- Orca Security Ltd. v. Wiz, Inc.Institution deniedPTAB · Dec 15, 2025 · IPR2025-01083 · APJ Nabeel U Khan · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that Shivamoggi disclosed the required natural-language list of abnormal connections, including for the dependent-claim grounds.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“information presented in the petition . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Having considered the arguments and evidence presented by Petitioner and Patent Owner, we determine that Petitioner has not demonstrated a reasonable likelihood of prevailing on at least one of the challenged claims of the ’554 patent. We do not institute inter partes review as to the challenged claims of the ’554 patent.” slip op. at 2
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner argues that a person of ordinary skill in the art (POSITA) “would have had a bachelor’s degree in an academic area emphasizing computer science (i.e. computer science, computer information systems, computer engineering, etc.) or cybersecurity, with at least two years of experience in the field of cybersecurity.” Pet. 6 (citing Ex. 1003 ¶ 49). Petitioner further argues that “additional education or experience might substitute for these requirements.” Id. Patent Owner does not contest Petitioner’s proposed definition of a POSITA at this stage of the proceeding. See generally, Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposed level of ordinary skill because it is consistent with the level of skill in the art at the time of the invention as reflected by the ’554 patent and the cited prior art.” slip op. at 7
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner asserts that “no claim terms need to be construed to resolve any issues in controversy in the Petition.” Pet. 7 (citing Wellman, Inc. v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011)). Patent Owner asserts that “[n]o constructions are necessary to deny institution because denial is warranted for numerous reasons that do not depend on claim construction, as further detailed below.” Prelim. Resp. 2. We determine that, at this stage of the proceeding, no explicit constructions are required to resolve the dispute between the parties.” slip op. at 8
- BurdenNot shown unpatentable
“Having reviewed the record presently before us, we agree with Patent Owner. Limitation 1[d] requires generating “insights, wherein the generated insights include at least a list of abnormal connections between the identified network objects.” The ʼ554 patent states that “[n]etwork insights are natural-language representations of aspects of the network graph.” 1 Ex. 1001, 10:15–17. Petitioner acknowledges that the recited “insights” are “natural-language representations.” Pet. 26 (citing Ex. 1001, 10:16–18). Dr. Easttom also agrees that insights are natural-language representations. Ex. 1003 ¶ 100 (testifying that “Shivamoggi’s insights are provided to the user as textual descriptions (i.e. natural-language representations).”). As an 1 The parties do not address whether the “wherein” clause of limitation 1[d] runs afoul of the printed matter doctrine. “[T]he petition must set forth . . . . [h]ow the challenged claim is to be construed.” 37 C.F.R. § 42.104. Even though “insights” are described in the ʼ554 patent as “natural-language representations of aspects of the network graph” (Ex. 1001, 10:15–17), Petitioner does not construe “insights, wherein the generated insights include at least a list of abnormal connections between the identified network objects,” as “printed matter” that may be disregarded because it is “not functionally related to the substrate.” See Praxair Distribution, Inc. v. Mallinckrodt Hosp. Prods. IP Ltd., 890 F.3d 1024, 1032 (Fed. Cir. 2018) (“‘Where the printed matter is not functionally related to the substrate, the printed matter will not distinguish the invention from the prior art in terms of patentability.’. . . For example, in In re Ngai, 367 F.3d 1336, 1339 (Fed. Cir. 2004) there was no functional relationship between claimed instructions and a diagnostic kit, as the instructions ‘in no way depend[ed] on the kit, and the kit [did] not depend on the’ instructions.” (quoting Ngai, 367 F.3d 1336, 1339 (Fed. Cir. 2004)). Because the parties have not addressed it, we decline to consider if the printed matter doctrine applies here. “virtual machine one to load balancer five, where port eighty is routed to port 1337 on virtual machine one, then from load balancer five to firewall two, where port eighty of firewall two is open, then from firewall two to subnet sixteen, where subnet sixteen has a network address of 10.0.1.0/24, then from subnet sixteen virtual network ten, where virtual network ten has a network address of 10.0.0.0/16, then from virtual network ten to virtual network eleven, via peering connection twelve, where peering connection twelve includes a routing rule to virtual network twelve, specifying virtual network twelve's network address, where virtual network twelve's network address is 172.31.0.0/16.” Ex. 1001, 10:31–45 (quotation marks in original). This example illustrates that an insight is provided in natural-language, or textual, format, consistent with the description of an insight in the ʼ554 patent and the testimony of Dr. Easttom. The limitation, which recites “the generated insights include at least a list of abnormal connections,” therefore requires generating a naturallanguage representation of a list of abnormal connections.” slip op. at 18
Claim constructioncites Phillips · KSR · GrahamPatents in suitUS 11,722,554 - Orca Security Ltd. v. Wiz, Inc.Institution deniedPTAB · Dec 15, 2025 · IPR2025-01086 · APJ Lisa A Murray · IPR · Institution
The Board denied institution on all challenged claims because Orca did not show a reasonable likelihood of prevailing, based on its unexplained inconsistent positions on a claim term.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“An inter partes review may be instituted only if “the information presented in the petition . . . and any [preliminary] response . . . shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons given below, on this record, Petitioner has not established a reasonable likelihood that it would prevail in showing the unpatentability of at least one of the challenged claims. Accordingly, we decline to institute an inter partes review of the challenged claims. B. Real Parties in Interest” slip op. at 2
- Prior constructionPrior construction not adoptedDecided for patent owner
“The Board has recently clarified that “[s]imply noting that the petitioner is adopting a patent owner’s claim construction proposals from district court . . . is not a sufficient reason for advancing different positions in the two forums.” Revvo Techs., Inc. v. Cerebrum Sensor Techs, Inc., IPR2025-00632, Paper 20, 5 (PTAB Nov. 3, 2025) (precedential). In Revvo, as in this case, the petitioner did not propose its own constructions for claim terms in the Petition, but instead accepted the patent owner’s proposed constructions from the related district court litigation. Id. at 2. Although the petitioner had proposed different constructions for the claim terms in district court, it did not explain why it was taking a different position before the Board. Id. The Board’s trial rules “do not necessarily prohibit petitioners from taking inconsistent claim construction positions before the Board and a explain why alternative positions are warranted.” Revvo, Paper 20, 3–4 (quoting Cambridge Mobile Telematics, Inc. v. Sfara, Inc., IPR2024-00952, Paper 12 at 8–9 (PTAB Dec. 13, 2024) (informative)). Petitioner has not sufficiently done so here. Moreover, the fact that Petitioner cannot raise its indefiniteness challenge in an inter partes review is not a sufficient reason to allow Petitioner to take inconsistent claim construction positions before the Board and the district court. Tesla, Inc. v. Intellectual Ventures II LLC, IPR2025- 00340, Paper 18, 3 (Nov. 5, 2025) (informative). As explained in the Board’s Tesla decision: Petitioner’s statement that it cannot raise indefiniteness challenges in an inter partes review is not a sufficient explanation. Indeed, the statement amounts to an assertion that a petitioner should be permitted to raise inconsistent invalidity challenges in the two forums. Petitioner’s explanation may have risen to a sufficient level, for example, if Petitioner had shown that, notwithstanding the alleged indefiniteness of the claim term, an ordinarily skilled artisan would understand that the asserted art satisfies the claim limitation (such as if the limitation prescribed a range and only the outer bounds of the range were unclear). Instead, Petitioner argued indefiniteness in the district court and then adopted Patent Owner’s plain and ordinary meaning construction from the district court litigation in its Petition. Allowing a petitioner to advance a claim construction before the Board when that petitioner has made inconsistent indefiniteness arguments in” slip op. at 7
Claim constructioncites PhillipsPatents in suitUS 12,001,549 - Sterlite Technologies Inc. v. Afl Telecommunications, LLC.Institution deniedPTAB · Apr 9, 2025 · IPR2025-00127 · APJ Josiah C Cocks · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–4, 8, or 13 were unpatentable over either proposed obviousness ground.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“At this preliminary stage, we determine whether the information presented shows a reasonable likelihood that Petitioner would prevail in establishing that at least one of the challenged claims would have been unpatentable over the proposed prior art. We analyze the asserted grounds with the above-noted principles in mind.” slip op. at 10
- Skill levelOther
“B. Level of Ordinary Skill in the Art As noted above, resolving the question of obviousness requires determination of the level of ordinary skill in the art. Graham, 383 U.S. at 17–18. Here, however, as Patent Owner observes (Prelim. Resp. 10), 8 Patent Owner does not present arguments or evidence of secondary considerations in its Preliminary Response. Therefore, secondary considerations do not constitute part of our analysis herein. Petitioner has provided no assessment as to the level of ordinary skill to be considered in evaluating the grounds of obviousness that are advanced by Petitioner. The absence of such assessment calls into question the fundamental adequacy of Petitioner in carrying its burden to show a reasonable likelihood of success of unpatentability of the challenged claims that necessarily must take into account the level of ordinary skill in the art.” slip op. at 10
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“In any event, we do not discern that there is any apparent dispute between the parties as to the meaning of any claim term. In considering the record at hand, we determine that it is unnecessary to make explicit, or further address, any claim term in deciding whether or not to institute trial. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (holding that only claim terms in controversy need to be construed, and only to the extent necessary to resolve the 9 Throughout their briefings, the parties refer to the limitations designated [1.1] through [1.7] using the term “element,” e.g., “element [1.7]” (see, e.g., Pet. 23; Prelim. Resp. 23). For consistency with the parties’ chosen nomenclature, we do the same in this Decision. controversy (citing Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundReasonable expectation not foundNot shown unpatentable
“A POSITA would have been motivated to modify Summers’ fiber optic cable 50 to include Kaji’s intermittently-fixed optical fiber tape 2A to obtain the predictable result of enabling a higher density of optical fibers to be packed in Summers’ fiber optic cable 50, as contemplated by Kaji. *** a POSITA would have had a reasonable expectation of success because such modification would amount to nothing more than a simple substitution of Summers’ four-fiber ribbons 52 with Kaji’s intermittently-fixed optical fiber tape 2A by known methods of cable manufacturing. ***” slip op. at 20
Claim construction§ 103 obviousnesscites Phillips · GrahamPatents in suitUS 11,287,591 - Uipath, Inc. v. Rule 14 LLCInstitution deniedPTAB · Mar 14, 2025 · IPR2024-01306 · APJ Andreas Baltatzis · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood of prevailing on any challenged claim, failing to support its proposed obviousness combinations with a reason to combine.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“In an [inter partes review], the petitioner has the burden from the onset to show with particularity why the patent it challenges is unpatentable.” Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (citing 35 U.S.C. § 312(a)(3) (requiring inter partes review petitions to identify “with particularity . . . the evidence that supports the grounds for the challenge to each claim”)). This burden never shifts to Patent Owner. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015) (citing Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1326–27 (Fed. Cir. 2008)) (discussing the burden of proof in inter partes review). Furthermore, Petitioner must explain with particularity how the prior art would have rendered the challenged claims unpatentable. 35 U.S.C. § 312(a)(3); 37 C.F.R. § 42.104(b)(4) (“The petition must specify where each element of the claim is found in the prior art patents or printed publications relied upon.”). slip op. at 6
- Expert testimonyPetitioner expert discountedDecided for patent owner
“Further, as Patent Owner notes, Petitioner’s declarant testimony is identical to the Petition and does not cite to any evidence either in the asserted references or other documents to support a reason to combine the references. See, e.g., Ex. 1004 ¶¶ 80, 93. In brief, “[t]he declaration does not Srivastava] determines that the feature in question was required or would have been obvious based on the prior art disclosure.” Xerox, IPR2022- 00624, Paper 12 at 5. Accordingly, we give little weight to Petitioner’s declarant testimony because the declaration merely offers conclusory assertions without underlying factual support and repeats, verbatim, Petitioner’s conclusory arguments. Id.” slip op. at 21
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner argues that one of ordinary skill in the art relevant to the challenged claims, as of the earliest claimed priority date, “would have had a bachelor’s degree in electrical engineering, computer science, or equivalent training, and approximately two years of work experience in software development with a basic knowledge of database searching techniques.” Pet. 14 (citing Ex. 1004 ¶ 28). Patent Owner’s declarant adopts Petitioner’s definition of the level of ordinary skill in the art. See Ex. 2001 ¶ 6. For the purposes of this Decision, we adopt Petitioner’s formulation for a person of ordinary skill in the art, which appears to be consistent with the level of skill in the art reflected in the prior art of record and the disclosure of the ’712 patent. See Litton Indus. Prods., Inc. v. Solid State Sys. Corp., 755 F.2d 158, 163 (Fed. Cir. 1985) (explaining that specific findings regarding ordinary skill level are not required “where the prior art itself reflects an appropriate level and need for testimony is not shown”).” slip op. at 7
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner notifies the Board of two terms being disputed in the co-pending litigation: (1) “expanding search terms of the query,” and (2) “accuracy threshold.” Pet. 12–15. For each term, Petitioner contends the “Board need not resolve” or address the dispute. See id. Patent Owner does not address claim construction. See generally Prelim. Resp. We agree with Petitioner that we need not resolve the claim construction disputes from the co-pending litigation. Accordingly, we need not construe explicitly any claim terms because no such construction is necessary to determine whether to institute. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (stating that “we need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).” slip op. at 8
Claim construction§ 103 obviousnesscites Phillips · GrahamPatents in suitUS 11,048,712 - Uipath, Inc. v. Rule 14 LLCInstitution deniedPTAB · Mar 14, 2025 · IPR2024-01304 · APJ Andreas Baltatzis · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood of prevailing on any challenged claim, chiefly because it failed to establish motivation to combine the asserted references.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“In an [inter partes review], the petitioner has the burden from the onset to show with particularity why the patent it challenges is unpatentable.” Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016) (citing 35 U.S.C. § 312(a)(3) (requiring inter partes review petitions to identify “with particularity . . . the evidence that supports the grounds for the challenge to each claim”)). This burden never shifts to Patent Owner. See Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015) (citing Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1326–27 (Fed. Cir. 2008)) (discussing the burden of proof in inter partes review). Furthermore, Petitioner must explain with particularity how the prior art would have rendered the challenged claims unpatentable. 35 U.S.C. § 312(a)(3); 37 C.F.R. § 42.104(b)(4) (“The petition must specify where each element of the claim is found in the prior art patents or printed publications relied upon.”). slip op. at 6
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable
“Our reviewing court has emphasized that the “motivation-to-combine analysis is a flexible one.” Intel Corp. v. PACT XPP Schweiz AG, 61 F.4th 1373, 1379 (Fed. Cir. 2023). And it is well-established that “any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed.” KSR, 550 U.S. at 420. Despite this flexible standard, our reviewing court cautions that “‘a conclusory assertion with no explanation is inadequate to support a finding that there would have been a motivation to combine’ because ‘[t]his type of finding, without more, tracks the ex post reasoning KSR warned of and fails to identify any actual reason why a skilled artisan would have combined the elements in the manner Cir. 2019) (quoting In re Van Os, 844 F.3d 1359, 1361–62 (Fed. Cir. 2017)); see also TriVascular, Inc. v. Samuels, 812 F.3d 1056, 1066 (Fed. Cir. 2016) (“Although the KSR test is flexible, the Board ‘must still be careful not to allow hindsight reconstruction of references . . . without any explanation as to how or why the references would be combined to produce the claimed invention.’”).” slip op. at 18
- Expert testimonyPetitioner expert discountedDecided for patent owner
“identical to the Petition and does not cite to any evidence either in the asserted references or other documents to support a reason to combine the references. See, e.g., Ex. 1003 ¶¶ 70, 71. In brief, “[t]he declaration does not provide any technical detail, explanation, or statements supporting why [Dr. Srivastava] determines that the feature in question was required or would have been obvious based on the prior art disclosure.” Xerox, Paper 12, 5. Accordingly, we give little weight to Petitioner’s declarant testimony because the declaration merely offers conclusory assertions without underlying factual support and repeats, verbatim, Petitioner’s conclusory arguments. Id.” slip op. at 20
- Skill levelSkill level petitioner adoptedOther
“Petitioner argues that one of ordinary skill in the art relevant to the challenged claims, as of the earliest claimed priority date, “would have had a bachelor’s degree in electrical engineering, computer science, or equivalent training, and approximately two years of work experience in software development with a basic knowledge of database searching techniques.” Pet. 15 (citing Ex. 1003 ¶ 26). Patent Owner does not address the definition of a person of ordinary skill in the art. See generally Prelim. Resp. For the purposes of this Decision, we adopt Petitioner’s formulation for a person of ordinary skill in the art, which appears to be consistent with the level of skill in the art reflected in the prior art of record and the disclosure of the ’977 patent. See Litton Indus. Prods., Inc. v. Solid State Sys. Corp., 755 F.2d 158, 163 (Fed. Cir. 1985) (explaining that specific findings regarding ordinary skill level are not required “where the prior art itself reflects an appropriate level and need for testimony is not shown”).” slip op. at 7
Claim construction§ 103 obviousnesscites Phillips · KSR · GrahamPatents in suitUS 9,229,977 - Giesecke+devrient GmbH / Giesecke+devrient Currency Technology GmbH et al. v. Lumenco, LLCRehearing deniedPTAB · Mar 13, 2025 · IPR2024-00837 · APJ Benjamin D M Wood · IPR · Rehearing
The Board denied Petitioner’s rehearing request, leaving in place the denial of institution because Petitioner did not show a reasonable likelihood of prevailing on claims 1, 3–7, and 9–13.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“rehearing without prior authorization from the Board.” 37 C.F.R. § 42.71(d). The request must “specifically identify all matters the party believes the Board misapprehended or overlooked, and the place where each matter was previously addressed in a motion, an opposition, a reply, or a surreply.” Id. “When rehearing a decision on petition, a panel will review the decision for an abuse of discretion.” 37 C.F.R. § 42.71(c).” slip op. at 2
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITATerm construed patent owner constructionDecided for patent owner
“Petitioner misreads limitation [1d], and in particular fails to accord proper meaning to the word “each” in this limitation. “A claim must be read in accordance with the precepts of English grammar.” In re Hyatt, 708 F.2d 712, 714 (Fed. Cir. 1983). Importantly, “[e]ach is treated as singular . . . when it comes before a singular noun (e.g., each house): Each group is responsible for its own quality control—A. Francis, 1986;” and “when it is followed by of and a plural noun (e.g. each of the houses): each of the three parties has a right to a confidential briefing (not have).” Fowler’s Dictionary of Modern English Usage 242 (J. Butterfield ed., 4th ed. 2015). Thus, each refers to each singular (i.e., individual) set of micro mirrors, even though it is followed by “of the sets.” The plain language of limitation [1d] confirms that “each of the sets” is singular by using the singular verb tense “has” rather than the plural tense “have.” Ex. 1001, 28:31. Accordingly, as we held in the Decision (Dec. 17), limitation [1d] requires that each individual set of micro mirrors has a differing cone angle offset. The rest of the limitation’s subject language—“providing the pixels for each of the differing ones of the images”—does not change this result. “[P]roviding the pixels” identifies the relevant “each of the sets of the micro mirrors,” and “for each of the differing ones of the images” identifies the relevant “pixels.” In combination, “providing the pixels for each of the differing ones of the images” clarifies that “each of the sets of the micro mirrors” has, as an antecedent basis, the set (singular) of micro mirrors recited in limitation [1c]. This limitation reads: “the array of micro mirrors includes, for each of the pixels of each of the images, a set of the micro mirrors each having a reflective surface oriented to reflect the ambient light toward a point on the plane corresponding to one of the pixels.” Ex. 1001, 28:24–28 (emphasis added). Thus, each individual set of micro mirrors must have a different cone angle offset from that of the other sets of micro mirrors, whether or not they provide pixels for the same or different images. Petitioner’s interpretation of this language as not requiring differing cone angle offset for sets of micro mirrors forming pixels within the same image (Reh’g Req. 7) is therefore incorrect.” slip op. at 5
Claim constructioncites PhillipsPatents in suitUS 10,317,691 - Ecto World, LLC / Sv3, LLC v. Rai Strategic Holdings, Inc.Institution deniedPTAB · Mar 10, 2025 · PGR2024-00049 · APJ Jo-Anne M Kokoski · PGR · Institution
The Board denied institution because Petitioner did not show the patent was eligible for PGR; the challenged claims were supported by the 2006 priority application.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“Accordingly, we determine that Petitioner does not demonstrate that it is more likely than not that the challenged claims lack written support in the Specification (and the ’634 application). That is, on this record, it appears that the challenged claims properly claim priority to the ’634 application and, accordingly, have an effective filing date in October 2006. 2. Conclusion: PGR Eligibility For the foregoing reasons, and based on the record before us, we determine that Petitioner has not demonstrated that it is more likely than not that the ’202 patent has, or had, at least one claim having an effective filing date on or after March 16, 2013. Accordingly, we determine that the ’202 patent is entitled to the filing date of the ’634 application (October 18, 2006), and, thus, the ’202 patent is not eligible for post-grant review.” slip op. at 18
- Claim Construction › Intrinsic evidence (Phillips canons) › Specification disavowal / 'present invention' languageTerm construed board ownDecided for patent owner
“Accordingly, the ’202 patent consistently and repeatedly characterizes the invention as incorporating tobacco in some form and ties the stated benefits of the invention to the inclusion of tobacco. Moreover, the Specification is directed to smoking articles containing tobacco, all of the embodiments include tobacco, and “the present invention” is described as a smoking article, where the smoking article includes tobacco. Consequently, we determine that “smoking article” as it is used in the challenged claims is limited to devices that include tobacco. See Mosaic Brands, Inc. v. Ridge Wallet LLC, 55 F.4th 1354, 1361 (Fed. Cir. 2022) (finding claimed “lip” is limited to “extrudable plastic materials” where specification states that “the device of the present invention is constructed of extrudable plastic materials” and “emphasizes the benefits of using extrudable plastics and describes them as benefits of the invention as a whole”); Poly-Am., L.P. v. described in the specification has inwardly extended short seals and every section of the specification indicates the importance of inwardly extended short seals. These two facts provide together a proper reason to limit the claims in this way.”); Phillips v. AWH Corp., 415 F.3d 1303, 1312–1317 (Fed. Cir. 2005) (en banc) (“[T]he specification may reveal an intentional disclaimer, or disavowal, of claim scope by the inventor. In that instance as well, the inventor has dictated the correct claim scope, and the inventor’s intention, as expressed in the specification, is regarded as dispositive.”).” slip op. at 13
- Disclosure Requirements (§112) › Written description (Ariad)Written description adequateEntitled to earlier dateNot shown unpatentable
“Petitioner’s argument is dependent on accepting Petitioner’s assertion that the claims include a smoking article that does not contain tobacco, which we have not done. Instead, as set forth above, we construe “smoking article” as being limited to devices that include tobacco. See § II.B.2, supra. Based on our construction of “smoking article” and the evidence of record in this proceeding, we determine that the challenged claims are supported by the specification of the ’202 patent, which is identical to the specification of all of the continuations in the chain leading back to the October 18, 2006 that the specification of the ’202 patent and every patent in its priority chain “have identical specifications”); Prelim. Resp. 13 (noting that Petitioner does not identify other limitations in the challenged claims “allegedly lacking support in the ’202 patent family’s applications dating back to U.S. App. No. 11/550,634, filed on October 18, 2006”). Accordingly, we determine that Petitioner does not demonstrate that it is more likely than not that the challenged claims lack written support in the Specification (and the ’634 application). That is, on this record, it appears that the challenged claims properly claim priority to the ’634 application and, accordingly, have an effective filing date in October 2006.” slip op. at 17
Claim construction§ 112 disclosurecites PhillipsPatents in suitUS 11,925,202 - Motorola Mobility LLC v. Largan Precision Co., Ltd.Institution deniedPTAB · Jan 3, 2025 · IPR2024-00689 · APJ Norman H Beamer · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1–34 were obvious over Fukaya or Cai.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsDenied
“3. Analysis Petitioner has not shown a reasonable likelihood that a person of ordinary skill, as of the August 2014 priority date of the ’845 patent, would have been motivated to modify the Fukaya seven-lens system to change the bi-convex/bi-concave design of the sixth and seventh lenses to a double gullwing/meniscus design. Redesigning a lens system is extraordinarily complicated, requiring protracted trial-and-error experimentation with nearly an infinite number of possible solutions in a highly multidimensional space. Ex. 1010, 11; Ex. 1011, 169. We conclude that Petitioner and its expert navigate along one path out of many to the particular redesign they propose using improper result-oriented hindsight as a guide.” slip op. at 23
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsDecided for petitioner
“paragraph) (“Becton Dickinson”). The Becton Dickinson factors apply when a petition relies on art or arguments previously presented to the Office during any proceeding pertaining to the challenged patent, including reexamination, reissue, and AIA post-grant proceedings. Advanced Bionics, LLC v. MED-EL Elektromedizinische Geräte GmbH, IPR2019- 01469, Paper 6, 8–10 (PTAB Feb. 13, 2020) (precedential). Advanced Bionics explains how the Becton Dickinson factors fit into a two-part framework that examines: (1) whether the same or substantially the same art previously was presented to the Office or whether the same or substantially the same arguments previously were presented to the Office; and (2) if either condition of first part of the framework is satisfied, whether the petitioner has demonstrated that the Office erred in a manner material to the patentability of challenged claims. If a condition in the first part of the framework is satisfied and the petitioner fails to make a showing of material error, the Director generally will exercise discretion not to institute inter partes review. Id. at 8–9. Here, as discussed above, the same art that Petitioner relies on — Fukaya and Tsai/Cai — was previously presented to the Office. Thus, Patent Owner has shown that the first part of the Advanced Bionics framework is satisfied. Turning to the second part of the Advanced Bionics framework, we determine that Petitioner has demonstrated that the Office erred in a manner material to the patentability of the challenged claims.” slip op. at 12
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable
“3. Analysis Petitioner has not shown a reasonable likelihood that a person of ordinary skill, as of the August 2014 priority date of the ’845 patent, would have been motivated to modify the Fukaya seven-lens system to change the bi-convex/bi-concave design of the sixth and seventh lenses to a double gullwing/meniscus design. Redesigning a lens system is extraordinarily complicated, requiring protracted trial-and-error experimentation with nearly an infinite number of possible solutions in a highly multidimensional space. Ex. 1010, 11; Ex. 1011, 169. We conclude that Petitioner and its expert navigate along one path out of many to the particular redesign they propose using improper result-oriented hindsight as a guide. Petitioner’s expert’s recitation of the at least 25 steps taken to journey from the original Fukaya design to the modified design is instructive: (i) inputting into lens design software the original Fukaya lens parameters; (ii) evaluating its off-axis performance; (iii) increasing the number of analysis field points; (iv) deciding to focus on lenses 5–7, which requires that all aspherics be varied; (v) modifying lens 6 aspherics; (vi) adding CARD operands in the merit function to change the curvature radius values on the lens surfaces; (vii) adding FTGT operands to control spacing between the lenses and lens thicknesses; (viii) adjusting CENY to set the field height; (ix) using a 20x20 rectangular grid of rays for the spot rms part of the merit function; (x) making all aspherics and conics variable, except on the objectside surface of the seventh lens; (xi) increasing the f-number to 2; (xii) increasing sampling to 40x40; (xiii) targeting a positive curvature on the image-side surface of lens 6 with the CVGT 0 operand; (xiv) increasing FTGT to 0.2 on lens 7; (xv) increasing the focal length of lens 6 to 3mm; (xvi) targeting a positive curvature on the object side of lens 7 with the CVGT 0 operand; (xvii) reducing the power of lens 7; (xviii) increasing the target focal length on lens 6; (xix) releasing the focal length constraint on lens 7; (xx) releasing the focal length constraints on lenses 5 and 6; (xxi) reducing f-number in steps to 1.65; (xxii) adding DIMX operands; (xxiii) freezing the conics on surfaces 10 and 14; (xxiv) adding FCGT and FCGS commands to limit field curvature; (xxv) adding LONAs into the merit function — thus “resulting” in the Fukaya lens system with a meniscus-gullwing lens pair for lenses 6 and 7.5 Ex. 1001 ¶¶ 82–85. We are not persuaded that this exercise is sufficiently free of hindsight motivation. For purposes of this Decision, we accept that gullwing/meniscus designs were well-known as of the priority date.6 However, the fact that such designs were available and could have been used does not mean that they would have been used. Belden Inc. v. Berk–Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015). We agree with Patent Owner that there is no evidence that that Fukaya was in need of any improvements to its compactness, aberrations, or chief ray angle. Prelim. Resp. 27. As Patent Owner establishes, the original Fukaya track length is actually shorter than the track length of the redesigned lens systems proposed by Petitioner, aberrations are properly corrected in the unmodified Fukaya lens system, and Petitioner’s redesign provides only minimally improved off-axis relative illumination. Id. at 27–33.” slip op. at 23
- Obviousness (§103) › Motivation to combine / reasonable expectation of success › HindsightDecided for patent owner
“ordinary skill, as of the August 2014 priority date of the ’845 patent, would have been motivated to modify the Fukaya seven-lens system to change the bi-convex/bi-concave design of the sixth and seventh lenses to a double gullwing/meniscus design. Redesigning a lens system is extraordinarily complicated, requiring protracted trial-and-error experimentation with nearly an infinite number of possible solutions in a highly multidimensional space. Ex. 1010, 11; Ex. 1011, 169. We conclude that Petitioner and its expert navigate along one path out of many to the particular redesign they propose using improper result-oriented hindsight as a guide. Petitioner’s expert’s recitation of the at least 25 steps taken to journey from the original Fukaya design to the modified design is instructive: (i) inputting into lens design software the original Fukaya lens parameters; (ii) evaluating its off-axis performance; (iii) increasing the number of analysis field points; (iv) deciding to focus on lenses 5–7, which requires that all aspherics be varied; (v) modifying lens 6 aspherics; (vi) adding CARD operands in the merit function to change the curvature radius values on the lens surfaces; (vii) adding FTGT operands to control spacing between the lenses and lens thicknesses; (viii) adjusting CENY to set the field height; (ix) using a 20x20 rectangular grid of rays for the spot rms part of the merit function; (x) making all aspherics and conics variable, except on the objectside surface of the seventh lens; (xi) increasing the f-number to 2; (xii) increasing sampling to 40x40; (xiii) targeting a positive curvature on the image-side surface of lens 6 with the CVGT 0 operand; (xiv) increasing FTGT to 0.2 on lens 7; (xv) increasing the focal length of lens 6 to 3mm; (xvi) targeting a positive curvature on the object side of lens 7 with the CVGT 0 operand; (xvii) reducing the power of lens 7; (xviii) increasing the target focal length on lens 6; (xix) releasing the focal length constraint on lens 7; (xx) releasing the focal length constraints on lenses 5 and 6; (xxi) reducing f-number in steps to 1.65; (xxii) adding DIMX operands; (xxiii) freezing the conics on surfaces 10 and 14; (xxiv) adding FCGT and FCGS commands to limit field curvature; (xxv) adding LONAs into the merit function — thus “resulting” in the Fukaya lens system with a meniscus-gullwing lens pair for lenses 6 and 7.5 Ex. 1001 ¶¶ 82–85. We are not persuaded that this exercise is sufficiently free of hindsight motivation. For purposes of this Decision, we accept that gullwing/meniscus designs were well-known as of the priority date.6 However, the fact that such designs were available and could have been used does not mean that they would have been used. Belden Inc. v. Berk–Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir. 2015). We agree with Patent Owner that there is no evidence that that Fukaya was in need of any improvements to its compactness, aberrations, or chief ray angle. Prelim. Resp. 27. As Patent Owner establishes, the original Fukaya track length is actually shorter than the track length of the redesigned lens systems proposed by Petitioner, aberrations are properly corrected in the unmodified Fukaya lens system, and Petitioner’s redesign provides only minimally improved off-axis relative illumination. Id. at 27–33.” slip op. at 23
Claim construction§ 103 obviousnessDiscretionary denialcites GrahamPatents in suitUS 9,366,845 - Giesecke+devrient GmbH v. Lumenco, LLCInstitution deniedPTAB · Nov 25, 2024 · IPR2024-00837 · APJ Benjamin D M Wood · IPR · Institution
The Board denied institution because Petitioner did not show a reasonable likelihood that claims 1, 3–7, and 9–13 were obvious over any asserted ground.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“We have authority under 35 U.S.C. § 314, which provides that an inter partes review may not be instituted “unless . . . there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). Upon considering the Petition, we determine that Petitioner has not satisfied this threshold requirement, and therefore we do not institute inter partes review of claims 1, 3–7, and 9–13 of the ’691 patent.” slip op. at 2
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable
“We agree with Patent Owner’s reading of limitation [1d]. This limitation requires that each set of micro mirrors has a differing cone angle offset. A claim requiring “each” of an item to have a particular structure requires all instances of the item to have that structure. See In re Skvorecz, 580 F.3d 1262, 1267 (Fed. Cir. 2009) (claim reciting that “each wire leg” have an offset is not satisfied by prior-art device in which not all of its wire legs have an offset); cf. Micron Tech., Inc. v. U.S., 243 F.3d 1301, 1308 (Fed. Cir. 2001) (“The use of the words ‘each’ and ‘any’ to modify ‘employee . . . leaves no doubt as to the Congressional intention to include all employees within the scope of the [Fair Labor Standards] Act unless specifically excluded.”) (quoting U.S. v. Rosenwasser, 323 U.S. 360, 362–63 (1945)); ResQNet.com v. Lansa, Inc., 346 F.3d 1374, 1379 (Fed. Cir. 2003) (excerpt in specification using words “each field” and “fields” refers to all, not just some, fields). Thus, for each set of micro mirrors providing the pixels for each image to have a “differing cone angle offset,” the cone angle offsets of all the sets of micro mirrors must differ from each other. Consequently, as Patent Owner states (Prelim. Resp. 12), a set of micromirrors producing a pixel for a first image must have a cone angle offset that is different from the other sets of micromirrors producing pixels for that image, and also different from the sets of micromirrors producing pixels for any other image. Petitioner has not made us aware of anything in the Specification that suggests otherwise. We are not persuaded that Fuhse262 teaches limitation [1d] under this interpretation. Petitioner has not identified, and we are unable to find, any teaching in Fuhse262 that each set of micro mirrors providing the pixels for each of the differing ones of the images has a differing cone angle offset from those of the other sets of micro mirrors. Petitioner asserts instead that “a POSITA would understand that there is a differing cone angle offset for each image because the surface normal of each image, which dictate the cone of reflected rays and cone axis, are required to be different.” Pet. 41. But this assertion suggests, at most, that the sets of micro mirrors that create pixels for a first image have different cone angle offsets than the sets of micro mirrors that create pixels for a second image; Petitioner does not appear to be asserting that, e.g., all the sets of micro mirrors creating pixels for the first image are also different from each other, as limitation [1d] requires. Because we are not persuaded that Fuhse262 teaches limitation [1d], we are not persuaded that Petitioner has a reasonable likelihood of prevailing in showing that claim 1 would have been obvious over Fuhse262 and Fuhse925.” slip op. at 16
- Skill levelSkill level petitioner adoptedDecided for petitioner
“the art “would have had a minimum of an undergraduate degree in electrical engineering, mechanical engineering, or physics and at least 2 years of experience in micro-optic based security features.” Pet. 14 (citing Ex. 1003 ¶¶ 12–13). Patent Owner responds that one of ordinary skill in the art “would have had an undergraduate degree in electrical engineering, mechanical engineering, physics, or a similar field and at least 2 years of experience in micro-optic based security features.” Prelim. Resp. 10. We do not discern a meaningful difference between the parties’ positions, and do not believe that our decision would differ under either definition. Nonetheless, at this stage of the proceeding, we adopt Petitioner’s definition. We also presume that the cited prior art references reflect the level of ordinary skill at the time of the invention. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (explaining the level of ordinary skill in the art may be evidenced by the cited references themselves).” slip op. at 9
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“The parties agree that no terms require construction. Pet. 15; Prelim. Resp. 10. We also do not see the need to expressly construe any claim term, as the threshold question of institution can be decided without doing so. See Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (approving Board decision not to construe claim language where construction is not material to the dispute).” slip op. at 10
Claim construction§ 103 obviousnesscites Phillips · GrahamPatents in suitUS 10,317,691 - Microsoft Corporation / HP Inc. et al. v. Litl LLCInstitution deniedPTAB · Sep 4, 2024 · IPR2024-00457 · APJ Brian D Range · IPR · Institution
The Board denied institution on all challenged claims because Petitioner did not show a reasonable likelihood that any claim was unpatentable under the asserted obviousness grounds.
RulingsInstitution decision- PTAB / AIA Trials › §315(b) time barNot time barredDecided for petitioner
“The parties agreed that resolution of this time bar issue would be resolved in the same manner as in IPR2024-00456. In particular, the parties stipulated: The parties stipulate with respect to the privity time bar issue that the facts and issues in IPR2024-00457 are the same as in IPR2024-00456, so that any decision the Board reaches resolving the privity time bar issue in IPR2024-00456 will apply and resolve the privity time bar issue in IPR2024-00457 in the same manner. Notice of Stipulation, Paper 14, 1. In the decision on institution for IPR2024-00456, the Board determined that “Lenovo is not a privity of Microsoft [in this context] and the Petition is not time-barred under § 315(b).” IPR2024-00456, Paper 22, 10 (July 31, 2024). Thus, pursuant to the parties’ stipulation, the instant petition is also not time-barred.” slip op. at 16
- Prior constructionPrior construction adoptedDecided for petitioner
“For this decision, we again construe “plurality of views of a plurality of visual representations of computer content” as “referring to a plurality of ways of organizing visual representations of computer content.” We again note that this limitation is distinct from merely providing a plurality of ways of displaying content (by, for example, changing display orientation, color, resolution, etc.). Petitioner assumes this construction for the Petition, and Patent Owner assumes this construction for Patent Owner’s Preliminary Response. Moreover, the construction is well supported by the ’715 patent’s claims and specification for reasons similar to those stated in the prior decision cited by Petitioner. IPR2021-00786, Paper 6, 13–16 (construing this term for the ’715 patent). For this decision, we do not discern a need to construe explicitly any other claim language because doing so would have no effect on our analysis below and will not assist in resolving the present controversy between the parties.7 See Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (“The Board is required to construe ‘only those terms . . . that are in” slip op. at 15
- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsNot reached
“Below, we explain that we deny institution based on the merits: Petitioner has not shown, with respect to at least one of the challenged claims, a reasonable likelihood of prevailing at trial. In the interest of judicial efficiency, we therefore do not need to consider discretionary denial. Cf. Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed. Cir. 2019) (explaining that the Board is not required to reach issues unnecessary to “resolve the controversy”); see also, e.g., Aylo Freesites Ltd. v. Dish Techs. LLC, IPR 2024-00512, Paper 12, 12, n. 3 (declining to reach the 35 U.S.C. § 325(d) issues when denying based on 35 U.S.C. § 314(a)).” slip op. at 17
- Skill levelSkill level petitioner adoptedDecided for petitioner
“Petitioner asserts that a person of ordinary skill in the art (POSITA), would have had a bachelor’s degree in electrical engineering, computer engineering, computer science, or a similar field, plus two years of work experience in designing GUIs for computing devices. Ex-1003, ¶ 21. More education could substitute for experience and vice versa. Id. Pet. 15. Patent Owner does not dispute the level of ordinary skill in the art. See Prelim. Resp. For purposes of this Decision, we adopt Petitioner’s proposal as reasonable and consistent with the level of skill reflected in the prior art and the ’715 patent. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the prior art may reflect an appropriate level of skill in the art).” slip op. at 13
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 9,880,715
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.