- Askeladden, L.L.C. v. Ohva, Inc.All claims unpatentablePTAB · Mar 10, 2025 · IPR2023-00921 · APJ Amee A Shah · IPR · Final written decision
Claims 1–4 are unpatentable as obvious: claim 1 over Cho, Aaron, and Carpenter; claim 2 over those references and de Geer; claim 3 over Cho and Aaron; and claim 4 over Cho, Aaron, and de …
RulingsFinal written decision- Disclosure Requirements (§112) › Written description (Ariad)Not entitled to earlier dateDecided for petitioner
“application are similar, as indicated by the redline comparison of two provided as Exhibit 1015. Critically, however, the “Summary of the Invention” sections are completely different. Id. at 2–4. The question is whether one of ordinary skill in the art would have understood with reasonable clarity, without the benefit of the Summary added for the ’286 patent/’674 application, that the ՚030 application describes a smart telephone that executes coded instructions to “convert the analog variable voltage audio signal received at the microphone port to the transaction data as digital data.”” slip op. at 43
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed board ownDecided for petitioner
“Here, although the ’286 patent distinguishes “account data” from “transaction data” in the embodiment of Figure 11, the “transaction data” is submitted by the user to perform a series of banking transactions after manually entering a PIN code, whereas the “account data” is stored on the server, and the token information is accepted from the smart card’s 1001, 10:12–18, 10:30–35, 10:40–42, 11:21–22, 11:65–12:4, 12:22–36. Thus, the claimed “transaction data” that is “accepted . . . from an output interface of a transaction card” and “accepted . . . from a transaction card at an input interface of the card reader,” as recited in independent claims 1 and 3, comprises data stored on and read from a card, such as an ID number, password, authentication information, or session information, that can be used to facilitate a transaction. The evidence indicates that the claimed “transaction data” is distinct from the “transaction data B1-Bn” described in connection with the Figure 11 embodiment.” slip op. at 24
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableUnpatentable
“As discussed above in Section II.C, we construe the term “transaction data” as encompassing any data involved in a transaction, including account data. Again, we emphasize that claim 1 requires that the transaction data is accepted by the card reader from an output interface of the transaction card. Cho provides that card reader 230 reads a digital signal that includes account information of card 130 whereby the account information “may include at least one of an account number, a card expiration data, etc.” Ex. 1005, 5:54–58. We further agree with Petitioner that to the extent “transaction data” is for the purpose of conducting banking transactions, Cho’s account data of a credit card number and expiration date can perform that purpose. Patent Owner’s arguments that the transaction data cannot be “static” and that claim 1 requires “processing actual transaction-specific data” are not commensurate with the scope of the claim 1. The claim does not recite any limitations that the transaction data be dynamic or “not static,” nor does it recite any processing of the transaction data outside of using it to “facilitate transactions.” Petitioner has shown that Cho teaches the claimed transaction data.” slip op. at 55
Patent outcomesUS 9,679,286 unpatentableClaim construction§ 103 obviousness§ 112 disclosurecites KSR · GrahamPatents in suitUS 9,679,286 - PTAB · Feb 25, 2025 · IPR2024-01296 · APJ Amee A Shah · IPR · Institution
The Board instituted IPR of claims 1–46 on all petitioned grounds, finding a reasonable likelihood that at least one challenged claim would have been obvious.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied
“On balance, we determine that Fintiv factors 1–5 do not favor discretionary denial of institution. In particular, we determine that factors 1 and 5 are neutral, factors 2 and 3 weigh against denial, and factor 4 is of institution, does not outweigh factors 1–3 and 5. As a result, we need not and, therefore, do not decide whether Petitioner presents a compelling unpatentability challenge. See CommScope Techs. LLC v. Dali Wireless, Inc., IPR2022-01242, Paper 23 at 4–5 (PTAB Feb. 27, 2023) (decision on Director review) (precedential) (“[I]n circumstances where the Board determines that the other Fintiv factors 1–5 do not favor discretionary denial, the Board shall decline to discretionarily deny under Fintiv without reaching the compelling merits analysis.”). 7. Fintiv Determination The balance of all Fintiv factors do not favor the exercise of our discretionary powers to deny institution. Therefore, we determine that discretionary denial is not appropriate in this case.” slip op. at 20
- Parallel petitionsDenied
“B. 35 U.S.C. § 314(A) – PARALLEL PETITION The Petition seeks inter partes review of the same claims of the ’380 patent that Petitioner previously requested review of in IPR2024-00953. Pet. 1. Patent Owner argues that the Petition should be discretionarily denied under § 314(a) for failure to show good cause for a second petition. Prelim. Resp. 67–73. The Board denied institution in IPR2024-00953, exercising discretion under § 314(a) based on the existence of the petition in this proceeding. IPR2024-00953, Paper 18. We thus decline to deny institution based on a parallel petition.” slip op. at 21
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDenied
“However, we find that Fang is not cumulative of the art considered by the Examiner in prosecution. Further, Patent Owner does not direct attention to, and we do not see, how or where the Examiner considered Khalil for teaching removing the air line for directly connecting the external pump to connecting a pump housing to a diaphragm housing” (POPR 50), the Examiner specifically found that Khalil did not teach the diaphragm housing being fixed to a recessed surface of the pump housing (Ex. 1002, 24), for which Petitioner relies on Fang (Pet. 37). And we note that Petitioner relies on Fang for the element the Examiner found was not taught by the prior art, including Khalil. Ex. 1002, 24; Pet. 37. Accordingly, we determine that discretionary denial is not warranted because the asserted combinations, all of which include Fang, were not previously presented to the Office. Because we determine that part one of the framework is not satisfied, we need not, and therefore do not, turn to part two of the analysis, which concerns whether Petitioner demonstrates that the Office erred in a manner material to the patentability of the challenged claims. 5. Conclusion Regarding Discretionary Denial under § 325(d) The Advanced Bionics framework “reflects a commitment to defer to previous Office evaluations of the evidence of record unless material error is shown.” Advanced Bionics, IPR2019-01469, Paper 6 at 9. Under the present circumstances, we determine that the same or substantially the same prior art combinations or arguments were not previously presented to the Office. Accordingly, we decline to exercise our discretion to deny institution under § 325(d).” slip op. at 27
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“IV. CONCLUSION For the foregoing reasons, we determine that Petitioner demonstrates a reasonable likelihood of prevailing with respect to at least one of the claims challenged in the Petition. Accordingly, inter partes review of the ’380 patent shall proceed in this case on all of the grounds raised in the Petition. See SAS, 138 S. Ct. at 1359–60; PGS Geophysical AS v. Iancu, 891 F.3d 1354, 1360 (Fed. Cir. 2018).” slip op. at 65
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 11,413,380 - Lifecore Fitness, LLC D/B/A Assault Fitness v. Woodway USA, Inc.Some claims unpatentablePTAB · Oct 24, 2024 · IPR2023-00849 · APJ Amee A Shah · IPR · Final written decision
Claims 1, 4, 7–12, 14, 17, and 21–25 are unpatentable as obvious; claims 18, 20, 26, and 27 were not shown unpatentable.
RulingsFinal written decision- Prior constructionPrior construction adoptedOther
“1. “safety device” For the ’745 patent, the District Court construed “safety device” as “a” slip op. at 20
- Skill levelOther
“B. LEVEL OF ORDINARY SKILL IN THE ART In determining the level of ordinary skill in the art, various non-” slip op. at 17
- Obviousness (§103) › Objective indicia / secondary considerationsObjective indicia no nexusNot shown unpatentable
“5. Objective Indicia of Nonobviousness a) Legal Standards Objective evidence of non-obviousness “may often be the most probative and cogent evidence in the record” and “may often establish that an invention appearing to have been obvious in light of the prior art was not.” Transocean, 699 F.3d at 1349. Thus, notwithstanding what the teachings of the prior art would have suggested to one skilled in the art, objective evidence of nonobviousness (or “secondary considerations”) may lead to a conclusion that the challenged claims would not have been obvious. In re Piasecki, 745 F.2d 1468, 1471–72 (Fed. Cir. 1984). Thus, our obviousness analysis includes consideration and weighing of Patent Owner’s indicia of nonobviousness.” slip op. at 72
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)UnpatentableNot shown unpatentableMixed
“cited by Petitioner, we find that on this record, Petitioner has demonstrated by a preponderance of evidence obviousness of claims 1, 4, 7–12, 14, 17, and 21–25 but has not demonstrated by a preponderance of evidence obviousness of claims 18 and 20 based on Socwell, Magid, and Sclater.” slip op. at 82
Patent outcomesUS 10,799,745 mixedClaim construction§ 103 obviousnesscites KSR · GrahamPatents in suitUS 10,799,745 - Lifecore Fitness, LLC D/B/A Assault Fitness v. Woodway USA, Inc.Some claims unpatentablePTAB · Oct 22, 2024 · IPR2023-00843 · APJ Meredith C Petravick · IPR · Final written decision
Claims 30–34, 37–39, 41, 45–49, 57, and 59 are unpatentable under § 103 over Chickering, Magid, and Sclater; the remaining challenged claims were not shown unpatentable.
RulingsFinal written decision- Skill levelSkill level board ownDecided for patent owner
“We do not adopt Patent Owner’s definition of the level of ordinary skill in the art because it is overly broad. During oral argument, Patent Owner clarified that its proposed level of ordinary skill includes a person with a mechanical engineering degree and no experience in the treadmill industry. See, e.g., Tr. 73:1–6. A POSA should have some knowledge related to treadmills as the ’884 patent and the prior art all relate to the field of treadmills. See generally Exs. 1001, 1009–1013; See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Both Petitioner and Patent Owner’s definitions encompass a person who has at least a degree in mechanical engineering degree. Pet. 5; PO Resp. 3–4. Petitioner’s definition additionally requires knowledge of exercise biomechanics, including anthropometry, and Patent Owner’s additionally requires knowledge of design, construction, testing, and operation of manual treadmills. Patent Owner argues that “any definition that requires a POSA to be a degreed engineer with ‘a demonstrated understanding of exercise biomechanics, including anthropometry’. . . — would necessarily exclude certain named inventions.” PO Sur-reply 2–3. We agree with Patent Owner that that experience and knowledge of treadmills is require, but the knowledge of exercise biomechanics is not. Ex. 2018 ¶ 70. Accordingly, we determine that a POSA would have a Bachelor’s of Science degree in mechanical engineering and at least one year of experience in the treadmill industry, including experience and knowledge of the design, construction, testing, and operation of manual treadmills overall.” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“1. “substantially prevent” The District Court construed “substantially prevent” as “restricts rotation to allow for only one rotational direction of movement.” Ex. 1033, 16. In this proceeding, we need not construe this claim term as there is no related dispute. 2. “safety device” For the ’884 patent, the District Court construed “safety device” as “a device that includes the elements recited [in the claims] and restricts rotation to allow for only one rotational direction of movement.” Ex. 1033, 23. Both parties indicate that we should adopt the District Court’s construction. PO Resp. 5; Pet. Reply 2. We, thus, construe “safety device” as “a device that includes the elements recited [in the claims] and restricts rotation to allow for only one rotational direction of movement We need not construe explicitly any other claim terms to reach our” slip op. at 13
- Prior constructionPrior construction adoptedDecided for patent owner
“2. “safety device” For the ’884 patent, the District Court construed “safety device” as “a device that includes the elements recited [in the claims] and restricts rotation to allow for only one rotational direction of movement.” Ex. 1033, 23. Both parties indicate that we should adopt the District Court’s construction. PO Resp. 5; Pet. Reply 2. We, thus, construe “safety device” as “a device that includes the elements recited [in the claims] and restricts rotation to allow for only one rotational direction of movement We need not construe explicitly any other claim terms to reach our” slip op. at 14
- Expert testimonyPatent owner expert discountedDecided for petitioner
“We find Patent Owner’s arguments and the testimony of Dr. Blair to be unpersuasive, because we do not agree that the claimed running surface is required to be a surface with which a runner’s feet are intended to make contact when using a treadmill. Dr. Blair testifies that “[a] POSA would understand a treadmill’s ‘running surface’ to be a surface that a runner’s feet would typically make contact when the user is running on the treadmill during normal use” and that, because a runner’s feet is not intended to contact the belt at the area where the forward rollers meet the rearward rollers, that area is not part of the running surface. Ex. 2018 ¶¶ 90–92. Dr. Blair’s testimony, however, contains no sufficient explanation to support his conclusion of what a POSA would understand by the term “running surface.” See id. ¶ 90. Further, Dr. Blair’s testimony is inconsistent with the language of claim 30. Claim 30 recites: “the running belt comprises a curved running surface.” Ex. 1001, 35:58–59. The language of claim 30 does not require the running belt’s running surface to only be portions that the runner typically or is intended to run upon. Dr. Blair’s testimony is also inconsistent with the ’884 patent which does not describe the running surface as being limited to the surface that a runner’s feet would typically make contact when the user is running on the treadmill during normal use. See generally id. The ’884 patent describes numerous examples of continuous running surfaces with a wide variety of” slip op. at 37
Patent outcomesUS 10,561,884 mixedClaim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,561,884 - Lifecore Fitness, LLC D/B/A Assault Fitness v. Woodway USA, Inc.Some claims unpatentablePTAB · Oct 22, 2024 · IPR2023-00836 · APJ Meredith C Petravick · IPR · Final written decision
Claims 1–12, 14, and 18 are unpatentable over the stated obviousness grounds; claims 15 and 25 were not shown unpatentable.
RulingsFinal written decision- Skill levelSkill level patent owner adoptedDecided for patent owner
“skill in the art because it is overly broad. During oral argument, Patent Owner clarified that its proposed level of ordinary skill includes a person with a mechanical engineering degree and no experience in the treadmill industry. See, e.g., Tr. 73:1–6. A POSA should have some knowledge related to treadmills as the ’580 patent and the prior art all relate to the field of treadmills. See generally Exs. 1001, 1009–1013; See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Both Petitioner and Patent Owner’s definitions encompass a person who has at least a degree in mechanical engineering degree. Pet. 5; PO Resp. 3–4. Petitioner’s definition additionally requires knowledge of exercise biomechanics, including anthropometry, and Patent Owner’s additionally requires knowledge of design, construction, testing, and operation of manual treadmills. Patent Owner argues that “any definition that requires a POSA to be a degreed engineer with ‘a demonstrated understanding of exercise biomechanics, including anthropometry’. . . — would necessarily exclude certain named inventions.” PO Sur-reply 2–3. We agree with Patent Owner that that experience and knowledge of treadmills is require, but the knowledge of exercise biomechanics is not. Ex. 2018 ¶ 70. Accordingly, we determine that a POSA would have a Bachelor’s of Science degree in mechanical engineering and at least one year of experience in the treadmill industry, including experience and knowledge of the design, construction, testing, and operation of manual treadmills overall.” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“1. “substantially prevent” The District Court construed “substantially prevent” as “restricts rotation to allow for only one rotational direction of movement.” Ex. 1033, 16. In this proceeding, we need not construe this claim term as there is no related dispute. 2. “safety device” For the ’580 patent, the District Court construed “safety device” as a means-plus-function claim limitation with corresponding structure being “a operated pin system, or a band brake system with a lever.” Ex. 1033, 17–22. Both parties agree that we should adopt the District Court’s construction. PO Resp. 5; Pet. Reply 2. We, thus, construe “safety device” to encompass “a one-way bearing assembly, a cam locking system, a taper lock, a user operated pin system, or a band brake system with a lever” and equivalents.” slip op. at 13
- Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)Term construed patent owner constructionDecided for patent owner
“Both parties agree that we should adopt the District Court’s construction. PO Resp. 5; Pet. Reply 2. We, thus, construe “safety device” to encompass “a one-way bearing assembly, a cam locking system, a taper lock, a user operated pin system, or a band brake system with a lever” and equivalents.” slip op. at 14
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › Teaching awayTeaching away not foundMotivation foundDecided for petitioner
“A reference may be said to teach away when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994). We are not persuaded by Patent Owner that either of Chickering or Magid teaches away from the combination proposed in the Petition — modifying Chickering’s single-belt embodiment to include Magid’s unidirectional control mean 6, 6’ (Pet. 41). Patent Owner points to differences between Chickering and Magid, but we are not persuaded that those differences – number of belts, use as a therapeutic device as opposed to a recreational exercise device, use of handles – would discourage a POSA from making the proposed combination. Ex. 1036 ¶¶ 57–59. slip op. at 28
Patent outcomesUS 9,039,580 mixedClaim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 9,039,580 - PTAB · May 17, 2024 · IPR2024-00083 · APJ Meredith C Petravick · IPR · Institution
The Board instituted IPR on claims 1–4, 6–13, 15, and 16 under all asserted §103 grounds, finding a reasonable likelihood that claim 1 is unpatentable over Socwell, Magid, and Sclater.
RulingsInstitution decision- PTAB / AIA Trials › Real party in interest / privityRpi dispute resolved for petitionerDecided for petitioner
“be considered only if . . . the petition identified all real parties in interest.” Under our precedent, the Board may, under 35 U.S.C. § 312(a), accept updated mandatory notices as long as the petition would not have been timebarred under 35 U.S.C. § 315(b) if it had included the real party in interest. Proppant Express Investments, Paper 86, 7. see also Wi-Fi One, LLC v. Broadcom Corp., 878 F.3d 1364, 1374 n.9 (Fed. Cir. 2018) (en banc) (“For § 312(a)(2), the Director can, and does, allow the petitioner to add a real party in interest.”). To determine whether to accept Petitioner’s updated mandatory notices, we look to “whether there have been (1) attempts to circumvent the § 315 bar or estoppel rules, (2) bad faith by the petitioner, (3) prejudice to the patent owner caused by the delay, or (4) gamesmanship by the petitioner.” Proppant Express, Paper 86, 6.” slip op. at 10
- PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Decided for petitioner
“an Interim Procedure for Discretionary Denials in AIA Post-Grant Proceedings with Parallel District Court Litigation (“Director’s Memo”)5 to clarify “the [Board’s] current application of Fintiv to discretionary institutions where there is parallel litigation” and to “confirm[ ] that the precedential import of Fintiv is limited to facts of that case.” Director’s Memo 2. The Director’s Memorandum explains that, “[c]onsistent with Sotera Wireless, Inc., the PTAB will not discretionarily deny institution in view of parallel district court litigation where a petitioner presents a stipulation not to pursue in a parallel proceeding the same grounds or any grounds that could have reasonably been raised before the PTAB.” Id. at 3 (footnote omitted) (citing Sotera Wireless, Inc. v. Masimo Corp., IPR2020-” slip op. at 18
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner
“the following two-part framework: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of [the] first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019-01469, Paper 6, 8 (PTAB Feb. 13, 2020) (precedential). The Becton, Dickinson factors provide useful insight into how to apply the framework under 35 U.S.C. § 325(d). Id. at 9 (referencing Becton, Dickinson & Co. v. B. Braun Melsungen AG, IPR2017-01586, Paper 8, 17– 18 (PTAB Dec. 15, 2017) (precedential as to § III.C.5, first paragraph) (“Becton”)). Under the first part of the Advanced Bionics framework, we consider “whether the same or substantially the same art previously was presented to previously were presented to the Office.” Id. at 8. We evaluate Becton, Dickinson factors (a), (b), and (d) to determine whether Petitioner has demonstrated material error. Id. at 10. Those factors are: (a) the similarities and material differences between the asserted art and the prior art involved during examination; (b) the cumulative nature of the asserted art and the prior art evaluated during examination; and (d) the extent of the overlap between the arguments made during examination and the manner in which Petitioner relies on the prior art or Patent Owner distinguishes the prior art. Becton, Paper 8, 17–18. Previously presented art includes art made of record by the Examiner, and art provided to the Office by an applicant, such as on an Information Disclosure Statement (“IDS”), in the prosecution history of the challenged patent. Id. at 7–8.” slip op. at 20
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)InstitutedInstituted
“Petitioner argues: “It would have been obvious to a POSA to combine Socwell’s treadmill with Magid’s control means to permit only unidirectional movement of the running belt to reduce the risk of a user stepping onto the running belt of the treadmill and losing their balance when the belt moves in the forward direction.” Pet. 24 (citing Ex.1003 ¶ 137); see also Pet. 20–26 (explaining that it was known that injury could occur if a treadmill belt moved in an unexpected direction (citing Ex. 1011, 1:32–67, 2:45–48; Ex. 1013, 1:30–37; Ex. 1019, 3–4; Ex. 1020, 8; Ex. 1003 ¶¶ 71–73, 131–137). Petitioner asserts that Sclater teaches a sprag-type one-way bearing assembly that has an outer race (i.e., first element) that substantially surrounds an inner race (i.e., second element), with a plurality of sprags and rolling elements between the inner race and outer race. Pet. 42–43 (citing Ex. 1017, 312). The sprags act as wedges so that torque is transmitted from one race to another in one direction but not the other direction. Ex. 1017, 312, 318; Ex. 1003 ¶¶ 171–175. Petitioner argues: “A POSA would have been motivated to substitute Sclater’s one-way sprag-type bearing assembly for Magid’s ratchet-and-pawl one-way clutch mechanism to obtain predictable results, e.g., reduced noise and improved durability, while maintaining the backstopping functionality and resultant safety benefits of Magid.” Pet. 26 (citing Ex. 1003 ¶ 141); see also Pet. 27–33 (explaining that ratchet-and-pawl mechanism was known to be noisy and less durable (citing Ex. 1003 ¶¶ 142– 151; Ex. 1017, 303, 316, 320; Ex. 1018, 38–43, 52–53)). and evidence sufficiently disclose limitations 1(f)–(g). d) Conclusion as to claim 1 After considering Petitioner’s evidence and analysis based on the” slip op. at 36
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 11,465,005 - Entain Corporate Services Ltd. / Betmgm, LLC et al. v. Beteiro, LLCNo claims unpatentablePTAB · May 6, 2024 · IPR2023-00094 · APJ Neil T Powell · IPR · Final written decision
Petitioner failed to prove claims 1–22 and 24–40 unpatentable; the obviousness grounds fail to show the claimed communication-link initiation and location information in a bet message.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“The ՚266 patent only uses the terms “initiates” and “initiate” in the Abstract and the claims. The Abstract discloses that “the computer initiates a communication link with, and transmits the notification message to,” a communication device. Ex. 1001, code (57). In describing the methods depicted in Figures 9 and 10, the ՚266 patent provides that after detecting a posting for which the user would like to be notified, in step 904 gaming facility computer 30 generates a user notification message and transmits that message to user communication device 20, in real-time or otherwise, as a pager, beeper, pre-recorded, instant, facsimile, and/or email message and/or a telephone call. Ex. 1001, 57:29–35, 58:62–59:15. A general dictionary definition of “initiate” is “to cause or facilitate the beginning of: set going.” Merriam-Webster On-line Dictionary, available at https://www.merriam-webster.com/dictionary/initiate (last visited April 3, 2024). Thus, after evaluating the Parties’ claim construction arguments regarding the term, we agree with Patent Owner and construe the term causing or facilitating the beginning of a communication link.” slip op. at 14
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends a person of ordinary skill in the art would have had “a Bachelor of Science Degree in Electrical Engineering or Computer Engineering or equivalent, and at least two years of experience in the design and development of video game-related hardware and software.” Pet. 4 (citing Ex. 1003 ¶¶ 43–44). Patent Owner, as noted above, did not file a Preliminary Response in this proceeding and, therefore, has not contested Petitioner’s proposed definition. For purposes of this Decision, we find that the ’266 patent and the cited prior art references reflect the appropriate level of skill at the time of the claimed invention and that the level of appropriate skill reflected in these references and in the ’266 patent is consistent with the level of skill proposed by Petitioner. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Accordingly, we adopt Petitioner’s proposed definition for a person of ordinary skill in the art.” slip op. at 12
- Expert testimonyPetitioner expert discountedDecided for patent owner
“Although Mr. Kitchen testified that it was old and well known as the time of the ՚266 patent to initiate a communication link and that there would have been a reasonable expectation of success to configure Garahi’s system to do so, Mr. Kitchen does not explain why one of ordinary skill in the art would have been motivated to or would have benefited from such a modification of Garahi’s system. Mr. Kitchen testifies that “[h]aving the TPSMS establish the communication link would have been obvious because doing so would allow the sending of wagering information to a user.” Ex. 1003 ¶ 139. Yet, Garahi’s system already allows for the sending of wagering information to the user in posting the generated notification message to a “Message Board.” Ex. 1004 ¶¶ 89, 107, 110. The existence of a new message is indicated by a display icon 318 next to the option “Message Board” in an interface 300 having multiple options. Ex. 1004 ¶¶ 89, 107, 110, Figs. 3, 12, 13. In order to receive the message, the user must first access the Message Board by selecting the related option, after which the information is displayed to the user. Id. That it was well-known in the art to have initiated a communication link does not explain how or why a skilled artisan would have modified Garahi’s system that notifies a user of wagering information by posting on a message board to notify a user by initiating a communication to the user. Simply because a skilled artisan could have modified Garahi’s system to incorporate initiating the communication link does not explain why they would have had reason to do so. See In re NuVasive, 842 F.3d 1376, 1382 (Fed. Cir. 2016); Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015). posting or transmitting race information to the user’s Message Board, alone or in combination with the well-known technique of initiating a communication link, would have made it obvious to have the claimed computer initiate a communication link with a first communication device in response to generating the notification message.” slip op. at 28
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“Although Mr. Kitchen testified that it was old and well known as the time of the ՚266 patent to initiate a communication link and that there would have been a reasonable expectation of success to configure Garahi’s system to do so, Mr. Kitchen does not explain why one of ordinary skill in the art would have been motivated to or would have benefited from such a modification of Garahi’s system. Mr. Kitchen testifies that “[h]aving the TPSMS establish the communication link would have been obvious because doing so would allow the sending of wagering information to a user.” Ex. 1003 ¶ 139. Yet, Garahi’s system already allows for the sending of wagering information to the user in posting the generated notification message to a “Message Board.” Ex. 1004 ¶¶ 89, 107, 110. The existence of a new message is indicated by a display icon 318 next to the option “Message Board” in an interface 300 having multiple options. Ex. 1004 ¶¶ 89, 107, 110, Figs. 3, 12, 13. In order to receive the message, the user must first access the Message Board by selecting the related option, after which the information is displayed to the user. Id. That it was well-known in the art to have initiated a communication link does not explain how or why a skilled artisan would have modified Garahi’s system that notifies a user of wagering information by posting on a message board to notify a user by initiating a communication to the user. Simply because a skilled artisan could have modified Garahi’s system to incorporate initiating the communication link does not explain why they would have had reason to do so. See In re NuVasive, 842 F.3d 1376, 1382 (Fed. Cir. 2016); Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015). posting or transmitting race information to the user’s Message Board, alone or in combination with the well-known technique of initiating a communication link, would have made it obvious to have the claimed computer initiate a communication link with a first communication device in response to generating the notification message.” slip op. at 28
Patent outcomesUS 10,147,266 not shown unpatentableClaim construction§ 103 obviousnesscites PhillipsPatents in suitUS 10,147,266 - Entain Corporate Services Ltd. / Betmgm, LLC et al. v. Beteiro, LLCNo claims unpatentablePTAB · May 6, 2024 · IPR2023-00093 · APJ Neil T Powell · IPR · Final written decision
The Board held claims 1–20 not unpatentable because Petitioner did not show that the asserted combinations rendered the claims obvious, including the required location information in a bet message.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art at the time of the invention (“POSITA,” “PHOSITA,” or “skilled artisan”) “would be a person having a Bachelor of Science Degree in Electrical Engineering or Computer Engineering or equivalent, and at least two years of experience in the design and development of video game-related hardware and software.” Pet. 4 (citing Ex. 1003 ¶ 45). Patent Owner does not dispute Petitioner’s definition of the person of ordinary skill in the art. See PO Resp. We find that the ’341 patent and the cited prior art references reflect the appropriate level of skill at the time of the claimed invention and that the level of appropriate skill reflected in these references and in the ’341 patent is consistent with the level of skill proposed by Petitioner. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Accordingly, we adopt Petitioner’s proposed definition for a person of ordinary skill in the art, which is consistent with the definition we adopted in our Decision to Institute. See Inst. Dec. 12–13.” slip op. at 14
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“37 C.F.R. § 42.100(b). In applying this standard, we generally give claim terms their ordinary and customary meaning as would be understood by a person of ordinary skill in the art at the time of the invention and in the context of the entire patent disclosure. See id.; Phillips v. AWH Corp., 415 F.3d 1303, 1312–14 (Fed. Cir. 2005) (en banc). The Parties construe certain claim language. Pet. 5–7; PO Resp. 14–18; Pet. Reply 1–5. In this proceeding, resolving the Parties’ patentability dispute does not require construing any claim language. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., Matal, 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 15
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable
“Petitioner contends it would have been obvious to include McNutt’s location data “with” Garahi’s bet message, i.e., wagering data comprising the type and desired amount of wager. Pet. 30. However, Petitioner has not explained why a skilled artisan would modify Garahi’s bet message to include the location data of McNutt. Petitioner contends that a skilled artisan would do so “to be able to discern the legality of a placed bet as McNutt discloses if a user of Garahi’s system moves to a wager-prohibitive location, e.g., the state of Oklahoma.” Pet. Reply 14 (citing Pet. 29–30; Ex. 1003 ¶¶ 154–156; Ex. 1005 ¶¶ 111, 114). We agree with Patent Owner that Petitioner fails to persuasively identify any “deficiency in Garahi which McNutt purportedly solves, inasmuch as Garahi already discloses obtaining” and using the location of the user to discern the legality of a placed bet at the user’s location. PO Resp. 40; Ex. 1004 ¶ 50. Petitioner has not provided any further benefit to add location information into Garahi’s bet message having wagering data. Further, Petitioner has not shown a reason outside of hindsight. The ՚341 patent specifically provides that transmitting “information regarding the position or location of the first device or second device” is for “determin[ing] if the bet is allowed or disallowed using position or location information of the first device or the second device.” Ex. 1001 code (57); see also id. at 6:59–66, 16:22–31, 80:10–81:4, Fig. 20A (discussing process for determining whether the bet is allowed based on the user’s location). To the extent that Garahi teaches transmitting a message with wagering data, and McNutt teaches location information may be obtained “when the user initiates the wager,” Petitioner has shown no persuasive reason why a person of ordinary skill in the art would have had reason to include the location information of McNutt with the wagering data of Garahi in a single bet message, as required by claim 1. Thus, the preponderance of evidence does not show that the prior art would have made it obvious to have the bet message comprise the location information.” slip op. at 30
Patent outcomesUS 10,043,341 not shown unpatentableClaim construction§ 103 obviousnesscites PhillipsPatents in suitUS 10,043,341 - Entain Corporate Services Ltd. / Betmgm, LLC et al. v. Beteiro, LLCNo claims unpatentablePTAB · May 6, 2024 · IPR2023-00092 · APJ James A Tartal · IPR · Final written decision
Claims 1–14 and 16–20 were not shown unpatentable because the asserted obviousness combinations did not establish the claimed location information in a bet message or a sufficient reason to combine.
RulingsFinal written decision- Skill levelSkill level petitioner adoptedDecided for petitioner
“may be considered, including the “type of problems encountered in the art; prior art solutions to those problems; rapidity with which innovations are made; sophistication of the technology; and educational level of active workers in the field.” In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (citation omitted). Petitioner contends that a person of ordinary skill in the art would have had “a Bachelor of Science Degree in Electrical Engineering or Computer Engineering or equivalent, and at least two years of experience in the design and development of video game-related hardware and software.” Pet. 5 (citing Ex. 1003 ¶¶ 43–44). Patent Owner does not dispute Petitioner’s definition of the person of ordinary skill in the art. See PO Resp. We find that the ’920 patent and the cited prior art references reflect the appropriate level of skill at the time of the claimed invention and that the level of appropriate skill reflected in these references and in the ’920 patent is consistent with the level of skill proposed by Petitioner. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Accordingly, we adopt Petitioner’s proposed definition for a person of ordinary skill in the art, which is consistent with the definition we adopted in our Decision to Institute. See Inst. Dec. 10–11.” slip op. at 14
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“We find no claim term requires express construction, because, for the reasons provided below, resolving the Parties’ patentability dispute in this case does not require construing any claim language. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 16
- Expert testimonyPetitioner expert discountedDecided for patent owner
“information of the user telephone equipment to verify that the user is located in a geographic area where wagering is legal,” but Petitioner acknowledges that “Garahi does not specify exactly how or when this verification [that the user is located in a geographic area where wagering is legal] occurs or whether the location information is transmitted to the TPSMS with the wagering data.” Id. at 40. Notwithstanding Petitioner’s suggestion that there is ambiguity as to whether Garahi may include position or location information in its “wagering data,” the evidence advanced by Petitioner is unequivocal on this point. When asked whether Garahi, alone, discloses a bet message that contains position or location information, Mr. Kitchen testified on behalf of Petitioner that “Garahi certainly doesn’t.” Ex. 2001, 140:19–141:8; see also Pet. Reply 18 (stating that Mr. Kitchen testified “only that ‘Garahi certainly doesn’t’ disclose the transmission of location information with a bet”) (citing Ex. 2001, 139:12–141:5); Ex. 2001, 124:3–7 (Mr. Kitchen confirming that Garahi does not disclose everything in “element 1(c)(iii)”). Petitioner, accordingly, relies on McNutt, in combination with Garahi, and asserts that “it would have been obvious” to a person of ordinary skill in the art to have configured “Garahi to include the user communication device’s location information in the wagering data (i.e., the bet message) as provides no persuasive evidence that McNutt teaches including “location information” in “wagering data” that corresponds to a “bet message.” To the contrary, Mr. Kitchen testified that “McNutt does not disclose a bet message,” and therefore, does not, alone, teach including location information in the wagering data as a part of a bet message. Instead, as Mr. Kitchen explains, Petitioner’s argument is premised on combining “location which is obtained by McNutt at the institution of the bet” with the wagering data transmitted by Garahi. See Ex. 2001, 136:8–24.” slip op. at 33
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“combination in regard to the bet message limitation, and we recognize that asserted prior art must not be considered in isolation, but for all that it teaches in the asserted combination, missing from Petitioner’s contentions is any persuasive evidence that a person of ordinary skill in the art would have had reason to include position or location information based on McNutt in the wagering data of Garahi that Petitioner contends corresponds to a “bet message.” There is no persuasive evidence that the mere fact that McNutt teaches that location information may be obtained “when the user initiates the wager” would have been understood by a person of ordinary skill in the art to have taught or suggested including that location information with the wagering data of Garahi in a single “bet message,” as required by the Challenged Claims. To the contrary both Garahi and McNutt describe systems that first determine whether a bet may be placed from a location before allowing a user to transmit wagering data corresponding to “information regarding a bet to be place.” See, e.g., Ex. 1004 ¶ 50; Ex. 1006 ¶ 111, Fig. 12; Ex. 2001, 135:3–25, 137:11–22 (Mr. Kitchen testifying that in McNutt, the location information is obtained at the creation of the bet, i.e., when the user initiates the wager creation process, and allows or prevents access to the gambling apparatus). Petitioner contends that a skilled artisan would have done so to have been able to “discern the legality of a placed bet as McNutt discloses if a user of Garahi’s system moves to a wager-prohibitive location.” Pet. Reply 17 (citing Pet. 40–41; Ex. 1003 ¶¶ 173, 175, 176; Ex. 1006 ¶¶ 111, persuasively identify any “deficiency in Garahi which McNutt purportedly solves, inasmuch as Garahi already discloses obtaining location information” and using that information to discern the legality of a placed bet at the user’s location. PO Resp. 44; Ex. 1004 ¶ 50. Petitioner has not provided any further benefit to be obtained by adding location information into Garahi’s bet message having wagering data. Petitioner has not shown a sufficient reason supported by a preponderance of the evidence to modify Garahi based on the teachings of McNutt, outside of hindsight based on the disclosures of the ’920 patent, which, itself, explains that a determination of whether a bet is allowed or disallowed is based on the position or location of the user communication device having been transmitted as part of a bet message with information regarding a bet to be placed. See, e.g., Ex. 1001, 59:16–47, 94:53–95:5. In sum, we find that a preponderance of the evidence fails to show that Garahi and McNutt, in combination with Stadelmann, teaches or suggests including position or location information in a bet message, as required by the Challenged Claims. To the extent that Garahi teaches transmitting a message with wagering data, and McNutt teaches that location information may be obtained “when the user initiates the wager,” Petitioner has shown no persuasive reason why a person of ordinary skill in the art would have had reason to include the location information of McNutt with the wagering data of Garahi in a single bet message, as required by the Challenged Claims.” slip op. at 41
Patent outcomesUS 9,965,920 not shown unpatentableClaim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 9,965,920 - Entain Corporate Services Ltd. / Betmgm, LLC et al. v. Beteiro, LLCNo claims unpatentablePTAB · May 6, 2024 · IPR2023-00095 · APJ Amee A Shah · IPR · Final written decision
Claims 1–13 and 16–20 were not shown unpatentable because Petitioner did not establish the asserted obviousness combinations or adequate reasons to combine.
RulingsFinal written decision- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“Patent Owner asserts that “the phrase ‘initiates a communication link’ should be given its plain and ordinary meaning, which includes a construction of ‘initiates’ to mean simply: ‘to cause a process or action to begin.’” PO Resp. 13. Patent Owner disagrees with the construction provided by Petitioner “which would suggest ‘initiates a communication link’ is satisfied by the mere joining of a communication network.” Id. (citing Ex. 2001, 115:15–23).” slip op. at 19
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends that a person of ordinary skill in the art at the time of the invention (“POSITA,” “PHOSITA,” or “skilled artisan”) “would be a person having a Bachelor of Science Degree in Electrical Engineering or Computer Engineering or equivalent, and at least two years of experience in the design and development of video game-related hardware and software.” Pet. 4 (citing Ex. 1003 ¶¶ 45–46). Patent Owner does not dispute Petitioner’s definition of the person of ordinary skill in the art. See PO Resp. We find that the ’755 patent and the cited prior art references reflect the appropriate level of skill at the time of the claimed invention and that the level of appropriate skill reflected in these references and in the ’755 patent is consistent with the level of skill proposed by Petitioner. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). Accordingly, we adopt Petitioner’s proposed definition for a person of ordinary skill in the art, which is consistent with the definition we adopted in our Decision to Institute. See Inst. Dec. 15.” slip op. at 17
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentableNot shown unpatentable
“To the extent Petitioner argues it would have been obvious to modify Garahi’s system to initiate a communication link (Pet. 19–20; Pet. Reply 9), Petitioner does not provide adequate evidence or reasoning to establish how or why a skilled artisan would have modified Garahi’s system to initiate a communication link and transmit the message to the user’s device. Although Mr. Kitchen testified that it was old and well known at the time of the ՚755 patent to initiate a communication link and that there would have been a reasonable expectation of success to configure Garahi’s system to do so, Mr. Kitchen does not explain why one of ordinary skill in the art would have been motivated to or would have benefited from such a modification of Garahi’s system. Mr. Kitchen testifies that “[h]aving the TPSMS establish the communication link would have been obvious because doing so would allow the sending of wagering information to a user.” Ex. 1003 ¶ 127. Yet, Garahi’s system already allows for the sending of wagering information to the user in posting the generated notification message to a “Message Board.” Ex. 1004 ¶¶ 89, 107, 110. The existence of a new message is indicated by a display icon 318 next to the option “Message Board” in interface 300 having multiple options. Ex. 1004 ¶¶ 89, 107, 110, Figs. 3, 12, 13. In order to receive the message, the user must first access the Message Board by selecting the related option, after which the information is displayed to the user. Id. That it was well-known in the art to have initiated a communication link does not explain how or why a skilled artisan would have modified Garahi’s system that notifies a user of wagering information by posting on a message board to notify a user by initiating a communication link to the user. Simply because a skilled artisan could have modified Garahi’s system to incorporate initiating the communication link does not explain why they would have had reason to do so. See In re NuVasive, 842 F.3d at 1382; Belden, 805 F.3d at 1073. Thus, the preponderance of evidence does not show that Garahi’s posting or transmitting race information to the user’s Message Board, alone or in combination with the well-known technique of initiating a communication link, would have made it obvious to have the claimed computer initiate a communication link with a first communication device in response to generating the notification message.” slip op. at 42
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › HindsightMotivation not foundNot shown unpatentableNot shown unpatentable
“We agree with Patent Owner that Petitioner fails to persuasively identify any “deficiency in Garahi which McNutt purportedly solves in as much as Garahi already discloses obtaining” and using the location of the user to discern the legality of a placed bet at the user’s location. PO Resp. 33; Ex. 1004 ¶ 50. Petitioner has not provided any further benefit to add location information into Garahi’s bet message having wagering data. Further, Petitioner has not shown a sufficient reason supported by a preponderance of the evidence to modify Garahi based on the teachings of McNutt outside of hindsight based on the disclosure of the ՚755 patent. The ՚755 patent specifically provides that transmitting “information regarding the position or location of the first communication device or second communication device” is for “determining whether the bet is allowed or disallowed using the position or location information.” Ex. 1001 code (57); see also id. at 7:8–15, 80:24–81–18, Fig. 20A (discussing a process for determining whether the bet is allowed based on the user’s location). To the extent that Garahi teaches transmitting a message with wagering data, and that McNutt teaches location information may be obtained “when the user initiates the wager,” Petitioner has shown no persuasive reason why a person of ordinary skill in the art would have had reason to include the location information of McNutt with the wagering data of Garahi in a single bet message, as required by the Challenged Claims. 2. Conclusion for Alleged Obviousness over Garahi and McNutt Based on our review and consideration of Petitioner’s arguments and evidence, we find that based on the record, Petitioner has not established by a preponderance of the evidence that the asserted combination of Garahi and McNutt teaches every limitation of claims 1, 2, and 18 and why one of ordinary skill in the art would have had sufficient reason to combine Garahi and McNutt, with a reasonable expectation of success in doing so.” slip op. at 48
Patent outcomesUS 10,255,755 not shown unpatentableClaim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,255,755
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.