- PTAB · Jan 15, 2026 · IPR2025-01231 · APJ Mary C Hoffman · IPR · Institution
The Board instituted IPR on claims 1–13 on all asserted grounds, finding a reasonable likelihood that at least one challenged claim is unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner
“petition identifies all real parties in interest. 35 U.S.C. § 312(a)(2). Whether an unnamed party is a real party in interest “is a highly fact-dependent question.” See Applications in Internet Time, LLC v. RPX Corp., 897 F.3d 1336, 1351, 1360 (Fed. Cir. 2018) (“AIT”); Ventex Co., Ltd. v. Columbia Sportswear N. Am., Inc., IPR2017-00651, Paper 152 at 4–5 (PTAB Jan. 24, 2019) (precedential) (citing Worlds Inc. v. Bungie, Inc., 903 F.3d 1237, 1242 (Fed. Cir. 2018)); Consolidated Trial Practice Guide, 13 (2019), https://www.uspto.gov/sites/default/files/documents/tpgnov.pdf (CTPG). “A common consideration is whether the non-party exercised or could have exercised control over a party’s participation in a proceeding.” CTPG at 16. Other considerations include whether the non-party is funding or directing the proceeding; the non-party’s relationship with the petitioner; the non-party’s relationship to the petition itself, including the nature and/or degree of involvement in the filing; and the nature of the entity filing the petition. Id. at 17–18.” slip op. at 8
- Skill levelSkill level board ownOther
“person of ordinary skill in the art (“POSITA”) “would have at least a bachelor’s degree in electrical engineering or a related field and at least two years of experience with lighting technology.” Pet. 2 (citing Ex. 1017 ¶ 35). Petitioner makes additional contentions about what a POSITA would have understood. Id. (“A POSITA would understand that all types of cameras (e.g., analog and digital, photo and video) generally involve the same lighting considerations . . . . [and] that it is important to provide light that evenly illuminates the target subject or object to minimize reflected glare and shadows.”). Patent Owner contends that a POSITA would have at least: (a) a bachelor’s degree in electrical engineering, optical engineering, or a related field; (b) two years of practical experience in designing and developing lighting systems, particularly those integrated with electronic devices such as webcams or computer monitors; and (c) knowledge of user-interface considerations for consumer electronics . . . . Additional experience can substitute for education and vice versa. Prelim. Resp. 12 (citing Ex. 2036 ¶ 48). Patent Owner disputes Petitioner’s contentions regarding what a POSITA would have understood. Prelim. Resp. 12–13 (“[O]ne of ordinary skill in the art would have understood that analog and digital cameras have different operating principles and lighting requirements [and] Petitioner’s lack of appreciation for the suitability and unsuitability of different lights for different applications infects and dooms its invalidity analysis.” (citing Ex. 2036 ¶¶ 36–47)). and years of experience required for a POSITA. Pet. 2; Prelim. Resp. 12. For purposes of this Decision, we consider a person of ordinary skill in the art to have a bachelor’s degree in electrical engineering or related field and two years of practical experience in lighting technology, and that additional experience may substitute for education and vice versa, which is consistent with the level of skill reflected in the ’729 patent and prior art of record. See Exs. 1001, 1005–1010, 1012–1015; see also Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (explaining that specific findings regarding ordinary skill level are not required “where the prior art itself reflects an appropriate level and need for testimony is not shown” (quoting Litton Indus. Prods., Inc. v. Solid State Sys. Corp., 755 F.2d 158, 163 (Fed. Cir. 1985))).” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Patent Owner agrees that the Board need not formally construe any claim terms in order to adjudicate the merits of the Petition and argues Petitioner fails to show unpatentability of any claim under any reasonable construction of the claims. Prelim. Resp. 13 (citing Ex. 2036 ¶ 51). We determine that no express claim construction is necessary to determine whether institution is warranted in this proceeding. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (holding that only terms in controversy must be construed “and only to the extent necessary to resolve the controversy”) (citing Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).” slip op. at 14
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“claimed subject matter and the prior art are “such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). When a ground in a petition is based on a combination of references, we consider “whether there was an apparent reason to combine the known elements in the fashion claimed by the patent at issue.” Id. at 418 (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). We base our obviousness inquiry on factual considerations including (1) the scope and content of the prior art, (2) any differences between the claimed subject matter and the prior art, (3) the level of skill in the art, and (4) any objective indicia of obviousness or non-obviousness that may be in evidence.14 See Graham, 383 U.S. at 17–18.” slip op. at 24
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,841,729 - PTAB · Oct 6, 2025 · IPR2025-00812 · APJ Robert L Kinder · IPR · Institution
Instituted IPR of claims 1–28 on all petitioned grounds because the petition showed a reasonable likelihood of prevailing on at least one claim.
RulingsInstitution decision- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“According to Petitioner, “no express constructions are required in this proceeding.” Pet. 4. Patent Owner “agrees that the terms of the ’728 Patent have their plain and ordinary meaning.” Prelim. Resp. 7. However, Patent Owner contends that Petitioner construes the claim language “during the driving period” to mean “throughout the driving period.” Id. at 10 (claim language found in claims 1, 13, 24, and 25). Patent Owner contends Petitioner consistently uses the term “during” rather than “throughout” in the analysis of the challenged claims. Id. Patent Owner does not provide support for any specific construction or explain why any claim construction would be necessary for resolution of this proceeding. Based on the current record, we determine the differentiation asserted by Patent Owner between the use of “during” and “throughout” does not require express interpretation as the terms “during” and “throughout” are synonymous.8 Upon review of the record, we determine that no claim terms require express construction for purposes of this Decision. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).” slip op. at 9
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner and Dr. Michalson propose “that a person of ordinary skill in the art in this matter would have had at least a Bachelor of Science Degree (or equivalent) in an academic area emphasizing electrical engineering, computer engineering, computer science, or a related technical field, and about 2-3 years of experience in the field of telematics systems.” Ex. 1003 ¶ 15; Pet. 2, 11. Dr. Michalson further proposes “[a] greater amount of education, e.g., a doctorate in an academic area emphasizing electrical engineering, computer engineering, computer science, or a related technical field, would compensate for fewer years of work experience.” Id. Patent Owner does not dispute this level of skill. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposal, which comports with the teachings of the ’728 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (holding that the prior art itself can reflect the appropriate level of ordinary skill in the art).” slip op. at 11
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Based on our review of the preliminary record, we conclude Petitioner has explained with supporting evidence how the combination of Callopy, Curry, and Thompson teaches or suggests claim 1, sufficiently to justify institution of review. That is, Petitioner explains how a person of ordinary skill in the art would have been motivated to supplement the risk assessment capabilities of Callopy-Curry with the well-known accident detection techniques of Thompson’s WreckWatch application to reduce vehicular accidents and casualties. For the purposes of institution, Petitioner has articulated a reasoned explanation why a POSITA would have been motivated to modify Callopy’s wireless device with Curry’s calculation techniques, and Thompson’s accident detection capabilities. The Petitioner has explained in detail that Curry contemplates the need for multi-modal operation for nuanced driving conditions, and that the incorporation of Callopy would be a natural modification that aligns with standard insurance evaluation methods. Petitioner further explains the implementation of Curry’s scoring system, which is capable of logging data and processing safety statistics, in combination with Callopy’s system leads to enhanced sensor-based driving evaluation in the determination of a driver’s risk profile for insurance purposes. Petitioner further explains in detail how Thompson’s implementation further provides motivation for Curry’s initiatives to “reduce traffic-related fatalities and injuries” and that a POSITA would seek the well-known accident detection technique of Thompson to achieve this. Petitioner identifies that the combination of Callopy, Curry, and Thompson not only can be achieved without any changes to underlying hardware, but also provides the functionality of recording sensor data relating to driving, calculating driving safety statistics, and detecting driving-related incidents. Moreover, as discussed, Petitioner has provided citations to the references along with corroborating testimony from Dr. Michalson that support its arguments for why and how a POSITA would have combined the prior art disclosures with a reasonable expectation of success. See Ex. 1003 ¶¶ 100–116.” slip op. at 34
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Upon consideration of the Petition, the Preliminary Response, and the evidence of record, we conclude that the information presented shows a reasonable likelihood that Petitioner will prevail in showing the unpatentability of at least one of the challenged claims at issue. Pursuant to § 314, we hereby institute an inter partes review as to challenged claims 1–28 of the ’728 patent.” slip op. at 3
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 12,236,728 - Google LLC v. Brodti Inc.InstitutedPTAB · Jul 24, 2025 · IPR2025-00472 · APJ Stephen E Belisle · IPR · Institution
The Board instituted IPR of claims 1–20 on all petitioned grounds, finding a reasonable likelihood that claims 1, 10, and 19 are obvious over Nicholas, Laidlaw, Mayadas, and Error.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“review. 35 U.S.C. § 314(b) (2024); 37 C.F.R. § 42.4(a) (2024). We may not institute an inter partes review “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). The “reasonable likelihood” standard is “a higher standard than mere notice pleading” but “lower than the ‘preponderance’ standard to prevail in a final written decision.” Hulu, LLC v. Sound View Innovations, LLC, IPR2018-01039, Paper 29 at 13 (PTAB Dec. 20, 2019) (precedential). When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim. 37 C.F.R. § 42.108(a).” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“In determining the level of ordinary skill in the art, various factors may be considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citation omitted). Considering the subject matter of the ’898 patent, the background technical field, the prior art, and Petitioner’s proposed and unopposed definition of the skilled artisan (Ex. 1002 ¶¶ 9–12), we apply the level of skill set forth above.” slip op. at 11
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed
“Petitioner submits that all terms in the Challenged Claims should be given their plain and ordinary meaning in this proceeding, and that no specific construction of any claim term is required to resolve this case. Pet. 6 (“Petitioner does not believe express claim construction is necessary to resolve this Petition.”). Patent Owner has not submitted a preliminary response, and thus does not propose any terms for construction at this stage. In determining that Petitioner has demonstrated a reasonable likelihood of establishing unpatentability of at least one Challenged Claim, we need not and do not construe expressly any claim terms. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (stating that “we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Petitioner argues the skilled artisan would have had various rational reasons for combining the teachings of these four references, and would have had a reasonable expectation of success in doing so. See, e.g., Pet. 18–21 (discussing reasons to combine Nicholas and Laidlaw and expectation of success in doing so), 33–37 (discussing reasons to combine Nicholas and Mayadas and expectation of success in doing so), 44–45 (discussing reasons to combine Nicholas, Laidlaw, Mayadas, and Error and expectation of success in doing so). Based on the record before us, we find Petitioner sufficiently shows that the combination of Nicholas, Laidlaw, Mayadas, and Error would have taught or at least fairly suggested to the skilled artisan the limitations of claim 1.4 Thus, for the reasons stated in the Petition (Pet. 8–51), we determine that Petitioner has established a reasonable likelihood that it would prevail in showing that independent claim 1 would have been unpatentable as obvious over the combination of Nicholas, Laidlaw, Mayadas, and Error.” slip op. at 21
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 11,416,898 - PTAB · May 29, 2025 · IPR2025-00091 · APJ George R Hoskins · IPR · Institution
The Board instituted IPR on claims 1–17 on all asserted challenges, finding a reasonable likelihood of success on anticipation by the Renegade Manual.
RulingsInstitution decision- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedInstituted
“cited by Petitioner fall under the definition of “hearsay” set forth in Fed. R. Evid. 801(c). However, based on the present preliminary record, we further determine that the residual exception to hearsay applies here. That is, the Internet forum posts are “supported by sufficient guarantees of trustworthiness . . . considering the totality of circumstances under which [they were] made,” and they are “more probative on the point for which [they are] offered than any other evidence that [Petitioner] can obtain through reasonable efforts.” Fed. R. Evid. 807(a). The sufficient guarantees of trustworthiness include: the number of Internet posts at issue; the consistent specificity concerning the website (www.techauthority.com) where the 2016 model year Jeep Renegade service manual could be obtained, which includes the same product identification code printed on the face of the CD submitted as Exhibit 1013 (“81-370-16028-CD”); and the lack of any apparent connection between the declarants and the parties to this proceeding. As to probity on the point for which the statements are offered, the statements appear to be contemporaneous (that is, made in 2016) efforts to help members of various Jeep Renegade enthusiast forums obtain the service manual for the 2016 model Jeep Renegade. Although there may be other evidence that could establish exactly when the service manual was published, contemporaneous statements by interested persons that the service manual was in fact publicly accessible in 2016 are highly probative on the issue of public accessibility in 2016. Furthermore, given that context, we discern little reason to doubt the accuracy of the statements being made based on the present preliminary record.” slip op. at 19
- Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)Term construed petitioner construction§112(f) appliesOther
“determine that we need to construe only “engagement means” and “retaining means.” See, e.g., Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). We presently agree with Petitioner’s contention that “engagement means” and “retaining means” are both means-plus-function limitations. See Pet. 37–39. We also agree with Petitioner’s argument that the claimed function of the “engagement means” is “coupling the first member to the second member,” and the corresponding structures of the ’376 patent specification include “fasteners, keys and keyways, male-female couplings, interlocking features, splines, and equivalents thereof.” Id. at 37–38; see Ex. 1002, 8:45–52, 9:46–10:6 (claimed function); id. at 4:40–50, 6:41–44 (corresponding structure). We also agree with Petitioner’s argument that the claimed function of the “retaining means” is “retaining the coupling of the first member and the second member,” and the corresponding structures of the ’376 patent specification include “retaining ring, snap ring, and equivalents thereof.” Pet. 38–39; see Ex. 1002, 8:56–57, 10:10–11 (claimed function); id. at 6:44–47, 7:54–8:25 (corresponding structure). We apply these constructions when comparing claim 1 and Renegade Manual below in Section IV.D.” slip op. at 39
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“if each and every limitation is found either expressly or inherently in a single prior art reference.” WhitServe, LLC v. Computer Packages, Inc., 694 F.3d 10, 21 (Fed. Cir. 2012) (quoting Celeritas Techs., Ltd. v. Rockwell Int’l Corp., 150 F.3d 1354, 1361 (Fed. Cir. 1998)). An anticipatory reference must further “disclose those elements ‘arranged as in the claim.’” Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008) (quoting Connell v. Sears, Roebuck & Co., 722 F.2d 1542, 1548 (Fed. Cir. 1983)). slip op. at 38
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Pursuant to 35 U.S.C. § 314(a), institution of review requires the information in the record to show a reasonable likelihood that Petitioner would prevail with respect to at least one challenged claim. Applying that standard on behalf of the Director (37 C.F.R. § 42.4(a)), we institute the petitioned review.” slip op. at 2
Claim construction§ 102 anticipationPatents in suitUS 11,598,376 - PTAB · May 29, 2025 · IPR2025-00090 · APJ George R Hoskins · IPR · Institution
The Board instituted review of claims 1–18 on all petitioned challenges, finding a reasonable likelihood of success on anticipation by Renegade Manual.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Pursuant to 35 U.S.C. § 314(a), institution of review requires the information in the record to show a reasonable likelihood that Petitioner would prevail with respect to at least one challenged claim. Applying that standard on behalf of the Director (37 C.F.R. § 42.4(a)), we institute the petitioned review.” slip op. at 2
- Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication establishedReference is prior artInstituted
“cited by Petitioner fall under the definition of “hearsay” set forth in Fed. R. Evid. 801(c). However, based on the present preliminary record, we further determine that the residual exception to hearsay applies here. That is, the Internet forum posts are “supported by sufficient guarantees of trustworthiness . . . considering the totality of circumstances under which [they were] made,” and they are “more probative on the point for which [they are] offered than any other evidence that [Petitioner] can obtain through reasonable efforts.” Fed. R. Evid. 807(a). The sufficient guarantees of trustworthiness include: the number of Internet posts at issue; the consistent specificity concerning the website (www.techauthority.com) where the 2016 model year Jeep Renegade service manual could be obtained, which includes the same product identification code printed on the face of the CD submitted as Exhibit 1013 (“81-370-16028-CD”); and the lack of any apparent connection between the declarants and the parties to this proceeding. As to probity on the point for which the statements are offered, the statements appear to be contemporaneous (that is, made in 2016) efforts to help members of various Jeep Renegade enthusiast forums obtain the service manual for the 2016 model Jeep Renegade. Although there may be other evidence that could establish exactly when the service manual was published, contemporaneous statements by interested persons that the service manual was in fact publicly accessible in 2016 are highly probative on the issue of public accessibility in 2016. Furthermore, given that context, we discern little reason to doubt the accuracy of the statements being made based on the present preliminary record.” slip op. at 19
- Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) appliesDecided for petitioner
“determine that we need to construe only “engagement means” and “retaining means.” See, e.g., Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). We presently agree with Petitioner’s contention that “engagement means” and “retaining means” are both means-plus-function limitations. See Pet. 36–38. We also agree with Petitioner’s argument that the claimed function of the “engagement means” is “coupling the first member to the second member,” and the corresponding structures of the ’958 patent specification include “fasteners, keys and keyways, male-female couplings, interlocking features, splines, and equivalents thereof.” Id. at 36, 37; see Ex. 1001, 8:38–45, 10:11‒18 (claimed function); id. at 4:33–43, 6:32–35 (corresponding structure). We also agree with Petitioner’s argument that the claimed function of the “retaining means” is “retaining the coupling of the first member and the second member,” and the corresponding structures of the ’958 patent specification include “retaining ring, snap ring, and equivalents thereof.” Pet. 37, 38; see Ex. 1001, 8:49–50, 10:22‒23 (claimed function); id. at 6:35–38, 7:46–8:18 (corresponding structure). We apply these constructions when comparing claim 1 and Renegade Manual below in Section IV.D.” slip op. at 39
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“if each and every limitation is found either expressly or inherently in a single prior art reference.” WhitServe, LLC v. Computer Packages, Inc., 694 F.3d 10, 21 (Fed. Cir. 2012) (quoting Celeritas Techs., Ltd. v. Rockwell Int’l Corp., 150 F.3d 1354, 1361 (Fed. Cir. 1998)). An anticipatory reference must further “disclose those elements ‘arranged as in the claim.’” Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369 (Fed. Cir. 2008) (quoting Connell v. Sears, Roebuck & Co., 722 F.2d 1542, 1548 (Fed. Cir. 1983)). slip op. at 38
Claim construction§ 102 anticipation§ 103 obviousnessPatents in suitUS 11,434,958 - PTAB · Mar 24, 2025 · IPR2024-01420 · APJ Frances L Ippolito · IPR · Institution
Instituted IPR of claims 1–19 on all presented grounds after finding a reasonable likelihood that at least one claim is unpatentable, and declining Fintiv discretionary denial.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the Petition and any response thereto shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Considering the arguments presented, we conclude that there is a reasonable likelihood that Petitioner would prevail in challenging at least one of claims 1–19 of the ’402 patent as unpatentable under the grounds presented in the Petition. Pursuant to § 314, we hereby institute an inter partes review as to these claims of the ’402 patent.” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“Petitioner filed a Sotera stipulation. Paper 11. Petitioner’s Sotera stipulation “mitigates any concerns of duplicative efforts between the district court and the Board, as well as concerns of potentially conflicting decisions.” Sotera, Paper 12 at 19 (citing Sand Revolution, Paper 24 at 12). Accordingly, this factor weighs against discretionary denial.” slip op. at 46
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art (“POSITA”) at the time of the invention of the ’402 patent “would have had a bachelor’s degree in computer science, electrical engineering, computer engineering, or the equivalent technical training. Additionally, they would have at least three years of experience in designing or programming internet-related processes, such as user profile management and/or web-based targeted advertising.” Pet. 5 (citing Ex. 1003 ¶¶ 53–55). For purposes of the Preliminary Response, “Patent Owner applies Petitioner’s definition of a person of ordinary skill in the art (‘POSITA’).” Prelim. Resp. 8. For purposes of this Decision, we adopt Petitioner’s proposal as reasonable and consistent with the prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art may reflect an appropriate level of skill in the art).” slip op. at 11
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“According to Petitioner: “Because the prior art asserted herein discloses the preferred embodiment within the indisputable scope of the claims, the Board need not construe the outer bounds of the claims as part of these proceedings.” Pet. 9 (citing Ex. 1003, ¶ 57). Patent Owner responds that, at the preliminary stage of this proceeding, “no term needs explicit construction to resolve any controversy between the parties.” Prelim. Resp. 9. We do not need to construe any terms expressly to reach our decision on institution. See Realtime Data LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 12
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 11,562,402 - PTAB · Mar 24, 2025 · IPR2024-01316 · APJ Michael R Zecher · IPR · Institution
The Board instituted IPR on claims 1–10 on all three obviousness grounds, finding a reasonable likelihood that Home Depot would prevail on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“In the absence of specific evidence, we will not attempt to predict how the district court in the related district court litigation will proceed because the court may determine whether or not to stay an individual case, including the related one, based on a variety of circumstances and facts beyond our control and to which the Board is not privy.” Sand Revolution II, LLC v. Continental Intermodal Grp. – Trucking LLC, IPR2019-01393, Paper 24 at 7 (PTAB June 16, 2020) (Decision Granting Request for Rehearing) (informative) (“Sand Revolution”). If Home Depot were to file a motion to stay in the EDTX Litigation, we decline to speculate how the district court would rule on such a motion. Accordingly, this factor is neutral. slip op. at 10
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner
“RavenWhite does not dispute Home Depot’s assertion that the Examiner did not meaningfully address Hinton and Varghese, either alone or in combination, during prosecution of the ’823 patent. See Ex. 1003. Stated differently, with respect to factor (a), the Examiner did not apply the teachings of Hinton and Varghese, either alone or in combination, to teach 6 All references to the page numbers in the prosecution history of the ’823 patent refer to the page numbers inserted by Home Depot in the bottom, right-hand corner of each page in Exhibit 1003. or suggest the limitations of the originally presented claims of the ’823 patent, nor did the Examiner apply the teachings of these references to account for language that was added via amendment during prosecution (i.e., a “first client device browser storage area” and a “second client device browser storage area”). With respect to factor (b), RavenWhite does not provide an explanation as to how the teachings of Flash that were applied by the Examiner during prosecution of the ’823 patent are cumulative to the teachings of Hinton and Varghese applied by Home Depot in the Petition. Turning to factor (d), RavenWhite asserts that there is overlap between arguments that were presented during prosecution of the ’823 patent to distinguish the then-pending claims over Flash and the arguments presented in the Preliminary Response to distinguish the challenged claims over Hinton and Varghese. See Prelim. Resp. 25. This overlap, by itself, does not warrant discretionary denial because, as we explain below, Home Depot persuasively explains how the teachings of Hinton and Varghese account for the claimed “first client device browser storage area” and “second client device browser storage area.” See infra Section II.D.4.b and II.E.2.b. Accordingly, we are not persuaded by RavenWhite’s arguments that the Petition presents substantially the same art or arguments that were considered previously by the Examiner during prosecution of the ’823 patent. b. Becton, Dickinson Factors (c), (e), and (f) Advanced Bionics further informs our evaluation of factors (c), (e), and (f). Advanced Bionics indicates that satisfying the first part of the framework is a prerequisite to reaching the second part of the framework. See Advanced Bionics, Paper 6 at 8, 10. As we explain above, we determine that the Petition does not present the same or substantially the same art or arguments that were presented previously to the Office during prosecution of the ’823 patent. As a result, we need not reach whether Home Depot has demonstrated that the Office erred in a manner material to the patentability of the challenged claims of the ’823 patent. 2. Summary For the reasons given above, we conclude that the circumstances presented here do not warrant exercising our discretion to deny institution under § 325(d). Notably, the Examiner did not meaningfully address Hinton and Varghese, either alone or in combination, during prosecution of the ’823 patent. As a result, we decline to exercise our discretion to deny institution under § 325(d).” slip op. at 17
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed
“construction standard as in a civil action under 35 U.S.C. § 282(b). See 37 C.F.R. § 42.100(b). That is, claim terms generally are construed in accordance with their ordinary and customary meaning, as would have been understood by a person of ordinary skill in the art, in view of the specification and the prosecution history pertaining to the patent at issue. See id. The ordinary and customary meaning of a claim term “is its meaning to the ordinary artisan after reading the entire patent,” and “as of the effective filing date of the patent application.” Phillips v. AWH Corp., 415 F.3d 1303, 1313, 1321 (Fed. Cir. 2005) (en banc).” slip op. at 19
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Relying on the testimony of Dr. Wills, Home Depot argues the following: [a] person of ordinary skill in the art at the time of the alleged invention of the ’823 patent (October 31, 2006) . . . would have had a Bachelors’ degree in electrical or computer engineering or a comparable field of study, plus approximately two to three years of professional experience with computer networks and digital information transmission techniques or other relevant industry experience. Additional graduate education could substitute for professional experience, and significant experience in the field could substitute for formal education. Pet. 6 (citing Ex. 1002 ¶ 65). In the Preliminary Response, “[RavenWhite] applies [Home Depot’s] definition of a person of ordinary skill in the art.” Prelim. Resp. 6 (citing Pet. 6). At this stage of the proceeding, we adopt Home Depot’s uncontested assessment of the level of skill in the art because (1) it is consistent with the ’823 patent and the asserted prior art; and (2) it is supported by the testimony of Dr. Wills.” slip op. at 22
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 10,594,823 - PTAB · Nov 22, 2024 · IPR2024-00814 · APJ Frances L Ippolito · IPR · Institution
The Board instituted IPR on claims 1, 2, and 4–20 for all petitioned challenges, finding a reasonable likelihood of success on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the Petition and any response thereto shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Considering the arguments presented, we conclude that there is a reasonable likelihood that Petitioner would prevail in challenging at least one of claims 1, 2 and 4– 20 of the ’244 patent as unpatentable under the challenges presented in the Petition. Pursuant to § 314, we hereby institute an inter partes review as to these claims of the ’244 patent.2” slip op. at 3
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art (“POSITA” or “POSA”) at the time of the invention of the ’244 patent “would have had at least a Bachelor’s degree in electrical engineering, computer science, or closely related field, with at least two-to-four years’ experience in cloud services for settings customization” and that “[a]dditional education (e.g., Master’s degree in electrical engineering, computer science, or equivalent) could substitute for professional experience and vice-versa.” Pet. 12 (citing Ex. 1005 ¶ 82). Patent Owner does not address the level of ordinary skill in the art at this preliminary stage of the proceeding. See Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposal as it is reasonable and consistent with the prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art may reflect an appropriate level of skill in the art).” slip op. at 10
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“According to Petitioner, “[n]o terms of the patent need construction for the purposes of IPR because the claims read on the prior art below under any construction consistent with Phillips.” Pet. 12. Patent Owner contends that “the Petition abuses and distorts the plain language of the claims to arrive at its conclusory ‘read on the prior art’ argument.” Prelim. Resp. 32. Patent Owner contends that Petitioner disregards “server” limitations recited in the challenged claims. Id. at 32– 35. Patent Owner, however, does not proffer construction of any claim terms. Id. We do not need to construe any terms expressly to reach our decision. See Realtime Data LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 11
- Novelty / Anticipation (§102) › Priority / effective filing date / continuation supportNot reached
“At this stage, we do not need to resolve this dispute. Petitioner has met its initial burden of production to show that its references are prior art. See Pet. 3 (identifying filing and publication dates as well as bases). As such, the burden of production shifted to Patent Owner to refute Petitioner's argument by either showing the prior art does not actually qualify as prior art. See Dynamic Drinkware, 800 F.3d at 1380. Because Patent Owner did not do so, we are satisfied that Petitioner has sufficiently shown that its asserted references qualify as prior art. Nevertheless, the parties are invited to further develop this record after institution if needed.” slip op. at 21
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,396,244 - PTAB · Oct 22, 2024 · IPR2024-00786 · APJ Frances L Ippolito · IPR · Institution
The Board instituted IPR of claims 10–20 on all petitioned grounds, finding a reasonable likelihood of success on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the Petition and any response thereto shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Considering the arguments presented, we conclude there is a reasonable likelihood that Petitioner would prevail in challenging at least one of claims 10–20 of the ’268 patent as unpatentable under the challenges presented in the Petition. Pursuant to § 314, we hereby institute an inter partes review as to these claims of the ’268 patent.” slip op. at 2
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“Nonetheless, Petitioner’s stipulation mitigates to a great degree the concerns regarding duplicative efforts and potentially conflicting decisions. Thus, we determine that the fourth Fintiv factor weighs against discretionary denial of institution.” slip op. at 48
- Obviousness (§103) › Analogous artAnalogous artDecided for petitioner
“A reference qualifies as prior art for an obviousness determination only when it is analogous to the claimed invention. See In re Klein, 647 F.3d 1343, 1348 (Fed. Cir. 2011). The Federal Circuit has laid out two separate tests to determine whether a reference is analogous art to the claimed invention, i.e., whether one of ordinary skill in the art would even look to the teachings of that reference. In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2004). They are: “(1) whether the art is from the same field of [the inventor’s] endeavor” and “(2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved.” Id.; see also In re Klein, 647 F.3d at 1348.” slip op. at 33
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner
“recognizing the heterogeneity of vehicles, one would have been motivated to determine applicable settings (e.g., command codes) that are compatible with settings that are settable in the selected vehicle but would avoid determining applicable settings that are incompatible with settings that are settable in the selected vehicle, ensuring that Xiao’s server 118 does not attempt to command vehicles to do things they cannot do, potentially resulting in unexpected and/or undesired vehicle configurations or errors. Pet. 49; Ex. 1009 ¶ 191. Petitioner adds that “[a]voiding such undesirable effects would be a predictable result of implementing Hayashi’s known method of determining compatibility.” Id. For the purposes of institution, Petitioner’s arguments and Dr. Almeroth’s testimony are better supported by the Xiao and Hayashi. Nevertheless, the parties are encouraged to further develop the record on this issue after institution. After review of the arguments and evidence currently of record, we determine that Petitioner has established a reasonable likelihood that it would prevail in showing that Xiao in combination with Hayashi renders independent claim 10 obvious.” slip op. at 40
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 9,171,268 - PTAB · Oct 17, 2024 · IPR2024-00779 · APJ Sean P O’Hanlon · IPR · Institution
The Board instituted IPR on claims 1–27 and all asserted grounds, finding a reasonable likelihood that claims 1, 26, and 27 would have been obvious.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Institution of an inter partes review is authorized by statute only when “the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). A decision to institute may not institute on fewer than all claims challenged in the petition. SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1354, 1359–60 (2018). If the PTAB institutes a trial, the PTAB will institute on all challenges raised in the petition. See 37 C.F.R. § 42.108(a) (“When instituting . . . review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.”). We have authority, acting on the designation of the Director, to determine whether to institute an inter partes review under 35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). For the reasons set forth below, upon considering the Petition and evidence of record, we conclude that the information presented shows that there is a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one of the challenged claims. Thus, we institute inter partes review of all challenged claims based on all asserted grounds.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“The level of ordinary skill in the art is “a prism or lens” through which we view the prior art and the claimed invention. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). The person of ordinary skill in the art is a hypothetical person presumed to have known the relevant art at the time of the invention. In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995). In determining the level of ordinary skill in the art, we may consider certain factors, including: “(1) the educational level of the inventor; (2) type of problems encountered in the art; (3) prior art solutions to those problems; (4) rapidity with which innovations are made; (5) sophistication of the technology; and (6) educational level of active workers in the field.” Best Med. Int’l, Inc. v. Elekta Inc., 46 F.4th 1346, 1353 (Fed. Cir. 2022) (quoting Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1256 (Fed. Cir. 2007)). “The patent’s purpose can also be informative.” Id.” slip op. at 7
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner asserts that “no express constructions are required,” but argues that, “[b]ased on plain meaning, the recited ‘driving period’ references a time period ‘during which [a] mobile device is removably attached to the vehicle and the vehicle is in use.’” Pet. 3 (second alteration in original) (citing Ex. 1003 ¶¶ 63, 140). According to Petitioner, “[t]hese attributes may be satisfied by a start of a monitoring period, whether at the onset of vehicle driving or whether instead before or thereafter.” Id. at 4 (citing Ex. 1003 ¶ 142). We note that the claim language of independent claim 1 recites “determine . . . a start of a driving period during which the mobile device is removably attached to the vehicle and the vehicle is in use.” Ex. 1001, 31:55–59. Independent claims 26 and 27 contain substantially similar recitations. See id. at 34:14–16, 34:43–45. The express language of the claims recites that the “start of a driving period” is during the period in which the mobile device is removably attached to the vehicle and the vehicle is in use, but does not otherwise specify any particular time at which the driving period begins or ends. The ’878 patent discloses that there are several ways to register the start of a driving period. For example, “[t]he start of a driving period may be manually entered by the user via the application’s graphical user interface (GUI).” Ex. 1001, 18:65–67 (emphasis added). Or, “the start of the driving period may be automated” such that “the mobile device 17 may be configured to initiate the driving period once sensor data above a minimum threshold value is recorded, indicative of the vehicle being in motion.” Id. at 18:67–19:4. The ’878 patent further provides an example of the start of a driving period that initiates “once a velocity greater than 20 kilometers per hour is detected.” Id. at 19:4–6. In this regard, we understand the ’878 patent to disclose the start of a “driving period” after a threshold velocity is reached, even though the vehicle is in operation and in use prior to reaching that velocity. Accordingly, on this preliminary record, we agree with Petitioner’s” slip op. at 9
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundInstituted
“Next, we determine Petitioner has sufficiently explained that Rabu teaches “the mobile device is removably attached to the vehicle and the vehicle is in use,” as recited in the Determine Recitation, because: (1) Rabu’s PMD can be docked and undocked to a holder on a vehicle; (2) holder status can be calculated based on orientation angle; (3) the PMD can determine if the PMD is in a moving vehicle; and (4) the PMD selects a mode of operation based on the PMD motion status. In particular, Rabu teaches that a PMD may have a holder status, which can indicate whether the PMD is being held or if the PMD is docked. See Ex. 1013, 2:52–55. Rabu discloses that “the PMD can determine holder status by calculating the orientation angle of the PMD with respect to a surface, e.g., ground, dock, etc. The value of the orientation angle can be used to determine the holder status.” Id. at 1:66–2:2 (emphasis added). Referring to Figures 1–3, Rabu further teaches that a PMD may be configured to connect to a dock (e.g., automobile dock, vehicle holder) and that the orientation angle of a PMD “when it is being held by a person will be different than the orientation angle when PMD 100 is docked in a dock.” Id. at 3:38–41, 3:59–67. The orientation angle “can be measured by the internal accelerometer and gyroscope of PMD 100.” Id. at 3:49–50. Rabu further teaches that the PMD selects modes of operation based on the PMD motion status. Id. at 2:8–11, 5:53–60, Fig. 5. In addition, Dr. Michalson explains on behalf of Petitioner that, [t]o further promote safe driving, Curry suggests correlating different activity modes (e.g., stop, driving) with different operating modes (e.g., different levels of restrictions on phone use), and accounting for the context of phone usage when generating a driving score for a particular driver. For example, in one embodiment, Curry contemplates an all-or-nothing approach to restrictions on phone activity when phone 106 is placed in a monitoring operating mode, it elsewhere recognizes that such an approach is not always appropriate, and that it can be better to correlate different driving contexts with different phone restrictions. Ex. 1003 ¶ 91 (citing Ex. 1005, 2:3–3:28, 15:8–16:33). Dr. Michalson further testifies that an ordinarily skilled artisan would have looked to Rabu for a more nuanced approach because “Rabu’s defined modes of operation include appropriate levels of restrictions on phone use.” Id. ¶¶ 92–95. According to Dr. Michalson, if Rabu’s PMD “is being held by the driver,” then it can “prevent the driver from sending or receiving text messages while driving.” Id. ¶ 95 (citing Ex. 1013, 12:38–43). Or, if “the phone is held within a dock located within the vehicle,” an ordinarily skilled artisan would have found it obvious to “provide a basis for changing the phone’s mode of operation to one involving relatively fewer restrictions to phone use.” Id. (citing Ex. 1013, 3:1–10, 4:21–33, 6:39–43, Figs. 1, 4). Dr. Michalson further explains, The Curry-Rabu combination would have increased user tolerance for Curry’s monitoring techniques. For example, Rabu’s docking status enabled a determination of when phone 106 is docked within a moving vehicle, which can then be inferred to mean that a user is not presently using phone 106 for texting when the vehicle is being driven. Rabu’s docking status would have also improved Curry’s use of an estimated context of mobile phone use in identifying unsafe driving behaviors. For example, the docking status would have enabled differentiation between (i) a user holding and using the phone while driving and (ii) using the phone while docked and while driving. The second scenario in this example is less likely to distract the user and less likely to be determined to represent an unsafe driving behavior.” slip op. at 24
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,198,878
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.