PTAB
Advanced fields
12 decisions · 595msnewest first
  • PTAB · Dec 12, 2022 · IPR2022-01109 · APJ Thomas L Giannetti · IPR · Institution

    The Board denied joinder and denied institution on all challenged claims and grounds because the petition was time-barred under § 315(b).

    RulingsInstitution decision
    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “Practice Guide instructs us that a party seeking to maintain multiple challenges to the same patent claims carries a heavy burden of establishing that multiple petitions are necessary. Petitioner contends that Patent Owner has not carried that burden. Joinder Opp. 1. We agree. Petitioner has not explained why the 1492 IPR is an insufficient challenge. It is true that the 135 IPR involves Plamondon, another reference. But Petitioner has not explained how Plamondon differs from Crowds, Border, or MorphMix, or why granting joinder with the 135 IPR would be in the interest of justice, given Petitioner’s involvement managing the1492 IPR challenging substantially the same claims. In the words of our Trial Practice Guide, Petitioner fails to show “why the Board should exercise its discretion to institute additional petitions if it identifies one petition that satisfies petitioner’s burden under 35 U.S.C. § 314(a).” TPG 60. We see no evidence in the record suggesting that The Data Company is unqualified to manage the 135 IPR, or that Petitioner would add anything significant to that proceeding in its understudy role.” slip op. at 12

    • PTAB / AIA Trials › §315(b) time barInstitution denied time barInstitution denied

      “III. DENIAL OF INTER PARTES REVIEW It is undisputed that Petitioner was served with a complaint alleging infringement of the ’319 patent more than one year prior to filing the Petition in this proceeding. See Joinder Mot. 2; Joinder Opp. 1. Accordingly, in view of the denial of the requested relief of joinder with the 135 IPR, institution of inter partes review as requested by Petitioner is barred by statute. See 35 U.S.C. § 315(b); 37 C.F.R. § 42.101(b). IV. CONCLUSION For the foregoing reasons, we deny Petitioner’s Motion for Joinder. Because Petitioner is barred under 35 U.S.C. § 315(b) from seeking inter partes review of the ’319 patent, we deny the Petition and do not institute review as to any of the challenged claims.” slip op. at 13

    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Not reached

      “For the reasons described below, we deny Petitioner’s Motion for Joinder. Furthermore, we deny the Petition as time-barred under 35 U.S.C. § 315(b). We do not reach Patent Owner’s additional contentions including those based on Fintiv or General Plastic.” slip op. at 3

    • PTAB / AIA Trials › Discretionary denial › General Plastic (serial petitions)Not reached

      “For the reasons described below, we deny Petitioner’s Motion for Joinder. Furthermore, we deny the Petition as time-barred under 35 U.S.C. § 315(b). We do not reach Patent Owner’s additional contentions including those based on Fintiv or General Plastic.” slip op. at 3

    Discretionary denial
    Patents in suitUS 10,257,319
  • PTAB · Mar 14, 2022 · IPR2021-01502 · APJ Thomas L Giannetti · IPR · Institution

    The Board denied joinder and denied institution on all challenged claims and grounds because the petition was time-barred under § 315(b).

    RulingsInstitution decision
    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “Joinder may be authorized when warranted, but the decision to grant joinder is discretionary. See 35 U.S.C. § 315(c); 37 C.F.R. § 42.122. We agree with Petitioner that under § 315(b), a one-year bar does not apply when joinder is granted. However, in view of the specific facts of this case, we determine that grant of the joinder motion is not warranted because of prejudice to Patent Owner as well as Petitioner’s unexplained delay in seeking inter partes review. More specifically, allowing joinder would offer Petitioner a second bite at asserting invalidity after the dismissal of Petitioner’s invalidity counterclaims with prejudice in the prior district court action. We agree with Patent Owner that Petitioner’s “inconsistent actions” in dismissing the invalidity counterclaims with prejudice “undermine the integrity of the judicial process.” Opp. 7. Furthermore, Petitioner’s joinder attempt “undermine[s]” the prior dismissal with prejudice. Id. Patent Owner continues that Petitioner “now seek[s] a second bite at the invalidity apple.” Id. at 8. We agree that the prior dismissal with prejudice of Petitioner’s invalidity counterclaims weighs heavily in favor of denying joinder in this case.” slip op. at 8

    • PTAB / AIA Trials › §315(b) time barInstitution denied time barInstitution denied

      “B. Denial of Inter Partes Review It is undisputed that Petitioner was served with a complaint alleging infringement of the ’044 patent more than one year prior to filing the Petition in this proceeding. See Pet. 2. Accordingly, in view of the denial of the requested relief of joinder with IPR2021-00458, institution of inter partes review as requested by Petitioner is barred by statute. See 35 U.S.C. § 315(b); 37 C.F.R. § 42.101(b). VI. CONCLUSION For the foregoing reasons, we deny Petitioner’s motion for joinder. Because Petitioner is barred under 35 U.S.C. § 315(b) from seeking inter partes review of the ’044 patent, we deny the Petition and do not institute review as to any of the challenged claims. VII. ORDER Accordingly, it is: ORDERED that the Motion for Joinder is denied; and FURTHER ORDERED that, the Petition is denied as to all challenged claims and grounds and no trial is instituted.” slip op. at 9

    Discretionary denial
    Patents in suitUS 9,241,044
  • PTAB · Mar 14, 2022 · IPR2021-01503 · APJ Sheila F Mcshane · IPR · Institution

    The Board denied joinder and denied institution on all challenged claims and grounds because the petition was barred by § 315(b).

    RulingsInstitution decision
    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “Joinder may be authorized when warranted, but the decision to grant joinder is discretionary. See 35 U.S.C. § 315(c); 37 C.F.R. § 42.122. We agree with Petitioner that a one-year bar does not apply to joinder under § 315(b). However, in view of the specific facts of this case, we determine that the grant of the motion is not warranted because of prejudice to Patent Owner as well as Petitioner’s unexplained delay in seeking inter partes review. More specifically, allowing joinder would offer Petitioner a second bite at asserting invalidity after the previous dismissal with prejudice of Petitioner’s invalidity counterclaims in the District Court action. As such, joinder would not be in the interest of justice and would be prejudicial to Patent Owner under these circumstances. We agree with Patent Owner that the prior dismissal with prejudice of Petitioner’s invalidity counterclaims weighs heavily in favor of denying joinder in this case. Additionally, Petitioner was sued in District Court on the ’866 patent in 2018. Although it could have done so, Petitioner did not file an inter partes challenge in the one-year time frame following the lawsuit’s commencement. Now, several years later, after a dismissal of the District Court litigation with prejudice, Petitioner seeks to challenge the patent by its joinder motion. Petitioner provides no explanation for not filing for review when it could have earlier done so in the one-year window, but now seeks to join a challenge after dismissal of its earlier counterclaims with prejudice— except to argue that there was no delay for the joinder motion under the statute. Petitioner also does not provide an explanation why fairness now requires joinder. Thus, we agree with Patent Owner that adding Petitioner to the NetNut 465 IPR would not be in the interests of justice and has not been justified.” slip op. at 8

    • PTAB / AIA Trials › §315(b) time barInstitution denied time barDenied

      “B. Inter Partes Review Petitioner was served with a complaint alleging infringement of the ’866 patent more than one year prior to filing the Petition in this proceeding. See Pet. 2. Accordingly, in view of the denial of the requested relief of joinder with IPR2021-00465, institution of an inter partes review as requested by Petitioner is barred by statute. See 35 U.S.C. § 315(b); 37 C.F.R. § 42.101(b). IV. CONCLUSION For the foregoing reasons, we deny Petitioner’s motion for joinder. Because Petitioner is barred under 35 U.S.C. § 315(b) from inter partes review of the ’866 patent, we do not institute review as to any of the challenged claims.” slip op. at 9

    Discretionary denial
    Patents in suitUS 9,742,866
  • PTAB · Nov 10, 2020 · IPR2020-00952 · APJ Sharon Fenick · IPR · Institution

    The Board denied institution on claims 1, 2, 6, and 8 because the petition was time-barred under § 315(b), and denied Roku’s motion for joinder.

    RulingsInstitution decision
    • PTAB / AIA Trials › §315(b) time barInstitution denied time barDenied

      “III. ANALYSIS “An inter partes review may not be instituted if the petition requesting the proceeding is filed more than 1 year after the date on which the petitioner, real party in interest, or privy of the petitioner is served with a complaint alleging infringement of the patent.” 35 U.S.C. § 315(b). The parties agree that the Petition was filed more than one year after the date on which Petitioner was served in the related litigation with a complaint” slip op. at 8

    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “Petitioner’s argument is nevertheless foreclosed by the Federal Circuit’s recent decision in Facebook, Inc. v. Windy City Innovations, LLC, 973 F.3d 1321 (Fed. Cir. 2020). In that decision, the Federal Circuit expressly considered the impact of Thryv, determining that the Board’s joinder decisions are “unlike” the challenges it is precluded from reviewing and “more like” those that it may review. Windy City, 973 F.3d at 1332. the Board’s joinder decisions.” Id. And after reviewing such a joinder decision, the court further concluded that 35 U.S.C. § 315(c) “does not authorize same-party joinder, and does not authorize the joinder of new issues.” Id. at 1333–38. In accordance with the Federal Circuit’s decision, we deny Petitioner’s Motion for Joinder. Consequently, we conclude that the Petition is time-barred and that no exception applies under the facts before us. We therefore deny the Petition.” slip op. at 9

    Discretionary denial
    Patents in suitUS 9,716,853
  • PTAB · Feb 27, 2020 · IPR2019-01403 · APJ Patrick M Boucher · IPR · Rehearing

    The Board denied Juniper’s rehearing request, finding no abuse of discretion in denying institution because the petition was time-barred under § 315(b).

    RulingsRehearing decision
    • RehearingRehearing, deniedDenied

      “II. ANALYSIS The applicable standard for granting a request for rehearing of a petition decision is abuse of discretion. 37 C.F.R. § 42.71(c). The party seeking rehearing has the burden of showing the decision should be modified. 37 C.F.R. § 42.71(d).” slip op. at 2

    • PTAB / AIA Trials › §315(b) time barInstitution denied time barDecided for patent owner

      “district court and the June 13, 2018 vacatur of that grant, we determined that “service occurred at a time authorized by the district court.” Dec. 6. In its Request, Petitioner contends that, because the district court originally granted leave to serve the complaint in “error,” “Patent Owner’s June 8, 2018 filing was not properly served and cannot start the clock on Petitioner’s one-year deadline.” Req. Reh’g 1. But in advancing this contention, Petitioner misconstrues the meaning of “properly served” in the context of the Board’s precedential decision in GoPro, Inc. v. 360Heros, Inc., IPR2018-01754, Paper 38 (PTAB Aug. 23, 2019) (precedential). In recognizing that a complaint “improperly served” does not trigger the § 315(b) time bar, the Precedential Opinion Panel in GoPro cites IpDatatel, LLC v. ICN Acquisition, LLC, IPR2018-01823, Paper 17 at 10–18 (PTAB Apr. 17, 2019) for the interpretation of “served” in § 315(b) as “requir[ing] compliance with Rule 4 of the Federal Rules of Civil Procedure.” GoPro at 14. Although we alerted the parties in our Decision that “we discern no evidence on this record that service failed to comply with Rule 4 of the Federal Rules of Civil Procedure,” Petitioner offers no evidence or argument in its Request that prompts us to reconsider that finding. See Dec. 6.” slip op. at 3

    • Other 314aOther

      “In this case, the Chief Judge has considered Petitioner’s suggestion for an expanded panel, but has determined that an expanded panel is not warranted.” slip op. at 2

    Discretionary denial
    Patents in suitUS 7,418,731
  • PTAB · Jun 8, 2016 · IPR2016-00493 · APJ Thomas L Giannetti · IPR · Institution

    The Board denied institution on all challenged claims because the petition was time-barred under § 315(b); the joinder motion was dismissed as moot.

    RulingsInstitution decision
    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “II. DISMISSAL OF MOTION FOR JOINDER Because the petition in IPR2016-02000 was denied and inter partes review was not instituted, Petitioner’s Joinder Motion is dismissed as moot. 35 U.S.C. § 315(c).” slip op. at 3

    • PTAB / AIA Trials › §315(b) time barInstitution denied time barInstitution denied

      “Petitioner admits that a complaint alleging infringement of the ʼ731 patent was served on Petitioner more than a year before the filing date of the Petition. Pet. 4. Under 35 U.S.C. § 315(b), that is a bar to the institution of inter partes review unless Petitioner’s request for joinder is granted. See id., final sentence. Because we conclude supra that the joinder motion is dismissed, we conclude also that the Petition should be denied as time-barred under § 315(b). B. Denial on the Same Grounds as the ʼ2000 IPR” slip op. at 3

    Discretionary denial
    Patents in suitUS 7,418,731
  • PTAB · Jun 8, 2016 · IPR2016-00492 · APJ Thomas L Giannetti · IPR · Institution

    The Board denied institution on claims 1–18 as time-barred under § 315(b), after dismissing the joinder motion as moot because the related IPR was denied.

    RulingsInstitution decision
    • PTAB / AIA Trials › §315(b) time barInstitution denied time barDenied

      “Petitioner admits that a complaint alleging infringement of the ʼ780 patent was served on Petitioner more than a year before the filing date of the Petition. Pet. 5. Under 35 U.S.C. § 315(b), that is a bar to the institution of inter partes review unless Petitioner’s request for joinder is granted. See id., final sentence. Because we conclude supra that the joinder motion is dismissed, we conclude also that the Petition should be denied as time-barred under § 315(b). B. Denial on the Same Grounds as the ʼ165 IPR” slip op. at 3

    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “II. DISMISSAL OF MOTION FOR JOINDER Because the petition in IPR2016-00165 was denied and inter partes review was not instituted, Petitioner’s Joinder Motion is dismissed as moot. 35 U.S.C. § 315(c).” slip op. at 3

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

      “In view of our determination that the Petition is time-barred under 35 U.S.C. § 315(b), however, we do not need to decide this separate ground for denial urged by Patent Owner. IV. ORDER It is, therefore, ORDERED that the Motion for Joinder is dismissed as moot; FURTHER ORDERED that the Petition is denied as to all challenged claims and no trial is instituted.” slip op. at 4

    Discretionary denial
    Patents in suitUS 6,804,780
  • PTAB · Jul 20, 2015 · IPR2015-00762 · APJ Patrick M Boucher · IPR · Institution

    The Board denied joinder and denied institution because the petition was time-barred under § 315(b), despite finding a reasonable likelihood that claims 1–3, 8, 9, 12, 16, and 19 were anticipated.

    RulingsInstitution decision
    • PTAB / AIA Trials › §315(b) time barInstitution denied

      “Petitioners were served with a complaint alleging infringement of the ’349 patent on September 25, 2013. The Petition was filed on February 20, 2015, more than a year later. Notwithstanding our determination that the Petition meets the standard set forth in 35 U.S.C. § 314(a), we conclude that institution of an inter partes review is barred by § 315(b).” slip op. at 11

    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “Section 315(c) provides: If the Director institutes an inter partes review, the Director, in his or her discretion, may join as a party to that inter partes review any person who properly files a petition under section 311 that the Director, after receiving a preliminary response under section 313 or the expiration of the time for filing such a response, determines warrants the institution of an inter partes review under section 314. In our view, the phrase “join as a party” indicates that only a person who is not already a party to an instituted inter partes review can be joined to the proceeding. A person cannot be joined as a party to a proceeding in which it is already a party. That the statute uses the expansive term “any person” is of little moment because the overall language of the statute places unambiguous limits on the term. Specifically, the phrase “join as a party” excludes a person who is already a party.” slip op. at 12

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstituted

      “We conclude that Petitioners have established a reasonable likelihood of prevailing on their contention that Hideji discloses performing sinewave commutation using independent values of Q and d axis currents in the manner recited in each of independent claims 1, 16, and 19. Thus, we conclude that Petitioners have established a reasonable likelihood of prevailing on their challenge of claims 1–3, 8, 9, 12, 16, and 19 as anticipated by Hideji. B. Time Bar Under 35 U.S.C. § 315(b) Section 315(b) provides: An inter partes review may not be instituted if the petition requesting the proceeding is filed more than 1 year after the date on which the petitioner . . . is served with a complaint alleging infringement of the patent. The time limitation set forth in the preceding sentence shall not apply to a request for joinder under subsection (c). Petitioners were served with a complaint alleging infringement of the ’349 patent on September 25, 2013. The Petition was filed on February 20, 2015, more than a year later. Notwithstanding our determination that the Petition meets the standard set forth in 35 U.S.C. § 314(a), we conclude that institution of an inter partes review is barred by § 315(b).” slip op. at 11

    • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Instituted

      “contention that Hideji discloses “performing sinewave commutation, using independent values of Q and d axis currents, in response to one or more control signals received from the system controller to produce continuous phase currents in the permanent magnet motor for driving the air-moving component,” recited in each of independent claims 1, 16, and 19. Pet. at 19– 26. Patent Owner contends that Hideji fails to disclose the use of independent values of Q and d axis currents: “In fact, Hideji discloses that it employs calculations in the rotating frame of reference in which Q and d axis currents depend on each other.” Prelim. Resp. 20. Petitioners observe that Figure 2 of Hideji illustrates that three-phase / two-phase coordinate conversion part 36 outputs separate values for Iq and Id, i.e. the Q and d axis currents.3 Pet. 23–24. Hideji discloses that 3 We note that the labels “Iq” and “Id” output from part 36 of Hideji are identified directly as such in the original Japanese reference. Ex. 1003, 8. [t]he three-phase/two-phase coordinate conversion part 36 converts the coordinates of the alternating current Iu and Iv introduced by the current input part 35 to a revolving coordination system (d-q coordination system) on the rotor of the brushless DC motor 30A, and calculates flux current Id (d-axis current) and torque current Iq (q-axis current). Ex. 1005 ¶ 35. Petitioners reason that such transformation results in separate, independent values of Q and d axis currents determined from control signals received from the system controller. Pet. 23. Petitioners support this reasoning with testimony by Dr. Ehsani. Ex. 1009 ¶ 38. Patent Owner responds that “the values coming from part 36 are at best a transform into the rotating frame of reference of actual measured currents” and that “[t]hey are not the demanded currents generated by the controller.” Prelim. Resp. 22. Notwithstanding the explicit identification of these values as “Iq” and “Id” in the original Japanese reference, Patent Owner also contends that they “are not values one of ordinary skill would refer to as Iq and Id.” Id. at 23. In addition, Patent Owner contends that “[i]t is the current control part 40 output that is used to create the continuous phase sine wave commutated currents for the motor after being transformed back out of the rotating frame of reference,” reasoning that “[i]f Iq and Id are not independent at this step, the ‘motor controller’ is not using ‘independent values of Q and d axis current’ to perform ‘sine wave commutation.’” Id. at 24. Patent Owner contends that such inputs are not independent, noting” slip op. at 9

    Claim construction§ 102 anticipationDiscretionary denial
    Patents in suitUS 7,626,349
  • PTAB · Feb 26, 2014 · IPR2014-00008 · APJ Glenn J Perry · IPR · Rehearing

    The Board denied Samsung’s rehearing request and maintained denial of institution because the petitions were filed more than one year after service of infringement complaints.

    RulingsRehearing decision
    • PTAB / AIA Trials › §315(b) time barInstitution denied time barDenied

      “(b) PATENT OWNER’S ACTION.—An inter partes review may not be instituted if the petition requesting the proceeding is filed more than 1 year after the date on which the petitioner, real party in interest, or privy of the petitioner is served with a complaint alleging infringement of the patent. The time limitation set forth in the preceding sentence shall not apply to a request for joinder under subsection (c). (Emphasis added). The USPTO rule implementing section 315(b) is set forth in 37 C.F.R.” slip op. at 3

    • RehearingRehearing, deniedDenied

      “discretion. The requirements are set forth in 37 C.F.R. § 42.71(d), which provides in relevant part: A party dissatisfied with a decision may file a request for rehearing, without prior authorization from the Board. The burden of showing a decision should be modified lies with the party challenging the decision. The request must specifically identify all matters the party believes the Board misapprehended or overlooked, and the place where each matter was previously addressed in a motion, an opposition, or a reply. Each of the four patents is involved in patent litigation captioned Fractus,” slip op. at 2

    Discretionary denial
    Patents in suitUS 7,123,208
  • PTAB · Feb 26, 2014 · IPR2014-00012 · APJ Glenn J Perry · IPR · Rehearing

    The Board denied Samsung’s rehearing request, leaving institution denied for the challenged claims because the petitions were time-barred under § 315(b).

    RulingsRehearing decision
    • RehearingRehearing, deniedDenied

      “discretion. The requirements are set forth in 37 C.F.R. § 42.71(d), which provides in relevant part: A party dissatisfied with a decision may file a request for rehearing, without prior authorization from the Board. The burden of showing a decision should be modified lies with the party challenging the decision. The request must specifically identify all matters the party believes the Board misapprehended or overlooked, and the place where each matter was previously addressed in a motion, an opposition, or a reply. Each of the four patents is involved in patent litigation captioned Fractus,” slip op. at 2

    • PTAB / AIA Trials › §315(b) time barDecided for patent owner

      “(b) PATENT OWNER’S ACTION.—An inter partes review may not be instituted if the petition requesting the proceeding is filed more than 1 year after the date on which the petitioner, real party in interest, or privy of the petitioner is served with a complaint alleging infringement of the patent. The time limitation set forth in the preceding sentence shall not apply to a request for joinder under subsection (c). (Emphasis added). The USPTO rule implementing section 315(b) is set forth in 37 C.F.R.” slip op. at 3

    Discretionary denial
    Patents in suitUS 7,394,432
Page 1 of 2
← Previous12Next →

Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.