• Genius Sports Ltd. v. Sportscastr Inc. D/B/A Panda InteractiveAll claims unpatentable
  PTAB · Mar 11, 2026 · IPR2024-01305 · APJ Jon M Jurgovan · IPR · Final written decision

  Claims 1–9 are unpatentable: claims 1, 8, and 9 as obvious over Ellis and Spivey, and claims 2–7 as obvious over Ellis, Spivey, and Herzog.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “Relying on the declaration of Dr. Wicker, Petitioner contends that a person of ordinary skill in the art (POSA) at the time of the invention of the ’687 patent would have had “at least a bachelor’s degree, or equivalent, in electrical engineering, computer engineering, computer science, or a related field or an equivalent number of years of working experience, and one to two years of experience in networking environments, including at least some experience with live-streaming network architecture.” Pet. 13 (citing Ex. 1001 ¶¶ 72–76). Petitioner also states that “[a]dditional education or experience in related fields could compensate for deficits in the above qualifications.” Id. Patent Owner contends that a POSA at the time of the invention of the ’687 patent would have had “a bachelor’s degree in electrical engineering, computer engineering, computer science, or equivalent degree and, in addition, approximately two years of work experience with Internet video streaming, Internet communication, and related protocols.” PO Resp. 13 (citing Ex. 2001 ¶ 99). The parties have not addressed whether the differences in these definitions impact the unpatentability analysis before us. We apply Patent Owner’s definition of a POSA at the time of the claimed invention because, based on the record, this proposal is consistent with the ’687 patent, the asserted prior art, and is supported by the testimony of Dr. Wicker. We note that we would reach the same determination under Petitioner’s formulation of the level of ordinary skill.” slip op. at 12

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “Patent Owner contends that the plain and ordinary meaning should apply to all terms of the challenged claims except for “event socket.” PO Resp. 12. Petitioner argues that an “event socket” should be construed as “uniquely addressable communication endpoints that transmit event information.” Pet. Reply 8–10. Patent Owner does not disagree with Petitioner’s proposal. See generally PO Sur-Reply. As the parties do not dispute the meaning of “event socket,” we need not, and do not, expressly construe the term beyond the parties agreed meaning. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (only claim terms in controversy need to be construed, and only to the extent necessary to resolve the controversy).” slip op. at 10

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “We agree with Petitioner’s contention that Ellis and Spivey differ in that Ellis uses HTTP request-response messages whereas Spivey uses websocket connections between the content delivery system’s server and user equipment. Pet. 18 (citing Ex. 1001 ¶¶ 106–115). As Petitioner points out, in Ellis’s HTTPS connections, a user equipment requests the server to respond with any new messages. Id. at 8 (citing Ex. 1001 ¶¶ 50, 51); Ex. 1016 ¶¶ 37, 40. We agree with Petitioner that Spivey’s websocket connections were a known alternative to HTTP requests. Id. (citing Ex. 1001 ¶¶ 52, 53, 58, 59). We further agree that such websockets constitute bidirectional, full-duplex, stateful, and persistent connections that provide instant updates from the server to the user equipment without the need for the user equipment to request them from the server (referred to as “push” technology). Id. Accordingly, we agree with Petitioner that, under some scenarios, a POSA would have viewed Spivey’s websocket connections as more advantageous for providing video content and event data to end-users than Ellis’s HTTP request-response protocol, thus motivating simple substitution of Spivey’s LDSD and MQSD for Ellis’s SCS. Pet. 21–22 (citing Ex. 1016 ¶¶ 34, 47; Ex. 1017 ¶ 34; Ex. 1001 ¶¶ 114, 115). See KSR, 550 U.S. at 417 (simple substitution of one known element for another is a recognized rationale supporting a motivation to combine). For example, if server requests are frequent, a POSA would have recognized that the processing overhead of setting up and tearing down HTTP connections would exceed any latency disadvantages of Spivey’s persistent websocket connections. Ex. 1064 ¶ 35. Thus, under some circumstances, a POSA would have been motivated to make the Ellis-Spivey combination, and we do not agree with Patent Owner’s arguments to the contrary.” slip op. at 19

  • Obviousness (§103) › Objective indicia / secondary considerations › Long-felt need / failure of othersObjective indicia no nexusDecided for petitioner

    “Considering the totality of the evidence, we find Patent Owner has not demonstrated that a long-felt but unresolved need existed for the claimed invention. See Apple, 839 F.3d at 1056. As Petitioner points out, although Patent Owner argues that there is a long-felt need for a system that “allows broadcasters to deliver synchronized, low-latency digital content, such as a video content, and audio content . . . ” (PO Resp. 64), Patent Owner does not contest Petitioner’s showing that Ellis also discloses “a video streaming system that provided event information over a separate channel, which is not hard embedded in the video stream.” Pet. Reply 23. Further, as Petitioner also points out, “claim 1 simply requires a media source to receive the video stream and distribute the video stream.” Pet. Reply 23. In fact, during Oral Argument, although Patent Owner argues that its invention is “the synchronization and the latency improvements through that one-to-many socket architecture,” Patent Owner conceded that the claims “could be broader than that.” Tr. 44:24–46:16. We agree with Petitioner’s argument that the “claim language” does not “relate to any synchronized, low-latency, scalable, flexible, or new and improved video streaming technique.” Pet. Reply 23. Furthermore, as Petitioner points out, Patent Owner does not cite to any evidence of long-felt but unresolved needs. Pet. Reply 23 (citing PO Resp. 66). In particular, Patent Owner merely provides conclusory statements that, prior to the claimed invention, “conventional video streaming systems” include “hard-embedded event information,” and that “[t]he claimed invention satisfied the long-felt need for an innovative system.” PO Resp. 64–66. Thus, considering the totality of the evidence, we agree with” slip op. at 45

  Patent outcomesUS 10,805,687 unpatentable
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 10,805,687
• Genius Sports Ltd. v. Sportscastr Inc. D/B/A Panda InteractiveAll claims unpatentable
  PTAB · Mar 4, 2026 · IPR2024-01309 · APJ Thu A Dang · IPR · Final written decision

  Claims 19–25 and 27–30 are unpatentable as obvious over Ellis and Spivey; the Board did not find the alternative Herzog, Spivey, and Ellis ground established.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “The parties have not addressed whether the differences in these definitions impact the unpatentability analysis before us. We apply Patent Owner’s definition of a POSITA at the time of the claimed invention because, based on the record, this proposal is consistent with the ’697 patent, the asserted prior art, and is supported by the testimony of Dr. Wicker. We note that we would reach the same determination under Petitioner’s formulation of the level of ordinary skill.” slip op. at 10

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “And Patent Owner states that it “agree[s] with Petitioner’s construction” with respect to the MPF terms. PO Resp. 13. Although Patent Owner also contends that a “POSITA would understand the ‘means for transmitting’ to be a socket server transmitting through an event socket that implements the algorithms described in Figures 2, 3, 21A–21E and accompanying disclosures” (id.), Patent Owner’s proposed further construction is not disputed by Petitioner. See generally Pet. Reply. Furthermore, Petitioner’s proposed constructions of “socket” and “event socket” (Pet. 39) are not disputed by Patent Owner. PO Resp. 2, 13–14. In fact, by arguing that Spivey’s topic queues are neither “uniquely addressable” nor “communication endpoint[s],” Patent Owner appears to adopt Petitioner’s proposed construction of “socket” as a “uniquely addressable communication endpoint.” Id. at 2. As Patent Owner acknowledged during Oral Argument, “I don’t think there’s any dispute of what we mean by socket, a uniquely addressable communication endpoint.” Tr. 73:11–13.6 Thus, on this record, because there is no dispute between the parties regarding the terms “means for transmitting,” “event socket,” or “socket,” construction is not needed. Accordingly, we decline to provide further analysis or an express construction for these terms.” slip op. at 14

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “ability for the clients and the server to communicate,” which can be any system that can “provide real-time sports,” but “doesn’t discuss whether it’s a push system or a pull system,” wherein Spivey, on the other hand, “expressly indicates that it is a push type of data system which reduces latency over prior art systems that utilize push technologies.” Tr. 15:13–19. We find availing Petitioner’s contention that, “[a]s explained by Dr. Wicker, . . . a POS[IT]A would have been motivated to implement real-time data delivery using Spivey’s data pushing technique to reduce latency.” Id. at 16:2–4. “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417. We find unavailing Patent Owner’s contention that Petitioner fails to “articulate why a POSITA would have been motivated to make the necessary modification and proposed combination.” PO Resp. 44. Here, Petitioner points out that its proposed combination would have been made to improve latency issues in Ellis’s system. Pet. 19–24. In particular, Spivey’s discloses that its techniques “may reduce . . . delay [on the order of seconds (e.g., 30 to 45 seconds) or minutes] to an order of milliseconds (ms) (e.g., 100 ms) or less, providing a significant advantage over the conventional practices.” Ex. 1017 ¶ 28. Spivey also discloses pushing data to the “subscribed connected client devices” substantially simultaneously with the message queue server receiving the topic entry from a live data source, e.g., “with a time delay of 100 milliseconds or less,” which Spivey discloses is “at least two orders of magnitude shorter than conventional time periods of legacy devices.” Id. ¶ 96; see also id. at code (57) (disclosing pushing “the topic entry to a subscribed client device substantially simultaneously with the message queue server receiving the topic entry from a live data source”).” slip op. at 51

  • Obviousness (§103) › Objective indicia / secondary considerations › Long-felt need / failure of othersDecided for petitioner

    “demonstrated that a long-felt but unresolved need existed for the claimed invention. See Apple v. Samsung, 839 F.3d at 1056. As Petitioner points out, although Patent Owner argues that there is a long-felt need for a system that “allows broadcasters to deliver synchronized, low-latency video and audio content. . . . ” (PO Resp. 66), Patent Owner does not contest Petitioner’s showing that Ellis also discloses “a video streaming system that provided event information over a separate channel, which is not hard embedded in the video stream.” Pet. Reply 22–23. Further, as Petitioner also points out, “claim 19 simply requires a media source to receive the live stream of digital content and distribute it.” Pet. Reply 23. In fact, during Oral Argument, although Patent Owner argues that its invention is “the synchronization and the latency improvements through that one-to-many socket architecture,” Patent Owner conceded that the claims “could be broader than that.” Tr. 44:24–46:16. We find availing Petitioner’s argument that the “claim language” does not “relate to any synchronized, low-latency, scalable, flexible, or new and improved video streaming technique.” Pet. Reply 23. Nevertheless, as Petitioner points out, Patent Owner does not cite to any evidence as to any long-felt but unresolved needs. Pet. Reply 23 (citing PO Resp. 67–68). In particular, Patent Owner merely provides conclusory statements that, prior to the claimed invention, “conventional video streaming systems” include “hard-embedded event information,” and that “[t]he claimed invention satisfied the long-felt need for an innovative system.” PO Resp. 66–68. Thus, considering the totality of the evidence, we agree with Petitioner that Patent Owner has failed to establish that there was a long-felt but unresolved need for the claimed invention.” slip op. at 59

  Patent outcomesUS 10,425,697 unpatentable
  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 10,425,697
• Genius Sports Ltd. v. Sportscastr Inc. D/B/A Panda InteractiveAll claims unpatentable
  PTAB · Mar 4, 2026 · IPR2024-01308 · APJ Thu A Dang · IPR · Final written decision

  Claims 1–9 are unpatentable under § 103 over Ellis and Spivey, with Herzog added for claims 2–6; the alternative Herzog, Spivey, and Ellis ground fails.

  RulingsFinal written decision

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). On this record, we give “socket” and “event socket” their ordinary and customary meaning. And, as to “socket,” both parties agree that the ordinary and customary meaning for “socket” is a uniquely addressable communication endpoint on a server. Pet. 37; PO Resp. 2. We decline to provide further analysis or an express construction as doing so is not needed to resolve the dispute between the parties. slip op. at 12

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for petitioner

    “Accordingly, Petitioner’s proposed constructions of “socket” and “event socket” (Pet. 37) are not disputed by Patent Owner. PO Resp. 2, 12. In fact, by arguing that Spivey’s topic queues are neither “uniquely addressable” nor “communication endpoint[s],” Patent Owner appears to adopt Petitioner’s proposed construction of “socket” as a “uniquely addressable communication endpoint.” Id. As Patent Owner acknowledged during Oral Argument, “I don’t think there’s any dispute of what we mean by socket, a uniquely addressable communication endpoint.” Tr. 73:11–13.6 6 Patent Owner also refers to the District Court’s construction of “event socket” during Oral Argument, by claiming the court’s Claim Construction Order was a part of the record as “Exhibit 1069.” Tr. 73:14–74:17. However, as there is no “Exhibit 1069” in this proceeding, we will not “The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). On this record, we give “socket” and “event socket” their ordinary and customary meaning. And, as to “socket,” both parties agree that the ordinary and customary meaning for “socket” is a uniquely addressable communication endpoint on a server. Pet. 37; PO Resp. 2. We decline to provide further analysis or an express construction as doing so is not needed to resolve the dispute between the parties.” slip op. at 11

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “person of ordinary skill in the art (POSITA) at the time of the invention of the ’697 patent would have had “at least a bachelor’s degree, or equivalent, in electrical engineering, computer engineering, computer science, or a related field or an equivalent number of years of working experience, and one to two years of experience in networking environments, including at least some experience with live-streaming network architecture.” Pet. 13 (citing Ex. 1001 ¶¶ 72–76). Petitioner also states that “[a]dditional education or experience in related fields could compensate for deficits in the above qualifications.” Id. Patent Owner contends that a POSITA at the time of the invention of the ’697 patent would have had “a bachelor’s degree in electrical engineering, computer engineering, computer science, or equivalent degree and, in addition, approximately two years of work experience with Internet video streaming, Internet communication, and related protocols.” PO Resp. 13. The parties have not addressed whether the differences in these definitions impact the unpatentability analysis before us. We apply Patent Owner’s definition of a POSITA at the time of the claimed invention because, based on the record, this proposal is consistent with the ’697 patent, the asserted prior art, and is supported by the testimony of Dr. Wicker. We note that we would reach the same determination under Petitioner’s formulation of the level of ordinary skill.” slip op. at 9

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successUnpatentableMotivation foundUnpatentable

    “ability for the clients and the server to communicate,” which can be any system that can “provide real-time sports,” but “doesn’t discuss whether it’s a push system or a pull system,” wherein Spivey, on the other hand, “expressly indicates that it is a push type of data system which reduces latency over prior art systems that utilize push technologies.” Tr. 15:13–19. We find availing Petitioner’s contention that, “[a]s explained by Dr. Wicker, . . . a POS[IT]A would have been motivated to implement real-time data delivery using Spivey’s data pushing technique to reduce latency.” Id. at 16:2–4. “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill.” KSR, 550 U.S. at 417. We find unavailing Patent Owner’s contention that Petitioner fails to “articulate why a POSITA would have been motivated to make the necessary modification and proposed combination.” PO Resp. 41. Here, Petitioner points out that its proposed combination would have been made to improve latency issues in Ellis’s system. Pet. 17–21. In particular, Spivey’s discloses that its techniques “may reduce . . . delay [on the order of seconds (e.g., 30 to 45 seconds) or minutes] to an order of milliseconds (ms) (e.g., 100 ms) or less, providing a significant advantage over the conventional practices.” Ex. 1017 ¶ 28. Spivey also discloses pushing data to the “subscribed connected client devices” substantially simultaneously with the message queue server receiving the topic entry from a live data source, e.g., “with a time delay of 100 milliseconds or less,” which Spivey discloses is “at least two orders of magnitude shorter than conventional time periods of legacy devices.” Id. ¶ 96; see also id. at code (57) (disclosing pushing “the topic entry to a subscribed client device substantially simultaneously with the message queue server receiving the topic entry from a live data source”).” slip op. at 50

  Patent outcomesUS 10,425,697 unpatentable
  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 10,425,697
• Apple Inc. v. Varia Holdings LLCAll claims unpatentable
  PTAB · Feb 27, 2026 · IPR2024-01364 · APJ Norman H Beamer · IPR · Final written decision

  Claims 1–39 are unpatentable under § 103 over Willgert and Mooney; claims 3–9, 15–19, 22–28, and 34–38 are also unpatentable over Willgert, Mooney, Holloway, and Pitroda.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “Based on a review of the record, we adopt Patent Owner’s proposed level of ordinary skill in the art, with its inclusion of a Computer Science background, because it is consistent with the evidence of record, including the asserted prior art and ‘984 patent specification. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). However, our Decision would not be altered if Petitioner’s definition applied.” slip op. at 10

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “d) Analysis Re Construing “Voice Call Signals” We conclude that it is unnecessary to define “voice call signal.” Patent Owner’s construction would read into the term additional limitations that are for the most part already set forth in the claims: “a switchable mobile communications device capable of . . . voice call communication” (claims 1, 13, 21, 32); “output . . . a voice call signal for transmission . . . over a wireless network” (claims 13, 21, 32); “wherein the mobile communication device is a selected one of a wireless mobile phone and a personal digital assistant equipped with communication capability” (claims 12, 20, 31, 39). Thus the claims require a mobile communications device that is capable of communicating a voice call signal, but do not restrict the voice call signal to only be communicated by a mobile communications device. Likewise, claims 13, 21, and 32 (but not claim 1) require the voice call signal to be transmitted over a wireless network, but do not restrict transmission to only a wireless network, and do not restrict the wireless network to “a network of a wireless network service provider,” as Patent Owner would require.” slip op. at 15

  • Claim Construction › Intrinsic evidence (Phillips canons) › Specification disavowal / 'present invention' languageTerm construed board ownDisclaimer not foundDecided for petitioner

    “construction for the RFID transponder signal or data terms — it is sufficient for purposes here to conclude that the claims encompass Petitioner’s “functional emulation” articulation. See Reply 11–12. That is, the purpose of the frequent references to “emulated,” “emulation,” or the like in the ‘984 patent is to emphasize the fact that the mobile communications device of the claims has a dual role: to provide voice call communications, and to transmit RFID transponder data. In the latter role, transmitted RFID transponder data appears to an RFID reader to have been transmitted from an ordinary RFID transponder. But there is no need to rewrite the claims to restore the emulation terms, given that, as we discuss further below, Patent Owner deliberately removed those terms during prosecution. The functional emulation implicit in the ‘984 specification and claims” slip op. at 22

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “the fact that Willgert teaches that integrating its communications unit into a mobile telephone designed for Bluetooth communication was a “highly user-friendly application,” and that it was well known practice to use a Bluetooth headset wirelessly communicating with the phone to enable hands-free phone calls, as specifically taught by Mooney. Pet. 12–14 (citing Ex. 1004 ¶¶ 8, 30–32; Ex. 1005, Fig. 3, ¶¶ 7, 39, 46–48; Ex. 1021; Ex. 1003 ¶¶ 72–76). Petitioner further argues that Bluetooth headsets were widely available, that incorporating the headset involved known methods yielding predictable results, and that one of ordinary skill would have reasonably expected to succeed in combining the teachings of Willgert and Mooney. Id. at 15–16 (citing Ex. 1004 ¶¶ 8, 10; Ex. 1005, ¶ 8; Ex. 1017, 1, 3; Ex. 1021, 2; Ex. 1003 ¶¶ 77–79). Patent Owner does not specifically address the issue of motivation to combine Willgert and Mooney. See generally PO Resp. We find, based on the record, that Petitioner has proved by a preponderance of the evidence that a person of ordinary skill in the art would have been motivated to combine Willgert and Mooney as proffered by Petitioner with a reasonable expectation of success.” slip op. at 31

  Patent outcomesUS 8,127,984 unpatentable
  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 8,127,984
• Apple Inc. v. Varia Holdings LLCAll claims unpatentable
  PTAB · Feb 27, 2026 · IPR2024-01363 · APJ Norman H Beamer · IPR · Final written decision

  Claims 1–32 are unpatentable under § 103 over Willgert and Mooney, or Willgert, Mooney, Holloway, and Pitroda, as applicable.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “Patent Owner “disputes the narrow range of educational experiences in the Petition’s POSITA definition, but does not otherwise dispute the remaining portion of the definition.” PO Resp. 13. Patent Owner contends that person of ordinary skill in the art: [W]ould have been someone “with at least a Bachelor’s degree in Electrical Engineering, Computer Science, or a related field, with a background in radio frequency communications and software development, as well as approximately two years of experience working with or researching radio frequency communication systems. Lack of work experience can be remedied by additional education, and vice versa.” PO Resp. 13–14 (citing Ex. 2004 ¶ 34).7 Based on a review of the record, we adopt Patent Owner’s proposed level of ordinary skill in the art, with its inclusion of a Computer Science background, because it is consistent with the evidence of record, including the asserted prior art and ’947 patent specification. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). However, our Decision would not be altered if Petitioner’s definition applied.” slip op. at 9

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)Not reached

    “d) Analysis Re Construing “Voice Call Signals” We conclude that it is unnecessary to define “voice call signal.” Patent Owner’s construction would read into the term additional limitations that are for the most part already set forth in the claims: “the voice call signal is output over a wireless network” (claims 1 ); “outputting the voice call signal over a wireless network” (claim 9); “output a voice call signal for transmission over a wireless network” (claim 16); transmit voice call signals . . . over a wireless network” (claim 26); “wherein the mobile communication device is one of a wireless mobile phone and a personal digital assistant equipped with communication capability” (claims 8, 15, 25, 32). Thus the claims require the voice call signal to be transmitted over a wireless network, but do not restrict transmission to only a wireless network, and do not restrict the wireless network to “a network of a wireless network service provider,” as Patent Owner would require. We also agree that there is nothing in the ’984 prosecution history that supports Patent Owner’s assertion that the Examiner found that the Bluetooth signal of Cooper was not a voice call signal. Cooper was distinguished because: The term “transceiver,” however, is well understood by those of ordinary skill in the art. One of ordinary skill in the art would not reasonably interpret a “transceiver” so broadly as to incorporate an entire mobile device’s circuitry, and in particular to be read on by two separate transmitters, as Cooper teaches. Ex. 1008, 40. On the other hand, we agree with Patent Owner that Petitioner’s” slip op. at 14

  • Claim Construction › Intrinsic evidence (Phillips canons) › Specification disavowal / 'present invention' languageTerm construed petitioner constructionDecided for petitioner

    “This functional emulation solution is served regardless of how the specific RFID transceiver is implemented — the ’947 specification specifically provides for both software and hardware implementations. Id. at 2:24–28 (“Embodiments of the present invention includes . . . certain hardware and/or software embodied therein for the practice of the emulated RFID method”), 3:35–36 (“mobile communication device 102 is equipped with hardware and/or software elements”), 3:52–54 (“substantial portions of the hardware and/or software elements employed to provide a RFID”), 5:16 (“A Hardware/Software Implementation”). There is no reason why one version of the hardware used to emulate the RFID function could not be RFID transponder circuitry. The issue is not whether an RFID transponder can emulate itself, but rather whether RFID transponder circuitry incorporated into a mobile communications device can be used to allow the mobile communications device to emulate a separate RFID transponder. For example, rather than requiring the person described in the Background of the ’947 patent to carry both a mobile phone and a “key with remote control for gaining access to his/her vehicle,” they need only carry the mobile communications device of the claims. The statement in the ’947 patent that “the present invention is related to an emulated radio frequency data input method” (Ex. 1001, 1:22–24), and the other references to emulation, are consistent with a conclusion that the claims encompass the “functional emulation” option as described above. However, there is no basis for adding the negative limitation proposed by Patent Owner (“without the use of a physical RFID transponder”). Omega Engineering, 334 F.3d at 1333 (rejecting a construction because “neither the plain text of the claims, the specification, nor the file wrapper justifies the imposition of this negative limitation”). See also BillJCo, LLC v. Apple Inc., No. 2023-2189, 2023-2190, 2025 WL 1417957, at *1 (Fed. Cir. May 16, 2025): Our court has “identified claim constructions that exclude a particular element as including a ‘negative limitation’ and held that such exclusions must find support either in ‘the words of the claim’ or through an ‘express disclaimer or independent lexicography in the written description that would justify adding that negative limitation.’” Ethicon LLC v. Intuitive Surgical, Inc., 847 F. App’x 901, 907 (Fed. Cir. 2021). Moreover, the prosecution history of the ’984 grandfather patent is not” slip op. at 22

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “Petitioner argues that this combination would have been motivated by the fact that Willgert teaches that integrating its communications unit into a mobile telephone designed for Bluetooth communication was a “highly user- friendly application,” and that it was well known practice to use a Bluetooth headset wirelessly communicating with the phone to enable hands-free phone calls, as specifically taught by Mooney. Pet. 16–18 (citing Ex. 1004 ¶¶ 8, 30, 32; Ex. 1005, Fig. 3, ¶¶ 7, 39, 48; Ex. 1021; Ex. 1003 ¶¶ 62–65). Petitioner further argues that Bluetooth headsets were a well-known concept and widely available, that incorporating the headset involved known methods yielding predictable results, and that one of ordinary skill would have reasonably expected to succeed in combining the teachings of Willgert and Mooney. Id. at 19–21 (citing Ex. 1004 ¶¶ 8, 10, 30; Ex. 1005, ¶ 8; Ex. 1016; Ex. 1017, 1, 3; Ex. 1021, 2; Ex. 1003 ¶¶ 66–68). Patent Owner does not specifically address the issue of motivation to combine Willgert and Mooney. See generally PO Resp. We find, based on the record, that Petitioner has proved by a preponderance of the evidence that a person of ordinary skill in the art would have been motivated to combine Willgert and Mooney as proffered by Petitioner with a reasonable expectation of success.” slip op. at 29

  Patent outcomesUS 9,405,947 unpatentable
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 9,405,947
• Apple Inc. v. Varia Holdings LLCAll claims unpatentable
  PTAB · Feb 27, 2026 · IPR2024-01362 · APJ Norman H Beamer · IPR · Final written decision

  Claims 1–19 are unpatentable under § 103 over Willgert and Mooney, or over Willgert, Mooney, Holloway, and Pitroda for claims 3–6, 10, 11, and 13–17.

  RulingsFinal written decision

  • Skill levelSkill level patent owner adoptedDecided for patent owner

    “Patent Owner “disputes the narrow range of educational experiences in the Petition’s POSITA definition, but does not otherwise dispute the remaining portion of the definition.” PO Resp. 12. Patent Owner contends that person of ordinary skill in the art: [W]ould have been someone “with at least a Bachelor’s degree in Electrical Engineering, Computer Science, or a related field, with a background in radio frequency communications and software development, as well as approximately two years of experience working with or researching radio frequency communication systems. Lack of work experience can be remedied by additional education, and vice versa.” PO Resp. 12 (citing Ex. 2004 ¶ 34).7 Based on a review of the record, we adopt Patent Owner’s proposed level of ordinary skill in the art, with its inclusion of a Computer Science background, because it is consistent with the evidence of record, including the asserted prior art and ’974 patent specification. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). However, our Decision would not be altered if Petitioner’s definition applied.” slip op. at 9

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “We agree with Patent Owner’s description of the characteristics and operation of a wireless mobile phone, which are not in dispute. Also, the Specification’s description of wireless mobile phones is relied on by Patent Owner in its arguments regarding the construction of “voice call signal,” as discussed below. Nonetheless, Petitioner argues that it is unnecessary to construe the term, “wireless mobile phone.” Reply 4. We agree. The term “wireless mobile phone” is only used in dependent claim 19 (not in independent claim 12, as Patent Owner alleges), and the principal reference relied on by Petitioner (Willgert) explicitly discloses the use of a mobile telephone. Ex. 1001, 12:2; Ex. 1004 ¶¶ 30–32. For these reasons, and because our analysis of the issues set forth below is not dependent on Patent Owner’s proposed construction, it is unnecessary to adopt Patent Owner’s construction or otherwise construe the term “wireless mobile phone.”” slip op. at 12

  • Claim Construction › Intrinsic evidence (Phillips canons) › Specification disavowal / 'present invention' languageTerm construed petitioner constructionDecided for petitioner

    “to an emulated radio frequency data input method” (Ex. 1001, 1:20–21), and the other references to emulation, are consistent with a conclusion that the claims encompass the “functional emulation” option as described above. However, there is no basis for adding the negative limitation proposed by Patent Owner (“without the use of a physical RFID transponder”). Omega Engineering, 334 F.3d at 1333 (rejecting a construction because “neither the plain text of the claims, the specification, nor the file wrapper justifies the imposition of this negative limitation”). See also BillJCo, LLC v. Apple Inc., No. 2023-2189, 2023-2190, 2025 WL 1417957, at *1 (Fed. Cir. May 16, 2025): Our court has “identified claim constructions that exclude a particular element as including a ‘negative limitation’ and held that such exclusions must find support either in ‘the words of the claim’ or through an ‘express disclaimer or independent lexicography in the written description that would justify adding that negative limitation.’” Ethicon LLC v. Intuitive Surgical, Inc., 847 F. App’x 901, 907 (Fed. Cir. 2021). Patent Owner’s argument that the claim language, “[a] transceiver . . . configured to output . . . RFID transponder [signals or data],” only makes sense “if the transceiver is not itself an RFID transponder” (Sur-Reply 10) is not persuasive. Examination of the complete version of the passage that Patent Owner only paraphrases — “[a] transceiver configured to output voice call signals in the first state and to output RFID transponder signals in the second state” — shows that the transceiver is capable of both voice call and RFID functions, and thus there is no inconsistency in allowing the RFID function to be performed by RFID transponder circuitry incorporated into the transceiver.” slip op. at 24

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundDecided for petitioner

    “Petitioner argues that this combination would have been motivated by the fact that Willgert teaches that integrating its communications unit into a mobile telephone designed for Bluetooth communication was a “highly user-friendly application,” and that it was well known practice to use a Bluetooth headset wirelessly communicating with the phone to enable hands-free phone calls, as specifically taught by Mooney. Pet. 14–17 (citing Ex. 1004 ¶¶ 8, 30–32; Ex. 1005, Fig. 3, ¶¶ 7, 39, 46–48; Ex. 1021; Ex. 1003 ¶¶ 72–76). Petitioner further argues that Bluetooth headsets were widely available, that incorporating the headset involved known methods yielding predictable results, and that one of ordinary skill would have reasonably expected to succeed in combining the teachings of Willgert and Mooney. Id. at 17–19 (citing Ex. 1004 ¶ 10; Ex. 1005, ¶ 8; Ex. 1017, 1, 3; Ex. 1021, 2; Ex. 1003 ¶¶ 77–79). Patent Owner does not specifically address the issue of motivation to combine Willgert and Mooney. See generally PO Resp. We find, based on the record, that Petitioner has proved by a preponderance of the evidence that a person of ordinary skill in the art would have been motivated to combine Willgert and Mooney as proffered by Petitioner with a reasonable expectation of success.” slip op. at 31

  Patent outcomesUS 8,381,974 unpatentable
  Claim construction§ 103 obviousnesscites KSR · Graham
  Patents in suitUS 8,381,974
• Boe Technology Group Co., Ltd. v. Optronic Sciences LLCAll claims unpatentable
  PTAB · Feb 17, 2026 · IPR2024-01132 · APJ Kevin W Cherry · IPR · Final written decision

  Claims 1–7 are unpatentable: claims 1–3 and 5 are anticipated by Anzai, claim 4 is obvious over Anzai and Yamazaki, and claims 1–7 are obvious over Yamazaki and Anzai.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Petitioner describes a person of ordinary skill in the art (“POSITA” or “ordinarily skilled artisan”) at the time of the invention as having “a Bachelors’ degree in electrical engineering or a comparable field of study, plus approximately two to three years of professional experience with electronic and optoelectronic device design” and notes that “[a]dditional graduate education could substitute for professional experience, and significant experience in the field could substitute for formal education.” Pet. 5–6 (citing Ex. 1002, Neikirk Decl., ¶ 23). Patent Owner’s expert, Dr. Bretschneider testifies that In my opinion, the field of “electronic and optoelectronic device design” is too broad. A POSITA of the ’121, had at least a Bachelors’ degree in a field of engineering or physics and at least two to three years of professional experience related to the design and manufacture of the relevant aspects of flat panel displays. Additional relevant graduate education related [sic] could reduce but not eliminate the time requirement for professional experience. While Dr. Neikirk proposes a different definition of a POSITA, the differences do not have material effect on my opinions rendered below. Regardless of which definition of a POSITA were used, my conclusions would remain the same Ex. 2005, Bretschneider Decl., ¶ 39. We agree with and will apply Petitioner’s statement of the level of ordinary skill in the art. This level of ordinary skill is reflective of the education and experience that would have been required to understand the problems and solutions identified in the ’121 patent and the prior art. Okajima v. Bourdeau, 261 F.3d 1350 (Fed. Cir. 2001). We note that our conclusions would be the same even if we applied Patent Owner’s slightly narrower definition of a POSITA.” slip op. at 11

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner

    “We find these definitions to be of some help in construing this term. We find that the common thread is that a “passivation layer” is an insulating layer that provides protection from the environment to the layers below it. See Ex. 1012, 140; Ex. 1013, 542, Ex. 1014, 798; Ex. 2010, 3; Ex. 2013, 1. We find this construction to be most consistent with the broad claim language and the disclosure in the Specification. Although “tying up dangling bonds,” may be a mechanism by which some materials provide such protection, nothing in the Specification or the extrinsic evidence provided appears to require that. Also, while chemical protection may be one kind of protection none of the evidence suggests that is the only protection that is provided. Moreover, nothing in the Specification supports reading a chemical protection requirement into the construction. Thus, we decline to adopt that portion of Patent Owner’s construction. Instead, we construe passivation layer as “an insulating layer that provides protection from the environment to the layers below it.” We need not construe the term any further to resolve the parties’ dispute over this claim language. See Realtime, 912 F.3d at 1375.” slip op. at 19

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)UnpatentableUnpatentable

    “constructions for “passivation layer” and “capping layer.” We find that Petitioner has presented sufficient evidence to show that Anzai discloses both a “passivation layer” and a “capping layer.” As we explained above, we have construed “passivation layer” to mean “an insulating layer that provides protection from the environment to the layers below it.” Petitioner has shown that “first planarization film 17” is an insulating layer. See Ex. 1002 ¶¶ 62–65. We further find that Petitioner has shown sufficiently that “first planarization film 17” is “formed over the entire surface for flattening, which will protect the semiconductor surface from the surrounding environment.” Id. ¶ 63. We have rejected Patent Owner’s contentions that the film must tie up “dangling bonds,” and instead determined that protecting the surface from the environment is sufficient. Thus, we find that Petitioner has shown by a preponderance of the evidence that Anzai discloses the “passivation layer” of claim 3. As we explained above, we have construed “capping layer” to be “an insulation layer covering (i.e., capping) an underlying layer or structure.” Here, Petitioner has shown that Anzai’s planarization film 19 meets the claimed “capping layer.” See Pet. 20. We find that Petitioner has shown that it is more likely than not that “planarization film 19” is made of insulating material. As Dr. Neikirk persuasively testifies, Anzai discloses that planarization layer 17 may be made of an organic resin for flattening the surface. EX1003, 4:20-24. While Anzai does not disclose the material for planarization layer 19, it must be made of an insulation material because in the embodiment of Fig. 3A, it is the sole layer between electrode layer 71 and cathode layer 65 forming the second capacitor. Id., 6:3–8; Fig. 3A. Moreover, Anzai discloses that the first planarization film 17 and the second planarization film 19 for the first embodiment “function as the capacitance insulating film for this configuration.” Id., 5:62–67. Ex. 1002, Neikirk Decl., ¶ 62. We find this testimony well-reasoned and entitled to substantial weight. We further agree with Dr. Neikirk that a “POSITA would further understand that the second planarization film 19 is then further disposed on the first planarization film 17 (capping the passivation layer).” Id. ¶ 63 (citing Ex. 1003, 5:3–13; Figs. 2A–B, 3A–B). Thus, we find that Petitioner has shown by a preponderance of the evidence that Anzai discloses the claimed “capping layer.” Accordingly, we find that Petitioner has shown by a preponderance of” slip op. at 32

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundUnpatentable

    “motivation to combine Anzai and Yamazaki. See Pet. 25–27; Ex. 1002, Neikirk Decl., ¶¶ 78–79. First, Patent Owner argues that essentially silicon nitride is an inferior material to use for Anzai’s planarization layer 17 compared with organic resin. PO Resp. 13–15. However, “[i]t’s not necessary to show that a combination is the best option, only that it be a suitable option.” Intel Corp. v. Qualcomm Inc., 21 F.4th 797, 800 (Fed. Cir. 2021) (emphasis in original). Patent Owner does not argue that silicon nitride would not work, but rather that it would be more difficult and more expensive to use. See PO Resp. 14. But “the fact that the two disclosed apparatus[es] would not be combined by businessmen for economic reasons is not the same as saying that it could not be done because skilled persons in the art felt that there was some technological incompatibility that prevented their combination. Only the latter is telling on the issue of nonobviousness.” Grit Energy Solutions LLC v. Oren Techs., LLC, 957 F.3d 1309, 1323 (Fed. Cir. 2020) (quoting Orthopedic Equip. Co., Inc. v. United States, 702 F.2d 1005, 1013 (Fed. Cir. 1983)). “Likewise, a given course of action often has simultaneous advantages and disadvantages, and this does not necessarily obviate motivation to combine.” Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1165 (Fed. Cir. 2006). Here, Petitioner explains that “a POSITA would have known that organic materials usually have lower dielectric constants than inorganic materials, such as SiN, and a higher dielectric constant is desirable for the insulator in a capacitor since that leads to higher capacitance per unit area.” Pet. 26 (citing Ex. 1002, Neikirk Decl., ¶ 78). Petitioner further explains that this “then allows a reduced area storage capacitance element, one of the objectives of Anzai.” Id. (citing Ex. 1003, code (57)). Patent Owner’s focus mainly on planarization (PO Sur-reply 16–17) ignores that the Anzai’s planarization layers 17 and 19 also “function as the capacitance insulating film.” Ex. 1003, 5:65–67. Thus, although there are tradeoffs, Petitioner has shown sufficiently that a POSITA would have been motivated to incorporate the teachings of Yamazaki regarding potential materials for planarization layers 17 and 19. Second, Patent Owner argues that a Petitioner has failed to provide an adequate reason to select silicon nitride from Yamazaki’s list of potential materials. We disagree. Petitioner has explained the benefits of selecting a high dielectric inorganic material. Pet. 26. Yamazaki provides only three potential options—silicon oxide, silicon nitride, and silicon oxynitride. See Ex. 1004, 11:45–50. Moreover, Dr. Neikirk testified, supported by multiple references, that using silicon nitride was well known in the prior art at the time of the invention. See Ex. 1002, Neikirk Decl., ¶ 75 (citing Ex. 1007; Ex. 1008; Ex. 1009). “When there is a design need or market pressure to solve a problem and there are a finite number of identified, predictable solutions, a person of ordinary skill has good reason to pursue the known options within his or her technical grasp.” KSR, 550 U.S. at 421. Indeed, “[i]f a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability.” Id. at 417. This is the case here. Petitioner has shown that a person of ordinary skill seeking to improve the capacitance of Anzai’s planarization layers 17 and 19, without increasing the size of the capacitor, would have looked at the inorganic materials identified in Yamazaki as suitable for the purpose, and it would have been would obvious to choose silicon nitride, a well-known, and predictable material for the application. Thus, we disagree with Patent Owner that Petitioner has failed to show a sufficient reason for selecting silicon nitride from Yamazaki’s list of suitable materials. Third, Patent Owner argues that Petitioner’s contentions only support” slip op. at 37

  Patent outcomesUS 7,586,121 unpatentable
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,586,121
• Early Warning Services, LLC v. Intellectual Ventures II LLCNo claims unpatentable
  PTAB · Feb 11, 2026 · IPR2024-01221 · APJ Iftikhar Ahmed · IPR · Final written decision

  Petitioner failed to prove claims 1, 2, 4, 5, 7, 8, 12, 13, 17, 19–21, 23, 24, 26, 27, 29, 30, 34, 39–41, and 43 unpatentable because the cited grounds did not establish the required …

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner

    “image capture device” refers to an imaging-based barcode reader and not a laser-based barcode scanner because we are persuaded that claim language and Specification support that interpretation and also because Patent Owner persuasively shows that a person of ordinary skill in the art would have understood the term as such. Claim 1 recites an “image capture device configured to capture an image.” Ex. 1001, 16:24–25. The plain meaning of the claim term requires that the image be captured, not just scanned. The claim further requires “generating an output based on the information embedded in the image,” requiring that information is retrieved from the captured image. Id. at 16:32–33. A device that does not capture an image is not an “image capture device” under the plain language of the claim. A laser-based barcode scanner employs light reflected from a laser beam to “generate an electrical signal that corresponds to the bars and spaces in the barcode being scanned.” See Ex. 2029 ¶¶ 42–43 (explaining in detail how laser-based barcode self-emitting a laser light across a code to be scanned, with a sensor tuned to capture the reflected light from the laser.”). It simply does not capture an image. slip op. at 14

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Based on our review of the complete record, we determine that Petitioner’s stated level of ordinary skill in the art is reasonable because it is consistent with the evidence of record, including the asserted prior art. The field of the ’167 patent “relates generally to secure transactions, and more specifically, to methods and devices for providing secure identification, verification, and authorization using a portable secure device.” Ex. 1001, 1:8–11. The ’167 patent seeks “to provide methods and devices that are capable of providing secure transactions in a more efficient manner.” Id. at 3:11–13. Accordingly, we adopt Petitioner’s definition. We note, however, that our patentability analysis would be the same under Patent Owner’s definition.” slip op. at 11

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable

    “We agree with Patent Owner that Wang fails to disclose limitation 1[a]. Wang discloses a portable electronic authorization device (PEAD) that can be used as a self-checkout terminal. Ex. 1004 ¶ 115. In this context, Wang discloses By entering the UPC code or barcode using keypad on the PEAD or scanning in the UPC code or barcode using the input device built into the PEAD such as a barcode scanner or OCR reader, the PEAD can generate the receipt with the list of item prices through the wireless network and Internet by querying the item price using the barcode as the index for price lookup table which is Stored in a Server System. Id. (emphasis added). As discussed above (Section III.C.1), we are persuaded by Patent Owner’s arguments that the claimed “image capture device” refers to an imaging-based device and not a laser-based barcode scanner. Petitioner does not contend that Wang’s disclosure of the barcode scanner necessarily refers to an imaging-based device, but argues that Wang’s disclosure is sufficient because “both imaging-based barcode scanners and laser-based barcode scanners constitute image capture devices.” Reply 11. In light of our claim construction above, we disagree.” slip op. at 27

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable

    “Petitioner contends that claims 1, 4, 5, 7, 12, 17, 23, 26, 27, 29, 34, and 43 are unpatentable as obvious over the combination of Wang and Drummond. Pet. 30–43. 1. Drummond Drummond is a patent titled “Automated Banking Machine System and Method,” and “relates to an automated banking machine apparatus and system that are capable of use in a wide area network, and which provides a user with a remote electronic receipt or other record related to a transaction performed at the machine.” Ex. 1008, code (54), ¶ 2. Drummond discloses that its automated banking machine, may “initiate the sending of a non-paper transaction receipt to the customer,” “[t]he receipt may be sent using a wide area network, such as the Internet,” and “[t]he receipt may be an electronic receipt, for example a receipt in the form of an e-mail message.” Id. ¶ 247. 2. Claims 1, 4, 5, 7, 12, 17, 23, 26, 27, 29, 34, and 43 For this obviousness ground, Petitioner relies on the same arguments and evidence as its Ground 1a (anticipation by Wang), discussed above, for the majority of claim limitations. See Pet. 33–43. Importantly, Petitioner relies solely on Wang as teaching independent claim limitations [1a], [23a], and [43b] relating to an image capture device and embedded information. Pet. 36, 41, 43. Accordingly, for the reasons discussed above with respect to Ground 1a, Petitioner has not established by a preponderance of the evidence, that the subject matter of claims 1, 4, 5, 7, 12, 17, 23, 26, 27, 29, 34, and 43 would have been obvious to one of ordinary skill in the art over the combination of Wang and Drummond.” slip op. at 31

  Patent outcomesUS 7,314,167 not shown unpatentable
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,314,167
• Aylo Freesites Ltd v. DISH Technologies L.L.C.Some claims unpatentable
  PTAB · Feb 2, 2026 · IPR2024-00940 · APJ John A Hudalla · IPR · Final written decision

  Claims 1–11 are unpatentable as obvious over Leaning and over Leaning with Klemets; claims 12–20 were not shown unpatentable on the asserted grounds.

  RulingsFinal written decision

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Level of Ordinary Skill in the Art Citing testimony from Dr. Houh, Petitioner contends a person of ordinary skill in the art “would have had at least a B.S. degree in computer science or electrical engineering (or comparable degree) and two years of experience in networking or streaming media, or a M.S. in computer science or electrical engineering (or comparable degree).” Pet. 12 (citing Ex. 1003 ¶ 45). Patent Owner does not address the level of ordinary skill in the art in its post-institution papers. We adopt Petitioner’s definition of the level of ordinary skill in the art. On the present record, we are satisfied that this definition of the level of skill is consistent with the teachings of the ’234 patent and the asserted prior art.” slip op. at 11

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “We determine that no construction of “virtual timeline” is necessary. See, e.g., Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). Rather, as discussed below, the parties’ dispute appears to be about whether the “virtual timeline” identified by Petitioner is used to arrange the requested streamlets, as is also recited in claim 9. We address that argument below. See infra § II.D.10.” slip op. at 13

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for patent owner

    “On this record, we determine that the recitation “to achieve continuous presentation” is limiting and requires an amount of continuous (uninterrupted) playback/presentation after an upshift or downshift. The specification describes agent controller 702 determining whether to upshift based on a trigger threshold Θup, which itself is based on various factors including a current read ahead margin and a minimum safety margin. See Ex. 1001, 17:44–58. If agent controller 702 can sustain upshift quality, then it will upshift and request higher quality streams. See id. at 17:58–61. Conversely, when an upshift is not possible, agent controller 702 determines whether to downshift based a different threshold Θdown, which itself is based on the same sort of factors. See id. at 18:4–7. When the stream quality is not adequate, it downshifts. See id. at 18:7–14. These disclosures are similar to the language of claim 12, which recites “repeatedly generating a factor indicative of a current ability to receive the digital content at a rate sufficient for presenting the digital content as the digital content is received, . . . wherein the factor relates to a performance of the network” and “making the successive determinations whether to change the requested bit rate based on the factor to achieve continuous presentation of the digital content using the individually-requestable portions of the highest bit rate one of the copies determined receivable at that time.” Ex. 1001, 20:5–16 (emphasis added). That is, claim 12 refers to “achiev[ing] continuous presentation” based on what is “sufficient for presenting the digital content,” trading quality to ensure continuous playback.” slip op. at 14

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundUnpatentableUnpatentable

    “server comprises at least two servers and wherein at least one streamlet is requested from a first of the at least one server and at least one other streamlet is requested from a second server of the at least one server other than the first server.” Ex. 1001, 19:7–12. Petitioner references its mapping of the “at least one server” in claim 1 to Leaning’s server 1. Pet. 20 (citing Ex. 1004, 2:15–16, 2:18–22, 2:31–32, 5:8–14, Fig. 1), 23 (citing Ex. 1004, 6:13–26, 9:3–7, 16:6–12), 37; see supra §§ II.D.2.b–c. Petitioner contends that, “[t]o the extent Leaning does not disclose at least two servers wherein one sub-file (streamlet) is requested from a first server and another sub-file (streamlet) is requested from a second server such an arrangement would have been obvious in view of the knowledge of a [an ordinarily skilled artisan].” Id. at 37. Citing the common nature of such an arrangement, Petitioner contends that an ordinarily skilled artisan would have been motivated to provide multiple web servers containing the same sets of sub-files for streams in order to have redundancy in the system and allow for clients to establish connections with multiple servers and request a first sub-file from a first web server and, if the connection between the first web server becomes congested or the first web server otherwise fails or becomes unavailable, request a subsequent sub-file from the second web server. Id. at 37–38 (citing Ex. 1003 ¶ 85; Ex. 1012, 108,5 Fig. 4-11). Patent Owner does not dispute Petitioner’s analysis for claim 3. We are persuaded that it would have been obvious to implement Leaning’s server 1 as two servers that store different streamlets based on Dr. Houh’s uncontested testimony about system redundancy. See Ex. 1003 ¶ 85. His testimony is backed by a contemporaneous reference about HTTP that shows requests for different objects from different servers over parallel TCP connections. See, e.g., Ex. 1012, 108–09, Fig. 4-11. Thus, we determine that Petitioner has shown, by a preponderance of the evidence, that the subject matter of claim 3 would have been obvious over Leaning.” slip op. at 34

  Patent outcomesUS 11,991,234 mixed
  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 11,991,234
• Lenovo (United States), Inc. v. University Of RochesterSome claims unpatentable
  PTAB · Feb 2, 2026 · IPR2024-01225 · APJ Thu A Dang · IPR · Final written decision

  Claims 1 and 3–7 are unpatentable as obvious; claims 8–12 were not shown unpatentable because the asserted grounds did not establish asynchronous operation between domains.

  RulingsFinal written decision

  • Claim Construction › Intrinsic evidence (Phillips canons) › Specification disavowal / 'present invention' languageDisclaimer not foundDecided for petitioner

    “specification is the ‘single best guide to the meaning of a disputed term,’ . . . and ‘is, thus, the primary basis for construing the claims.’” Trs. of Columbia Univ. in City of New York v. Symantec Corp., 811 F.3d 1359, 1362 (Fed. Cir. 2016) (citations omitted). Although Patent Owner contends that the Specification disparages systems that impose significant restrictions on the possible choices of frequencies (PO Resp. 21), we find availing Petitioner’s contention that “[s]upport for Patent Owner’s construction is absent from the specification.” Pet. Reply 10. As Petitioner points out, Patent Owner’s claim construction “appears to be based on a single paragraph of the ’443 patent referring to preexisting ‘synchronization schemes [that] restrict the phase relationship and relative frequencies of the clocks.” Id. That is, the only reference by Patent Owner to the Specification is that the Specification states that “Some synchronization schemes restrict the . . . relative frequencies of the clocks, thereby eliminating the need for hardware arbitration [27]. Unfortunately, these schemes impose significant restrictions on the possible choices of frequences.” PO Resp. 26 (citing Ex. 1001, 6:32–36). We agree with Petitioner that such disclosure in the Specification “does not describe how these synchronization schemes ‘restrict the phase relationship and relative frequencies’ with any specificity.’” Pet. the Specification that some schemes impose restrictions on the possible choices of frequency is not a disparagement of any system that has limited choices of frequency or would preclude the claims from covering such prior art techniques. Instead, as Petitioner points out, the Specification of the ’443 patent states “[t]he preferred embodiment uses four domains […] so that domains may vary somewhat in size and still be covered by a single clock.” Id. (citing Ex. 1001, 5:57–59). As Dr. Baker testified in support of Petitioner’s contention, “the preferred embodiment of the ’443 patent relies on a single external master clock that distributes a signal to the local PLL of each domain.” See Ex. 1032 ¶ 9. Thus, although Patent Owner contends that clock signals generated based on a master clock cannot be interpreted to be generated independently of the clock signals generated for others of the plurality of domains (PO Resp. 49), we agree with Petitioner that such claim construction would “exclude[] the preferred embodiment of the ’443 patent,” which is disfavored. Pet. Reply 11. For the reasons discussed above, we conclude that “changeable independently” of the other domains does not require that the separate clocks in the plurality of domains be globally-asynchronous.” slip op. at 12

  • Novelty / Anticipation (§102) › Priority / effective filing date / continuation supportPriority date, deniedDecided for petitioner

    “As both parties recognize, (PO Resp. 5; Pet. Reply 12), “[actual] [r]eduction to practice in the United States requires that the invention be embodied in tangible form.” Scott v. Koyama, 281 F.3d 1243, 1247 (Fed. Cir. 2002). In particular, actual reduction to practice requires a showing of the invention in a physical or tangible form that shows every element. not sufficient. See Kimberly-Clark v. Johnson & Johnson, 745 F.2d 1437, 1445 (Fed. Cir. 1984). Here, Patent Owner does not provide any evidence showing every element of the claims in physical or tangible form, as required, but rather contends that the Specification refers to the Paper, wherein the Paper stated that simulation using a software, SimpleScalar, was performed. PO Resp. 16. We are persuaded by Petitioner’s contention that the SimpleScalar simulation was not an actual reduction to practice of the claimed invention. Pet. Reply 12. As Petitioner points out, claim 1, for example, is directed to a “microprocessor,” wherein “Patent Owner has presented no evidence and has not alleged that any physical microprocessor was ever produced or operated.” Id. at 13; see PO Resp. 15–17. And as Petitioner points out, “Patent Owner has produced no evidence of any physical prototype of the claimed microprocessor that could have validated the simulation.” Pet. Reply 13–14. We agree with Petitioner that, at most, such simulation “demonstrated feasibility for prototyping of a microprocessor,” but not a tangible form of the microprocessor itself as required for an actual reduction to practice. Id. at 14; see also Standard Mfg. Co. v. United States, 25 Cl. Ct. 1, 67 (1991) (“The feasibility of the optical alignment system may have been proven by the optical mock-up, but the optical mock-up was not a reduction to practice of the proposed MHU–145/M trailer.”).” slip op. at 36

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableNot shown unpatentableMixed

    “Here, we find that Petitioner has not met its burden to prove that one of ordinary skill in the art would have recognized that “the functional units of Georgiou operate asynchronously since they have different clocks.” Pet. 74 (citing Ex. 1002 ¶¶ 53–56, 211–219). Specifically, although Petitioner relies on Georgiou for teaching different clocks, Petitioner’s conclusory statement that such application would operate asynchronously requires gapfilling. Id. As Patent Owner points out, Georgiou discloses a clocking architecture in which “all domain clocks are derived from a shared master clock through predetermined rational dividers.” PO Resp. 49. Petitioner concedes during the oral hearing that, in systems such as Georgiou, each domain clock is set a fraction of a master clock, and thus, the various domain clocks are “possibly” synchronous with each other. Tr. 59:4–14 (JUDGE DANG: . . . would being fractions of the master, wouldn’t they be synchronized with each other? MR UHR: They may be, . . . the answer is possibly.”) Thus, we find Petitioner’s contention that a POSITA would have recognized that the functional units of Georgiou operate “asynchronously” lacks sufficient support in the record. We find the testimony of Dr. Baker insufficient to support Petitioner’s position. Ex. 1002 ¶¶ 53–56, 213, 215–219. In his declaration, Dr. Baker testified that he “provided several references . . . that explain operating domains asynchronous to one another while the domains operate synchronously.” Id. ¶¶ 215–219. However, although such references explain “globally asynchronous, local synchronous (GALS) systems” (id. ¶ 216), Dr. Baker does not explain why a POSITA “would have known that a functional unit of Georgiou also operates asynchronous with respect to at different frequencies.” Id. ¶ 217. Without evidentiary support, we are left with speculation and impermissible hindsight. See in Re Wagner, 379 F.2d 1011, 1017 (CCPA 1967). We decline to engage in speculation. See, e.g., In re Vaidyanathan, 381 F. App’x 985, 993 (Fed. Cir. 2010); In re Wallen, 565 F. App’x 867, 869 (Fed. Cir. 2014), both citing In re Zurko, 258 F.3d 1379, 1386 (Fed. Circ. 2001) ([T]he Board must point to some concrete evidence in the record in support of these findings.”). In sum, based on our review of the record, we find Petitioner’s showing is insufficient. Thus, based on the complete record presented, we determine that Petitioner has not persuasively shown that Georgiou teaches “operating the microprocessor such that each domain operates synchronously, while the domains operate asynchronously relative to one another,” as recited in claim 8.” slip op. at 28

  • BurdenMixed

    “of ordinary skill in the art would have recognized that “the functional units of Georgiou operate asynchronously since they have different clocks.” Pet. 74 (citing Ex. 1002 ¶¶ 53–56, 211–219). Specifically, although Petitioner relies on Georgiou for teaching different clocks, Petitioner’s conclusory statement that such application would operate asynchronously requires gapfilling. Id. As Patent Owner points out, Georgiou discloses a clocking architecture in which “all domain clocks are derived from a shared master clock through predetermined rational dividers.” PO Resp. 49. Petitioner concedes during the oral hearing that, in systems such as Georgiou, each domain clock is set a fraction of a master clock, and thus, the various domain clocks are “possibly” synchronous with each other. Tr. 59:4–14 (JUDGE DANG: . . . would being fractions of the master, wouldn’t they be synchronized with each other? MR UHR: They may be, . . . the answer is possibly.”) Thus, we find Petitioner’s contention that a POSITA would have recognized that the functional units of Georgiou operate “asynchronously” lacks sufficient support in the record. We find the testimony of Dr. Baker insufficient to support Petitioner’s position. Ex. 1002 ¶¶ 53–56, 213, 215–219. In his declaration, Dr. Baker testified that he “provided several references . . . that explain operating domains asynchronous to one another while the domains operate synchronously.” Id. ¶¶ 215–219. However, although such references explain “globally asynchronous, local synchronous (GALS) systems” (id. ¶ 216), Dr. Baker does not explain why a POSITA “would have known that a functional unit of Georgiou also operates asynchronous with respect to at different frequencies.” Id. ¶ 217. Without evidentiary support, we are left with speculation and impermissible hindsight. See in Re Wagner, 379 F.2d 1011, 1017 (CCPA 1967). We decline to engage in speculation. See, e.g., In re Vaidyanathan, 381 F. App’x 985, 993 (Fed. Cir. 2010); In re Wallen, 565 F. App’x 867, 869 (Fed. Cir. 2014), both citing In re Zurko, 258 F.3d 1379, 1386 (Fed. Circ. 2001) ([T]he Board must point to some concrete evidence in the record in support of these findings.”). In sum, based on our review of the record, we find Petitioner’s showing is insufficient. Thus, based on the complete record presented, we determine that Petitioner has not persuasively shown that Georgiou teaches “operating the microprocessor such that each domain operates synchronously, while the domains operate asynchronously relative to one another,” as recited in claim 8.” slip op. at 28

  Patent outcomesUS 7,089,443 mixed
  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,089,443

Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.