Petitioner did not justify a third parallel petition after instituting its first-ranked petition.
RulingsInstitution decision- Parallel petitionsInstitution denied discretionary otherInstitution denied
“Based on the Board’s experience, one petition should be sufficient to challenge the claims of a patent in most situations. . . . In addition, multiple petitions by a petitioner are not necessary in the vast majority of cases. To date, a substantial majority of patents have been challenged with a single petition. Practice Guide 59 (emphasis added). The Practice Guide provides examples of “circumstances in which more than one petition may be necessary.” Id. None of these examples are pertinent here. For example, a second petition might be justified “when the patent owner has asserted a large number of claims in litigation or when there is a dispute about priority date requiring arguments under multiple prior art references.” Petitioner does not argue that the number of claims in the parallel litigation is “large.” And while Petitioner does argue that the prior art relied upon on might be antedated, “Patent Owner stipulates that if the Board were to institute only Comcast’s second ranked petition (IPR2024-00433), and deny IPR2024-00432 and IPR2024-0434 as improper parallel petitions, then, in the IPR2024-00433 proceeding, Patent Owner will not challenge the status of Petrovic and Eidson as prior art.” Prelim. Resp. 41.” slip op. at 10
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied discretionary otherInstitution denied
“CONCLUSION For the foregoing reasons, we are not persuaded that the facts presented by Petitioner justify a second petition challenging the same claims of the ’362 patent as the petition in IPR2024-00432. We therefore exercise our discretion under 35 U.S.C. § 314(a) to deny institution of inter partes review. ORDER Accordingly, it is: ORDERED that, pursuant to 35 U.S.C. § 314(a), the Petition is denied and inter partes review of claims 1–20 of the ’362 patent is not instituted on the grounds asserted in the instant Petition.” slip op. at 11
Discretionary denialPatents in suitUS 9,210,362 - Comcast Cable Communications, LLC v. Entropic Communications, LLC.Institution deniedPTAB · Oct 8, 2024 · IPR2024-00433 · APJ Frederick C Laney · IPR · Institution
The Board denied institution on claims 1–20 because Petitioner did not justify a second parallel petition challenging the same claims.
RulingsInstitution decision- Parallel petitionsInstitution denied discretionary otherDenied
“Our Practice Guide provides guidance on handling situations involving multiple petitions by a single petitioner challenging the same patent claims: Based on the Board’s experience, one petition should be sufficient to challenge the claims of a patent in most situations. . . . In addition, multiple petitions by a petitioner are not necessary in the vast majority of cases. To date, a substantial majority of patents have been challenged with a single petition. Practice Guide 59 (emphasis added). The Practice Guide provides examples of “circumstances in which more than one petition may be necessary.” Id. None of these examples are pertinent here. For example, a second petition might be justified “when the patent owner has asserted a large number of claims in litigation or when there is a dispute about priority date requiring arguments under multiple prior art references.” Petitioner does not argue that the number of claims in the parallel litigation is “large.” And while Petitioner does argue that the prior art relied upon on might be antedated, “Patent Owner stipulates that if the Board were to institute only Comcast’s second ranked petition (IPR2024-00433), and deny IPR2024-00432 and IPR2024-0434 as improper parallel petitions, then, in the IPR2024-00433 proceeding, Patent Owner will not challenge the status of Petrovic and Eidson as prior art.” Prelim. Resp. 41. Petitioner’s remaining argument is no more persuasive. Responding to Petitioner’s argument that different prior art has different strengths with respect to different claims, Patent Owner points out that Petitioner “fails to show why any difference between the primary references would justify instituting more than one petition.” Prelim. Resp. 43. We agree. As our Practice Guide cautions, “[t]wo or more petitions filed against the same patent at or about the same time . . . may place a substantial and unnecessary burden on the Board and the patent owner and could raise fairness, timing, and efficiency concerns.” Practice Guide 59. This is especially concerning here, where the instituted trial in IPR2024-00432 will involve five references and eight grounds. Adding an additional six grounds and five references from this Petition to the mix would create an “unnecessary burden.” In sum, in the words of our Practice Guide, Petitioner fails to show “why the Board should exercise its discretion to institute additional petitions if it identifies one petition that satisfies petitioner’s burden under 35 U.S.C. § 314(a).” Practice Guide 60.” slip op. at 10
Discretionary denialPatents in suitUS 9,210,362 - PTAB · Oct 8, 2024 · IPR2024-00432 · APJ Frederick C Laney · IPR · Institution
The Board instituted review of claims 1–20 on all petitioned grounds, finding a reasonable likelihood that Comcast would show at least one claim unpatentable over Zhang.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“In an [inter partes review], the petitioner has the burden from the onset to show with particularity why the patent it challenges is unpatentable.” Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (citing 35 U.S.C. § 312(a)(3) (requiring inter partes review petitions to identify “with particularity . . . the evidence that supports the grounds for the challenge to each claim”)). This burden of persuasion never shifts to Patent Owner. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015) (discussing the burden of proof in inter partes review). slip op. at 12
- Parallel petitionsDenied
“petitions, Petitioner filed a Petition Ranking and Explanation of Material Differences Between Petitions, ranking its three petitions directed to the ’362 patent in accordance with the guidance with respect to parallel petitions in the Board’s November 2019 Consolidated Trial Practice Guide. Paper 3; see Patent Trial and Appeal Board Consolidated Trial Practice Guide (Nov. 2019, “CTPG”), at 59–60 (available at Available at https://www.uspto.gov/ TrialPracticeGuideConsolidated). In that Paper, Petitioner ranked the instant Petition first. Paper 3, 1.” slip op. at 10
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Level of Ordinary Skill in the Art Petitioner asserts that a person of ordinary skill in the art (“POSITA” or “skilled artisan”) “would have had a degree in electrical engineering or a similar discipline, along with three-to-four years of experience with digital signal processing and RF tuning systems for satellite and/or cable communications,” and that “[a]dditional education may substitute for professional experience, and significant work experience may substitute for 8 Patent Owner does not present objective evidence of nonobviousness at this stage of the proceeding. See generally Prelim. Resp. formal education.” Pet. 20 (citing Ex. 1002 ¶¶ 30–32). Patent Owner does not address level of ordinary skill in the art. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposal as reasonable and consistent with the prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art may reflect an appropriate level of skill in the art).” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Claim Construction We apply the same claim construction standard used in district court actions under 35 U.S.C. § 282(b), namely that articulated in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). See 37 C.F.R. § 42.100(b) (2021). In applying that standard, claim terms generally are given their ordinary and customary meaning as would have been understood by a person of ordinary skill in the art at the time of the invention and in the context of the entire patent disclosure. Phillips, 415 F.3d at 1312–13. “In determining the meaning of the disputed claim limitation, we look principally to the intrinsic evidence of record, examining the claim language itself, the written description, and the prosecution history, if in evidence.” DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc., 469 F.3d 1005, 1014 (Fed. Cir. 2006) (citing Phillips, 415 F.3d at 1312–17). Petitioner states that “[a]ll claim terms herein should be given their” slip op. at 13
Claim construction§ 102 anticipationDiscretionary denialcites PhillipsPatents in suitUS 9,210,362 - PTAB · Oct 4, 2024 · IPR2024-00438 · APJ Michelle N Wormmeester · IPR · Institution
Instituted IPR on claims 1–76 and all asserted challenges because the Petition showed a reasonable likelihood of prevailing on at least one challenged claim.
RulingsInstitution decision- Parallel petitionsDenied
“We do not agree with Patent Owner that Petitioner’s filing of three parallel petitions is grounds to deny all three petitions on that basis alone. See Prelim. Resp. 4–30. As discussed above, Petitioner has complied with our guidance. See CTPG 59–60. For reasons given in our concurrent decisions denying institution in IPR2024-00439 and IPR2024-00440, however, we agree with Patent Owner that plural petitions are not warranted and we deny institution in the concurrently filed decisions for these petitions. Given our decisions to deny institution in IPR2024-00439 and IPR2024-00440, Patent Owner’s arguments on the need for more than one petition are unavailing with regard to the instant Petition. In view of the foregoing, we decline to exercise our discretion to deny institution under 35 U.S.C. § 314(a) in this proceeding.” slip op. at 8
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Pursuant to 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons that follow, we institute an inter partes review as to all the challenged claims of the ’206 patent based on all the challenges raised in the Petition.” slip op. at 2
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner asserts that “[a]ll claim terms herein should be given their ordinary and customary meaning to a POSITA, as they would be given in a civil action under 35 U.S.C. § 282(b),” where POSITA stands for “person of ordinary skill in the art.” Pet. 18. Petitioner further notes that “the ’206 patent defines ‘wideband’ as a band that carries multiple channels.” Id. at 18–19 (citing Ex. 1001, 1:36–39). Patent Owner does not respond. At this stage, on the record before us, we determine that no claim term requires express interpretation to resolve any controversy in this proceeding. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999).” slip op. at 9
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“Based on Petitioner’s arguments and evidence, we are persuaded that Petitioner has shown sufficiently for purposes of this Decision that Zhang teaches the recited “digitizing” step of element 1C. For example, Zhang teaches that its ADC 220 “converts the down-converted multi-channel analog RF signal to a multi-channel digital RF signal.” Ex. 1013 ¶ 27 (cited by Pet. 22). Zhang explains that “many modifications, variations, alternatives, and equivalents . . . are intended to be within the scope of [its] invention,” and gives the example that “the RF channels need not be contiguous.” Id. ¶ 48 (cited by Pet. 22). We agree with Petitioner that Zhang’s example teaches or suggests that the RF channels may be contiguous. Zhang further describes “demultiplex[ing] the multi-channel digital RF signal into separate digital RF channels C1 to Cn,” which “contain content channels that are selected or used by a subscriber.” Id. ¶ 28 (cited by Pet. 22). Zhang describes filtering the RF channels so that “only the target RF channel passes.” Id. ¶ 32 (cited by Pet. 23). In addition, Zhang describes “select[ing] one or more of the RF channels D1 to Dm from one or more of the digital RF channels C1 to Cn,” where “only the selected channels are later demodulated unlike the systems using RF tuners which demodulate all of the RF channels.” Id. ¶ 28.” slip op. at 15
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites PhillipsPatents in suitUS 11,399,206
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.