- Apple, Inc. v. Koss Corp.Institution deniedPTAB · Oct 13, 2021 · IPR2021-00693 · APJ David C Mckone · IPR · Institution
The Board denied institution on all challenged claims, finding no reasonable likelihood of success on the signal-strength claims and declining the duplicative remaining claims for efficiency.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“Neither Seshadri nor Seshadri-818 teaches transitioning between sources of digital audio. Seshadri teaches transitioning between two types of wireless communication (e.g., from piconet to WLAN) in order for headphones (wireless headset 10) to continue communicating with the same source (e.g., cellular telephone 36) when the signal strength of the first communication type (e.g., piconet) becomes too low. Ex. 1007 ¶ 42. In another example, Seshadri teaches headset 10 transitioning between one device, wire line telephone 37, and another device, cellular telephone 36. Id. ¶ 44. However, cellular telephone 36 is connected via another path (e.g., the WLAN) to wire line telephone 37 and essentially is acting as a repeater to communicate the telephone information from its source, wire line telephone 37, to headset 10. Id. It is in this context that Seshadri teaches that “headset 10 extends the mobility of its user, extends the range of headset use and expands on headset functionality while preserving privacy and security by seeking service from base units to which it may be registered.” Id. In other words, by using cellular telephone 36 as an intermediary, headset 10 can travel farther away from wire line telephone 37, the source of the phone call, and still communicate with it. This is not, however, an example of transitioning between two sources, as required by claim 58. Wire line telephone 37 still is the only source with which headset 10 communicates in this example. Seshadri-818’s teaching is similar to this second example in Seshadri. Although Seshadri-818 describes transitioning headset 12 from one device to another (e.g., from wire line telephone 14 to cellular telephone 22) based on signal strength, the second device (cellular telephone 22) is used merely as an intermediary between headset 12 and wire line telephone 14 so that the headset can continue to communicate with the wire line telephone, the source of the data. Ex. 1013 ¶¶ 11, 26, 49–50. Again, it is in the context of the second device acting as an intermediary between a headset and a single source that Seshadri-818’s invention “extends the mobility of its user, extends the range of headset use and expands on headset functionality.” Id. ¶ 26 (“Thus, a logical connection is established between the universal wireless headset 12 and the wire line telephone 14 via the cellular telephone 22 and access point 24.”). See also id. ¶¶ 11 (“[A] logical connection may be established between the new device and a host device supporting the communication,” with the benefit that “a universal wireless headset is provided that extends the mobility of the user, extends the range of the headset and expands on its functionality.”), 50 (“This enables the universal wireless headset to roam within the local area network and maintain its wireless headset functionally with one of its host devices as it roams.” (emphasis added)).” slip op. at 23
- PTAB / AIA Trials › Discretionary denial › General Plastic (serial petitions)Institution denied
“The Petition further challenges claims 1–3, 5, 10, 11, 14–16, 19, 23– 25, 28, 32–36, 39, and 42. Pet. 1–2. As noted above, however, each of these claims is challenged in the ’592 IPR on nearly identical grounds. Thus, it would be a waste of resources to institute a duplicative trial on these claims when Petitioner has not shown a reasonable likelihood of success in its challenges to the non-overlapping signal strength claims. Accordingly, we exercise discretion and do not institute a trial on this Petition, which Petitioner filed to challenge the signal strength claims. See supra § II.G. 5. Summary Petitioner filed this Petition to challenge the signal strength claims, claims 4, 6, 8, 12, 13, 17, 18, 20, 22, 26, 27, 29, 31, 38, 40, 41, 44, and 58– 62. See supra § II.G; Notice 2–3. For the reasons addressed above in connection with illustrative signal strength claim 58, Petitioner does not show a reasonable likelihood of prevailing on any of the signal strength claims. But for the signal strength claims, this Petition challenges the same claims as the ’592 petition. See supra § II.G; Notice 2–3. Accordingly, in the interest of efficiency and not duplicating the trial based on the ’592 petition, we exercise our discretion and do not institute a trial on this Petition.” slip op. at 29
- Obviousness (§103) › Motivation to combine / reasonable expectation of successMotivation not foundNot shown unpatentable
“This, however, ignores Petitioner’s asserted evidence of reasons to combine the references, namely, to maintain a connection between a headset and a host while roaming within a WLAN network that is wider than the piconet that could be established between the headset and that host. Pet. 31 (citing Ex. 1007 ¶ 44; Ex. 1013 ¶¶ 26, 50; Ex. 1003 ¶ 103). Specifically, Petitioner relies on Seshadri’s and Seshadri-818’s similar “use-case[s] in which this transition between two different devices would be useful,” namely the examples in which a cellular phone is used as an intermediary between a headset and a wire line telephone, with the wire line telephone serving as the single source. Pet. 31–32 (citing Ex. 1007 ¶ 44; 8 The Dissent also argues that a skilled artisan would have made the combination because the headset receiving some audio would have been better than it receiving no audio. We do not read the Petition as having made this argument. Ex. 1013 ¶ 26).9 Dr. Cooperstock repeats this reasoning in his testimony. Ex. 1003 ¶¶ 104–105. Thus, Petitioner’s asserted evidence of reasons to combine, taken directly from the two Seshadri references, describes the benefits of maintaining the connection between a headset and a single source (i.e., the host device), and transitioning between devices to maintain that connection. Petitioner does not present persuasive evidence of reasons to transition a headset from playing digital content from one source to playing digital content from another source while roaming within a WLAN, e.g., transitioning among a phone call on a cellular phone, a podcast on a PDA, streaming music on a PC, and an audio book on a laptop computer as the user moves from room to room in their house, changing proximity of the headset to the various devices. Even Petitioner’s citation to Haupt does not provide such evidence. As noted above, Petitioner’s theory for claim limitation 58[h] (“wherein the processor is configured to, upon activation of a user-control of the headphone assembly, initiate transmission of a request to a remote, network-connected server that is in wireless communication 9 Petitioner’s argument, cited by the Dissent, that the method of Seshadri- 818’s Figure 8 “would ensure that the headset only transitions to a better connection and therefore improves audio transmission to the headset,” PO Resp. 30, is still in the context of maintaining a connection between a headset and a single source. In particular, the testimony of Dr. Cooperstock cited to support this argument continues that “[n]otably, Seshadri-818 teaches making a ‘determination’ about ‘which device, or access point, to hand the communication off to’ and discloses an example of ‘determin[ing] that device K is to facilitate the ongoing communication.’” Ex. 1003 ¶ 101 (quoting Ex. 1013 ¶ 40). Paragraphs 39 and 40 of Seshadri-818 describe communication between headset 12 and device C, first using access point H, which has a logical connection to device C, and second using device K, which has a logical connection to device C. with the mobile, digital audio player”) has Seshadri’s PDA 30 and cellular telephone 36 both communicating and receiving audio files from the same server (i.e., the same source) “in the same manner as the operating element BE taught by Haupt.” Pet. 26. Here, Petitioner refers to the server, not either PDA 30 or cellphone 36, as “a source for the audio streams to which Seshadri teaches the base units 16 have access.” Id. at 26–27.” slip op. at 26
- Expert testimonyPetitioner expert discountedDecided for patent owner
“Petitioner also constructs an “alternative example” or “additional configuration” in which Haupt’s headset hands off streamed audio from one playback device to another based on signal strength, e.g., “transition[ing] from playing streaming audio (e.g., internet radio) from Seshadri’s cellphone 36 to Seshadri’s PDA 30 as the headphones/headset move out of piconet range of the cellphone 36 and into piconet range of the PDA 30.” Pet. 32–33 (citing Ex. 1003 ¶ 106). Petitioner’s alternative theory rests on Dr. Cooperstock’s testimony which, in turn, merely repeats the Petition’s arguments without providing any basis for the testimony. Ex. 1003 ¶ 106. Here, Petitioner appears to rely on Seshadri’s general teaching that a headset could communicate with any one of several devices (Ex. 1007 ¶ 43 (“Wireless headset 10 may establish a piconet with any one of the devices 30–37.”)); that more than one of these devices would have been capable of transmitting digital audio content to the headset (id. ¶ 67); and that Seshadri-818 includes a general teaching of transitioning from one device to another based on signal strength (Ex. 1013 ¶ 50). A user wearing the headset, then, would roam from device to device, giving the user wider range of movement. The Dissent appears to accept this reasoning.8” slip op. at 25
Claim construction§ 103 obviousnessDiscretionary denialcites KSR · GrahamPatents in suitUS 10,469,934 - Viptela, Inc. v. Fatpipe Networks Private LimitedInstitution deniedPTAB · Oct 3, 2017 · IPR2017-01125 · APJ Christa P Zado · IPR · Institution
The Board denied institution on claims 4–15, 19, and 22–24, exercising discretion under §§ 314(a) and 325(d) based on overlapping petitions, follow-on arguments, and inefficient use of resources.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dInstitution denied
“’684 IPR, which in turn was a “copy-cat” of the ’976 IPR petition. Prelim. Resp. 2, 5. However, in deciding whether we should exercise our discretion and decline to go forward with this Petition, our concern is not only whether “the same or substantially the same prior art or arguments previously were presented to the Office,” as expressed in § 325(d), but also whether other factors weigh in favor of denying institution in light of the discretion afforded to us pursuant to § 314(a).” slip op. at 9
- PTAB / AIA Trials › Discretionary denial › General Plastic (serial petitions)Institution denied general plasticInstitution denied
“whether at the time of filing of the ’684 petition, Petitioner knew, or should have known, of Pearce, Zhang, and McCullough (“the Additional References”); the length of time that elapsed between learning of the Additional References, and the filing of the instant Petition; whether Petitioner has provided adequate explanation for the time lapse; whether at the time of filing of the instant Petition, Petitioner already had access to Patent Owner’s response in the ’976 IPR; and the finite resources of the Board. See Gen. Plastic Indus. at 16 (Paper 19) (informative). Petitioner provides no explanation of whether it knew or should have known of the Additional References when filing the ’684 petition; of when it first learned of these references; or of any time lapse between learning of these references and the filing of the instant Petition.” slip op. at 13
- Other 314aInstitution denied discretionary otherInstitution denied
“August 14, 2017, and a final decision is due by November 2, 2017. At this point, the decision in the ’976 IPR as to whether to see the matter through to final determination is squarely in our hands, regardless of whether any settlement is reached between the parties. See 37 C.F.R. § 42.74(a) (“The parties may agree to settle any issue in a proceeding, but the Board is not a party to the settlement and may independently determine any question of jurisdiction, patentability, or Office practice.”). Thus, if we deem it appropriate, we can reach a final decision on the grounds presented in the ’976 IPR with or without participation from the parties in that matter. These facts weigh in favor of us exercising our discretion not to move forward with the instant Petition, at least with respect to the ’976 instituted claims insofar as Petitioner’s arguments relate to Karol and are substantially identical to those in the ’976 IPR, because the issues raised are fully briefed and ripe for a final decision in the ’976 IPR, and Petitioner’s non-participation in that proceeding is at best neutral to our analysis. Petitioner is a party to the ’684 IPR, and in that proceeding the petition is directed to the same claims of the same patent as in this Petition. This fact weighs in favor of us not moving forward with the instant Petition. Also, at least with respect to the ’684 instituted claims, insofar as Petitioner’s arguments relate to Karol and are substantially identical to those in the ’684 IPR, Petitioner has the opportunity to address the same art and arguments in the ’684 proceeding. It would be an inefficient use of Office resources, and would run counter to securing the just, speedy, and inexpensive resolution of the challenges to the patentability of the ’235 patent, if we were to allow Petitioner to proceed on the same art and arguments in two separate proceedings.” slip op. at 12
- Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther
“Petitioner submits a list of terms for which Patent Owner has proposed construction in a co-pending district court case. Pet. 7–8. Petitioner, however, asserts that for the purposes of this Decision no terms need to be construed. Id. Patent Owner does not address claim construction in its Preliminary Response. See generally Prelim. Resp. We reviewed the parties’ arguments, and, for the purposes of this Decision, we have determined that no terms require express construction. See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999).” slip op. at 7
Claim constructionDiscretionary denialPatents in suitUS 6,775,235 - Toyota Motor Corporation v. Cellport Systems, Inc.Institution deniedPTAB · Dec 16, 2015 · IPR2015-01422 · APJ Scott C Moore · IPR · Institution
The Board denied institution on all claims: claims 1–11 lacked a sufficient showing of the claimed network protocol converter structure, and claims 12–21 were denied as a second, delayed petition.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied
“network communication means” claim limitation. Claims 2, 6, and 8–11 depend from claim 1 and, thus, incorporate this limitation by way of dependence. A petition for inter partes review “must specify where each element of the claim is found in the prior art patents or printed publications relied upon.” 37 C.F.R. § 42.104(b)(4). Because the “first standard network communication means” is a means-plus-function claim limitation, Petitioner is required to show that both the recited function of this claim limitation and the corresponding structure or an equivalent are present in the applied references. Fresenius USA, Inc. v. Baxter Int’l, Inc., 582 F.3d 1288, 1299 (Fed. Cir. 2009) (“[A] challenger who seeks to demonstrate that a means-plus-function limitation was present in the prior art must prove that the corresponding structure—or an equivalent—was present in the prior art.”). The Petition does not identify any structure in the applied references that is allegedly identical or equivalent to the corresponding structure of the “first standard network communication means” claim limitation, i.e., network protocol converter 26. Petitioner’s entire argument concerning the “first standard network communication means” of claims 1, 3, 4, 5, and 7, is reproduced below: Cao discloses a “first standard network communications means” (i.e., wireless Proxim radio link with base station) that uses Internet Protocol for “presenting information for transmission over the airlink in a first format that is acceptable to a first standardized network that includes the airlink” (i.e., TCP/IP format). See Ex. 1019 at 6; see also supra Section VIII.A.4. Pet. 40. Though Petitioner alleges that the “wireless Proxim radio link with base station” of Cao performs the recited function of the “first standard network communication means,” Petitioner does not compare the structure of the “wireless Proxim radio link with base station” of Cao to the structure of network protocol converter 26. Cited Section VIII.A.4 of the Petition similarly does not address the structure of the “wireless Proxim radio link with base station” of Cao. See Pet. 18–20. Thus, the Petition does not identify any structure in the applied references that is allegedly identical or equivalent to the corresponding structure of the “first standard network communication means” claim limitation. For the foregoing reasons, the Petition fails to show persuasively that the “first standard network communication means” claim limitation is found in the references that Petitioner relies upon with respect to claims 1–11. Thus, the information presented in the Petition is not sufficient to demonstrate a reasonable likelihood that Petitioner will prevail in demonstrating that claims 1–11 are unpatentable. 3.” slip op. at 18
- PTAB / AIA Trials › Discretionary denial › General Plastic (serial petitions)Institution denied general plasticInstitution denied
“The 4½ month delay between Petitioner’s first and second Petitions is problematic for several reasons. First, the timing of this Petition makes consolidation impractical, and, thus, frustrates the interest of judicial economy. The oral hearing in IPR2015-00633 is set for April 14, 2016. IPR2015-00633, Paper 12. Thus, it would not be practical to institute a second inter partes review and consolidate that proceeding with IPR2015- 00633. See 35 U.S.C. § 315(d). Assuming that Petitioner has shown here a reasonable likelihood that claims 12–21 are unpatentable, two separate trials would be necessary, requiring the parties, as well as the Board, to expend significant additional resources. Second, even if we were to institute a second inter partes review involving claims 12–21, Petitioner might be unable to “maintain” the second inter partes review upon issuance of a final written decision in IPR2015-00633. 35 U.S.C. § 325(e)(1) provides that any final written decision in IPR2015-00633 on the patentability of claims 12–21 would preclude Petitioner from “maintain[ing] a proceeding before the Office . . . on any ground that the petition raised or reasonably could have raised during [the earlier] post-grant review.” Thus, instituting a second inter partes review may result in a significant waste of time and resources for the parties and for Board. See 37 C.F.R. § 42.1(b) (“This part shall be construed to secure a just, speedy, and inexpensive resolution of every proceeding.”). Third, the timing of the second Petition raises the potential for gamesmanship. Petitioner did not file this Petition until one month after Patent Owner filed its Preliminary Response in IPR2015-00633. The timing of the second Petition gave Petitioner the opportunity to preview the arguments set forth in the Patent Owner Preliminary Response in IPR2015- 00633. Petitioner also has not provided an adequate explanation for the 4½ month delay between the filing of this Petition and the filing of its previous Petition. Though Petitioner alleges that it was not aware of Cao “at the time it filed Petition No. 2015-00633” (Pet. 2), Petitioner does not state when and under what circumstances, during the 4½ months that preceded the filing of the current Petition, it became aware of Cao. Cao is a technical paper that was published by a major research university in the United States, and, thus, it is not clear on this record why Petitioner was unable to locate Cao at an earlier date. See Ex. 1019, 1. We further note that Petitioner has not identified any meaningful distinctions between the arguments regarding claims 12–21 in this Petition and the arguments Petitioner set forth in its earlier Petition. For instance, Petitioner does not explain in what ways the grounds asserted against claims 12–21 in this proceeding are superior to the grounds against the same claims and on the basis of which we instituted trial in IPR2015-00633. In view of the foregoing, we exercise our discretion and decline to” slip op. at 20
- Claim Construction › Functional claiming / §112(f) means-plus-function › Whether §112(f) applies (Williamson, nonce words)§112(f) does not applyDecided for patent owner
“Despite the rebuttable presumption, we do not construe “controller means” as a means-plus-function claim limitation. The presumption is overcome because the claim language does not link the “controller means” to a specific recited function. See York Prod., Inc. v. Cent. Tractor Farm & Family Ctr., 99 F.3d 1568, 1574 (Fed. Cir. 1996) (“Without a ‘means’ sufficiently connected to a recited function, the presumption in use of the word ‘means’ does not operate.”). In addition, the presumption is overcome when the claim specifies detailed structure sufficient to perform any recited or implicit function, e.g., controlling. See TriMed, Inc. v. Stryker Corp., 514 F.3d 1256, 1259–60 (Fed. Cir. 2008) (“Sufficient structure exists when the claim language specifies the exact structure that performs the functions in question without need to resort to other portions of the specification or extrinsic evidence for an adequate understanding of the structure.”); Altiris, Inc. v. Symantec Corp., 318 F.3d 1363, 1376 (Fed. Cir. 2003). Each of independent claims 1, 3, 4, 5, and 7 recites that the “controller means” includes the “processing means” and the “first standard network communication means.” As discussed herein, the processing means and the first standard network communication means are means-plus-function claim limitations that are defined in terms of specific structures disclosed in the Specification. Moreover, the recited “controller” is also a structure that is sufficient to perform any recited or implicit function of the “controller means.” The rebuttable presumption also is overcome because the controller means claim limitation is associated with these structures. Thus, in accordance with the ordinary and customary meaning of the claim language, and consistent with the Specification (see Ex. 1001, 2:66–3:29, 6:11–37, 8:1–45), for purposes of this Decision, we construe “controller means” as “a controller.” 3.” slip op. at 12
- Claim Construction › Functional claiming / §112(f) means-plus-function › Corresponding structure / algorithm (indefinite if none)§112(f) appliesDecided for patent owner
“is a means-plus-function limitation is overcome because this limitation lacks an associated function. Prelim. Resp. 13. We agree. The grammatical structure of the claim and, in particular, the fact that the functional language cited by Petitioner appears immediately after the recitation of the “processing means” evidences an intent to associate this functional language with the “processing means” claim limitation. Thus, for purposes of this Decision, we construe “processing means” as a means-plus-function claim limitation having a recited function of “controlling the sending and receiving of said information using said wireless device between said first remote station and the vehicle.” “Structure disclosed in the specification qualifies as ‘corresponding structure’ if the intrinsic evidence clearly links or associates that structure to the function recited in the claim.” Williamson, 792 F.3d at 1352. The Specification of the ’074 Patent indicates that the sending and receiving of vehicle information between the remote station and the vehicle is controlled by processor 90 in conjunction with real time operating system 94. See Ex. 1001, 8:1–23, 13:54–56. Data memory 106 is not linked clearly to the recited function because data memory 106 merely stores information, and does not control the sending and receiving of information. See id. 8:45–58, 9:31–45, 10:58–64, 13:8–10, 23–26. Thus, the structure in the Specification that corresponds to the “processing means” is “processor 90 in conjunction with real time operating system 94.”” slip op. at 11
Claim constructionDiscretionary denialcites GrahamPatents in suitUS 5,732,074
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.