- Alliance Laundry Systems, LLC v. Payrange LLCInstitution deniedPTAB · Oct 1, 2025 · IPR2025-00573 · APJ Meredith C Petravick · IPR · Institution
The Board denied institution because the Petition did not show a reasonable likelihood that claims 7 or 11 were unpatentable under the asserted obviousness grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the petition “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition, the Preliminary Response, and the evidence of record, we determine the information presented fails to show a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one of the challenged claims of the ’772 patent. Accordingly, we do not institute an inter partes review of claims 7 and 11 of the ’772 patent on the grounds asserted in the Petition.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner contends a person having ordinary skill in the art (“POSA”) pertaining to the ’772 patent “would have had an educational background of, engineering, computer engineering, computer science, or equivalent training, and approximately three years of experience with electronic payment systems, vending machine technologies, or distributed network systems.” Pet. 19–20; Ex. 1003 ¶¶ 20–26. “Lack of work experience can be remedied by additional education, and vice versa.” Pet. 20; Ex. 1003 ¶ 22. Patent Owner does not oppose Petitioner’s formulation of ordinary skill. See Prelim. Resp. generally. On this record, we adopt Petitioner’s assessment of the level of ordinary skill in the art as it is consistent with the ’772 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 9
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“In this inter partes review, we apply the same claim construction standard that would be used in a civil action under 35 U.S.C. § 282(b). 37 C.F.R. § 42.100(b). In applying this standard, we generally give claim terms their ordinary and customary meaning as would be understood by a person of ordinary skill in the art at the time of the invention and in the context of the entire patent disclosure. See id.; Phillips v. AWH Corp., 415 F.3d 1303, 1312–14 (Fed. Cir. 2005) (en banc). We do not need to construe any terms expressly to determine whether or not to institute a trial. See Realtime Data LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 10
- Obviousness (§103) › Motivation to combine / reasonable expectation of successNot reached
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 11,481,772 - PTAB · Apr 29, 2025 · IPR2025-00066 · APJ Meredith C Petravick · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–20 were unpatentable under the asserted obviousness grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the petition “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” After considering the Petition, the Preliminary Response, the Preliminary Reply, the Preliminary Sur-reply and the evidence of record, we determine the information presented fails to show a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one of the challenged claims of the ’258 patent. Accordingly, we do not institute an inter partes review of claims 1–20 of the ’258 patent on the grounds asserted in the Petition.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“A person of ordinary skill in the art would have either (1) a Bachelor of Science in Mechanical Engineering, Electrical Engineering, Petroleum Engineering or an equivalent field, as well as at least 2 years of academic or industry experience in the oil and gas industry, including well drilling, completion, or production, or (2) at least four years of industry experience in the oil and gas industry including well drilling, completion, or production. Pet. 11–12 (citing Ex. 1003 ¶ 48). Patent owner applies the same level proposed by Petitioner.” Prelim. Resp. 11. For purposes of this Decision, we adopt Petitioner’s assessment of the level of ordinary skill in the art as it is consistent with the ’258 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededDecided for petitioner
“Petitioner does not propose any explicit constructions. Pet. 12. Likewise, Patent Owner does not propose any explicit constructions. Prelim. Resp. 11. We do not need to construe any terms explicitly to reach our decision. See Realtime Data LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 13
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not found
“Planetary gear systems are designed differently for different purposes. See, e.g., Ex. 2002, iv (“All characteristics of the drive system from the driver to the driven equipment . . . can influence gearbox operation and must be considered . . . .”); Ex. 2024 ¶ 63 (testimony of Michael Nikolaou that “[f]ailing to meticulously design, test, and manufacture a gear system for a specific application can be catastrophic.”). Petitioner does not sufficiently show that a POSITA would have known that Bergan’s planetary gear system, which is designed to drive, and provide heave compensation to, a hoisting drum on a floating platform, would be suitable for use in Buckley to drive an electric drive pump used to drive a fluid end for the pumping of a fracturing fluid into a well. Petitioner appears to acknowledge that at least some changes would be needed to Bergan’s planetary gear system to make it suitable to drive Buckley’s fracturing pump. Pet. 18 (“A POSITA would have been motivated to combine Bergan’s planetary gear system, with appropriate changes to gear sizes that would have been obvious to a POSITA, with Buckley’s pump system . . . .”). Neither Petitioner nor Dr. Durham sufficiently explains what changes would be needed or why a POSITA would have been motivated to make such changes. See id. at 18–19 (citing Ex. 1003 ¶¶ 143, 149 ). We, thus, are not persuaded that a POSITA would have been motivated to used Bergan’s planetary gear system to drive Buckley’s fracturing pump. Petitioner has not sufficiently shown that Buckley is merely applying a known technique to improve a similar device in the same way, that design incentives would have prompted the propose combination, or that the proposed combination is a simple substitution of one known element for another to obtain predictable results.” slip op. at 20
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 10,598,258 - Par-Kan Company, LLC v. Unverferth Manufacturing CompanyInstitution deniedPTAB · Mar 19, 2025 · IPR2024-01427 · APJ Meredith C Petravick · IPR · Institution
The Board denied institution on claims 10–21, finding no reasonable likelihood that claims 10–20 were unpatentable and declining institution based at most on claim 21.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsDenied
“1. Legal Standards A patent owner may antedate a reference by proving an earlier 4 Assembly Manual: Part Number 80504785 REV A, Hiniker Company, Jan. 2001 (“Hiniker Manual”) (Ex. 1007). 5 Screen capture of the archived version of a Hiniker Company webpage captured by the Internet Archive on March 14, 2006, available at https://web.archive.org/web/20060314112127/http://www.hiniker. com/ag_products/4800features.htm (“Hiniker Webpage”) (Ex. 1008). 237 F.3d 1359, 1365 (Fed. Cir. 2001); see 37 C.F.R. § 1.131. For an actual reduction to practice, a patent owner must show three things: (1) construction of an embodiment or performance of a process meeting all limitations in the challenged claims; (2) “that the invention would work for its intended purpose”; and (3) “sufficient evidence to corroborate inventor testimony regarding these events.” Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1169 (Fed. Cir. 2006). If a patent owner attempts to antedate a reference in an inter partes review, the patent owner bears the burden of producing evidence supporting an invention date before the reference’s effective date. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1379–80 (Fed. Cir. 2015). At the institution stage of an inter partes review, the statutory “reasonable likelihood” standard for institution applies to the issue whether a reference qualifies as prior art. Cf. Hulu, LLC v. Sound View Innovations, LLC, IPR2018-01039, Paper 29 at 12 (precedential) (citing 35 U.S.C. § 314(a)).” slip op. at 6
- Other 314aInstitution denied discretionary otherInstitution denied
“contend that Morris and Hiniker Webpage are not available as prior art with regard of claim 21 because Patent Owner does not contend the invention of claim 21 was actually reduced to practice prior to the alleged publication dates of Morris and Hiniker Webpage. Nevertheless, even assuming a reasonable likelihood of prevailing was shown by Petitioner with respect to claim 21, we still consider whether we should exercise discretion to deny the Petition. That is because when a petitioner demonstrates a reasonable likelihood of prevailing with respect to one or more claims institution of review remains discretionary. SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1356 (2018) (“[Section] 314(a) invests the Director with discretion on the question whether to institute review . . . .” (emphasis omitted)); Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1367 (Fed. Cir. 2016) (“[T]he PTO is permitted, but never compelled, to institute an IPR proceeding.”). The Board may consider the number of claims and grounds that meet the reasonable likelihood standard when deciding whether to institute inter partes review under 35 U.S.C. § 314(a). See Chevron Oronite Co. v. Infineum USA L.P., IPR2018-00923, Paper 9 at 10–11 (PTAB Nov. 7, 2018) (informative); Deeper, UAB v. Vexilar, Inc., IPR2018-01310, Paper 7 at” slip op. at 14
- BurdenDecided for patent owner
“3500 persuaded us that Petitioner, as explained below, has not produced sufficient evidence to show a reasonable likelihood in refuting that the subject matter of claims 10–20 was actually reduced to practice (i) before February 15, 2006; (ii) no later than February 18, 2006; (iii) no later than February 28, 2006; and (iv) no later than May 16, 2006. Accordingly, Patent Owner persuaded us that Petitioner has not shown a reasonable likelihood in establishing that either Morris, which published by August 13, 2006, or Hiniker Webpage, which published by March 14, 2006, are prior art to claims 10–20 of the ’123 patent.” slip op. at 11
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not reached
“4. Conclusion Petitioner’s grounds all rely upon either Morris (Ex. 1004) or Hinkier Webpage (Ex. 1008) with respect to claims 10–20 of the ’123 patent. Pet. 1. establishing that either Morris or Hiniker Webpage are prior art to claims 10–20, we determine that Petitioner fails to show a reasonable likelihood that claims 10–20 are unpatentable.” slip op. at 13
§ 103 obviousnessDiscretionary denialPatents in suitUS 9,745,123 - Par-Kan Company, LLC v. Unverferth Manufacturing CompanyInstitution deniedPTAB · Mar 19, 2025 · IPR2024-01426 · APJ Meredith C Petravick · IPR · Institution
The Board denied institution on all asserted grounds because Petitioner did not show Morris or the Hiniker Webpage was prior art for claims 16–22, and declined institution for claim 23 in view of efficiency.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“partes review, the patent owner bears the burden of producing evidence supporting an invention date before the reference’s effective date. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1379–80 (Fed. Cir. 2015). At the institution stage of an inter partes review, the statutory “reasonable likelihood” standard for institution applies to the issue whether a reference qualifies as prior art. Cf. Hulu, LLC v. Sound View Innovations, LLC, IPR2018-01039, Paper 29 at 12 (precedential) (citing 35 U.S.C. § 314(a)).” slip op. at 7
- Novelty / Anticipation (§102) › Priority / effective filing date / continuation supportReference not prior artDecided for patent owner
“partes review, the patent owner bears the burden of producing evidence supporting an invention date before the reference’s effective date. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1379–80 (Fed. Cir. 2015). At the institution stage of an inter partes review, the statutory “reasonable likelihood” standard for institution applies to the issue whether a reference qualifies as prior art. Cf. Hulu, LLC v. Sound View Innovations, LLC, IPR2018-01039, Paper 29 at 12 (precedential) (citing 35 U.S.C. § 314(a)).” slip op. at 7
- Other 314aInstitution denied discretionary otherInstitution denied
“The Board may consider the number of claims and grounds that meet the reasonable likelihood standard when deciding whether to institute inter partes review under 35 U.S.C. § 314(a). See Chevron Oronite Co. v. Infineum USA L.P., IPR2018-00923, Paper 9 at 10–11 (PTAB Nov. 7, 2018) (informative); Deeper, UAB v. Vexilar, Inc., IPR2018-01310, Paper 7 at” slip op. at 14
§ 102 anticipationDiscretionary denialPatents in suitUS 8,967,940 - Giesecke+devrient GmbH / Giesecke+devrient Currency Technology GmbH et al. v. Lumenco, LLCRehearing deniedPTAB · Mar 13, 2025 · IPR2024-00837 · APJ Benjamin D M Wood · IPR · Rehearing
The Board denied Petitioner’s rehearing request, leaving in place the denial of institution because Petitioner did not show a reasonable likelihood of prevailing on claims 1, 3–7, and 9–13.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“rehearing without prior authorization from the Board.” 37 C.F.R. § 42.71(d). The request must “specifically identify all matters the party believes the Board misapprehended or overlooked, and the place where each matter was previously addressed in a motion, an opposition, a reply, or a surreply.” Id. “When rehearing a decision on petition, a panel will review the decision for an abuse of discretion.” 37 C.F.R. § 42.71(c).” slip op. at 2
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“Petitioner misreads limitation [1d], and in particular fails to accord proper meaning to the word “each” in this limitation. “A claim must be read in accordance with the precepts of English grammar.” In re Hyatt, 708 F.2d 712, 714 (Fed. Cir. 1983). Importantly, “[e]ach is treated as singular . . . when it comes before a singular noun (e.g., each house): Each group is responsible for its own quality control—A. Francis, 1986;” and “when it is followed by of and a plural noun (e.g. each of the houses): each of the three parties has a right to a confidential briefing (not have).” Fowler’s Dictionary of Modern English Usage 242 (J. Butterfield ed., 4th ed. 2015). Thus, each refers to each singular (i.e., individual) set of micro mirrors, even though it is followed by “of the sets.” The plain language of limitation [1d] confirms that “each of the sets” is singular by using the singular verb tense “has” rather than the plural tense “have.” Ex. 1001, 28:31. Accordingly, as we held in the Decision (Dec. 17), limitation [1d] requires that each individual set of micro mirrors has a differing cone angle offset. The rest of the limitation’s subject language—“providing the pixels for each of the differing ones of the images”—does not change this result. “[P]roviding the pixels” identifies the relevant “each of the sets of the micro mirrors,” and “for each of the differing ones of the images” identifies the relevant “pixels.” In combination, “providing the pixels for each of the differing ones of the images” clarifies that “each of the sets of the micro mirrors” has, as an antecedent basis, the set (singular) of micro mirrors recited in limitation [1c]. This limitation reads: “the array of micro mirrors includes, for each of the pixels of each of the images, a set of the micro mirrors each having a reflective surface oriented to reflect the ambient light toward a point on the plane corresponding to one of the pixels.” Ex. 1001, 28:24–28 (emphasis added). Thus, each individual set of micro mirrors must have a different cone angle offset from that of the other sets of micro mirrors, whether or not they provide pixels for the same or different images. Petitioner’s interpretation of this language as not requiring differing cone angle offset for sets of micro mirrors forming pixels within the same image (Reh’g Req. 7) is therefore incorrect.” slip op. at 5
Claim constructioncites PhillipsPatents in suitUS 10,317,691 - PTAB · Jan 21, 2025 · IPR2023-01458 · APJ Meredith C Petravick · IPR · Remand
On remand, the Board denied institution because the petition failed to show a reasonable likelihood that any challenged claim was unpatentable, including over Hall and Borowski.
RulingsRemand decision- RemandOther
“We entered a first Decision Denying Institution of Inter Partes Review (Paper 8), and Petitioner filed a Request for Director Review (Paper 13). The former Director of the United States Patent and Trademark Office vacated our denial of institution and remanded for further proceedings consistent with the former Director’s decision. Paper 14. After considering the Petition, the Preliminary Response, the Director’s Review Decision, and the post Director’s Review Supplemental Briefing (Papers 16 and 17), and the evidence of record, we determine the information presented fails to show a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one of the challenged claims of the ’236 patent.” slip op. at 2
- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“After considering the Petition, the Preliminary Response, the Director’s Review Decision, and the post Director’s Review Supplemental Briefing (Papers 16 and 17), and the evidence of record, we determine the information presented fails to show a reasonable likelihood that Petitioner would prevail in establishing the unpatentability of at least one of the challenged claims of the ’236 patent. Under 35 U.S.C. § 314(a), an inter partes review may not be instituted unless the information presented in the petition “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” Accordingly, we do not institute an inter partes review of the ’236 patent.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner asserts: “A [person of ordinary skill in the art (‘POSITA’)] as of August 24, 2016 would have had an undergraduate degree in mechanical engineering, electrical engineering, or physics, and two to three years of experience in LiDAR design.” Pet. 9 (citing Ex. 1003 ¶¶ 59–64). Patent Owner does not dispute Petitioner’s definition of a POSITA. Prelim. Resp. 9. For purposes of this Decision, we adopt Petitioner’s assessment of the level of ordinary skill in the art, as it is consistent with the ’236 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 10
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“37 C.F.R. § 42.100(b). In applying this standard, we generally give claim terms their ordinary and customary meaning as would be understood by a person of ordinary skill in the art at the time of the invention and in the context of the entire patent disclosure. See id.; Phillips v. AWH Corp., 415 F.3d 1303, 1312–14 (Fed. Cir. 2005) (en banc). We do not need to construe any terms explicitly to reach our decision. See Realtime Data LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))); see also Pet. 10 (“[N]o formal constructions are necessary.”); Prelim. Resp. 10 (“[N]o formal constructions are necessary.”).” slip op. at 11
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 11,422,236 - Shenzhen Root Technology Co., Ltd. v. Chiaro Technology Ltd.Institution deniedPTAB · Dec 16, 2024 · IPR2024-00953 · APJ Amee A Shah · IPR · Institution
The Board denied institution of IPR on claims 1–46 under § 314(a), finding the petitioner had not justified parallel petitions challenging the same claims.
RulingsInstitution decision- Parallel petitionsInstitution denied discretionary otherInstitution denied
“parallel petitions challenging claims 1–46 of the ’380 patent are warranted. The mere fact that different references are asserted in this proceeding and the ՚1296 IPR is not justification for a parallel petition under the circumstances presented here. Weighing all the circumstances here, including Patent Owner’s acknowledgment of Petitioner’s preference of the ՚1296 IPR in arguing for denial of this proceeding and in its objection to the dismissal request, we deny this proceeding in favor of evaluating institution of inter partes review in the ՚1296 IPR to reduce the unnecessary burden on the Board and on the Patent Owner and for fairness and efficiency concerns. Based on these circumstances, we find that the reasons provided by Petitioner do not show that parallel petitions are warranted. However, we emphasize that the denial of institution of this proceeding in favor of the ՚1296 IPR does not impact the merits of the ՚1296 IPR. In other words, the denial of institution of this proceeding does not address the substance of the ՚1296 IPR nor does it affect the denial or grant of institution of the ՚1296 IPR.” slip op. at 10
Discretionary denialPatents in suitUS 11,413,380 - Giesecke+devrient GmbH v. Lumenco, LLCInstitution deniedPTAB · Nov 25, 2024 · IPR2024-00837 · APJ Benjamin D M Wood · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1, 3–7, and 9–13 were obvious over any asserted ground.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“We have authority under 35 U.S.C. § 314, which provides that an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Upon considering the Petition, we determine that Petitioner has not satisfied this threshold requirement, and therefore we do not institute inter partes review of claims 1, 3–7, and 9–13 of the ’691 patent.” slip op. at 2
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable
“We agree with Patent Owner’s reading of limitation [1d]. This limitation requires that each set of micro mirrors has a differing cone angle offset. A claim requiring “each” of an item to have a particular structure requires all instances of the item to have that structure. See In re Skvorecz, 580 F.3d 1262, 1267 (Fed. Cir. 2009) (claim reciting that “each wire leg” have an offset is not satisfied by prior-art device in which not all of its wire legs have an offset); cf. Micron Tech., Inc. v. U.S., 243 F.3d 1301, 1308 (Fed. Cir. 2001) (“The use of the words ‘each’ and ‘any’ to modify ‘employee . . . leaves no doubt as to the Congressional intention to include all employees within the scope of the [Fair Labor Standards] Act unless specifically excluded.”) (quoting U.S. v. Rosenwasser, 323 U.S. 360, 362–63 (1945)); ResQNet.com v. Lansa, Inc., 346 F.3d 1374, 1379 (Fed. Cir. 2003) (excerpt in specification using words “each field” and “fields” refers to all, not just some, fields). Thus, for each set of micro mirrors providing the pixels for each image to have a “differing cone angle offset,” the cone angle offsets of all the sets of micro mirrors must differ from each other. Consequently, as Patent Owner states (Prelim. Resp. 12), a set of micromirrors producing a pixel for a first image must have a cone angle offset that is different from the other sets of micromirrors producing pixels for that image, and also different from the sets of micromirrors producing pixels for any other image. Petitioner has not made us aware of anything in the Specification that suggests otherwise. We are not persuaded that Fuhse262 teaches limitation [1d] under this interpretation. Petitioner has not identified, and we are unable to find, any teaching in Fuhse262 that each set of micro mirrors providing the pixels for each of the differing ones of the images has a differing cone angle offset from those of the other sets of micro mirrors. Petitioner asserts instead that “a POSITA would understand that there is a differing cone angle offset for each image because the surface normal of each image, which dictate the cone of reflected rays and cone axis, are required to be different.” Pet. 41. But this assertion suggests, at most, that the sets of micro mirrors that create pixels for a first image have different cone angle offsets than the sets of micro mirrors that create pixels for a second image; Petitioner does not appear to be asserting that, e.g., all the sets of micro mirrors creating pixels for the first image are also different from each other, as limitation [1d] requires. Because we are not persuaded that Fuhse262 teaches limitation [1d], we are not persuaded that Petitioner has a reasonable likelihood of prevailing in showing that claim 1 would have been obvious over Fuhse262 and Fuhse925.” slip op. at 16
- Skill levelSkill level petitioner adoptedDecided for petitioner
“the art “would have had a minimum of an undergraduate degree in electrical engineering, mechanical engineering, or physics and at least 2 years of experience in micro-optic based security features.” Pet. 14 (citing Ex. 1003 ¶¶ 12–13). Patent Owner responds that one of ordinary skill in the art “would have had an undergraduate degree in electrical engineering, mechanical engineering, physics, or a similar field and at least 2 years of experience in micro-optic based security features.” Prelim. Resp. 10. We do not discern a meaningful difference between the parties’ positions, and do not believe that our decision would differ under either definition. Nonetheless, at this stage of the proceeding, we adopt Petitioner’s definition. We also presume that the cited prior art references reflect the level of ordinary skill at the time of the invention. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (explaining the level of ordinary skill in the art may be evidenced by the cited references themselves).” slip op. at 9
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“The parties agree that no terms require construction. Pet. 15; Prelim. Resp. 10. We also do not see the need to expressly construe any claim term, as the threshold question of institution can be decided without doing so. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (approving Board decision not to construe claim language where construction is not material to the dispute).” slip op. at 10
Claim construction§ 103 obviousnesscites Phillips · GrahamPatents in suitUS 10,317,691 - Jpmorgan Chase Bank, N.A. v. Identitii LimitedInstitution deniedPTAB · Aug 26, 2024 · IPR2024-00593 · APJ Meredith C Petravick · IPR · Institution
Institution was denied because Petitioner did not show a reasonable likelihood that claims 1–20 were unpatentable over the asserted grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“We determine that the information presented fails to show a reasonable likelihood that Petitioner would prevail in establishing that claims 1–2 and 4–20 are unpatentable over Kennedy and Kurani-816. 2. Ground 2 — Kennedy, Kurani-816, and Yago Claim 3 depends from claim 1. We determine that Petitioner has not met its burden to show a reasonable likelihood that claim 3 would have been obvious over Kennedy, Kurani-816, and Yago. In re Fritch, 972 F.2d 1260, 1266 (Fed. Cir. 1992) (“[D]ependent claims are nonobvious if the independent claims from which they depend are nonobvious.”).” slip op. at 20
- Obviousness (§103) › Motivation to combine / reasonable expectation of successNot shown unpatentableMotivation not foundNot shown unpatentable
“We agree with Patent Owner. We are not persuaded by Petitioner that it would have been obvious to a POSITA, based on the disclosures of Kennedy and Kurani-816, to store a digital title in memory 228 of processing server 102 for the purpose of record keeping. See Ex. 2013 ¶ 91. Kennedy discloses that processing server 102 includes a memory 228 for storing data used to perform its function, such as encryption keys, algorithms, and application programs. Ex. 1033 ¶ 46. Kennedy does not disclose memory 228 being a document store for record keeping of transaction messages or other transaction data. See id. In Kennedy, a private blockchain 206 stores data record 208 containing the transaction data. See e.g., id. ¶¶ 48–51; Fig. 2. Kurani-816 discloses digital titles that are specific to an asset and not to a particular financial transaction. Ex. 1034, 3:13–15. The digital titles are stored in a database at a digital title company and provided to the seller or buyer during a transaction. See e.g., id. at 6:34–9:7. Kurani-816 does not disclose transmitting the digital title to a financial transaction processing server, like processing server 102. Id. Thus, neither Kennedy nor Kurani-816 teaches transmitting documents pertaining to a financial transaction and a token corresponding to a financial transaction to identify the document to a first document store, as required by claim elements 1 and 6. For the reasons above, we are not persuaded by Petitioner that claim 1 would have been obvious to a POSITA over Kennedy and Kurani-816.” slip op. at 19
- Parallel petitionsNot reached
“Because we have denied institution in IPR2024-00590 and deny institution in this proceeding based on the patentability merits, we do not need to reach the issue of whether both Petitions should be instituted.” slip op. at 3
- Novelty / Anticipation (§102) › Priority / effective filing date / continuation supportNot reached
“patent applications, including one filed on August 14, 2015. Ex. 1001, code (30). Petitioner asserts that the ’413 patent is not entitled to priority to August 14, 2015 because the provisional applications do not provide written description support for certain claim terms. Pet. 6–15. Patent Owner disputes Petitioner’s assertion. Prelim. Resp. 20, n.7. As both Kennedy and Kurani-816 were filed after August 14, 2015 (see Ex. 1033, code (22); Ex. 1034, code (22)), if the ’413 patent is entitled to priority to August 14, 2015, then neither Kennedy nor Kurani-816 is available as prior art. We do not need to reach this issue because, regardless of whether Kennedy and Kurani-816 are available as prior art, Petitioner has not shown a reasonable likelihood that it would have been obvious to a POSITA to combine Kennedy and Kurani-816 as proposed by Petitioner.” slip op. at 5
Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 10,984,413 - Jpmorgan Chase Bank, N.A. v. Identitii LimitedInstitution deniedPTAB · Aug 26, 2024 · IPR2024-00590 · APJ Meredith C Petravick · IPR · Institution
The Board denied institution because Petitioner failed to show a reasonable likelihood that claims 1–20 would have been obvious over the asserted combinations.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“We determine that the information presented fails to show a reasonable likelihood that Petitioner would prevail in establishing that claims 1–2 and 5–20 are unpatentable over Smith and Seger. 2. Grounds 2 and 3 — Smith and Seger in view of Yago and Smith and Seger in view of Kurani-274 Claim 3 depends from claim 1, and claim 4 depends from claim 3. We determine that Petitioner has not met its burden to show a reasonable likelihood that claims 3 and 4 would have been obvious over the relied upon art. In re Fritch, 972 F.2d 1260, 1266 (Fed. Cir. 1992) (“[D]ependent claims are nonobvious if the independent claims from which they depend are nonobvious.”).” slip op. at 17
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable
“We agree with Patent Owner. Claim element 2 requires the first intermediary server to add the enriched data file into the distributed ledger blockchain. Smith, however, discloses business computer 30 sending the ACH transaction detail record and the corresponding transaction data files (i.e., the enriched data record) to TPPP 70 and, then, TPPP 70 adding the ACH transaction detail record and the corresponding transaction data files to TPPP 70’s database. Pet. 26 (citing Ex. 1004 ¶¶ 41, 53). “The [TPPP] 70 stores the transaction key, the ACH transaction detail record and the corresponding transaction data files in a database on a computer for the [TPPP] 70.” Ex. 1004 ¶ 41. Smith does not disclose business computer 30 adding the ACH transaction detail record and the corresponding transaction data files directly into TPPP 70’s database. Smith, thus, must not only be modified to replace TPPP 70’s database with a distributed ledger blockchain but also to have business computer 30 or multiple business computers 30 directly add the ACH transaction detail record and the corresponding transaction data files into the distributed ledger blockchain. Petitioner does not adequately explain why a POSITA would additionally modify Smith’s method so that business computer 30 adds the ACH transaction detail record and the corresponding transaction data files directly to a distributed ledger blockchain. See Pet. 21–26. Likewise, Petitioner’s declarant Dr. Shen fails to provide any adequate explanation to why the proposed combination of Smith and Seger would have such a result. See Ex. 1003 ¶¶ 81–87. In any event, we agree with Patent Owner that a POSITA would not be motivated to make such a modification. Smith’s TPPP 70 would service multiple business computers 30 from distinct entities (Ex. 1004 ¶ 35; Ex. 2001 ¶ 48) and each would have access to the distributed ledger block chain (Ex. 2001 ¶¶ 48–49). Petitioner equates the claimed enriched data record to Smith’s “ACH detailed record for the ACH transaction and its corresponding transaction data file, individually and together.” Pet. 20. Smith discloses that the ACH detailed record and transaction data file includes sensitive information, such as a signature of the consumer 50 for the ACH authorization, a copy of the driver’s license for the consumer 50, a copy of the Social Security card for the consumer 50, and a copy of a license for business 30. Ex. 1004 ¶ 51; see also Pet. 17; Ex. 2001 ¶¶ 53–54. Smith’s TPPP 70, thus, maintains the data in a database that it completely controls and modifying Smith to include a distributed ledger which is accessed not only by TPPP 70 but by multiple distinct business entities would make Smith’s system less secure. Ex. 2001 ¶¶ 52–54; see also Ex. 1004 ¶ 59 (“This sensitive information is to be stored in a Payment Card Industry (aka PCI) level 1 environment. This environment maintains the highest level of compliance and encryption within the Payment Card Industry”). Dr. Olivier testifies: As the information on a public ledger is publicly accessible, the confidential information for each and every transaction would be accessible to everyone. A POSITA would not make this combination as the POSITA recognizes it would expose not only confidential information for each customer, but also confidential information for each business.” slip op. at 14
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › Teaching awayTeaching away foundDecided for patent owner
“need for verification (see e.g., Pet. 21 (“Smith expressly contemplates the need to verify transactions ‘based upon the transaction data files’ store in the TPPP’s ledger”)), we agree with Patent Owner that Smith and Seger teach two different kinds of verification. “A key purpose of Smith is [] having an independent, third-party payment processor that independently verifies data and maintains, controls, and modifies information in its secure database.” Prelim. Resp. 48 (citing Ex. 2001 ¶¶ 63–67). Smith teaches that TPPP 70 hosts a web interface so that a business can access the database to verify the accuracy of the data in the ACH detailed record and transaction data file by providing the transaction key and password. Ex. 1004 ¶ 56. Further, Smith teaches that TPPP 70 updates the transaction data files after TPPP 70 verifies the accuracy of the data. Ex. 1004 ¶ 53 (“The third-party processor 70 further attaches any additional transaction data files to the record associated with the transaction key . . .”). Seger, however, concerns recording communication on a ledger so the record of the communication cannot be changed, regardless of the accuracy of the information in the communication. Ex. 1005, 1:16–21, 5:7–14, 10:19–23; Ex. 2001 ¶ 65. The asserted advantage of Seger’s distributed ledger blockchain is that it is immutable and ensures that the transaction data cannot be altered. Pet. 25. We determine that Petitioner has not adequately explained how a POSITA would have incorporated Seger’s immutable distributed blockchain into Smith’s system that utilizes TPPP 70 to verify the accuracy of transaction data. We are persuaded by Patent Owner and Dr. Oliver that Petitioner’s proposed combination of Smith and Seger requires more than simply swapping out TPPP 70’s database with a blockchain. Petitioner has not adequately shown that it would have been obvious to a POSITA to replace Smith’s database in TPPP 70’s with a distributed ledger blockchain as disclosed in Seger.” slip op. at 16
§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 10,984,413
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.