- Amazon.Com, Inc. / Amazon.Com, LLC et al. v. Zitovault, LLCNo claims unpatentablePTAB · Apr 11, 2017 · IPR2016-00021 · APJ Daniel N Fishman · IPR · Final written decision
Petitioner did not prove claims 1, 3, 5–8, and 10 unpatentable: the asserted grounds did not adequately identify sessions with recognizable beginnings and ends.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownOther
“We are persuaded that our preliminary interpretation of “session” in our Decision on Institution is, at least in some respect, overly broad. Independent claims 1, 6, 7, and 10 each refer to “sessions” in plural, and independent claim 7 refers to “simultaneous” sessions. Thus, the term “session” must be understood, at least, in such a manner as to allow multiple sessions to be distinguished from one another. Although independent claim 5 does not recite “sessions” in plural, the same term should be construed consistently across all claims. Accordingly, we conclude that there must be sufficient delineation within a proper construction of “session” that separates a “session” between one client and one server and a different “session” when one of the client and server are replaced, and that separates multiple sessions from each other even between the same pair of client and server. During Oral Hearing there were extensive discussions regarding proper construction of “session.” See Tr. 7:9–22:18, 43:11–65:15, 74:21–76:13. At Oral Hearing, counsel for Petitioner agreed that “session” should be understood as communications having a recognizable beginning and a recognizable end. Id. at 10:13–16 (“Of course a session has a beginning and an end. I think that is axiomatic in a session. I think that is how Dr. Rubin defined it in his declaration”); see also id. at 12:21–13:5, Ex. 1005 ¶ 41. Patent Owner also agreed that if the construction of session is made to include a recognizable beginning and a recognizable end, that would be a proper construction for the term:” slip op. at 12
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable
“We agree with Patent Owner that Petitioner has failed to identify what constitutes a “session” in Feinberg in accordance with a proper construction of “session.” That proper construction of “session” is set forth above and has been agreed to by the parties. Tr. 10:13–16, 53:13–54:10. We state it again here: “a set of transmitters and receivers, and the data streams that flow between them wherein each data stream flowing between the transmitters and receivers has a recognizable beginning of the data stream transmission and a recognizable end of the data stream transmission.” Petitioner identifies Feinberg’s disclosure of forwarding (shunting) received requests from the primary server to secondary servers (for purposes of load balancing) teaches the recited “communication between the main server and agent server enlists additional agent servers to support incremental secure sessions in response to maintaining performance at a desired level.” Pet. 21–23 (emphasis added). The analysis is excessively generic for the claim recitation of “incremental secure sessions.” It is uncertain what Petitioner regards as a session in Feinberg much less how it begins and how it ends. It is unexplained by Petitioner whether a request in Feinberg begins a session, or something else in Feinberg begins a session. We decline to speculate in that regard. It is Petitioner who bears the burden of proof, and who must account for all the limitations in a claim. In that regard, we note further that it is insufficient for Petitioner to present only dots that may be connected in some unspecified manner to yield the claimed invention. Instead, Petitioner must make a sufficient connection through the dots to demonstrate a full accounting of the claimed invention. Petitioner had ample notice of the possibility of a narrower interpretation of “session.” See PO Resp. 7–11, 23–24. Indeed, Petitioner responded to that possibility by referring to its own expert’s testimony that the beginning and end of a session may be signified in a variety of forms. Pet. Reply 2. See Genzyme Therapeutic Prod. Ltd. P’ship v. Biomarin Pharm. Inc., 825 F.3d 1360, 1367 (Fed. Cir. 2016) (“The critical question for compliance with the APA and due process is whether [the parties] received ‘adequate notice of the issues that would be considered, and ultimately resolved, at [the] hearing’”) (internal citation omitted). Nevertheless, Petitioner’s Reply still does not specifically identify a “session” within Feinberg that accounts for what constitutes a session in Feinberg, including when it begins and ends. Claim 10 recites, in pertinent part, “sharing spare CPU cycles of the computer network for encrypting and decrypting communication to provide N simultaneous secure session[s] among said network of computers.” Petitioner’s analysis with respect to the recitation of “N simultaneous secure session[s]” is deficient for the same reasons we discussed above with respect to the recitation of “incremental secure sessions” in claim 6. For the above reasons, we are not persuaded Petitioner has established, by a preponderance of the evidence, that claims 6 and 10 are anticipated by Feinberg.” slip op. at 22
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable
“that the system supports “incremental secure sessions.” The Petition relies on Feinberg for disclosing such sessions, presenting the same arguments as those it presents for claim 6. See Pet. 33–34. Patent Owner argues Feinberg fails to disclose sessions for the same reasons as those that Patent Owner presented with respect to claim 6. See PO Resp. 36–37. Petitioner’s Reply asserts essentially the same arguments for claim 1 as it does for claim 6 regarding “incremental secure sessions.” Pet. Reply 17. Petitioner does not rely on Bhaskaran to alleviate the above-identified deficiency in the analysis of Feinberg with respect to claim 6. The standard for obviousness under 35 U.S.C. § 103(a) is what would have been taught or suggested to the ordinarily skilled artisan with based on the references. The key to supporting any prima facie conclusion of obviousness under 35 U.S.C. § 103 is the clear articulation of the reason(s) why the claimed invention would have been obvious and, the Court has noted that, the analysis supporting an obviousness assertion should be made explicit. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007)). A “legal determinations of obviousness, as with such determinations generally, should be based on evidence rather than on mere speculation or conjecture.” Alza Corp. v. Mylan Labs., Inc., 464 F.3d 1286, 1290 (Fed. Cir. 2006). As discussed supra, Petitioner failed to account adequately for the recited “sessions.” Therefore, Petitioner has failed to establish by a preponderance of the evidence that independent claims 1, 6, and 10 would have been obvious over Feinberg and Bhaskaran and, for the same reasons, has failed to establish claim 3, dependent from claim 1, would have been obvious over Feinberg and Bhaskaran.” slip op. at 24
- ExcludeMotion to exclude, deniedDenied
“Initially, we note Patent Owner’s Motion to Exclude fails to identify the portions of Dr. Rubin’s Declaration that allegedly fail to be based upon sufficient facts or data, that allegedly are the product of unreliable principles and methods, or that allegedly fail to reliably apply sound principles and methods to the facts of the case. There is no requirement for an exact or perfect match between the expert’s experience and the field of the patent. SEB S.A. v. Montgomery Ward & Co., Inc., 594 F.3d 1360, 1372–73 (Fed. Cir. 2010). Thus, Patent Owner fails to meet its burden with respect to this Motion to Exclude. See 37 C.F.R. § 42.20(c). Furthermore, regarding the objections under FRE 702, we note that under 37 C.F.R. § 42.65(a), “[e]xpert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.” Consequently, this objection more properly goes to the weight to be given Dr. Rubin’s testimony, and not to its admissibility. In any event, Patent Owner’s argument, that Petitioner did not explain the evidentiary weight or standard that was applied by Dr. Rubin, is misplaced. We note that Dr. Rubin is an expert witness, not a fact finder or a tribunal making fact findings. Dr. Rubin need only provide his opinion and, preferably, also provide the underlying reasoning, inclusive of data and facts, in support of his opinion. For the above reasons, Patent Owner’s Motion to Exclude is denied.” slip op. at 27
Patent outcomesUS 6,484,257 not shown unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites KSRPatents in suitUS 6,484,257 - Karl Storz Endoscopy-America, Inc. v. Novadaq Technologies, Inc.All claims unpatentablePTAB · Mar 8, 2017 · IPR2015-01847 · APJ Daniel N Fishman · IPR · Final written decision
Claims 1–17 are unpatentable: all are obvious over Yabe; claims 10, 12, and 14 are also anticipated by Krauter.
RulingsFinal written decision- Skill levelSkill level board ownDecided for patent owner
“1. Level of Ordinary Skill Mr. Gunday testified, In my opinion, a person having ordinary skill in the relevant art at the time of the alleged invention is a person with a Bachelor of Science degree in Physics, Computer Engineering, Computer Science, or other similar degree, and two ([2]) to three (3) years of work experience relating to medical endoscopic imaging. Such a person would have had an understanding of, or experience in, designing, implementing, and using endoscopic imaging systems, including light sources and endoscopic video and image processing. Ex. 1011 ¶ 76. Mr. Jaggi agrees with Mr. Gunday’s opinion in this regard, adding only that degrees in “Electrical engineering or Engineering Physics” would each qualify as Mr. Gunday’s “other similar degree.” Ex. 2001 ¶¶ 53–54. We agree with and adopt the view of the parties regarding the level of ordinary skill in the art.” slip op. at 22
- Expert testimonyPatent owner expert discountedDecided for patent owner
“Initially, we note bodily incorporation of the features of the embodiments is not the test of obviousness; rather, the test lies in what is taught or suggested to the ordinarily skilled artisan by the proposed combination of embodiments of Yabe. See In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). Furthermore, “the [obviousness] analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ.” KSR, 550 U.S. at 418. “If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability.” Id. at 417. Yabe discloses multiple embodiments and expressly discloses interchangeability of rotary (“surface-sequential-type”) filters as disclosed in Yabe’s second embodiment (Figure 2) and mosaic (“built-in”) filters as disclosed in Yabe’s first and third embodiments (Figures 1a and 10). Ex. 1007, 18:17–21. Yabe’s express disclosures outweigh the unsupported assertions of Patent Owner’s expert regarding the complexity of constructing the proposed combination of embodiments. “Combining two embodiments disclosed adjacent to each other in a prior art patent does not require a leap of inventiveness.” Boston Sci. Scimed, Inc. v. Cordis Corp., 554 F.3d 982, 991 (Fed. Cir. 2009). Therefore, we are persuaded, by a preponderance of the evidence, that the ordinarily skilled artisan would have had reason to combine the embodiments of Yabe, as proposed by Petitioner, “because it would serve the same purpose as the existing rotary filter/CCD arrangement and lead to predictable results.” See Pet. 20; see also KSR, 550 U.S. at 417.” slip op. at 28
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Term construed board ownOther
“We are disinclined to adopt Patent Owner’s proposed construction of this phrase, as recited in claim 1, to require mathematical manipulation. Claim 1 recites “calculates” in a self-defining manner, specifically reciting calculating the image signals “by minimizing the contribution from signals produced by the image sensor in response to red illumination light.” Thus, claim 1 is clear on its face that the calculation to be performed is by minimizing the contribution from red light. Therefore, our analysis shifts to determining the meaning of “minimizing” as recited in claim 1. The ’151 patent discloses a variety of embodiments for “minimizing” the contribution of red light.5 For example, in support of the Patent Owner’s 5 Additionally we observe that “minimizing” appears only once in the ’151 patent—in claim 1 (and, thereby, also in its dependent claims 2–9). construction, the ’151 patent does disclose exemplary embodiments that minimize red light contribution utilizing mathematical manipulations including, for example, CMYG filter computations that are “considered to be well known to those of ordinary skill in the art” (Ex. 1001, 4:66–7:59) and averaging blue and green signals to “compute” a cyan signal (id. at 4:21–24). The ’151 patent, however, also specifically recites, Because the passbands of the red mosaic filters do not significantly overlap with the pass bands of the other filters for a short wavelength imaging mode, the contribution of the image signals due to red illumination light can be reduced or largely eliminated by not assigning the image signals produced by image sensor pixels that are sensitive to red light to their corresponding display pixels. Id. at 4:5–12 (emphasis added). The ’151 patent further states “a short wave-length image (or the color components of such an image) can be computed from a subset of image sensor signals (i.e. excluding the signal data from red light).” Id. at 8:29–32 (emphasis added). Thus, the ’151 patent also encompasses the contribution of red light in the image being” slip op. at 12
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner
“Although the ’151 patent does not address “analog” or “digital” in reference to “memory,” we agree with Patent Owner, based primarily on the cross-examination testimony of Petitioner’s expert, Mr. Gunday, that the ordinarily skilled artisan at the time of the ’151 patent filing would have understood “memory,” in the context of the ’151 patent, to be referring to digital memory rather than analog buffers. The signals stored in Krauter’s analog buffers are transitory, analog signals propagating from circuits that calculate a value, through the analog buffer, to an analog input of a display monitor. We are persuaded that an ordinarily skilled artisan would not have considered such analog buffers to be a memory in the context of the ’151 patent. Thus, we determine “memory,” as recited in claim 1, means any digital memory capable of storing image signals that minimize the contribution of red light.” slip op. at 17
Patent outcomesUS 7,420,151 unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites KSR · GrahamPatents in suitUS 7,420,151 - Arctic Cat, Inc. v. Polaris Industries, Inc.All claims unpatentablePTAB · Feb 1, 2017 · IPR2015-01788 · APJ Karl D Easthom · IPR · Final written decision
Claims 1–6 are unpatentable as obvious over Enokimoto and Dangauthier; claims 7–16 are unpatentable as obvious over Enokimoto, Dangauthier, and Bennett.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“Specification discloses indirect coupling through a bearing carrier for the control arms and radius arms, but Patent Owner contends that coupling precludes indirect coupling through a bearing carrier for the claimed dampening member. As Petitioner persuasively argues, however, the Specification does not create a sufficiently clear disclaimer or distinction that limits “coupling” for dampening members to a bearing or other indirect coupling, while, at the same time, not limiting the same term “coupling” for the radius arms and control arms. See Pet. Reply 2; Ex. 1001 ¶ 67; Ex. 1028 ¶¶ 4–5 (testifying that “coupling” should not be differently construed for different components). And as noted above, Patent Owner concedes that coupling, even for the dampening member, includes indirect coupling via “a bearing or a bushing.” See PO Resp. 15. The Specification simply does not describe or differentiate coupling via a bearing and a bushing versus a bearing carrier, or coupling for a dampening member versus a control arm, radius arm, or other component, in a sufficient manner that allows, let alone requires, a narrowing of coupling for one suspension element (dampening member) versus another (control and radius arms).” slip op. at 11
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable
“Given the similar location of Enokimoto’s engine and radius arm relative to a vehicle frame, Petitioner proposes modifying Enokimoto to include a sway bar, i.e., modifying Enokimoto’s radius arm 45 in a fashion similar to Dangauthier’s radius arm 3 and sway bar 13. See Pet. 32–36. As noted above, Patent Owner acknowledges that skilled artisans would have been motivated to add a sway bar to Enokimoto, but contends that they would not use Dangauthier’s system. See PO Resp. 44–45; Ex. 2044 ¶ 107. Patent Owner’s central thrust urges nonobviousness because skilled artisans allegedly would have ignored Dangauthier’s teachings and instead, modified Dangauthier to implement another sway bar mounting location. As Dr. Davis testifies, however, “nothing in Dangauthier or Enokimoto suggests to one of ordinary skill that Dangauthier’s sway bar should be re-engineered if applied to different vehicles.” See Ex. 1028 ¶ 8 (emphasis added). Dr. Moskwa also contends that “Dangauthier’s compact suspension does not allow space for an engine between the rear drive unit and the sway bar,” and “[t]hat is why Dangauthier places his suspension system rearward of his engine.” See Ex. 2044 ¶ 107. Patent Owner makes a related argument that Dangauthier’s teaching of a “compact” rear suspension system “does not allow space for an engine.” PO Resp. 44–45. This testimony and these arguments focus too narrowly on Dangauthier’s engine location and rear differential space. Contrary to the testimony, no persuasive evidence exists on this record showing that Dangauthier’s system uses a forward engine due to a lack of rear space; rather, the system simply employs a forward engine with a rear drive train with differential D that takes up similar space that a small engine would. See Ex. 1004, Fig. 2 (differential D). In addition, the proposed combination relies primarily on Enokimoto’s engine location and size and Dangauthier’s suggestion of a sway bar located near the pivot point of a radius arm for any type of engine location. See Ex. 1004, Figs. 1–3; 1:11–17. Petitioner does not rely on using any alleged specific size related to Dangauthier’s suspension system or on bodily incorporating all aspects of that suspension system.” slip op. at 26
- Obviousness (§103) › Objective indicia / secondary considerations › NexusObjective indicia no nexusDecided for petitioner
“Similar to the situation in ClassCo, we afford the evidence of commercial vehicle sales and praise little weight, because we determine that the broadly recited claims capture features well-known in the art, and they do not recite or require several features that Patent Owner’s cited literature touts as important and describes as part of an “entire [vehicle] package.” See Ex. 2027, 26 (describing the “ultimate thrill ride this entire package creates”) (emphasis added). In making these findings as outlined below with more particularity, we stress that we do not require Patent Owner to show success for each commercial or disclosed embodiment that falls in the scope of the challenged claims. See infra notes 11 (nexus presumed), 14 (summarizing some cited precedent).” slip op. at 55
Patent outcomesUS 8,746,719 unpatentableClaim construction§ 103 obviousnesscites KSRPatents in suitUS 8,746,719 - Arctic Cat, Inc. v. Polaris Industries Inc.All claims unpatentablePTAB · Jan 30, 2017 · IPR2015-01783 · APJ Phillip J Kauffman · IPR · Final written decision
Claims 60–62, 65–69, and 78–86 are unpatentable as obvious over the grounds listed in the Order.
RulingsFinal written decision- Expert testimonyPetitioner expert creditedPatent owner expert discountedOther
“would not have positioned the seats lower in the frame, because it would have necessitated overhauling Nechushtan’s frame structure. PO Resp. 37; Ex. 2030 ¶ 80. This contention is unpersuasive. Patent Owner’s expert presents a single sentence opining that the modification would have required overhauling Nechushtan’s frame structure. Ex. 2030 ¶ 80 (last sentence). This opinion is not accompanied by underlying facts or data, and does not explain persuasively why that is the case. We are persuaded by Petitioner’s argument and evidence that such alterations of the vehicle frame were predictable and within the ability of a person of ordinary skill to accomplish. Pet. Reply. 12; see also Pet. 24–26; Ex. 1008, Fig. 2; Ex. 1001 ¶ 139.” slip op. at 32
- Skill levelSkill level petitioner adoptedDecided for petitioner
“LEVEL OF SKILL IN THE ART The analysis of Petitioner’s expert, Dr. Davis, is predicated on the level of skill in the art being either: (1) a bachelor’s degree in mechanical engineering or a related field, and at least one year of experience working in automotive engineering or a related field, or (2) experience working in the field of automotive engineering for 2–3 years. See Ex. 1001 ¶ 27. Patent Owner does not contest Petitioner’s assertion. The prior art of record 9 U.S. Patent No. 5,954,364, issued Sept. 21, 1999 (Ex. 1008). 10 U.S. Patent No. 3,407,893, issued Oct. 29, 1968 (Ex. 1010). 11 U.S. Patent No. 5,327,989, issued July 12, 1994 (Ex. 1009). 12 U.S. Patent No. 4,693,134, issued Sept. 15, 1987 (Ex. 1012). 13 U.S. Patent No. 5,251,713, issued Oct. 12, 1993 (Ex. 1015). 14 Hart’s Hunter, Dirt Wheels Magazine, Dec. 1998 (Ex.1004). 15 U.S. Patent No. 7,270,336, issued Sept. 18, 2007 (Ex. 1013). 16 Exhibit 2032 is a redacted public version of Exhibit 2031. reflects a level of skill consistent with that asserted by Petitioner. We apply this level of skill to our analysis below.” slip op. at 14
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed
“Each of the grounds of unpatentability relies on Nechushtan, and Nechushtan discloses a space frame for “all-terrain vehicles.” Ex. 1008, 1:17–20, Figs. 1, 2; Pet. 8 (Nechushtan is an all-terrain vehicle). We need not determine if the preamble of claim 60 is limiting, because each of Petitioner’s proposed combinations is for an all-terrain vehicle. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (stating that only those terms which are in controversy need to be expressly construed, and only to the extent necessary to resolve the controversy).” slip op. at 12
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner
“1. Previous Determinations In the Institution Decision, we determined that a front, mid, and rear frame portion as recited in claim 60 should be given their plain and ordinary meaning, with no further construction being necessary. Dec. 6–7. In the Institution Decision, we adopted Petitioner’s interpretation that broadest reasonable construction the claim term “vertical member” recited in claim 67, was “a member generally perpendicular to the horizontal axis of the vehicle.” Dec. 7. In the Institution Decision, we also determined that claim 60 does not required that the floorboard and base portions of the passenger compartment be distinct. Dec. 8–9. Neither party challenges these determinations, and, accordingly, we adopt them here. See SAS Institute, Inc. v. ComplementSoft, LLC., 825 F.3d 1341, 1351 (Fed. Cir. 2016) (The Board may not change claim interpretation from the institution decision where neither party anticipated that “already-interpreted terms were actually moving targets.”).” slip op. at 11
Patent outcomesUS 8,827,028 unpatentableClaim construction§ 103 obviousnessPatents in suitUS 8,827,028 - Arctic Cat, Inc. v. Polaris Industries Inc.All claims unpatentablePTAB · Jan 30, 2017 · IPR2015-01781 · APJ Phillip J Kauffman · IPR · Final written decision
Claims 88, 90–101 are unpatentable as obvious over Nechushtan combined with Hill and the respective additional references.
RulingsFinal written decision- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“Each of the grounds of unpatentability relies on Nechushtan, and Nechushtan discloses a space frame for “all-terrain vehicles.” Ex. 1008, 1:17–20, Figs. 1, 2; Pet. 7, 10 (Nechushtan is an all-terrain vehicle). We need not determine if the preamble of claim 88 is limiting, because each of Petitioner’s proposed combinations is for an all-terrain vehicle. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (stating that only those terms which are in controversy need to be expressly construed, and only to the extent necessary to resolve the controversy).” slip op. at 12
- Claim Construction › Intrinsic evidence (Phillips canons) › Preamble limiting or notNot reached
“not “give life, meaning, and vitality” to the claims. Pet. Reply 2 (quoting Catalina Mktg. Int’l, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002)). Petitioner goes on to assert that if the Board interprets the preamble as limiting, the broadest reasonable interpretation is a “vehicle capable of driving on a variety of terrains.” Id. (citing Ex. 1002, 1:13-14). Each of the grounds of unpatentability relies on Nechushtan, and Nechushtan discloses a space frame for “all-terrain vehicles.” Ex. 1008, 1:17–20, Figs. 1, 2; Pet. 7, 10 (Nechushtan is an all-terrain vehicle). We need not determine if the preamble of claim 88 is limiting, because each of Petitioner’s proposed combinations is for an all-terrain vehicle. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (stating that only those terms which are in controversy need to be expressly construed, and only to the extent necessary to resolve the controversy).” slip op. at 12
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner
“1. Previous Determinations In the Institution Decision, we determined that front, mid, and rear frame portions as recited in claim 88 should be given their plain and ordinary meaning, with no further construction being necessary. Dec. 8–9. In the Institution Decision we also determined that claim 88 does not require that the floorboard and base portions of the passenger compartment be distinct. Dec. 9–10. Neither party challenges these determinations, and, accordingly, we adopt them here. See SAS Institute, Inc. v. ComplementSoft, LLC, 825 F.3d 1341, 1351 (Fed. Cir. 2016) (The Board may not change a claim interpretation from the institution decision where neither party anticipated that “already-interpreted terms were actually moving targets.”).” slip op. at 11
- Skill levelSkill level petitioner adoptedDecided for petitioner
“LEVEL OF SKILL IN THE ART The analysis of Petitioner’s expert, Dr. Davis, is predicated on the level of skill in the art being either: (1) a bachelor’s degree in mechanical engineering or a related field, and at least one year of experience working in automotive engineering or a related field, or (2) experience working in the field of automotive engineering for 2–3 years. See Ex. 1001 ¶ 27. Patent Owner does not contest Petitioner’s assertion. The prior art of record reflects a level of skill consistent with that asserted by Petitioner. We apply this level of skill to our analysis below.” slip op. at 14
Patent outcomesUS 8,827,028 unpatentableClaim construction§ 103 obviousnesscites KSRPatents in suitUS 8,827,028 - Great West Casualty Company / Bitco General Insurance Corporation et al. v. Intellectual Ventures II LLCAll claims unpatentablePTAB · Jan 17, 2017 · IPR2015-01707 · APJ Michael W Kim · IPR · Final written decision
Claims 11–13 and 15–20 are unpatentable: claims 11, 12, and 16–20 as obvious over Payne, and claims 13 and 15 as obvious over Payne and Ackley.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“guidance in resolving this disagreement. To that end, the relevant portion of independent claim 11 recites “at least one server operative to store one or more of: a) content, b) links to content.” As an initial matter, controlling precedent from our reviewing court instructs us that different claim terms are presumed to have different meanings. Applied Med. Res. Corp. v. U.S. Surgical Corp., 448 F.3d 1324, 1333 n.3 (Fed. Cir. 2006) (“[T]he use of two terms in a claim requires that they connote different meanings.”); CAE Screenplates Inc. v. Heinrich Fiedler GmbH & Co. KG, 224 F.3d 1308, 1317 (Fed. Cir. 2000) (“In the absence of . . . evidence to the contrary, we must presume that the use of these different terms in the claims connotes different meanings.”). Accordingly, on a high level, each of the following express claim terms are presumed to have different meanings: “content”; and, “links to content.”” slip op. at 8
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentable
“We disagree with Patent Owner because Patent Owner’s assertions are misplaced. Most prominently, were O’Neil the only factual support for Patent Owner’s position, it may be persuasive. Petitioner’s proposed modification, however, relies not only on O’Neil, but also on Payne and the Declaration of Dr. Greenspun. Pet. 48–49 (citing Ex. 1003 ¶¶ 240, 241; Ex. 1006, 6:9–42, 8:38–53, 9:64–10:1, 5:16–25, and Fig. 5); see also Ex. 1003 ¶ 272. In short, we are persuaded that the following findings in Payne asserted by Petitioner are accurate, and that it supports adequately Petitioner’s proposed modification. The system of Payne already includes functionality requiring a user to log on to an account, Ex. 1006 at 6:9–42, 8:38–53, so it would have been trivial to place the log in functionality directly on the digital advertising documents, which are web pages, see id. at 9:64–10:1, 5:16–25, Fig. 5. Ex. 1003 at ¶ 240. When a patent simply arranges old elements, each performing the same function it had been known to perform and together yielding no more than one would expect from such an arrangement, the combination is obvious. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 417 (2007). Pet. 48; see also Reply 11–16. As counter-evidence, Patent Owner cites to paragraphs 46–48 of the Declaration of Dr. Papakonstantinou. Those paragraphs, however, suffer from the same logical flaw identified above.” slip op. at 23
- Obviousness (§103) › Analogous artAnalogous artDecided for petitioner
“Insofar as Patent Owner is asserting that Payne and Ackley are non- analogous art, we disagree. A reference is analogous art to the claimed invention if: (1) the reference is from the same field of endeavor as the claimed invention (even if it addresses a different problem); or (2) the reference is reasonably pertinent to the problem faced by the inventor (even if it is not in the same field of endeavor as the claimed invention). See In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2004). To that end, Payne discloses that it relates to the field of “user-interactive network sales systems for implementing an open marketplace for goods or services over computer networks such as the Internet.” Ex. 1006, 1:14–17. Ackley discloses that it relates to the field “computer-based systems and methods that enable sales transactions between third parties through a communications network, such as internet auctions and classified systems.” Ex. 1008, 1:21–25. We see little daylight between these two fields, especially given that Ackley’s use of the word “such as” with “internet auctions” indicates that such “internet auctions” are a non-limiting example, and, thus, do not materially limit Ackley’s field of endeavor.” slip op. at 28
Patent outcomesUS 7,516,177 unpatentableClaim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 7,516,177 - Great West Casualty Company / Bitco General Insurance Corporation et al. v. Intellectual Ventures II LLCAll claims unpatentablePTAB · Jan 17, 2017 · IPR2015-01706 · APJ Michael W Kim · IPR · Final written decision
Claims 11, 12, and 16–20 are unpatentable as obvious over MyLibrary.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for patent owner
“In summary, we construe “content” as “electronic data embodying information for an individual or individuals,” and excluding “links to content,” but not excluding “content” associated with the “links to content.”5” slip op. at 16
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for patent owner
“written decision is issued shall be given its broadest reasonable construction in light of the specification of the patent in which it appears.” 37 C.F.R. § 42.100(b); see also Cuozzo Speed Techs., LLC v. Lee, 136 S. Ct. 2131, 2142 (2016) (Affirming that USPTO has statutory authority to construe claims according to 37 C.F.R. § 42.100(b).). When applying that standard, we interpret the claim language as it would be understood by one of ordinary skill in the art in light of the Specification. In re Suitco Surface, Inc., 603 F.3d 1255, 1260 (Fed. Cir. 2010). Thus, we generally give claim terms their ordinary and customary meaning. See In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007) (“The ordinary and customary meaning ‘is the meaning that the term would have to a person of ordinary skill in the art in question.’”). For the purposes of this decision, and on this record, we determine that most claim terms do not need express interpretation. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (Only those terms which are in controversy need to be construed, and only to the extent necessary to resolve the controversy.).” slip op. at 5
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable
“7. Conclusion We are persuaded that Petitioner has shown, by a preponderance of the evidence, that claims 11, 12, and 16–20 are unpatentable as obvious in view of MyLibrary. In addition to findings we make above in connection with our analysis of claims 11, 12, and 16–20 as obvious in view MyLibrary, we also adopt as our findings Petitioner’s positions as to how MyLibrary discloses each of the limitations of claims 11, 12, and 16–20. We further adopt as our own Petitioner’s rationales for modifying MyLibrary, as referenced above.” slip op. at 32
Patent outcomesUS 7,516,177 unpatentableClaim construction§ 103 obviousnesscites GrahamPatents in suitUS 7,516,177 - Inline Packaging, LLC v. Graphic Packaging International, Inc.All claims unpatentablePTAB · Jan 10, 2017 · IPR2015-01609 · APJ Michael W Kim · IPR · Final written decision
Claims 1–53 are held unpatentable: claims 1–4, 6–24, 26–29, and 31–33 as obvious over Kato and Clough; other claims under the stated § 103 grounds.
RulingsFinal written decision- Expert testimonyPatent owner expert discountedOther
“Patent Owner cites to the Declaration of Dr. Floros to support many of its assertions set forth above, in particular, that Kato does not provide any indication that it would have been modified to include the microwave energy interactive material of Clough. See Ex. 2007, 28–38, 40–44. Dr. Floros’ testimony is unpersuasive for the same reasons as set forth above, and need not be repeated here.” slip op. at 20
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner proffers that a hypothetical person of ordinary skill in the art, with respect to and at the time of the ’078 patent, would have been a packaging professional with at least an undergraduate degree in packaging science (or related field) or comparable training/experience and would have had at least three (3) years of professional experience in the design of packaging materials for consumer products that are made from paperboard. Pet. 5. Patent Owner did not offer a skill level in the Patent Owner Response.4 Based on our review of the overall record, including the ’078 patent, we concur with the Petitioners’ assessment of the level of ordinary skill in the art and apply it for purposes of this Decision.” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“wherein the cut in the first end panel is substantially T-shaped” Dependent claims 4, 24, 36, and 49 each recite “wherein the cut [in] the first end panel is substantially T-shaped.” Dependent claims 30 and 43 recite substantially the same, with “slit” instead of “cut.” In the Patent Owner Preliminary Response, the Patent Owner asserted that the aforementioned claim limitation should be construed as “having a shape that closely resembles the capital letter ‘T’.” Prelim. Resp. 6–7 (citing Ex. 1001, 17:8–11). In the Decision on Institution, we agreed, although we clarified that we do not discern that the proposed construction provides any additional substantive clarity relative to the plain language. Dec. 7–8. After the Decision on Institution, while Patent Owner and Petitioner disagree with the application of the aforementioned claim construction, as set forth below, neither Patent Owner nor Petitioner has expressed disagreement with the construction itself. After considering anew the basis for our previous construction, we see no need for modification. slip op. at 7
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner
“one of ordinary skill would not have modified Kato, which meets need (1), to include the microwave energy interactive material of Clough, so as to also meet need (2), because Kato is only directed to a container for holding an already-prepared (i.e., ready-to-eat) food item, and does not mention anything about a microwave browning and crisping package. PO Resp. 35– 36 (citing Exs. 1003, 2001, 2007). While Patent Owner’s assertions will be assessed in more detail below, fundamentally, Patent Owner’s assertions are misplaced as Clough, and not Kato, is cited for being directed to a microwave browning and crisping package. Pet. 14–16 (citing Exs. 1003, 1008). We agree with Petitioner that one skilled in the art would have recognized that Kato’s paperboard sleeve would have been used to microwave food therein and, thus, that one skilled in the art would have had ample reason to modify and improve Kato’s paperboard sleeve to brown and crisp food using Clough’s known technique of adding microwave interactive material to a sleeve to realize the advantages set forth in Clough. Pet. 14–16 (citing Ex. 1003 ¶¶ 106–114, 116–120; Ex. 1008). Primarily, Patent Owner’s assertions are flawed because they are almost uniformly directed to Kato alone. Essentially, Patent Owner is asserting that one of ordinary skill, when reading Kato, would discern that Kato is a perfect product for its stated purpose, that the stated purpose can never change or be added to, and, thus, that one of ordinary skill would never look outside the narrow confines of Kato for any modifications, no matter what improvements and advantages such modifications may bring. Such assertions are contrary to almost every doctrine of obviousness under KSR International Co. v. Teleflex Inc., 550 U.S. 398 (2007). For example, KSR states “[a] person of ordinary skill is also a person of ordinary creativity, not an automaton.” KSR at 421. Patent Owner’s inflexible approach to Kato is more akin to that of an automaton, than to one of ordinary creativity. Furthermore, KSR explains explicitly that the ordinary artisan recognizes “that familiar items may have obvious uses beyond their primary purposes, and in many cases a person of ordinary skill will be able to fit the teachings of multiple patents together like pieces of a puzzle.” KSR at 420 (emphasis added). No one disputes that Kato’s primary stated purpose aligns with need (1), i.e., a container for holding an already-prepared (i.e., ready-to-eat) food item. We are unpersuaded, however, that this primary stated purpose of Kato should be held in such high esteem so as to exclude all other purposes known in the art, such as need (2), especially when KSR counsels that “uses beyond their primary purposes” must be considered. To that end, the record is replete with evidence concerning the advantages of modifying a paperboard sleeve, including that of Kato, with the microwave energy interactive material of Clough in order to brown and crisp food, so as to meet need (2). See, e.g., Ex. 1008, 1:48–68, 2:1–3, 18– 31, 3:10–19, 63–68, 4:1–9, 28–37; Ex. 1003 ¶¶ 116–120. Patent Owner would have us believe that such a purpose is irreconcilably in conflict with Kato’s stated purpose. We disagree. As a matter of logic, Kato must be made of some type of material, and we are persuaded that Clough provides sufficient objective evidentiary support for the notion that one of ordinary skill would have had reason to include in the paperboard sleeve of Kato the microwave energy interactive material of Clough in order to brown and crisp food.” slip op. at 13
Patent outcomesUS 8,872,078 unpatentableClaim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 8,872,078 - The Boeing Company v. Seymour LevineAll claims unpatentablePTAB · Dec 20, 2016 · IPR2015-01341 · APJ Trenton A Ward · IPR · Final written decision
Claims 4, 5, 8, 9, 10, 14, and 16 are unpatentable as obvious under § 103 over the combinations listed in the decision.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner
“The definition of “advice” is “information or notice given.” Ex. 3001 (Webster’s Third New International Dictionary 32 (1971), 3.). Thus, the plain and ordinary meaning of “maintenance advice” is consistent with the aforementioned evidence, in that “maintenance advice” can include maintenance information, but does not require “recommended maintenance actions.” Patent Owner argues that this dictionary definition cited by the Board includes an alternative definition of “advice” as a “recommendation regarding a decision or course of conduct.” PO Resp. 33 (citing Ex. 3001, 3). Patent Owner further argues that this alternative definition of “advice” is most consistent with specification. PO Resp. 33. Patent Owner fails, however, to cite to any portions of the specification to support this argument (see id.) and fails to explain why we should not be guided by the more general statements in the specification, such as the description in the specification that a “preferred maintenance advisory” can be based “on an expert system for fault isolation,” which is in no way “recommended maintenance actions.” Ex. 1001, 3:36–37. We are not persuaded by Patent Owner’s argument that “maintenance advice” must include recommended maintenance actions. Accordingly, we adopt the portion of the proposed definitions on which the parties agree and determine that the term “maintenance advice” means “problem-specific maintenance information.” See also Dec. 7–8.” slip op. at 9
- Skill levelSkill level petitioner adoptedDecided for petitioner
“skill in the art relevant to the ’618 patent would have a “B.S. degree in electrical, systems, or computer engineering, or an FAA Mechanic Certificate with an airframe rating in accordance with 14 CFR part 65.71 and 65.85.” Ex. 1002 ¶ 15. According to Patent Owner’s Declarant, Mr. Grabowsky, a person of ordinary skill in the art relevant to the ’618 patent would have “at least a B.S. degree in electrical, systems, or computer engineering, or an FAA Mechanic Certificate with an airframe rating in accordance with 14 CFR part 65.71 and 65.85; as well as either an M.S. or equivalent work experience, such as 3-5 years of experience in avionics.” Ex. 2011 ¶ 8. Thus, both declarants generally agree on the level of skill, although Mr. Grabowsky suggests experience is required in addition to the B.S. degree or the FAA Mechanic Certificate. See id. Based on our review of the ’618 patent, the types of problems and solutions described in the ’618 patent and cited prior art, and the testimony of Petitioner’s Declarant and Patent Owner’s Declarant, we adopt Petitioner’s definition of a person of ordinary skill in the art at the time of the claimed invention. We are not persuaded that the additional experience of an M.S. or equivalent work experience, such as 3-5 years of experience in avionics, is required, as suggested by Mr. Grabowsky, as we are unclear as to why the claimed subject matter is beyond the abilities of someone who otherwise meets applicable federal regulatory standards. Based on the stated qualifications of Dr. Helfrick (Ex. 1002 ¶¶ 5–9) and the stated qualifications of Mr. Grabowsky (Ex. 2011 ¶¶ 6–7), Petitioner’s Declarant and Patent Owner’s Declarant both meet the requirements of this definition. We note that the applied prior art also reflects the appropriate level of skill at the time of the claimed invention. See Okajima, 261 F.3d at 1355.” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner
“and ARINC 624-1 because ARINC 624-1 is a standard directed to the very types of on-board systems discussed in Ward.”)). Additionally, Petitioner contends that ARINC publishes standards for the aviation industry, developed by committees that include aircraft manufacturers, avionics manufacturers, and airlines, and that the ACARS transmitter disclosed in Ward is based on, and, thus, would follow, an ARINC standard. Pet. 30 (citing Ex. 1002 ¶¶ 23, 75). Also, Petitioner contends that both Ward and ARINC 624-1 discuss utilizing (1) onboard maintenance systems including ACMS to collect aircraft performance data and (2) an ACARS transmitter to transmit such data to a ground station. Pet. 30. Petitioner adds that ARINC 624-1 provides an explicit motivation to utilize Ward’s ground based maintenance analysis software in implementing its maintenance system, because ARINC 624-1 states that “if known in advance of an airplane’s arrival at a terminal, selected information held in the OMS central maintenance computer’s memory could be useful to line maintenance personnel in planning timely corrective action.” Pet. 30–31 (quoting Ex. 1014 § 2.2.4). We agree, for the reasons stated by Petitioner, that, given the similarity and overlap in disclosures, and applicability of the ARINC standard to the ACARS transmitter of Ward, a person of skill in the art would have been motivated to improve the system in Ward with the teachings in ARINC 624-1. In view of the foregoing, we determine Petitioner has presented and sufficiently established an “articulated reasoning with some rational underpinning to support the legal conclusion of obviousness” with respect to claim 4 for this ground, and we adopt its contentions as our own. KSR, 550 U.S. at 418 (quoting In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)).” slip op. at 21
- Claim Construction › Intrinsic evidence (Phillips canons) › Preamble limiting or notPreamble limitingDecided for petitioner
“on an aircraft having a flight data recorder.” Pet. Reply 15.10 Furthermore, Petitioner identifies that claims 8–10 all require “aircraft position data directed to said flight data recorder.” Id. Petitioner argues that Mr. Levine’s October 9, 1996 Invention Disclosure is insufficient, because it does not reflect the conception of the invention that Patent Owner ultimately claimed, which requires two data recorders—one onboard the aircraft and a second, remote recorder on the ground. Id. We do not agree with Petitioner’s argument that claims 4 and 8–10 require a flight data recorder on the ground, as claim 4 merely recites a “central station” “configured to receive and analyze said digital aircraft performance.” We do agree, however, with Petitioner’s argument that the express language of independent claim 4 requires “an aircraft having a flight data recorder.” Furthermore, claim 4 requires that the “digital aircraft performance data,” which the “central station” is configured to receive and analyze, is “data directed to the flight data recorder.” Thus, the invention recited in independent claim 4, and its dependent claims, must include a flight data recorder onboard the aircraft and, separately, a central station configured to receive and analyze data directed to the onboard flight data recorder. 10 The recitation “[a]n aircraft maintenance system for use on an aircraft having a flight data recorder” appears in the preamble of claim 4. “In general, a preamble limits the invention if it recites essential structure or steps, or if it is ‘necessary to give life, meaning, and vitality’ to the claim.” Catalina Marketing Int’l., Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002) (quoting Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305 (Fed. Cir. 1999)). Here, the body of claim 4 refers to “the flight data recorder” as an active limitation in the claim. Therefore, we determine that the preamble is limiting for claim 4.” slip op. at 31
Patent outcomesUS RE39,618 unpatentableClaim construction§ 102 anticipation§ 103 obviousnesscites KSR · Graham - Telebrands Corp. v. Ragner Technology CorporationInstitution deniedPTAB · Nov 23, 2016 · PGR2016-00026 · APJ Michael W Kim · PGR · Institution
The Board denied institution because the petition did not show that claims 1–25 were more likely than not unpatentable for indefiniteness or obviousness over Berardi and Gladfelter.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“may be instituted only if “the information presented in the petition . . . demonstrate[s] that it is more likely than not that at least 1 of the claims challenged in the petition is unpatentable.”” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“B. Person of Ordinary Skill in the Art Petitioner asserts that a person of ordinary skill in the art at the time of the effective filing date of the ’057 patent “would have been a person having general knowledge about and experience with the manufacture and/or use of hoses and with fluid mechanics and materials science as they relate to hoses and how hoses work generally. The person of ordinary skill has at least an associate’s degree in science or engineering.” Pet. 17 (citing Ex. 1005). Patent Owner does not challenge Petitioner’s assertion. On these facts, we determine that Petitioner’s articulation of a person of ordinary skill in the art is credible.” slip op. at 7
- Disclosure Requirements (§112) › Definiteness (Nautilus)DefiniteNot shown unpatentable
“’057 patent defines the following relevant claim terms: “extended length” and “maximum stretched length.” Petitioner does not dispute that these claim terms are defined expressly by the ’057 patent, nor does Petitioner indicate that these claim terms are indefinite. Next, each independent claim recites expressly that the “stretched length” is longer than the “extended length,” which we construed above as “the length the hose or those components extend to when the hose is pressurized with a fluid and no extension forces are applied other than fluid pressure.” Finally, the term “maximum stretched length,” both by the use of the word “maximum” and the express definition set forth in the ’057 patent, indicates that it constitutes an upper bound for the term “stretched length.” Accordingly, through transitive analysis, we determine that the recited term “stretched length” is a relative length intermediate the explicitly defined terms “extended length” and “maximum stretched length.” Relative claim terminology is acceptable if one of ordinary skill would have understood what is claimed, in light of the Specification. Seattle Box Co., Inc. v. Industrial Crating & Packing, Inc., 731 F.2d 818, 826 (Fed. Cir. 1984).” slip op. at 10
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable
“those components extend to when the hose is pressurized with a fluid and no extension forces are applied other than fluid pressure,” and also determined that “stretched length” is a relative length intermediate the explicitly defined terms “extended length” and “maximum stretched length.” When considered in the aggregate, we see that “extended length” is a length of a hose attributable to only fluid pressure, while “stretched length” is a length of a hose attributable to any force other than fluid pressure. Accordingly, a discussion of the prior art must acknowledge the interplay between the length of the hose, fluid pressure, and other forces, in order to meet the aforementioned claim limitation.” slip op. at 17
§ 102 anticipation§ 112 disclosurePatents in suitUS 9,182,057
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.