• Tesla, Inc. v. The United States Of America As Represented By The Secretary Of The Navy (Intellectual Ventures II LLC)Institution denied
  PTAB · Jul 24, 2025 · IPR2025-00341 · APJ Aaron W Moore · IPR · Institution

  The Board denied institution because Tesla had not shown a reasonable likelihood that claims 10, 11, 14, 16, and 18 were unpatentable over the asserted obviousness grounds.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “Institution of an inter partes review is authorized when “the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a); see 37 C.F.R. § 42.108. Having considered the Petition, the Preliminary Response, the Reply, and the Sur-reply, as well as the evidence of record, we conclude that Petitioner has not shown a reasonable likelihood that it will prevail in establishing the unpatentability of claims 10, 11, 14, 16, and 18 of the ’743 patent. We accordingly do not institute inter partes review. A.” slip op. at 2

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Petitioner asserts that a person of ordinary skill in the art would have “been someone knowledgeable and familiar with the areas of networking and distributed computing that are pertinent to the ’743 patent,” would “have a bachelor’s degree in computer science, computer engineering, electrical engineering, or equivalent training, and approximately 2-3 years of professional experience relating to distributed computing,” and that a “[l]ack of professional experience can be remedied by additional education, and vice versa.” Pet. 17 (citing Ex.1003, ¶¶ 32-34). Patent Owner does not address this issue in the Preliminary Response. As Patent Owner does not dispute Petitioner’s characterization of the level of skill in the art, we adopt it for purposes of this analysis. B.” slip op. at 7

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner

    “of “event,” in which Petitioner argued that the term should be broad enough to include “processing radar sensor data, performing radar tracking initialization and refinement, and distributing radar tracking information to other modules,” and Patent Owner argued that the specification uses the term as “as an umbrella term to cover various types of ‘internal event and performance data’ such as ‘application statuses, states, performance, and internally detected errors.’” Reply 1; Sur-reply 2. We agree with Patent Owner that that claimed “events” must concern “application statuses, states, performance, and internally detected errors.” See Ex. 1001, 7:44–45. The patent explains that function group 2 collects that type of information from applications using an API and then “correlate[es], combin[es], and reformat[s] [the] application data into higherlevel metrics (composite events) for use by displays or other Resource Management components.” Id. at 7:52–54. The middleware described and claimed in the ’743 is concerned with how applications are performing, not what they doing.” slip op. at 13

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable

    “This claim limitation, however, also requires “event correlation capabilities.” For that, Petitioner asserts that “Welch’s metrics calculation component (part of the ‘second function group’) provides ‘event correlation capabilities’ because the QoS management software “implementation includes the following capabilities: . . . (2) track correlation and filtering algorithms.” Pet. 44–45 (citing Ex. 1003, 4). This, we find, mischaracterizes Welch’s disclosure, because Welch’s metrics calculation component does not perform the identified “correlation.” The language quoted by Petitioner comes from the experimental results section of Welch, which describes how the implementation of the NSWC HiPer-D testbed, the system that was used test Welch’s QoS middleware, included “track correlation and filtering algorithms.” Ex. 1005, 4. Welch is not explaining that the middleware correlates the QoS system level events that Petitioner has identified as the claimed “events,” but, instead, that the NSWC HiPer-D system that was used to test the middleware included the ability to correlate radar data in a shipboard anti-air-warfare system.6 The correlating mentioned in Welch occurs at the application level, not in the middleware.” slip op. at 12

  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 7,181,743
• AT&T Services Inc. / T-Mobile USA, Inc. et al. v. Innovative Sonic Ltd.Institution denied
  PTAB · Dec 12, 2024 · IPR2024-00991 · APJ Juliet Mitchell Dirba · IPR · Institution

  The Board denied institution because Petitioner did not show a reasonable likelihood of prevailing on any asserted anticipation or obviousness ground for claims 1–11.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “An inter partes review may not be instituted unless “the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Having reviewed the parties’ papers and the evidence of record, we determine that Petitioner has not shown a reasonable likelihood it will prevail in establishing the unpatentability of any of the challenged claims. Accordingly, we do not institute an inter partes review.” slip op. at 2

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Patent Owner responds that “a person with the 3-year experience proposed by Petitioner would not have the intimate knowledge of the existing standardized cellular system” required to understand “how a proposed change would impact the rest of the system.” Prelim. Resp. 7. But Patent Owner also states that engineers participating in the development of the relevant cellular specifications “would not be expected to be familiar with all relevant aspects of the specifications” given their length and complexity. Id. at 7–8. For purposes of this Decision, we adopt Petitioner’s proposed level of skill, as articulated above, because we are satisfied that it generally comports with the level of skill necessary to understand and implement the teachings of the ’883 patent and the asserted prior art. To the extent Patent Owner disagrees (see Prelim. Resp. 6–8), it fails to sufficiently explain its contrary position by, for example, providing its own proposed level of skill.” slip op. at 9

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “Petitioner states that “the Board does not need to expressly construe any terms” in this proceeding because “the prior art in this Petition discloses all limitations under any plausible construction.” Pet. 10–11. Patent Owner similarly states that “all terms are entitled to their plain and ordinary meaning.” Prelim. Resp. 21. We agree with the parties that it is not necessary to construe any claim terms or phrases in this Decision. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe only those terms that are in controversy, and only to the extent necessary to resolve the controversy.”) (cleaned up).” slip op. at 9

  • Novelty / Anticipation (§102) › Anticipation standard (single reference, every element)Not shown unpatentableNot shown unpatentable

    “(step 406) discloses the claimed “second request” (Pet. 44–45),9 but Petitioner fails to show that this message discloses a request. See Prelim. Resp. 46–48. Han explains that the dual connection setup response in step 406 is a “dual connection setup request acknowledge (ACK)” message sent in response to “dual connection setup request” received in step 404. Ex. 1007 ¶¶ 40–42; accord Pet. 42–44. An acknowledgement is not a request, and Petitioner fails to sufficiently support its contention to the contrary (see Pet. 44–45). According to Petitioner, the acknowledgement message is “a request to change a data path” because the data path is “change[d] . . . based on this message” (id. at 45 (citing Ex. 1007 ¶¶ 42–47; Ex. 1003 ¶ 202)); however, this is faulty reasoning. At most, Petitioner’s argument shows that the acknowledgement is a message “to change a data 9 We note that this is the same message relied upon by Petitioner to teach the claimed “accept message” recited earlier in claim 1. Compare Pet. 44– 45, with id. at 43–44. We need not (and do not) decide whether Petitioner has sufficiently shown that this message discloses two separate claim elements. path,” not that it is a request to do so. In other words, even if Han’s acknowledgement message (in step 406) is a condition precedent to changing the data path, this does not make the message a “request.” Although Dr. Mahon agrees with Petitioner, his analysis mirrors Petitioner’s arguments and suffers from the same deficiencies. See Ex. 1003 ¶¶ 202– 203; see also Motorola, Inc. v. Interdigital Tech. Corp., 121 F.3d 1461, 1473 (Fed. Cir. 1997) (“An expert’s conclusory testimony, unsupported by the documentary evidence, cannot supplant the requirement of anticipatory disclosure in the prior art reference itself.”).” slip op. at 14

  Claim construction§ 102 anticipation§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 9,736,883
• Cisco Systems, Inc. / Fortinet, Inc. v. Infoexpress Inc.Institution denied
  PTAB · Oct 11, 2024 · IPR2024-00678 · APJ John A Hudalla · IPR · Institution

  Institution was denied for claims 1, 2, 5, and 6 because Petitioner did not show a reasonable likelihood that either Krantz alone or Krantz and Herrmann rendered them obvious.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “review. See 35 U.S.C. § 314 (2018); 37 C.F.R. § 42.4(a) (2023). Under 35 U.S.C. § 314(a), we may not authorize an inter partes review unless the information in the petition and the preliminary response “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons that follow, we do not institute an inter partes review.” slip op. at 2

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable

    “We are persuaded by Patent Owner’s arguments. As noted by Patent Owner (Prelim. Resp. 27), claim 1 separately recites (1) “an authentication module” that seeks access based on “authentication information” and (2) a “gatekeeper” that “formulate[s] an audit request” and evaluates whether to approve access based on a response to the audit request. The fact that authentication can be a part of a security policy audit (see Pet. 38 (citing Ex. 1301, 11:67–12:6)) does not change the fact that claim 1 recites separate sets of limitations for authentication and auditing that Petitioner must account for in its unpatentability contentions.” slip op. at 13

  • Skill levelSkill level petitioner adoptedOther

    “remedied by additional education, and vice versa.” Id. Patent Owner argues that a person of ordinary skill in the art “would have had a bachelor’s degree in computer science, computer engineering, or electrical engineering and at least three years of experience in networking operating systems and cybersecurity.” Prelim. Resp. 1. Alternatively, Patent Owner argues that a person of ordinary skill in the art would have had “a master’s degree in one of the foregoing and at least two years of experience in the aforementioned fields.” Id. at 2. Patent Owner does not cite any evidence supporting its assessment of the level of ordinary skill. Neither party explains why the outcome of this case would be affected by the adoption of any of the proffered definitions of a person of ordinary skill in the art. For purposes of this Decision, we adopt Petitioner’s definition of the level of ordinary skill in the art. On the present record, we are satisfied that this definition of the level of skill is consistent with the teachings of the ’645 patent and the asserted prior art.” slip op. at 9

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “Petitioner argues that “a [person of ordinary skill in the art] would find the challenged claims unpatentable under any interpretation consistent with their plain and ordinary meaning in the context of the [’645 patent],” so we “need not expressly construe the claim terms.” Pet. 8. Patent Owner also argues that we should apply the plain and ordinary meaning of all claim terms. Prelim. Resp. 6. Nonetheless, Patent Owner argues that Petitioner deviates from the plain and ordinary meaning of certain limitations. Id. at 6– 7. Thus, Patent Owner puts forth its understanding of the plain and ordinary meaning for the following recitations: “configure an access point in response to approval of the device by the gatekeeper” and “device information received from the device in response to the audit request.” Id. at 7–13. Based on the present record, we need not expressly construe any claim terms in order to render the instant Decision. See, e.g., Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 10

  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 8,117,645
• Cisco Systems, Inc. / Fortinet, Inc. v. Infoexpress Inc.Institution denied
  PTAB · Sep 24, 2024 · IPR2024-00540 · APJ Christopher M Kaiser · IPR · Institution

  The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1, 2, 4–10, 13, 16, 18, and 19 were obvious over Krantz alone or Krantz and Herrmann.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “determine whether to institute an inter partes review under 35 U.S.C. § 314 and 37 C.F.R. § 42.4(a). Inter partes review may not be instituted unless “the information presented in the petition filed under [35 U.S.C.] section 311 and any response filed under [35 U.S.C.] section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a) (2018). “When instituting inter partes review, the Board will authorize the review to proceed on all of the challenged claims and on all grounds of unpatentability asserted for each claim.” 37 C.F.R. § 42.108(a) (2023). For the reasons set forth below, upon considering the briefing and the evidence of record, we determine that the information presented in the Petition does not establish a reasonable likelihood that Petitioner will prevail with respect to any of the challenged claims. Accordingly, we do not institute inter partes review.” slip op. at 2

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “Petitioner contends that one of ordinary skill in the art “would have had a bachelor’s degree in computer science, computer engineering, or an equivalent, and two years of relevant experience in networking and network security, and related fields.” Pet. 4. Petitioner also asserts that “[l]ack of professional experience can be remedied by additional education, and vice versa.” Id. Patent Owner argues that a person of ordinary skill in the art “would have had a bachelor’s degree in computer science, computer engineering, or electrical engineering and at least three years of experience in networking operating systems and cybersecurity.” Prelim. Resp. 1–2. Alternatively, Patent Owner argues that a person of ordinary skill in the art would have had “a master’s degree in one of the foregoing and at least two years of experience in the aforementioned fields.” Id. at 2. Neither party explains why the outcome of this case would be affected by the adoption of any of the proffered definitions of a person of ordinary skill in the art. For purposes of this Decision, we adopt Petitioner’s assessment of the level of ordinary skill in the art, as it appears consistent with the ’350 patent and the asserted prior art. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).” slip op. at 8

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededNot reached

    “Petitioner argues that “a [person of ordinary skill in the art] would find the challenged claims unpatentable under any interpretation consistent with their plain and ordinary meaning in the context of the [’350 patent],” so we “need not expressly construe the claim terms.” Pet. 7. Patent Owner argues to the contrary that we should construe the phrase “reconfiguring the communication port” as “to change the access point itself [rather than something else] in a way that the checked device is able to access the less-restricted portion of the protected network.” Prelim. Resp. 7–9. Patent Owner also argues that we should construe the phrases “audit data pertaining to a device” and “auditing the device in accordance with a security policy” as “requir[ing] that the ‘audit data’ and ‘auditing’ . . . be expressly about the device” rather that “the user.” Id. at 9–12. As discussed below, we are able to determine whether to institute review without resolving the construction of any claim terms. Accordingly, we need not and do not construe any terms expressly. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 9

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable

    “We agree with Patent Owner. The ’350 patent distinguishes between user authentication using a username and password and application of a security policy. Ex. 1101, 1:35–39 (“A first level of access control is achieved by requiring authentication of a user. This may be accomplished by requiring the user to enter a username and a password.”), 1:45–48 (“Reliance on mere user authentication includes several disadvantages. For example, there are no provisions to assure that an access device used by the authenticated user meets network security policies.”). Although the ’350 patent describes both user authentication and application of a security policy as being carried out by a gatekeeper, this is accomplished in separate process steps. Id. at 10:38–41 (“GateKeeper 225 authenticates a user, obtains audit data, and applies a security policy in an Authenticate User Step 440, an Obtain Audit Data Step 450 and an Apply Security Policy Step 460, respectively.”). Thus, we are not persuaded that, as Petitioner argues, user authentication in the ’350 patent constitutes the application of a security policy.” slip op. at 12

  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 8,347,350
• Alertus Technologies, LLC v. Desktop Alert, Inc.Institution denied
  PTAB · Jun 28, 2024 · IPR2024-00363 · APJ Andrew L Nalven · IPR · Institution

  The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–13 were unpatentable over the asserted obviousness combinations.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “Pursuant to 35 U.S.C. § 314(a), an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons that follow, we determine that Petitioner has not demonstrated a reasonable likelihood of prevailing in demonstrating the unpatentability of any of the challenged claims. Accordingly, we do not institute an inter partes review.” slip op. at 2

  • Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner

    “Although claims 1 and 10 recite slightly different language, both clearly recite a “first triggering step” that precedes two subsequent polling steps. In the case of claim 1, the “first triggering step” precedes the “second step” and “fifth step.” See id. The explicit use of “second” and “fifth” supports limiting the steps to the recited order. See Mformation Techs., Inc. v. Research in Motion Ltd., 764 F.3d 1392, 1398 (Fed. Cir. 2014) (“[A] claim requires an ordering of steps when the claim language, as a matter of logic or grammar, requires that the steps be performed in the order written, or the specification directly or implicitly requires an order of steps.” (cleaned up)).” slip op. at 10

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “(“POSITA”) “would have (i) a bachelor’s degree or equivalent in electrical engineering, computer engineering, network engineering, computer science, and/or a related field and (ii) 1-3 years of experience relating to computer and networking systems and/or methods including systems and methods for messaging.” Pet. 4–5 (citing Ex. 1003 ¶¶ 25–26). Patent Owner does not offer a position as to the level of ordinary skill in the art. See generally Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s assessment, which appears consistent with the level of skill reflected in the Specification and asserted prior art.” slip op. at 12

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable

    “with Patent Owner that Dillon discloses time-stamps as “alternatives.” Prelim. Resp. 21 (citing Ex. 1005, 4:36–41). Dillon explains that “[t]he time-stamp . . . may represent the status of the subscriber’s e-mail account in various ways . . . [m]ost commonly, it is an indication of an actual time.” Ex. 1005, 7:19–21. However, Dillon explicitly states that “[a]lternatively, a time-stamp may be a number, such as a version number . . . or it may be a binary indication of whether or not e-mail . . . has been received.” Id. at 7:23–28 (emphasis added). Petitioner has not identified any portion of Dillon that suggests using more than one type of time-stamp in the same process. See generally Pet. 30–36. Dillon’s lack of disclosure of using multiple time-stamps appears consistent with Dillon’s description of the time-stamp as providing “the status of the subscriber’s e-mail account.” Ex. 1005, 7:19–21. Each disclosed alternative — time, version number, or binary indication — provides status information for the same purpose, namely, to indicate “whether or not e-mail for the given e-mail alert service subscriber has been received by the e-mail server 12 at any given time.” Id. at 7:27–29, 9:7–17. Because each of Dillon’s alternatives for a time-stamp serves the same purpose, we are not persuaded that Petitioner has provided sufficient reasoning to demonstrate that a POSITA would have been motivated to modify Dillon to both add a new polling step requesting a first time-stamp as a Boolean time-stamp and then request a second time-stamp as a version number or time indication. Indeed, Petitioner’s asserted rationale to modify Dillon here is conclusory and fails to explain sufficiently how using a second time-stamp will achieve the asserted benefits of reducing messaging bandwidth or uniquely identifying a particular message. See Pet. 31. Because Dr. Mangione-Smith’s declaration testimony mirrors Petitioner’s argument, his supporting testimony is similarly insufficient. Compare Pet. 31, with Ex. 1003 ¶ 62. See 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”); see also In re Am. Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1368 (Fed. Cir. 2004) (noting that “the Board is entitled to weigh the declarations and conclude that the lack of factual corroboration warrants discounting the opinions expressed in the declarations”).” slip op. at 21

  Claim construction§ 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 9,172,765
• Aylo Freesites Ltd. v. DISH Technologies L.L.C.Institution denied
  PTAB · Apr 25, 2024 · IPR2024-00147 · APJ Juliet Mitchell Dirba · IPR · Institution

  The Board denied institution on all challenged claims because Petitioner did not show a reasonable likelihood that any claim was obvious over the asserted grounds.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “An inter partes review may not be instituted unless “the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Having reviewed the parties’ papers and the evidence of record, we determine that Petitioner has not shown a reasonable likelihood it will prevail in establishing the unpatentability of any of the challenged claims. Accordingly, we do not institute an inter partes review.” slip op. at 2

  • Skill levelSkill level petitioner adoptedOther

    “to either: (1) “a B.S. degree in computer science or electrical engineering (or comparable degree) and two years of experience in networking or streaming media,” or (2) “a M.S. in computer science or electrical engineering (or comparable degree).” Pet. 8 (citing Ex. 1003 ¶ 42). At this stage, Patent Owner “disputes Petitioner’s definition,” but does not explain what it disputes. Prelim. Resp. 2. For purposes of this Decision, we adopt Petitioner’s proposed level of skill, as articulated above. We are satisfied that it comports with the level of skill necessary to understand and implement the teachings of the ’156 patent and the asserted prior art.” slip op. at 8

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “We determine that it is not necessary to expressly construe any claim terms or phrases for purposes of this Decision. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent necessary to resolve the controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 9

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successNot shown unpatentableMotivation not foundNot shown unpatentable

    “Petitioner fails to provide a sufficient basis for that contention. See Pet. 20– 21; PAR Pharm., Inc. v. TWI Pharms., Inc., 773 F.3d 1186, 1196 (Fed. Cir. 2014) (explaining that inherency requires a showing that “the limitation at issue necessarily must be present”). Moreover, Petitioner does not contend that Ogdon suggests (or renders obvious) element 1[A][3]. See Pet. 19–21. Further, even if the Petition could be read as including such a contention, we would preliminarily find, on this record, that Ogdon does not suggest storing multiple copies of the same video encoded at different bitrates, and that Petitioner fails to provide any rationale to support a theory that element 1[A][3] would have been obvious over Ogdon alone.11 In other words, even if an ordinarily skilled artisan could have modified Ogdon to store multiple copies of the same video encoded at different bitrates, Petitioner does not provide any rationale to support a contention that an ordinary artisan would have been motivated to implement Ogdon in this 11 The Board instituted inter partes review in other proceedings in which Petitioner contends that claim limitations including some of the same subject matter are taught or suggested by a combination of Ogdon and WO 02/075482 A2 (Allen). E.g., IPR2024-00044, Paper 1 at 21–24. There is no tension between this Decision and those other decisions because Petitioner’s contentions in those other proceedings are based on materially different arguments and evidence. manner. See, e.g., Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015) (“[O]bviousness concerns whether a skilled artisan not only could have made but would have been motivated to make the combinations or modifications of prior art to arrive at the claimed invention.”) (citing InTouch Techs., Inc. v. VGO Commc’ns, Inc., 751 F.3d 1327, 1352 (Fed. Cir. 2014)). Accordingly, we determine that Petitioner fails to show a reasonable likelihood that it will prevail on its contention that Ogdon discloses “the video server stores multiple different copies of the video encoded at different bit rates as multiple sets of streamlets,” as required by claim 1. Ex. 1001, 13:58–61 (element 1[A][3]). Consequently, Petitioner does not show that there is a reasonable likelihood that it would prevail in establishing that the subject matter of claim 1 would have been obvious over Ogdon.” slip op. at 20

  Claim construction§ 103 obviousnesscites Phillips · Graham
  Patents in suitUS 10,757,156
• Aylo Freesites Ltd. v. DISH Technologies L.L.C.Institution denied
  PTAB · Apr 16, 2024 · IPR2024-00048 · APJ Juliet Mitchell Dirba · IPR · Institution

  The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1, 3–8, and 10–21 were obvious over either asserted ground.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “An inter partes review may not be instituted unless “the information presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Having reviewed the parties’ papers and the evidence of record, we determine that Petitioner has not shown a reasonable likelihood it will prevail in establishing the unpatentability of any of the challenged claims. Accordingly, we do not institute an inter partes review.” slip op. at 2

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “B. Level of Ordinary Skill in the Art Petitioner asserts that the level of ordinary skill in the art corresponds to either: (1) “a B.S. degree in computer science or electrical engineering streaming media,” or (2) “a M.S. in computer science or electrical engineering (or comparable degree).” Pet. 12 (citing Ex. 1003 ¶ 51). At this stage, Patent Owner “disputes Petitioner’s definition,” but does not explain what it disputes. Prelim. Resp. 2. For purposes of this Decision, we adopt Petitioner’s proposed level of skill, as articulated above. We are satisfied that it comports with the level of skill necessary to understand and implement the teachings of the ’772 patent and the asserted prior art.” slip op. at 8

  • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

    “Petitioner does not propose any express claim constructions, but acknowledges that the claims have been construed in the ITC Investigation. Pet. 12–13. At this stage, “Patent Owner does not propose that the Board construe any claims.” Prelim. Resp. 2. We determine that it is not necessary to expressly construe any claim terms or phrases for purposes of this Decision. See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in controversy, and only to the extent Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 9

  • Expert testimonyPetitioner expert discountedDecided for patent owner

    “video (id. at Abs., 2:30–61, 13:47–49, 24:55), and one passage specifically states that one presentation includes “video” while another includes “graphic slides” (id. at 2:61–66). Ogdon references “full animation” and “limited or no animation” (as an example of a “better presentation quality” element that may be retrieved when there is sufficient time to retrieve the data) (id. at 22:44–47), but it fails to disclose that these “animations” are different copies of the same video. Finally, one of Ogdon’s claims recites “a first video portion” and “a different second video portion that corresponds in content with said first video portion,” where the “first and second video portions have substantially different expected data transmission rates.” Id. at claim 9 (emphasis added). However, Petitioner does not sufficiently show that an ordinarily skilled artisan would have understood this (i.e., two videos with corresponding content) to teach two copies of the same video encoded at different bitrates. Dr. Houh’s testimony on this point is conclusory, and thus, we give it little weight. See Ex. 1003 ¶ 65; 37 C.F.R. § 42.65(a); cf. Ex. 2001 ¶¶ 61 n.9, 70–72 (Patent Owner’s expert, Dr. Jeffay, reaching contrary conclusion given other disclosures in Ogdon). To the extent Petitioner seeks to rely on an inherent disclosure, Petitioner fails to provide a sufficient basis for that contention. See Pet. 21– 22; PAR Pharm., Inc. v. TWI Pharms., Inc., 773 F.3d 1186, 1196 (Fed. Cir. 2014) (explaining that inherency requires a showing that “the limitation at issue necessarily must be present”). Moreover, Petitioner does not contend that Ogdon suggests (or renders obvious) element 1[A][2]. See Pet. 20–22. Further, even if the Petition could be read as including such a contention, we would preliminarily find, on this record, that Ogdon does not suggest storing multiple copies of the same video encoded at different bitrates, and that element 1[A][2] would have been obvious over Ogdon alone.10 In other words, even if an ordinarily skilled artisan could have modified Ogdon to store multiple copies of the same video encoded at different bitrates, Petitioner does not provide any rationale to support a contention that an ordinary artisan would have been motivated to implement Ogdon in this manner. See, e.g., Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015) (“[O]bviousness concerns whether a skilled artisan not only could have made but would have been motivated to make the combinations or modifications of prior art to arrive at the claimed invention.”) (citing InTouch Techs., Inc. v. VGO Commc’ns, Inc., 751 F.3d 1327, 1352 (Fed. Cir. 2014)).” slip op. at 19

  Claim construction§ 103 obviousnesscites Phillips · Graham
  Patents in suitUS 8,868,772
• Aylo Freesites Ltd. v. DISH Technologies L.L.C.Institution denied
  PTAB · Apr 16, 2024 · IPR2024-00047 · APJ Juliet Mitchell Dirba · IPR · Institution

  Institution was denied for claims 1–8, 10, and 12–16 because neither the Ogdon ground nor the Ogdon–Shteyn–Chou ground showed a reasonable likelihood of success.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsDenied

    “presented in the petition . . . and any response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Having reviewed the parties’ papers and the evidence of record, we determine that Petitioner has not shown a reasonable likelihood it will prevail in establishing the unpatentability of any of the challenged claims. Accordingly, we do not institute an inter partes review.” slip op. at 2

  • Skill levelSkill level petitioner adoptedDecided for petitioner

    “to either: (1) “a B.S. degree in computer science or electrical engineering (or comparable degree) and two years of experience in networking or streaming media,” or (2) “a M.S. in computer science or electrical engineering (or comparable degree).” Pet. 8 (citing Ex. 1003 ¶ 42). At this stage, Patent Owner “disputes Petitioner’s definition,” but does not explain what it disputes. Prelim. Resp. 1. For purposes of this Decision, we adopt Petitioner’s proposed level of skill, as articulated above. We are satisfied that it comports with the level of skill necessary to understand and implement the teachings of the ’564 patent and the asserted prior art.” slip op. at 9

  • Expert testimonyPetitioner expert discountedDecided for patent owner

    “video (id. at Abs., 2:30–61, 13:47–49, 24:55), and one passage specifically states that one presentation includes “video” while another includes “graphic slides” (id. at 2:61–66). Ogdon references “full animation” and “limited or no animation” (as an example of a “better presentation quality” element that may be retrieved when there is sufficient time to retrieve the data) (id. at 22:44–47), but it fails to disclose that these “animations” are different copies of the same video. Finally, one of Ogdon’s claims recites “a first video portion” and “a different second video portion that corresponds in content with said first video portion,” where the “first and second video portions have substantially different expected data transmission rates.” Id. at claim 9 (emphasis added). However, Petitioner does not sufficiently show that an ordinarily skilled artisan would have understood this (i.e., two videos with corresponding content) to teach two copies of the same video encoded at different bitrates. Dr. Houh’s testimony on this point is conclusory, and thus, we give it little weight. See Ex. 1003 ¶ 65; 37 C.F.R. § 42.65(a); cf. Ex. 2001 ¶¶ 61 n.9, 70–72 (Patent Owner’s expert, Dr. Jeffay, reaching contrary conclusion given other disclosures in Ogdon).” slip op. at 19

  • Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable

    “However, Ogdon never describes two copies of the same video presentation. It also does not refer to creating two copies of identical content (video or otherwise) that are encoded differently. As a result, although we preliminarily agree that Ogdon’s presentation teaches the claimed “video”,9 we do not agree that Ogdon teaches storing multiple copies of the same video, as required by element 1[A][3].” slip op. at 18

  § 103 obviousnesscites Phillips · Graham
  Patents in suitUS 9,407,564
• Ao Kaspersky Lab v. Open Text Inc.Institution denied
  PTAB · Dec 7, 2023 · IPR2023-00895 · APJ Aaron W Moore · IPR · Institution

  The Board denied institution because Petitioner did not show Fratric was a § 102 printed publication, so it did not establish a reasonable likelihood that any challenged claim was unpatentable.

  RulingsInstitution decision

  • Novelty / Anticipation (§102) › Prior-art status of a reference › Printed publication / public accessibilityPrinted publication not establishedDecided for patent owner

    “In an IPR, the petitioner bears the burden of establishing by a preponderance of the evidence that a particular document is a printed publication.” Nobel Biocare Servs. AG v. Instradent USA, Inc., 903 F.3d 1365, 1375 (Fed. Cir. 2018) (as amended Sept. 20, 2018). “[T]he key inquiry is whether or not a reference has been made ‘publicly accessible.’” In re Klopfenstein, 380 F.3d 1345, 1348 (Fed. Cir. 2004); see Acceleration Bay, LLC v. Activision Blizzard Inc., 908 F.3d 765, 772 (Fed. Cir. 2018) (explaining that public accessibility is “the touch-stone” in determining whether a reference qualifies as a printed publication). slip op. at 8

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “For these reasons, we conclude that Petitioner has not met its burden of establishing, by a preponderance of the evidence, that Fratric is a Section 102 printed publication. It follows that Petitioner has not established a reasonable likelihood of proving at least one claim of the ’591 patent unpatentable. III. CONCLUSION Having determined that Petitioner has not established a reasonable likelihood of proving that at least one claim of the ’591 patent is unpatentable over the cited prior art, we do not institute an inter partes review.5” slip op. at 10

  § 102 anticipation
  Patents in suitUS 10,284,591
• Trend Micro, Inc. v. Open Text Inc.Institution denied
  PTAB · Nov 6, 2023 · IPR2023-00692 · APJ Kristina M Kalan · IPR · Institution

  The Board denied institution for claims 1–18 because Petitioner did not adequately explain the Dalcher–Pappas combination or show a motivation to combine.

  RulingsInstitution decision

  • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

    “In an inter partes review, “the petitioner has the burden from the onset to show with particularity why the patent it challenges is unpatentable.” Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (citing 35 U.S.C. § 312(a)(3) (requiring inter partes review petitions to identify “with particularity . . . the evidence that supports the grounds for the challenge to each claim”)); see also 37 C.F.R. § 42.104(b) (requiring a petition for inter partes review to identify how the challenged claim is to be construed and where each element of the claim is found in the prior art patents or printed publications relied upon). Petitioner cannot satisfy its burden of proving obviousness by employing “mere conclusory statements,” but “must instead articulate specific reasoning, based on evidence of record, to support the legal conclusion of obviousness.” In re Magnum Oil Tools Int’l, Ltd., 829 F.3d 1364, 1380 (Fed. Cir. 2016).” slip op. at 16

  • Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable

    “Regarding whether Petitioner demonstrates that a POSITA would have been motivated to combine Dalcher and Pappas, we find the Petition insufficient on this count as well. Petitioner does not specify in its limitation-by-limitation analysis of claim 1 how the two references would be combined, and Petitioner also does not specify, for limitations in which both references are cited, why one of ordinary skill in the art would have been motivated to combine them (as in, e.g., limitations 1.b, 1.c, 1.d, 1.e, 1.f). Regarding Petitioner’s general motivation to combine allegations (Pet. 12– 13), we disagree that Petitioner’s arguments that “both references relate to” the same field, “both provide stack analysis,” both “provide solutions to the same problem,” and both use a “common exploitation technique” are adequate. These statements merely allege that the two references are in the same field of endeavor, but the same field of endeavor analysis is merely the jumping-off point in reaching the determination of whether a claimed invention is obvious; these statements alone fall short of providing a motivation to combine. See K–TEC, Inc. v. Vita–Mix Corp., 696 F.3d 1364, 1375 (Fed. Cir. 2012) (to qualify as prior art in an obviousness analysis, references must be analogous art—either from the same field of endeavor, or reasonably pertinent to the problem with which the inventor is involved); Microsoft Corp. v. Enfish, LLC, 662 F. App’x 981 (Fed. Cir. 2016) (unpublished) (insufficient motivation to combine where the only reason given was “that references were directed to the same art or same techniques”). Regarding Petitioner’s remaining argument about modifying the teachings of Dalcher with Pappas to “enhance the tracking of calls, jumps, and returns and to reduce false positives in compromise detection rates” (Pet. 13), we do not find this substantive or supported enough to carry Petitioner’s burden on motivation to combine. Petitioner and its expert do not provide sufficient reasoning as to why or how one of ordinary skill in the art would need to enhance the tracking of calls, jumps, and returns in Dalcher’s system. Id.; Ex. 1002 ¶¶ 185–189. Petitioner and its expert also do not explain how applying Pappas’s alleged teachings about lowering false positives rates would result in fewer false positives in Dalcher’s method, or why one of ordinary skill in the art would have been motivated to apply Pappas’s teachings when, purportedly, “doing so would serve no purpose in Dalcher’s method and would not, in fact, reduce false positives.” Prelim. Resp. 50 (citing Ex. 2001 ¶¶ 78–81); Pet. 13. In sum, we find that Petitioner does not adequately provide an explanation of which reference is meant to map to each of the limitations of claim 1, or an explanation of how Dalcher and Pappas might be combined. Moreover, there is uncertainty about Petitioner’s proffered motivation to combine Dalcher and Pappas, particularly, how Pappas’s tracking of calls, jumps, and returns and its false positive detection technique might be beneficial in a system like that of Dalcher. We have also reviewed Petitioner’s arguments for claims 2–18, but find that those arguments do not cure the shortcomings identified. For these reasons, we find Petitioner fails to establish on this record a reasonable likelihood that Petitioner can prove the challenged claims unpatentable in view of Dalcher and Pappas.” slip op. at 29

  § 103 obviousnesscites Phillips · KSR · Graham
  Patents in suitUS 10,284,591

Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.