- Textron Specialized Vehicles, Inc. v. SZ Dji Technology Co. Ltd.Institution deniedPTAB · Jan 23, 2024 · IPR2023-01198 · APJ John R Kenny · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–17 were unpatentable over the asserted Takashi, Onishi, and Kim grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“information presented in the Petition shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (2018). For the reasons set forth below, upon considering the Petition, the Preliminary Response, and the evidence of record, we determine the information presented in the Petition does not establish a reasonable likelihood that Petitioner would prevail with respect to at least one of the challenged claims. Accordingly, we do not institute inter partes review. A. Related Matters The parties identify the following related district court litigation” slip op. at 2
- Skill levelSkill level petitioner adoptedOther
“degree in electrical engineering, computer engineering, or equivalent training or job experience, along with 1–2 years of experience in any of the fields of power electronics, motor control systems, and battery systems for electric motor applications. Pet. 8. Further, Petitioner asserts that additional education could compensate for less practical experience and vice versa. Id. Patent Owner has not challenged Petitioner’s definition for an ordinarily skilled artisan. See generally Prelim. Resp. At this stage, Petitioner’s 2 JP 1994253415 A (Ex. 1005). Certified Translation of which is Ex. 1004. All cites to Takashi are to its certified translation (Ex. 1004) unless otherwise noted. 3 JP201193653A (Ex. 1007). Certified Translation of which is Ex. 1006. All cites to Onishi are to its certified translation (Ex. 1006) unless otherwise noted. 4 US 8,330,419 B2 (Ex. 1008). definition appears consistent with the level of skill reflected in the Specification and in the asserted prior art references. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Thus, for purposes of this Decision, we adopt Petitioner’s definition.” slip op. at 6
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“B. Claim Construction The Petition and the Preliminary Response do not request that we expressly construe any claim term. Pet. 15; Prelim. Resp. 5–6. Further, on this record, we determine that no claim term requires an express construction for the purpose of determining whether to institute inter partes review. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng'g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 7
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable
“As mentioned, Petitioner argues that Takashi’s use of duty setting means to read pre-calculated command duties stored in memory discloses “calculating a compensation amount.” Pet. 19. Petitioner, however, does not explain why reading pre-calculated command duties stored in memory constitutes calculating command duties based on a present electrical parameter. Id. at 19–21. Dr. Zane similarly does not provide such an explanation. Ex. 1004 ¶¶ 64–69. The term “pre-calculated,” given its ordinary usage, indicates that the duty cycles have been calculated before they have been read from memory, which means they are not calculated based on a present electrical parameter. Thus, Petitioner has not sufficiently shown that reading pre-calculated command duties stored in memory constitutes calculating command duties based on a present electrical parameter.” slip op. at 10
Claim construction§ 102 anticipation§ 103 obviousnessPatents in suitUS 10,640,224 - PTAB · Jan 23, 2024 · IPR2023-01217 · APJ John R Kenny · IPR · Institution
The Board instituted IPR on all asserted grounds challenging claims 1–23, finding a reasonable likelihood of proving at least one challenged claim unpatentable.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“The Petition, to justify institution of review, must demonstrate a reasonable likelihood that Petitioner would prevail with respect to at least one challenged claim. See 35 U.S.C. § 314(a). After considering the Petition, the Preliminary Response, the Preliminary Reply, the Preliminary Sur-reply, and the evidence of record, we determine that the Petition has met this standard and institute inter partes review.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“degree in electrical engineering, computer engineering, or equivalent training or job experience, along with 1–2 years of experience in the field of GPS, location-based-services, and/or geofencing. Pet. 11. Further, Petitioner asserts that additional education could compensate for less practical experience and vice versa. Id. Patent Owner has not challenged Petitioner’s definition for an ordinarily skilled artisan. See generally Prelim. Resp. At this stage, Petitioner’s definition appears consistent with the level of skill reflected in the Specification and in the asserted prior art references. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Thus, for purposes of this Decision, we adopt Petitioner’s definition.” slip op. at 7
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“On this preliminary record, we determine that the term “vehicle restriction region” is not limited to regions that have an area where a vehicle is excluded from entry or warned upon transgression. The dispute between the parties regarding “vehicle restriction region” specifically concerns the meaning of the word “restriction,” in particular whether “restriction” requires the exclusion of vehicles from entry or a warning upon transgression. Pet. 18–37; Prelim. Resp. 5–24. The parties are not disputing whether the asserted prior art discloses vehicles or regions. Pet. 18–37; Prelim. Resp. 5– 24. The Specification teaches that the term “restriction” is not so limited. For example, the Specification discloses that the term “flight restriction zone” “may refer to any region in which it is possible to limit or affect operation of an aerial vehicle.” Ex. 1001, 4:8–11 (emphasis added). This disclosure does not require the exclusion of entry of an aerial vehicle or a warning upon transgression. Further, the Specification teaches that flight restriction strip 2104 in region 2100 in Figure 21 may permit flight of the UAV while other flight restriction strips may prevent flight of the UAV. Id. at 29:20–22. This disclosure further does not require the exclusion of entry of a vehicle or a warning upon transgression. To the contrary, the Specification describes the latter (an alert) as an optional addition, and, as described above, flight restriction strip 2104 can expressly permit flights. Id. at 29:26–31. In light of the Specification’s definition of a “flight restriction zone” as “any region in which it is possible to limit or affect operation of an aerial vehicle,” it would appear that the proper construction of “vehicle restriction zone” is “any region in which it is possible to limit or affect operation of a vehicle.” Ex. 1001, 4:8–11.” slip op. at 8
- Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted
“We determine that Petitioner has made a sufficient showing for the preamble of claim 1. First, on this preliminary record, we agree with Petitioner that Humphries’s geofenced area constitutes a vehicle restriction region because it is a region in which it is possible to limit or affect operation of a vehicle. Pet. 19. Humphries describes the geofenced regions as areas in which tracked objects are to be confined. Ex. 1004, 1:44–50.” slip op. at 11
Claim construction§ 102 anticipation§ 103 obviousnessPatents in suitUS 11,462,116 - Google LLC v. Mira Advanced Technology Systems, Inc.All claims unpatentablePTAB · Oct 20, 2023 · IPR2022-00742 · APJ Stacey G White · IPR · Final written decision
Claims 1–7 are unpatentable as obvious under § 103(a) over Dunton, Barchi, and Bedingfield.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“Here, Petitioner asserts that a person having ordinary skill in the art “in the technology field of the ’854 Patent had a bachelor’s degree in Computer Science, Computer Engineering, or Electrical Engineering, or an equivalent course of study, as well as 2 or more years of academic or industry experience in the field of wireless communication devices and location-based services.” Pet. 12 (citing Ex. 1003 ¶ 65). Patent Owner “generally agrees with Petitioner” as to the level of ordinary skill in the art and does not propose any changes to Petitioner’s definition. PO Resp. 8. Petitioner’s description is consistent with the prior art and patent specification currently before us. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (prior art itself may reflect an appropriate level of skill). For purposes of our Decision, we adopt Petitioner’s description.” slip op. at 11
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“B. Claim Construction In an inter partes review proceeding, a patent claim shall be construed using the same claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. § 282(b). 37 C.F.R. § 42.100(b) (as amended Oct. 11, 2018). Our rule adopts the same claim construction standard used by Article III federal courts, which follow Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc), and its progeny. Under this standard, the words of a claim are generally given their “ordinary and customary meaning,” which is the meaning the term would have to a person of ordinary skill at the time of the invention, in the context of the entire patent including the specification. See Phillips, 415 F.3d at 1312–13. Petitioner “interpret[s] all claim terms in accordance with their ordinary and customary meaning.” Pet. 12. Patent Owner has not put forth any arguments in its papers related to claim construction.13 See PO Resp. 2. We determine that no claim terms require express construction for purposes of this Decision. 13 At the oral hearing, Patent Owner’s counsel indicated that a formal claim construction would be useful, but he also stated that “it’s too late to do anything like claim construction.” Tr. 43:1–6, 34:8–12. Notwithstanding Patent Owner’s comments at the oral hearing, we find that the issues in the case are amenable to resolution without an express claim construction.” slip op. at 12
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundDecided for petitioner
“We do not agree with Patent Owner’s assertions. We find Petitioner’s rationale for the combination to be well supported. Petitioner points out that “Dunton itself states that ‘[t]echniques to improve management of [] tasks may result in more productivity and better time management’ and that ‘[a]ccordingly, there may be a need for such techniques in a device or network.’” Reply 17 (citing Ex. 1006 ¶ 1; Ex. 1003 ¶ 133) (alternations in original). Mr. Schmandt supports Petitioner’s arguments by opining that “[a person of ordinary skill in the art] looking to obtain additional information regarding where and when to perform tasks to improve management of tasks (as discussed in Dunton) would be motivated to look to references like Barchi that teach methods to obtain additional contact information using techniques like the reverse phone number lookup or use of other databases.” Ex. 1003 ¶ 135. Thus, we agree with Petitioner and find that Dunton provides a rationale for looking to the other cited references to provide techniques to improve task management. As such, we find Petitioner’s rationale for the combination to be persuasive and well supported.” slip op. at 33
Patent outcomesUS 10,594,854 unpatentableClaim construction§ 103 obviousnesscites PhillipsPatents in suitUS 10,594,854 - Box, Inc. And Dropbox, Inc. v. Topia Technology, Inc.Institution deniedPTAB · Aug 8, 2023 · IPR2023-00430 · APJ Neil T Powell · IPR · Institution
The Board denied institution on all challenged claims because neither asserted obviousness combination showed a reasonable likelihood of establishing the claims’ unpatentability.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“unless the information presented in the Petition and any response thereto shows “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Having considered the arguments and the associated evidence, we determine that Petitioner has not shown a reasonable likelihood that it will prevail in establishing the unpatentability of any of the challenged claims. Accordingly, we do not institute inter partes review.” slip op. at 2
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner believes that we presently need not construe any claim language expressly. Pet. 8. Patent Owner does not argue that we need to construe any claim language expressly. See generally Prelim. Resp; Prelim. Sur-Reply. Further, we do not see the need to expressly construe any claim language. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (“[O]nly those terms need be construed that are in controversy, and only to the extent necessary to resolve the controversy.”); Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (applying Vivid Techs. in the context of an inter partes review).” slip op. at 9
- Skill levelSkill level petitioner adoptedDecided for petitioner
“II. ANALYSIS A. LEVEL OF ORDINARY SKILL Petitioner contends: “[T]he claims’ earliest effective filing date is November 10, 2008. A POSA would have possessed a bachelor’s degree in computer science (or similar degree), and two years of work experience developing software, including at least some experience with storage, synchronization, and human-computer interaction technologies. (Balakrishnan, ¶¶15-21.)” Pet. 7–8. Patent Owner does not dispute Petitioner’s definition of a person of ordinary skill in the art. See generally Prelim. Resp; Prelim. Sur-Reply. We find Petitioner’s position consistent with the ’622 patent and the asserted prior art, and supported by Dr. Balakrishnan’s testimony (Ex. 1028 ¶¶15–21). Therefore, we adopt Petitioner’s definition of a person of ordinary skill in the art.” slip op. at 8
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“We do not find Petitioner’s “natural harmony” rationale sufficient reasoning to establish why a person of skill in the art would have modified Sigurdsson’s priority algorithm in view of Shappell’s and Rao’s teachings to meet the claims. Shappell and Rao teach that metadata is sent first and content or raw data is sent second. They do not teach assigning priorities to the files and their associated metadata and then comparing the priorities to determine which is greater. Petitioner contends that because the metadata is known to usually contain less data than a file and the updated version is newer, Sigurdsson’s priority algorithm would have been reconfigured to assign greater priority to the metadata and lower priority to the files. Pet. 27–28. Petitioner asserts that Sigurdsson motivates the modification because of the “natural harmony” of Sigurdsson’s algorithm to prioritizing metadata. Id. at 25–26. The Petition does not explain why (beyond hindsight) a person of ordinary skill in the art would have modified Sigurdsson to assign and compare priorities by reconfiguring Sigurdsson’s priority algorithm when it would have been simpler always to send the metadata first and content second, as taught in Shappell and Rao. The additional arguments for combining the references presented by Petitioner (Pet. 28–32) do not overcome the failure of the references to disclose this feature of the claims.” slip op. at 26
Claim construction§ 103 obviousnesscites PhillipsPatents in suitUS 11,003,622 - Box, Inc. / Dropbox, Inc. v. Topia Technology, Inc.Institution deniedPTAB · Aug 7, 2023 · IPR2023-00429 · APJ Thomas L Giannetti · IPR · Institution
The Board denied institution because the Petition did not show a reasonable likelihood of prevailing on any challenged claim under either asserted obviousness ground.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“review. See 35 U.S.C. § 314; 37 C.F.R. § 42.4(a). Under 35 U.S.C. § 314(a), we may not authorize an inter partes review unless the information in the petition and the preliminary response “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons stated below, we determine that Petitioner has not established a reasonable likelihood that it would prevail with respect to any claim challenged in the Petition. We, therefore, deny institution of inter partes review.” slip op. at 2
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › HindsightMotivation not foundNot shown unpatentableNot shown unpatentable
“We do not find Petitioner’s “natural harmony” rationale sufficient reasoning to support why a person of ordinary skill in the art would have modified Sigurdsson’s priority algorithm in view of Shappell’s and Rao’s teachings. Shappell and Rao teach that metadata is sent first and content or raw data is sent second. They do not teach assigning priorities to the files and their associated metadata and then comparing the priorities to determine which is greater. Petitioner contends that because the metadata is known to usually contain less data than a file and the updated version is newer, Sigurdsson’s priority algorithm would have been reconfigured to assign greater priority to the metadata and lower priority to the files. Pet. 23–24. Petitioner asserts that Sigurdsson motivates the modification because of the “natural harmony” of Sigurdsson’s algorithm to prioritizing metadata. Id. at 23. The Petition does not explain why (beyond hindsight) a person of ordinary skill in the art would have modified Sigurdsson to assign and compare priorities by reconfiguring Sigurdsson’s priority algorithm when it would have been simpler always to send the metadata first and content second, as taught in Shappell and Rao. The additional arguments for combining the references presented by Petitioner (Pet. 24–28) do not overcome the failure of the references to disclose this feature of the claims. b) Conclusion For the reasons given, we are not persuaded that Petitioner has demonstrated sufficiently that the “priority-related” limitations including limitations 1c and 1f are taught or suggested by Sigurdsson, Shappell, and Rao. We, therefore, determine that the Petition does not demonstrate a reasonable likelihood of prevailing on this obviousness challenge as to claim 1.” slip op. at 19
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“As discussed supra, in Section III.E, the priority-related claim limitations 1c and 1f require assignment of priority to the metadata and file and a comparison of the assigned priorities. Petitioner does not show a teaching in Brown of an assignment of priority to the metadata and file, or of a comparison of the assigned priorities, or use of a “priority assignment configuration” for assigning the priorities. Pet. 53. At most, Brown, as modified by Hesselink,4 discloses that metadata may be sent before sending files or portions of files. See id. None of the other references teaches that there is an assignment of priority to metadata or a comparison of the priorities of the metadata and files. As discussed, Brown as modified by Hesselink, at most, teaches that metadata may be transmitted before files or portions, and Shappell and Rao 4 Petitioner relies on Hesselink for disclosing the first client automatically transferring a copy of a file specifically “responsive to the user modifying a content” of the file, as recited in limitation 1b. Pet. 47 (emphasis omitted). teach that metadata is always sent before files. See discussion supra in Section III.E.1. As is discussed supra, even if the metadata is sent, or even “categorically” sent, before files are sent, that does not teach assignment of priorities or a comparison of metadata and file priorities as required by the claim limitations. Id. Nor has Petitioner sufficiently demonstrated that Shappell or Rao suggest assigning different priorities to metadata and files and comparing those priorities. As previously observed with respect to Sigurdsson, the Petition does not persuasively explain why a person of ordinary skill in the art would have modified Brown to assign and compare priorities when it would have been simpler always to send the metadata first and content second, as taught in Shappell and Rao. Accordingly, for the reasons given, we are not persuaded that Petitioner has demonstrated a reasonable likelihood of prevailing on its obviousness challenge to claim 1.” slip op. at 22
§ 103 obviousnesscites KSR · GrahamPatents in suitUS 10,289,607 - Ericsson Inc. v. Dali Wireless, Inc.InstitutedPTAB · May 17, 2023 · IPR2022-01570 · APJ John R Kenny · IPR · Institution
The Board instituted IPR on all asserted grounds for claims 1–20, finding a reasonable likelihood that at least one challenged claim would have been shown unpatentable as obvious.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“f. Summary In sum, Petitioner has demonstrated a reasonable likelihood of proving that claim 1 would have been obvious over Wu and Sabat ’426.10” slip op. at 21
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Institution denied fintivDenied
“Procedure for Discretionary Denials in AIA Post Grant Proceedings with Parallel District Court Litigation, available at https://www.uspto.gov/sites /default/files/documents/interim_proc_discretionary_denials_aia_parallel_ district_court_litigation_memo_20220621_.pdf (the “Interim Procedure”). The Interim Procedure explains that “[c]onsistent with Sotera Wireless, Inc., the PTAB will not discretionarily deny institution in view of parallel district court litigation where a petitioner presents a stipulation not to pursue in a parallel proceeding the same grounds or any grounds that could have reasonably been raised before the PTAB.” Interim Procedure 3 (internal footnote omitted) (citing Sotera Wireless, Inc. v. Masimo Corp., IPR2020- 01019, Paper 12 (PTAB Dec. 1, 2020) (precedential as to § II.A). The Interim Procedure explains that such a Sotera stipulation “mitigates concerns of potentially conflicting decisions and duplicative efforts between the district court and the PTAB . . . . [and] allows the PTAB to review grounds that the parallel district court litigation will not resolve.” Id. at 7–8. In this proceeding, Petitioner “adopts the identical stipulation from Sotera, namely, that if the IPR is instituted, Petitioner will not pursue in the District Court Litigation any ground raised or that could have been reasonably raised in an IPR for the challenged patent.” Pet. 72. Patent Owner does not dispute that Petitioner adopts the identical stipulation from Sotera. Prelim. Resp. 21–26. In its discussion of Fintiv, Patent Owner, in fact, does not address Petitioner’s stipulation. Id. In light of Petitioner’s stipulation, we decline to deny institution under Fintiv. Interim Procedure 3.” slip op. at 24
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundInstituted
“suggests having transceiver 260 (the operator hub) provide radio resources via CPRI. Pet. 35–36. Petitioner asserts that Wu discloses that digitized signals may be transmitted using the CPRI protocol. Id. Further, Petitioner argues that an ordinarily skilled artisan would have been motivated to modify Wu to provide radio resources via CPRI because digital signals are more robust, noise tolerant, and less susceptible to attenuation (allowing the signal to be transmitted over longer distances). Id. at 36. Petitioner asserts that CPRI and other open standards provide a flexible cheaper and more scalable modular environment. Id. According to Petitioner, digital circuitry and components are typically less expensive and more reliable. Id. Petitioner also argues that an ordinarily skilled artisan would have had a reasonable likelihood of success in modifying Wu. Id.” slip op. at 14
- Prior constructionPrior construction adoptedDecided for petitioner
“For this Decision, we adopt the constructions set forth in the ’1242 Institution Decision. In particular, for the reasons expressed in the ’1242 Institution Decision, we construe (i) “radio resources” to encompass RF carriers, CDMA codes, and TDMA time slots, including RF carriers, CDMA codes, and TDMA time slots that include underlying data that is transmitted; and (ii) limitation 1.2 as having the recited operator hub provide the plurality of radio resources to a radio access network using the CPRI protocol. ’1242 IPR Institution Decision 9–18. To the extent the parties in this proceeding disagree with either of these constructions, they need to set forth that disagreement in this proceeding and not merely reference arguments set 7 The initial institution decision in the ’1242 IPR (Ex. 2001) was subject to a remand by the Director. The initial institution decision and the institution decision in the ’1242 IPR after remand (i.e., the ’1242 IPR Institution Decision) set forth the same claim constructions and claim construction analysis. forth in papers in the ’1242 IPR. 37 C.F.R. § 42.6(a)(3); see also Consolidated Trial Practice Guide 35 (Nov. 2019)8.” slip op. at 8
Claim construction§ 103 obviousnessDiscretionary denialPatents in suitUS 11,026,232 - PTAB · May 17, 2023 · IPR2023-00147 · APJ Josiah C Cocks · IPR · Institution
The Board instituted inter partes review of claims 8–23 on all grounds in the Petition, finding a reasonable likelihood that Petitioner would prevail on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“At this preliminary stage, we determine whether the information presented shows a reasonable likelihood that Petitioner would prevail in establishing that at least one of the challenged claims would have been unpatentable over the proposed prior art. We analyze the asserted grounds with the above-noted principles in mind.” slip op. at 9
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner presents the following assessment as to the level of skill in the art: As Mr. Zatkovich explains, for purposes of the ’792 Patent, a POSITA[8] would have a bachelor’s degree in computer science, computer engineering, data science, electrical engineering, or a related study, and would have at least one or two years of experience with point-of-sale and payment processing systems, credit card and smartcard payment transactions, and industry practices and standards for processing purchase transactions and authenticating participants. 7 At this stage, neither party presents any objective indicia of non-obviousness. 8 Person of ordinary skill in the art. Pet. 15 (citing (Ex. 1002 ¶¶ 101–103); Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001)). For purposes of this Decision, we adopt Petitioner’s proposal as reasonable and consistent with the prior art. See Okajima 261 F.3d at 1355 (the prior art may reflect an appropriate level of skill in the art).” slip op. at 9
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner
“To the extent “transaction controller” is limiting, Petitioner contends the following: As Mr. Zatkovich explains a POSITA would have understood, based for example on his or her knowledge and based on reading feature explanations such as the above, “transaction controller” as used in claims 8-23 with reference to such description of feature would include: (1) a mobile communication device” and (2) a processor (corresponding to processing chip 210 in the disclosure), that comprises a data channel. Pet. 13. (citing Ex. 1002 ¶ 94).9 Petitioner further contends that “a POSITA would understand that [‘transaction controller’] means ‘a mobile user interface device and a processor that comprises a data channel being adapted to wirelessly communication transaction data between said processor and a third party terminal.” Id. (citing Ex. 1002 ¶¶ 90, 95). For purposes of this Decision, we adopt Petitioner’s proposal as to the meaning of “transaction controller.”” slip op. at 10
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction needed
“4. Remaining claim terms We conclude that, for purposes of deciding whether to institute an inter partes review, it is unnecessary to make explicit the meaning of any other claim term. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co. v. Matal, 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’” (quoting Vivid Techs, Inc. v. Am. Sci & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).” slip op. at 12
Claim constructioncites Phillips · KSR · GrahamPatents in suitUS 7,110,792 - PTAB · May 17, 2023 · IPR2023-00146 · APJ Josiah C Cocks · IPR · Institution
The Board instituted review of claims 1–7 and 24–31 on all petition grounds, finding a reasonable likelihood that Petitioner would prevail on at least one challenged claim.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Based on the record before us, and having not yet heard from Patent Owner, we determine that Petitioner, for purposes of instituting an inter partes review, has adequately accounted for all the features required by claims 1–7 and 24–31. See Pet. 27–73. III. CONCLUSION Petitioner has shown a reasonable likelihood that it would prevail with respect to at least one of the challenged claims.” slip op. at 18
- Skill levelSkill level petitioner adoptedDecided for petitioner
“As Mr. Zatkovich explains, for purposes of the ’792 Patent, a POSITA[7] would have a bachelor’s degree in computer science, computer engineering, data science, electrical engineering, or a related study, and would have at least one or two years of experience with point-of-sale and payment processing systems, credit card and smartcard payment transactions, and industry practices and standards for processing purchase transactions and authenticating participants. Pet. 15 (citing (Ex. 1002 ¶¶ 101–103); Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001)). For purposes of this Decision, we adopt Petitioner’s proposal as reasonable and consistent with the prior art. See Okajima, 261 F.3d at 1355 (the prior art may reflect an appropriate level of skill in the art).” slip op. at 10
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed petitioner constructionDecided for petitioner
“and 24. Petitioner contends that, to the extent “smartlink module” is limiting, a person of ordinary skill in the art would understand that it means “a device that includes (1) a processor, (2) a wireless data channel to wirelessly communicate transaction data between said processor and a third party terminal, and (3) a second data channel electronically coupled to a mobile communication device.” Pet. 12 (citing Ex. 1002 ¶¶ 69–70).8 Petitioner also contends that such meaning is consistent with the disclosure of the ’792 patent. Id. at 12–13. For purposes of this Decision, we adopt Petitioner’s proposal as to the meaning of “smartlink module.” Petition also contends that a person of ordinary skill in the art “would understand the ‘module’ [in dependent claims 2–7 and 25–31] to be referring to the ‘smartlink module’ [in their respective independent claims].” Pet. 13 (citing Ex. 1002 ¶¶ 68, 78). We also accept that understanding.” slip op. at 11
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“3. Remaining claim terms We conclude that, for purposes of deciding whether to institute an inter partes review, it is unnecessary to make explicit the meaning of any other claim term. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co. v. Matal, 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’” (quoting Vivid Techs, Inc. v. Am. Sci & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)).” slip op. at 12
Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 7,110,792 - PTAB · Mar 17, 2023 · IPR2022-01242 · APJ John R Kenny · IPR · Remand
On remand, the Board declined Fintiv denial and instituted review of claims 1–20 on all seven asserted obviousness grounds, finding a compelling challenge to claim 1 under Ground 1.
RulingsRemand decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“denial, and Fintiv Factor 1 is neutral. Collectively, the first five Fintiv Factors favor discretionary denial.” slip op. at 60
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“that Petitioner will prevail in its challenge to claim 1 under Ground 1. Thus, Petitioner has set forth a compelling, meritorious challenge that plainly leads to the conclusion that at least one claim is unpatentable (based on the current record).” slip op. at 74
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“that RF carriers, CDMA codes, TDMA time slots or other information defining and describing the way data is being transmitted do not include underlying data that is transmitted. In isolation, the phrase “not including underlying data that is being transmitted” could be subject to different interpretations. It could simply mean that data being transmitted by itself is not a radio resource, but the RF carrier transmitting the data could be a radio resource. Patent Owner makes clear, however, that this interpretation is not the intent of its construction by arguing that, under its construction, Hettstedt’s RF carriers are not radio resources because they have data modulated on them. Prelim. Resp. 24–27. Similarly, Patent Owner argues that Wu’s carriers are not radio resources because they have payload data encapsulated in them. Id. at 34; see also id. at 35. Patent Owner, however, cites nothing from the Specification that indicates RF carriers, CDMA codes, or TDMA time slots cease to be radio resources merely because data is modulated or encapsulated on them. Prelim. Resp. 12–18. Further, we see no such teaching in the Specification.” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation foundReasonable expectation foundInstituted
“Wellington’s teachings to Hettstedt’s system to obviate the need for a human user to perform the load balancing (i.e., improve the system by making it automatic) as a threshold-based trigger avoids the need for the system to wait for user inputs. Ex. 1003 ¶ 130. Further, an ordinarily skilled artisan would naturally use a threshold for the trigger as taught by Wellington because a threshold is readily programmable and machine executable. Id. In addition, an ordinarily skilled artisan would have been motivated to implement Wellington’s teaching to improve the adaptability of Hettstedt’s system. Id. A benefit of a threshold-based trigger is that it allows a system to fine-tune the load balancing by adjusting the threshold. Id. Further, there is no need to reprogram significant software when using a threshold-based trigger. Id.” slip op. at 72
Claim construction§ 103 obviousnessDiscretionary denialcites KSRPatents in suitUS 11,026,232 - Ericsson Inc. v. Dali Wireless Inc.InstitutedPTAB · Mar 9, 2023 · IPR2022-01345 · APJ Karl D Easthom · IPR · Institution
The Board instituted IPR on claims 1–22 because the petition showed a reasonable likelihood that claims were obvious over Wu, alone or with Cannon.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“review is under 35 U.S.C. § 314. See also 37 C.F.R. § 42.4(a) (2020). To institute an inter partes review, the information presented in the Petition must show “a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (2018). For the reasons set forth below, the information presented in the Petition establishes a reasonable likelihood that Petitioner will prevail with respect to at least one challenged claim. Accordingly, we institute an inter partes review of claims 1–22 of the ’343 patent.” slip op. at 2
- Skill levelSkill level patent owner adoptedDecided for patent owner
“The two proposals are materially similar. Nevertheless, Patent Owner’s proposed level of ordinary skill is more similar to the Board’s adopted level of skill (as proposed by a different petitioner) in the 1432-IPR See Ex. 2006 (1432-IPR institution decision). Determining the level of ordinary skill in the art involves various factors, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citation omitted). The prior art of record also reflects the level of ordinary skill in the art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). For purposes of this Institution Decision, we adopt the assessment offered by Patent Owner, modified to insert “about” in place of the open-ended “at least,” which provides no upper bound on the level of experience of one of ordinary skill in the art, as it is consistent with the ’338 patent and the asserted prior art. Even if we were to adopt Petitioner’s similar assessment, it would not alter our decision to institute.” slip op. at 8
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“(a) RF Carriers, CDMA Codes, and TDMA Time Slots We agree with the parties that “radio resources” encompass RF carriers, CDMA codes, and TDMA time slots. The specification identifies RF carriers, CDMA codes and TDMA time slots as examples of radio resources in several places. For example, a “key function is determining and/ or setting the appropriate amount of radio resources (such as RF carriers, CDMA codes or TOMA time slots) assigned to a particular DRU or group of DRUs to meet desired capacity and throughput objectives.” Ex. 1001, 12:5–10 (emphasis added). As another example, “the DAU Management Control module can adaptively modify the system configuration to begin to deploy, typically . . . slowly, additional radio resources (such as RF carriers, CDMA codes or TDMA time slots) for use by a particular DRU which need those radio resources within its coverage area. Id. at 12:59–64 (emphasis added); see also id. at 12:64–13:2 (describing “certain radio resources (such as RF carriers, CDMA codes or TDMA time slots)” (emphasis added)).” slip op. at 11
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached
“2. Other Terms At this stage, no need exists to construe any other claim terms expressly to resolve the parties’ disputes. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the 8 This is consistent with the construction of the same term in the related ’499 patent or other patents in district court. See Ex. 2013 (Markman Order, Del.), 8; Ex. 2015 (Markman Transcript, W.D. Tex.), 2–3). extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 14
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,006,343
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.