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  • PTAB · Apr 25, 2025 · IPR2024-00079 · APJ George R Hoskins · IPR · Final written decision

    Claims 1–6, 8–20, and 23–31 are unpatentable as obvious over Kenley and Long; the Board did not reach the alternative ground.

    RulingsFinal written decision
    • Expert testimonyOther
    • Skill levelSkill level petitioner adoptedDecided for petitioner
    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner
    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner

      “(5) Analysis and Conclusion as to Motivation to Combine We conclude a preponderance of the evidence supports Petitioner’s” slip op. at 48

    Patent outcomesUS 9,218,348 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 9,218,348
  • PTAB · Apr 25, 2025 · IPR2024-00078 · APJ George R Hoskins · IPR · Final written decision

    Claims 1–6 and 8–11 are unpatentable as obvious over Kenley and Long; the Board did not reach the alternative ground.

    RulingsFinal written decision
    • Claim Construction › Intrinsic evidence (Phillips canons) › Prosecution history disclaimer / disavowalTerm construed petitioner constructionDecided for petitioner

      “the ’478 patent, the applicant clearly and plainly informed the Office that an “[e]xemplary” embodiment of “searching the first temporary storage location for the archive file,” as recited in then-pending claim 34 and step [1.4] of issued claim 1, is found at specifically cited portions of the ’478 patent specification. See Ex. 1002, 147 (“Exemplary support may be found at . . . .”). Those specifically cited disclosures describe how smart data manager 15 “examines” input buffer 20 “for the presence of archive files” or equivalently “to determine whether any archive files are stored therein.” Ex. 1001, Fig. 2A (step 100), 5:39–42, 6:19–27. Based on this prosecution history, we conclude that in one embodiment of claim 1, searching the first temporary storage location for the archive file per step [1.4] is satisfied by examining the first temporary storage location for the presence of an archive file. We reach this conclusion even if the referenced portions of the ’478 patent specification are not regarded as being definitional with respect to the “searching” requirements of step [1.4].” slip op. at 26

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

      “(5) Analysis and Conclusion as to Motivation to Combine We conclude a preponderance of the evidence supports Petitioner’s” slip op. at 51

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable
    • BurdenFwd all claims unpatentableUnpatentable

      “Accordingly, we conclude Petitioner has shown by a preponderance of” slip op. at 77

    Patent outcomesUS 8,473,478 unpatentable
    Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
    Patents in suitUS 8,473,478
  • PTAB · Apr 25, 2025 · IPR2024-00080 · APJ Bach V Hoang · IPR · Final written decision

    Claims 1–21 are unpatentable: claims 1–8, 10–16, and 18–21 as obvious over Sweat, and claims 9 and 17 as obvious over Sweat and Schneider.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for patent owner

      “Patent Owner does not dispute this assessment. See PO Resp. 10–11 (“Patent Owner agrees to this definition proposed in the Petition.”). Having considered the record, we adopt Petitioner’s proposed level of skill, as articulated above. We are satisfied that Petitioner’s proposal comports with the level of skill necessary to understand and implement the teachings of the ’850 Patent. Accord Inst. Dec. 7–8.” slip op. at 8

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner

      “construction principles, and does not revise or ignore the explicit language of the claims.”). In that vein, “[p]roper claim construction . . . demands interpretation of the entire claim in context, not a single element in isolation.” Hockerson–Halberstadt, Inc. v. Converse Inc., 183 F.3d 1369, 1374 (Fed.Cir.1999); accord Phillips, 415 F.3d at 1314 (“[T]he context in which a term is used in the asserted claim can be highly instructive.”). Patent Owner’s interpretation that “the current version” requires two current versions — one locally stored current version and a corresponding remotely stored current version — asks us to improperly adopt a claim construction which ignores explicit claim language and context in order to read unrecited features into the claim. The limitation in question, more fully and in better context, recites “storing the selected previous version . . . as the current version on the local storage location.” Ex. 1001, 9:24–26 (emphasis added). The express language shows that the claim is specifically directed to the current version on the local storage location and not any possible remote current version. As such, even if there were a “current version on the remote storage location” which corresponds to and is kept in parity with the current version on the local storage location, i.e., a backup copy of the locally stored current version, the claim does not recite that feature, establishing that it does not require that feature. Further, as to the context of the claim, the term in question is part of a recited method of restoring a file to a previous version of the file on a local computational machine, rather than a method for maintaining parity of remotely stored backup files during that restoration process. See id. at 8:63–9:28. As such, the explicitly recited claim language and the context of the claim do not support reading an unrecited remote backup feature into the claim.” slip op. at 11

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

      “been obvious to use the “Download” feature described by Sweat to replace a corrupted or otherwise compromised file, thus meeting “storing the selected previous version . . . as the current version on the local storage location.” Pet. 60–62. First, regarding the technical operation of Sweat’s download function, Petitioner explains that a user “download[s] a version of [a] file from the server 106 to the local computer 104” and selects a local “target location to save the selected file.” Id. at 61 (citing Ex. 1006, 10:58–63). Sweat’s download function “[c]opies the file or folder to the user’s local computer” and can “overwrite files that exist on the user’s local computer, as desired.” Ex. 1006, 5:49–55. From those disclosures, Petitioner asserts it would have been obvious to use Sweat’s download function “to restore a previous version of a file by copying the file to the user’s local computer and overwriting the current version of the file on the user’s local computer, so as to save the restored file as the new current version of that file.” Pet. 62 (citing Ex. 1004 ¶¶ 125– 126). Petitioner explains that the download function would be used in such a manner where a user “desire[s] to restore a previous version of the file to replace the current version for example, in the case where the newest version of the file has become corrupted or where desired data has been deleted from” slip op. at 21

    • Obviousness (§103) › KSR rationalesUnpatentableUnpatentable

      “We agree with Petitioner. Sweat’s description of its “Viewing Files” feature explains that “a user must install the appropriate viewer to open and view drawing files.” Ex. 1006, 23:38–41. Sweat lists examples of such viewers including software applications such as Volo™ View Express. Id. at 23:45–46, 23:63–67. While Sweat does not list a CAD file creating application in its exemplary list of viewers in that “Viewing Files” section (see id. at 23:38–24:35), elsewhere, Sweat states that a CAD application, e.g., “AutoCAD®,” is “drawing/viewing software utilized by the viewer” (id. at 23:29–33). Furthermore, Petitioner’s declarant offers undisputed testimony that AutoCAD is software for creating CAD drawing files and can also be used to view those created CAD drawing files. Ex. 1024 ¶ 39 (citing Ex. 1029, 19–23, 541–542). On that evidence, we agree a POSITA would understand that Sweat describes using a viewer to preview previous versions of CAD drawing files and that Sweat also describes AutoCAD (which creates CAD drawing files) can be used as a viewer. In light of that understanding, we agree it would have been obvious to use AutoCAD, i.e., “an application that created the file,” to preview previous versions of that file. Pet. 62–63. We also agree that it would have been rational to do so because the same already locally available software application which created the file could then be used to view the file. Id.; see Ex. 1004 ¶ 128. Owner dismisses Petitioner’s obviousness argument as “irrelevant,” and, instead, argues that Sweat does not disclose the claimed features. PO Sur- Reply 16–17; see PO Resp. 39–40. In particular, Patent Owner argues Sweat “discloses the use of specialized viewing software to view the related file” and emphasizes that “CAD software is clearly not being used in Sweat’s ‘View in Window’ functionality” PO Resp. 39–40 (citing Ex. 1006, 23:39–51); PO Sur-Reply 17. While it may be the case that Sweat does not outright disclose the features recited in the claim, those arguments do not show fault in Petitioner’s case that the claimed features would have been obvious. See CRFD Rsch., Inc. v. Matal, 876 F.3d 1330, 1345 (Fed. Cir. 2017) (“Even if a reference’s teachings are insufficient to find anticipation, that same reference’s teachings may be used to find obviousness.”); Nike, Inc. v. Adidas AG, 812 F.3d 1326, 1335 (Fed. Cir. 2016) (“A claimed invention may be obvious even when the prior art does not teach each claim limitation.”), overruled on other grounds by Aqua Prods., Inc. v. Matal, 872 F.3d 1290 (Fed. Cir. 2017) (en banc). Accordingly, we are persuaded that Petitioner has shown, by a preponderance of the evidence, that claim 2 is obvious over Sweat.” slip op. at 28

    Patent outcomesUS 10,585,850 unpatentable
    Claim construction§ 103 obviousnesscites Graham
    Patents in suitUS 10,585,850
  • PTAB · Apr 9, 2025 · IPR2025-00127 · APJ Josiah C Cocks · IPR · Institution

    The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–4, 8, or 13 were unpatentable over either proposed obviousness ground.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

      “At this preliminary stage, we determine whether the information presented shows a reasonable likelihood that Petitioner would prevail in establishing that at least one of the challenged claims would have been unpatentable over the proposed prior art. We analyze the asserted grounds with the above-noted principles in mind.” slip op. at 10

    • Skill levelOther

      “B. Level of Ordinary Skill in the Art As noted above, resolving the question of obviousness requires determination of the level of ordinary skill in the art. Graham, 383 U.S. at 17–18. Here, however, as Patent Owner observes (Prelim. Resp. 10), 8 Patent Owner does not present arguments or evidence of secondary considerations in its Preliminary Response. Therefore, secondary considerations do not constitute part of our analysis herein. Petitioner has provided no assessment as to the level of ordinary skill to be considered in evaluating the grounds of obviousness that are advanced by Petitioner. The absence of such assessment calls into question the fundamental adequacy of Petitioner in carrying its burden to show a reasonable likelihood of success of unpatentability of the challenged claims that necessarily must take into account the level of ordinary skill in the art.” slip op. at 10

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “In any event, we do not discern that there is any apparent dispute between the parties as to the meaning of any claim term. In considering the record at hand, we determine that it is unnecessary to make explicit, or further address, any claim term in deciding whether or not to institute trial. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (holding that only claim terms in controversy need to be construed, and only to the extent necessary to resolve the 9 Throughout their briefings, the parties refer to the limitations designated [1.1] through [1.7] using the term “element,” e.g., “element [1.7]” (see, e.g., Pet. 23; Prelim. Resp. 23). For consistency with the parties’ chosen nomenclature, we do the same in this Decision. controversy (citing Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 12

    • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundReasonable expectation not foundNot shown unpatentable

      “A POSITA would have been motivated to modify Summers’ fiber optic cable 50 to include Kaji’s intermittently-fixed optical fiber tape 2A to obtain the predictable result of enabling a higher density of optical fibers to be packed in Summers’ fiber optic cable 50, as contemplated by Kaji. *** a POSITA would have had a reasonable expectation of success because such modification would amount to nothing more than a simple substitution of Summers’ four-fiber ribbons 52 with Kaji’s intermittently-fixed optical fiber tape 2A by known methods of cable manufacturing. ***” slip op. at 20

    Claim construction§ 103 obviousnesscites Phillips · Graham
    Patents in suitUS 11,287,591
  • PTAB · Mar 28, 2025 · IPR2024-00208 · APJ Terrence W Mcmillin · IPR · Final written decision

    Claims 1–20 were not shown unpatentable because Wu and the asserted combinations did not teach or suggest the claimed acquisition and transmission of a sequence of shelf label identifiers.

    RulingsFinal written decision
    • Expert testimonyPetitioner expert discountedDecided for patent owner

      “identifying information and the label location information[,]’ by extrapolating from the ESL that is already installed as required by steps S104 and S106.” Pet. 16 (citing Ex. 1003, 4:26-28; Ex. 1009 ¶ 81) (third and fourth alterations in original). There is no explanation or reasoning provided in the Petition to support this assertion. See id. We can find no support for this assertion that the method described in Wu requires this undisclosed step or that it could not otherwise possibly work14 to create the relationship between the label identifying information and the label location information of the added shelf label by extrapolation from the ESL that is already installed. The only evidence cited in support of this assertion is a short passage in Wu (Ex. 1003, 4:26–28) and paragraph 81 of the Declaration of Dr. Tentzeris (Ex. 1009). This short passage in Wu provides that, “[i]n step S106, the deploying device 130 or the controlling device 120 creates the relationship between the label identifying information and the label location information.” Ex. 1003, 4:26–28. This passage does not support Petitioner’s assertion. The cited paragraph in the Declaration of Dr. Tentzeris provides: 81. In my opinion, a POSITA would understand that, without acquiring this second identifier in the sequence (which 14 Prior art patents enjoy a presumption of enablement. Apple Inc. v. Corephotonics, Ltd., 861 Fed. Appx. 443, 450 (Fed. Cir. 2021). Wu is presumed to enable what it discloses. See Amgen Inc. v. Hoechst Marion Roussel, Inc., 314 F.3d 1313, 1355 (Fed. Cir. 2003) (“a presumption arises that both the claimed and unclaimed disclosures in a prior art patent are enabled”). However, even without applying this presumption, Wu provides a disclosure that establishes how to create the relationship between the label identifying information and the label location information of the added shelf label by extrapolation or interpolation without the reading device acquiring the label identifying information of the adjacent shelf label which is already installed. See Ex. 1003, 3:59–4:28. is explicitly shown in FIG. 3B of Wu), the reading device could not possibly “create[] the relationship between the label identifying information and the label location information[,]” by extrapolating from the ESL that is already installed as required by steps S104 and S106. Ex. 1003, [4:26-28]. Ex. 1009 ¶ 81. Dr. Tentzeris does not support his opinion with any explanation, reasoning, facts or data, here or elsewhere. This unsupported, conclusory testimony is entitled to little or no weight. See cxLoyalty, Inc. v. Maritz Holdings Inc., 986 F.3d 1367, 1378 (Fed. Cir. 2021) (“We do not accord weight to conclusory expert testimony.”); see also 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). There is no evidence that supports Petitioner’s assertion that a skilled artisan would understand from Wu that the reading device acquires the label identifying information of a second shelf label that is already installed and adjacent to the added shelf label.” slip op. at 27

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “A person having ordinary skill in the art relating to the subject matter of the ’709 Patent as of the Critical Date (“POSITA”) would have had at least a Master of Science Degree in an academic area emphasizing electrical engineering, computer engineering, wireless telecommunication systems, or an equivalent field (or a similar technical Master’s degree, or higher degree). Pet. 6 (citing Ex. 1009 ¶ 31). Petitioner further contends, in the alternative, that “a POSITA would have had a Bachelor’s Degree (or higher degree)” in one of the fields noted above, with “two or more cannot demonstrate unpatentability of any claim of the ’709 Patent because Petitioners fail to identify a ‘reading device’ that acquires and transmits the ‘sequence of label identifiers’ recited by the claims.”). Our decision is based on our determination that Petitioner has failed to establish that the cited art teaches or suggests acquiring and transmitting a sequence of label identifiers as recited in the independent claims of the ’709 patent. years of work experience” in one of those fields. Id. According to Petitioner, “[a]dditional education in a relevant field or relevant industry experience may compensate for a deficit in one of the other aspects of the requirements stated above.” Id. Patent Owner applies Petitioner’s definition of the level of ordinary skill in the art. PO Resp. 16. Determining the level of ordinary skill in the art involves various factors, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citation omitted). The prior art of record also reflects the level of ordinary skill in the art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). We adopt the assessment offered by Petitioner, as it is not disputed by the Patent Owner and is consistent with the ’709 patent and the asserted prior art.” slip op. at 10

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “necessary to resolve the controversy involved in this IPR, and the terms of the ’709 Patent should be given their ordinary and customary meaning.” Pet. 4. In the claim construction section of its Response, Patent Owner discusses the claim terms “location(s)” and “planogram.” See PO Resp. 16– 29. As discussed in our analysis below, we determine that Petitioner has failed to show that the prior art teaches or suggests certain limitations of the claims that do not include either the term “location(s)” or “planogram.” Accordingly, no need exists to expressly construe any claim terms to resolve the parties’ disputes. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). Our decision relies on the plain and ordinary meaning of the limitations on which our decision is based and no need exists to expressly construe any claim term to make our decision.8” slip op. at 9

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable

      “Based on the entire record of this proceeding, we find that Wu does not teach or suggest: (1) “acquiring, by a reading device, a sequence of label identifiers . . . comprising a label identifier of an adjacent shelf label which is adjacent to the added shelf label” as recited in independent claim 1: (2) “transmitting, by the reading device, the sequence of label identifiers to the computer system” as recited in independent claim 1: (3) “acquiring, by a reading device, a sequence of label identifiers . . . comprising a label identifier of an adjacent shelf label which is adjacent to the added shelf label” as recited in independent claim 10; (4) “transmitting, by the reading device, the sequence of label identifiers to the computer system” as recited in independent claim 10: (5) “the computer system being configured to receive, from the reading” slip op. at 37

    Patent outcomesUS 11,010,709 not shown unpatentable
    Claim construction§ 103 obviousnesscites Phillips · Graham
    Patents in suitUS 11,010,709
  • Lululemon USA Inc. v. Nike, Inc.All claims unpatentable
    PTAB · Mar 21, 2025 · IPR2023-01460 · APJ Carl M Defranco · IPR · Final written decision

    Claims 1–19 are unpatentable as obvious over Dua, Hong, and Lockwood; the Board did not reach the additional grounds.

    RulingsFinal written decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “lululemon proposes, and Nike does not dispute, that one skilled in the art would have had “at least a bachelor’s degree in mechanical engineering, textile engineering, or similar technical degree and at least 3 years of experience working with knitted textiles for use in fabric-based articles, including apparel such as footwear.” Pet. 12–13 (citing Ex. 1003 ¶¶ 43–45); see also PO Resp. 13 (“Nike applies lululemon’s proposed level of skill in the art.”). There being no dispute, we adopt lululemon’s definition of the level of skill in the art.” slip op. at 5

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed petitioner constructionDecided for petitioner

      “lululemon asserts that “the plain and unambiguous language of the claim[s] requires that the flat-knitted element having the claimed features must be formed from a flat-knitting process.” Pet. 13–14. Nike agrees, and 1 US 3,641,603, issued Feb. 15, 1972 (Ex. 1003, “Lockwood”). 2 US 2005/0193592 A1, published Sep. 8, 2005 (Ex. 1004, “Dua”). 3 US 6,558,784 B1, issued May 6, 2003 (Ex. 1011, “Norton”). 4 H. Hong, The development of 3D shaped knitted fabrics for technical purposes on a flat knitting machine, INDIAN JOURNAL OF FIBRE & TEXTILE RESEARCH, VOL. 19, PGS. 189–194 (Sep. 1994) (Ex. 1005, “Hong”). 5 US 2006/0053658 A1, published Mar. 16, 2006 (Ex. 1006, “Voughlohn”). notes that our Institution Decision adopted that construction, i.e., “that the ‘domed, three dimensional structure’ of the ‘flat-knitted element,’ recited in claims 1, 10, and 11, is formed ‘during the flat-knitting process.’” PO Resp. 12 (quoting Inst. Dec. 6). Thus, the parties make clear that the claims do not encompass forming the claimed “three-dimensional structure” after the flatknitting process is complete. Thus, we maintain the construction in our Institution Decision that the claimed “central portion having a domed, threedimensional structure” must be formed during the flat-knitting process, and not afterward.” slip op. at 5

    • Expert testimonyPetitioner expert creditedDecided for petitioner

      “Nike and its expert mischaracterize Hong. After close review of the opinions of both parties’ experts, we credit the opinion of lululemon’s expert as more consistent with Hong’s disclosure than that of Nike’s expert. In particular, lululemon’s expert points to Hong’s unmistakable and explicit disclosure that “knitting directly the 3D shapes can overcome fabric waste and diminish the labour cost inherent to the use of two-dimensional fabrics.” Ex. 1002 ¶ 91 (quoting Ex. 1005, 5) (emphasis added). That disclosure by Hong of “knitting directly” the 3D shape clearly suggests it is formed as part of Hong’s flat-knitting process, and not as part of some post-knit seaming process. Hong’s additional disclosure of “diminish[ing] the labour cost inherent to the use of two-dimensional fabrics” also cuts against Nike’s notion of an additional step of “forming that two-dimensional pattern piece into a three-dimensional structure” following the flat knitting step. See PO Resp. 21–22.” slip op. at 9

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

      “d. Conclusion For all the above reasons, we find that the combination of Dua, Hong, and Lockwood teaches or suggests an article of footwear having “a domed, three-dimensional structure” that is formed during “a flat-knitting process” and “shaped to extend above the plane” of “flattened” side portions, as recited in claims 1 and 11. We also find that one skilled in the art would have a reasonable expectation of succeeding in forming an article of footwear having such a domed, three-dimensional structure as a result of combining the teachings of Dua, Hong, and Lockwood. And, because Nike does not otherwise contest that one skilled in the art would have had sufficient reason to combine the teachings of Dua, Hong, and Lockwood or that such combination discloses the remaining elements of claims 1 and 11, we need not further address those uncontested elements. See In re NuVasive, Inc., 841 F.3d 966, 974 (Fed. Cir. 2016) (“The Board, having found the only disputed limitations together in one reference, was not required to address undisputed matters.”). Thus, we conclude that lululemon demonstrates, by a preponderance of the evidence, that claims 1 and 11 are unpatentable as obvious over the combined teachings of Dua, Hong, and Lockwood.” slip op. at 20

    Patent outcomesUS 9,730,484 unpatentable
    Claim construction§ 103 obviousness
    Patents in suitUS 9,730,484
  • PTAB · Mar 18, 2025 · IPR2024-01285 · APJ Nabeel U Khan · IPR · Institution

    The Board instituted review of claims 1–18 on all asserted grounds after finding a reasonable likelihood that claims 1 and 1 were obvious over the Yerazunis–Fiedler and Ely–Fiedler combinations, respectively.

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner

      “1. whether the court granted a stay or evidence exists that one may be granted if a proceeding is instituted; 2. proximity of the court’s trial date to the Board’s projected statutory deadline for a final written decision; 3. investment in the parallel proceeding by the court and the parties; 4. overlap between issues raised in the petition and in the parallel proceeding; 5. whether the petitioner and the defendant in the parallel proceeding are the same party; and 6. other circumstances that impact the Board’s exercise of discretion, including the merits. Apple Inc. v. Fintiv, Inc., IPR2020-00019, Paper 11 at 5–6 (PTAB Mar. 20, 2020) (precedential) (“Fintiv”). In evaluating these factors, we “take[] a holistic view of whether efficiency and integrity of the system are best served by denying or instituting review.” Id. at 6. With these factors and guidance in mind, we consider parties’ contentions.5 1.” slip op. at 6

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). “When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.” 37 C.F.R. § 42.108(a). Having considered the arguments and evidence presented by Petitioner and Patent Owner, we determine that Petitioner has demonstrated a reasonable likelihood of prevailing on at least one of the challenged claims of the ’752 patent. We exercise our discretion to institute inter partes review and, as required, we do so as to all the challenged claims of the ’752 patent on all the grounds of unpatentability set forth in the Petition.” slip op. at 2

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “Patent Owner does not contest Petitioner’s proposed level of ordinary skill. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposed level of ordinary skill, which is supported by Dr. Sarhan’s testimony, except that we find that the phrase “at least” in Petitioner’s proposed definition creates a vague, open-ended upper bound for the level of ordinary skill, and we therefore do not adopt that aspect of the proposal.” slip op. at 13

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “ordinary and customary meaning as would have been understood by a person of ordinary skill in the art at the time of the invention and in the context of the entire patent disclosure. Phillips, 415 F.3d at 1312–13. “In determining the meaning of the disputed claim limitation, we look principally to the intrinsic evidence of record, examining the claim language itself, the written description, and the prosecution history, if in evidence.” DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc., 469 F.3d 1005, 1014 (Fed. Cir. 2006) (citing Phillips, 415 F.3d at 1312–17). Only claim terms in controversy require express construction, “and only to the extent necessary to resolve the controversy.” Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017); see also Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (“[O]nly those terms need resolve the controversy.”). Having reviewed the parties’ arguments, we determine no terms require express construction to resolve the disputes at this stage of the proceeding.8 A final determination as to claim construction will be made at the close of the proceeding, after any hearing, based on all the evidence of record. The parties are expected to assert all their claim construction arguments and evidence in the Petition, Patent Owner’s Response, Petitioner’s Reply, Patent Owner’s Sur-reply, or otherwise during trial, as permitted by our rules.” slip op. at 13

    Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · Graham
    Patents in suitUS 8,928,752
  • PTAB · Mar 18, 2025 · IPR2024-01284 · APJ Nabeel U Khan · IPR · Institution

    The Board instituted inter partes review of claims 1–19 on all asserted grounds, finding a reasonable likelihood that at least one challenged claim is unpatentable.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted

      “An inter partes review may not be instituted “unless . . . the information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Per Board practice, if the Board institutes trial, it will institute “on all of the challenged claims and on all grounds of unpatentability asserted for each claim.” See 37 C.F.R. § 42.108(a). Having considered the arguments and evidence presented by Petitioner and Patent Owner, we determine that Petitioner has demonstrated a reasonable likelihood of prevailing on at least one of the challenged claims of the ’540 patent. We exercise our discretion to institute inter partes review and, as required, we do so as to all the challenged claims of the ’540 patent on all the grounds of unpatentability set forth in the Petition.” slip op. at 2

    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied

      “issued an order temporarily staying all deadlines and hearings scheduled in the matter.6 Ex. 1058, 1–2. The District Court’s order notes that Patent Owner asserts 8 patents in the litigation, that IPRs have been instituted on 4 of those patents covering 10 of the 14 claims asserted in the litigation, and that further consideration of a stay will depend upon whether IPRs are instituted on patents including the 4 remaining claims. Id. at 1, 3. The District Court also ordered the parties to update their positions on a stay within one week of a decision on institution. It is unclear if, and when, a new trial date would be set. In light of this stay, we determine that this factor weighs strongly against discretionary denial. 2.” slip op. at 9

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “or undergraduate training in an equivalent field and at least two years of relevant experience in electronics technology.” Ex. 1051 ¶ 30. Dr. Sarhan further opines that “[a]dditional graduate education could substitute for professional experience, and significant work experience could substitute for formal education.” Id. Patent Owner does not contest Petitioner’s proposed level of ordinary skill. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposed level of ordinary skill, which is supported by Dr. Sarhan’s testimony, except that we find that the phrase “at least” in Petitioner’s proposed definition creates a vague, open-ended upper bound for the level of ordinary skill, and we therefore do not adopt that aspect of the proposal.” slip op. at 15

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

      “Having reviewed the parties’ arguments we determine, as explained further below in our analysis of claim 1 (§ III.D.4.a), that an express construction of the term “file” is not necessary at this stage of the proceeding. A final determination as to claim construction will be made at the close of the proceeding, after any hearing, based on all the evidence of record. The parties are expected to assert all their claim construction arguments and evidence in the Petition, Patent Owner’s Response, Petitioner’s Reply, Patent Owner’s Sur-reply, or otherwise during trial, as permitted by our rules.” slip op. at 17

    Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · Graham
    Patents in suitUS 8,310,540
  • PTAB · Mar 18, 2025 · IPR2024-01314 · APJ Brian J Mcnamara · IPR · Institution

    The Board instituted IPR on claims 1–20 and all asserted grounds, finding a reasonable likelihood that Motorola would prevail on at least one obviousness challenge.

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner

      “February 24, 2025, the District Court ordered all deadlines and hearings stayed pending further order of the court. See Ex. 1066. The District Court’s order notes that Patent Owner asserts 8 patents in the litigation, that IPRs have been instituted on 4 of those patents covering 10 of the 14 claims asserted in the litigation, and that further consideration of a stay will depend upon whether IPRs are instituted on patents including the 4 remaining claims. Id. at 1, 3. The District Court also ordered the parties to update their positions on a stay within one week of a decision on institution. It is unclear if, and when, a new trial date would be set. Thus, factors 1 and 2 weigh against exercising discretion to deny institution. The subject matter of the challenged claims is closely related to the subject matter of the claims of the patents in the previously instituted IPRs and the remaining pending petitions, as evidenced by the overlap of the asserted references and arguments advanced in these cases. As detailed in the substantive sections of this Decision, the Petition meets the standard for institution, i.e., there is a reasonable likelihood that Petitioner would prevail with respect to at least 1 of the claims challenged in the Petition. Under Fintiv factor 6, these circumstances weigh against exercising discretion to deny institution. In view of these circumstances, we determine that factors 1, 2, and 6 strongly weigh against exercising discretion to deny institution.” slip op. at 5

    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “ordinarily skilled artisan”) as having at least a Bachelor’s Degree in electrical engineering, computer science, or computer engineering, or undergraduate training in an equivalent field and at least two years of relevant experience in electronics technology. Pet. 7 (citing Ex. 1062, Sarhan Decl. ¶¶ 26–30). Petitioner adds that additional graduate education could substitute for professional experience, and significant work experience could substitute for formal education. Id. Patent Owner does not comment specifically on the level of ordinary skill in the art. The level of ordinary skill in the art usually is evidenced by the references themselves. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978). As Petitioner’s description of an 4U.S. Patent Publication No. 2004/0008255 A1 (Ex. 1019) 5 U.S. Patent Publication No. 2002/0191952 A1 (Ex. 1009) 6 U.S. Patent 5,982,418 (Ex. 1020) 7 Another Declaration of Dr. Sarhan has also been made of record in this proceeding. See Ex. 1003. This Decision distinguishes references to the Sarhan Declarations by Exhibit number. ’910 patent and the references, we apply it for purposes of this Decision. slip op. at 11

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

      “A. A computer processor configured to Petitioner notes that in the parallel litigation Patent Owner contends that this term is not a means plus function limitation. Pet. 9. Petitioner states that for purposes of the petition it has applied means plus function and non-means plus function interpretations to this limitation. Id. For purposes of this Decision, we need not construe this claim limitation. B. File In this proceeding, Petitioner does not propose a construction of the term “file.” See Pet. 9. Patent Owner does not propose a construction of “file” but, nonetheless, states that “Petitioner’s vague and unduly broad definition of ‘file’ is not only contradicted by the prosecution history, but also the extrinsic evidence it relies upon.” Prelim. Resp. 5 (citing Pet. 10– 12). Patent Owner reserves the right to present claim constructions arguments if trial is instituted. Id. at 6. For purposes of this Decision, we address the meaning of “file” in the context of the parties’ substantive arguments and do not articulate a specific construction. A final determination as to claim construction will be made at the close of the proceeding, after any hearing, based on all the evidence of record. The parties are expected to assert all their claim construction arguments and evidence in the Petition, Patent Owner’s Response, Petitioner’s Reply, Patent Owner’s Sur-reply, or otherwise during trial, as permitted by our rules.” slip op. at 13

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Instituted

      “c) Claim 1 Analysis Petitioner has demonstrated that, contrary to Patent Owner’s arguments, Yerazunis discloses write protecting a segment of the buffer. Yerazunis explicitly states that “[upon] a firing event, specified frame data associated with that firing event both before and after the event is preserved and cannot be overwritten as a result of further use of the gun or subsequent of memory to a second portion of memory to avoid overwriting the data in the first portion of memory upon the occurrence of a second trigger event is an effective approach to designating the first portion of memory as write protected. As Petitioner points out, an ordinarily skilled artisan would have understood from Yerazunis that retrieving video data for gun firing events necessitates the ability to locate the relevant video data within the buffer and that using pointers in a table to index the data allows for its later retrieval. Pet. 25 (citing Ex. 1062, Sarhan Decl. ¶ 372). We find unavailing Patent Owner’s argument that Yerazunis’ disclosure of a purge button to erase the contents of the circular buffer is further evidence that that entire buffer contents is protected and unprotected as a whole. Prelim. Resp. 30 (citing Ex. 1017, 9:47–51). It is unclear how providing an “optional” purge feature that erases the contents of the circular buffer and captured still images a “user does not desire to retain” supports Patent Owner’s argument that Yerazunis does not disclose write protecting segments of the buffer associated with a trigger event. Ex. 1017, 9:49–53. Inclusion of this feature further supports Petitioner’s argument, as the segments of a circular buffer associated with an event are not overwritten, unless the user invokes the purge feature to erase the contents of the circular buffer. Also unavailing is Patent Owner’s argument that video data preservation in Yerazunis “is a step that occurs after, not as part of, the step of ‘continu[ing] to record for a brief interval.’” See Prelim. Resp. 30–31. Claim 1 is an apparatus claim and does not recite “continuing to record for a brief interval.” See Ex. 1060, 12:19–47 (claim 1). Claim 1 recites “a computer processor configured to . . . continuing to record the sensor data in designated for saving.” Ex. 1060, 12:22, 34–36. Yerazunis discloses that upon detection of a trigger event a predetermined number of frames, e.g., 2 frames, are stored in successive frame locations within the circular buffer. Ex. 1017, 8:26–32; 12:14–28. Yerazunis further discloses that “any desired percentage of frames may be captured prior to or after the trigger event by specifying how many frames are to be captured and stored after the trigger event.” Id. at 8:39–42.” slip op. at 21

    Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · Graham
    Patents in suitUS 10,965,910
  • Askeladden, L.L.C. v. Ohva, Inc.All claims unpatentable
    PTAB · Mar 10, 2025 · IPR2023-00921 · APJ Amee A Shah · IPR · Final written decision

    Claims 1–4 are unpatentable as obvious: claim 1 over Cho, Aaron, and Carpenter; claim 2 over those references and de Geer; claim 3 over Cho and Aaron; and claim 4 over Cho, Aaron, and de …

    RulingsFinal written decision
    • Disclosure Requirements (§112) › Written description (Ariad)Not entitled to earlier dateDecided for petitioner

      “application are similar, as indicated by the redline comparison of two provided as Exhibit 1015. Critically, however, the “Summary of the Invention” sections are completely different. Id. at 2–4. The question is whether one of ordinary skill in the art would have understood with reasonable clarity, without the benefit of the Summary added for the ’286 patent/’674 application, that the ՚030 application describes a smart telephone that executes coded instructions to “convert the analog variable voltage audio signal received at the microphone port to the transaction data as digital data.”” slip op. at 43

    • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

      “Here, although the ’286 patent distinguishes “account data” from “transaction data” in the embodiment of Figure 11, the “transaction data” is submitted by the user to perform a series of banking transactions after manually entering a PIN code, whereas the “account data” is stored on the server, and the token information is accepted from the smart card’s 1001, 10:12–18, 10:30–35, 10:40–42, 11:21–22, 11:65–12:4, 12:22–36. Thus, the claimed “transaction data” that is “accepted . . . from an output interface of a transaction card” and “accepted . . . from a transaction card at an input interface of the card reader,” as recited in independent claims 1 and 3, comprises data stored on and read from a card, such as an ID number, password, authentication information, or session information, that can be used to facilitate a transaction. The evidence indicates that the claimed “transaction data” is distinct from the “transaction data B1-Bn” described in connection with the Figure 11 embodiment.” slip op. at 24

    • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable

      “As discussed above in Section II.C, we construe the term “transaction data” as encompassing any data involved in a transaction, including account data. Again, we emphasize that claim 1 requires that the transaction data is accepted by the card reader from an output interface of the transaction card. Cho provides that card reader 230 reads a digital signal that includes account information of card 130 whereby the account information “may include at least one of an account number, a card expiration data, etc.” Ex. 1005, 5:54–58. We further agree with Petitioner that to the extent “transaction data” is for the purpose of conducting banking transactions, Cho’s account data of a credit card number and expiration date can perform that purpose. Patent Owner’s arguments that the transaction data cannot be “static” and that claim 1 requires “processing actual transaction-specific data” are not commensurate with the scope of the claim 1. The claim does not recite any limitations that the transaction data be dynamic or “not static,” nor does it recite any processing of the transaction data outside of using it to “facilitate transactions.” Petitioner has shown that Cho teaches the claimed transaction data.” slip op. at 55

    Patent outcomesUS 9,679,286 unpatentable
    Claim construction§ 103 obviousness§ 112 disclosurecites KSR · Graham
    Patents in suitUS 9,679,286
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