- Apple Inc. v. Smith Interface Technologies, LLCInstitution deniedPTAB · Feb 13, 2025 · IPR2024-01114 · APJ Juliet Mitchell Dirba · IPR · Institution
The Board denied institution of IPR challenging claims 2, 27–30, 32–36, 38, 40, 42–44, 46, 47, 52, 54, 57, and 59, exercising discretion because this was the fourth-ranked parallel petition.
RulingsInstitution decision- Parallel petitionsInstitution denied discretionary otherDenied
“petition is warranted given the number of claims at issue. See Trial Practice Guide 59 (identifying situations where “two petitions . . . may be needed”). Patent Owner has asserted 166 claims in the co-pending district court litigation, and Petitioner challenges 91 unique claims in these petitions. See Ranking Notice 2; Ranking Response 2. Also, the vast majority of the challenged claims are asserted in litigation. See Ranking Response 2; Ex. 2004, 3. As a result, we agree that this is the type of “rare” situation where multiple parallel petitions are necessary. Petitioner’s primary argument is that seven petitions were required because the common sections needed to be repeated in each petition, which left few words for arguments directed to new claims (given word count limits). See Ranking Notice 2–3. But this argument is premised on an assumption that these common sections “require[d] approximately 8,350 words” (id. at 3), and Petitioner has not persuasively shown that so many words were actually required for these sections. Petitioner includes no explanation or justification of the length of the sections, but instead, it simply assumes that the words used were required. Having reviewed the analysis in those sections, we do not agree. In other words, although we agree that the common sections needed to be repeated in each petition (and that this reduced the number of words available for other analysis), we are not persuaded that the common sections required approximately 8,350 words. A petitioner is certainly entitled to allocate its words as it sees fit, and we typically have no reason to evaluate those strategic decisions; however, we agree with Patent Owner (see Ranking Response 3) that Petitioner cannot justify a large number of petitions by claiming that it needed additional words for its analysis (given the Board’s word count limits) unless Petitioner’s analysis was concise. 10 A petitioner is not entitled to an unlimited number of petitions (see Trial Practice Guide 59–61); instead, we determine whether the circumstances justify additional petitions (see id. at 59–60). This approach conforms with the rationale behind imposing a word count limit on petitions. See id. at 39 (discussing the reasons for establishing word count limits and urging parties to present “concise, well-organized, easy-to-follow arguments supported by readily identifiable evidence of record.”). i.e., the analysis of claim 2, the summary of the ’754 patent and prior art, the articulation of the level of skill in the art and claim construction, and the other preliminary comments—and we are not persuaded that they are sufficiently concise to support Petitioner’s argument. Claim 2 is only fifteen lines long, and its technology is relatively simple, yet Petitioner’s analysis of this claim stretches for seventeen pages. See Pet. 24–41. Petitioner provides no general information about the technology and submits that no claims need to be construed (id. at 7), yet Petitioner provides a five-page summary of the ’754 patent and its prosecution history (see id. at 2–6). Also, Petitioner provides a twelve-page summary of Ahn and Chaudhri (see id. at 7–19), despite the fact that neither reference is particularly long. Indeed, as Patent Owner notes, Petitioner was able to remove nearly 1,000 words from these common sections in at least one of the petitions. See Ranking Response 3–4. Because Petitioner’s analysis in the common sections does not appear to be concise, we are not persuaded that Petitioner’s use of approximately 8,350 words in those sections justifies the large number of petitions.” slip op. at 11
Discretionary denialPatents in suitUS 10,656,754 - Aylo Freesites Ltd v. DISH Technologies L.L.C.Institution deniedPTAB · Nov 21, 2024 · IPR2024-00941 · APJ John A Hudalla · IPR · Institution
The Board denied institution on claims 1–20 under § 314(a), finding a second review would impose unnecessary burden without sufficient efficiency or fairness justification.
RulingsInstitution decision- Parallel petitionsInstitution denied discretionary otherInstitution denied
“We agree with Patent Owner that Petitioner fails to explain why the Leaning grounds in IPR2024-00940 are not sufficient for challenging claims 1–20 of the ’234 patent. Indeed, “both petitions contain strong invalidating prior art” by Petitioner’s own reckoning (Pet. Ranking 2), and Petitioner characterizes Leaning as “undoubtably very strong invalidating prior art” (id. at 4). We further note that both petitions challenge all 20 claims of the ’234 patent, so the scope of the challenges is exactly the same in both cases. As a result, we are not persuaded that the differences between the petitions militate in favor of instituting both proceedings.” slip op. at 10
Discretionary denialPatents in suitUS 11,991,234 - Google LLC v. Jawbone Innovations, LLCInstitution deniedPTAB · Nov 28, 2022 · IPR2022-00888 · APJ Steven M Amundson · IPR · Institution
The Board denied institution: Petitioner failed to show a reasonable likelihood of unpatentability for claims 1–13, and trying claim 42 alone would be inefficient.
RulingsInstitution decision- PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsDenied
“institution that Elko discloses a “first virtual microphone” according to claim 1 and Petitioner does not rely on Boll or Buck for teaching a “first virtual microphone” according to claim 1, Petitioner does not establish sufficiently for purposes of institution that the combined disclosures in Elko, Boll, and Buck teach claim 1’s subject matter. See Pet. 23–25; Prelim. Reply 1–2; Ex. 1007 ¶¶ 55–58; supra § IV.D.4(a). Hence, Petitioner does not demonstrate a reasonable likelihood of prevailing in proving claim 1 unpatentable under § 103(a) as obvious over Elko, Boll, and Buck.” slip op. at 35
- Obviousness (§103) › Graham factors (scope of art, differences, level of skill)Not shown unpatentableNot shown unpatentable
“for purposes of institution that Elko discloses a “first virtual microphone” according to claim 1. See Pet. 23–25, 36–38; Prelim. Reply 1–2; Ex. 1007 ¶¶ 55–58, 81–82. For forming the “first virtual microphone” and the “second virtual microphone” claim 1 recites three different signals: “a first signal,” “a second signal,” and “a first intermediate signal” formed by applying a filter to “the first signal.” Ex. 1001, 37:5–9, 37:16–19. “Different claim terms are presumed to have different meanings.” Bd. of Regents of the Univ. of Tex. Sys. v. BENQ Am. Corp., 533 F.3d 1362, 1371 (Fed. Cir. 2008); see Innova/Pure Water, Inc. v. Safari Water Filtration Sys.,” slip op. at 30
- Claim Construction › Intrinsic evidence (Phillips canons) › Plain and ordinary meaning to a POSITAPlain and ordinary meaningDecided for patent owner
“for purposes of institution that Elko discloses a “first virtual microphone” according to claim 1. See Pet. 23–25, 36–38; Prelim. Reply 1–2; Ex. 1007 ¶¶ 55–58, 81–82. For forming the “first virtual microphone” and the “second virtual microphone” claim 1 recites three different signals: “a first signal,” “a second signal,” and “a first intermediate signal” formed by applying a filter to “the first signal.” Ex. 1001, 37:5–9, 37:16–19. “Different claim terms are presumed to have different meanings.” Bd. of Regents of the Univ. of Tex. Sys. v. BENQ Am. Corp., 533 F.3d 1362, 1371 (Fed. Cir. 2008); see Innova/Pure Water, Inc. v. Safari Water Filtration Sys.,” slip op. at 30
- Other 314aInstitution denied discretionary otherDenied
“the ’213 patent. Pet. 3, 23–83. As discussed above, Petitioner fails to satisfy the “reasonable likelihood” institution standard for four of the five challenges and thirteen of the fourteen challenged claims. See supra §§ IV.D–IV.E. At best, Petitioner satisfies the “reasonable likelihood” institution standard for only one of the five challenges and only one of the 6 Available at https://www.uspto.gov/TrialPracticeGuideConsolidated. fourteen challenged claims. See supra § IV.F. These circumstances weigh in favor of exercising our discretion under § 314(a) to deny institution. See, e.g., Netscout Sys., Inc. v. Longhorn HD LLC, IPR2021-01258, Paper 11 at 23–24 (PTAB Feb. 10, 2022) (exercising discretion to deny institution); Sling TV L.L.C. v. Uniloc 2017 LLC, IPR2019-01391, Paper 7 at 25–27 (PTAB Feb. 25, 2020) (exercising discretion to deny institution).” slip op. at 38
Claim construction§ 103 obviousnessDiscretionary denialcites Phillips · KSR · GrahamPatents in suitUS 8,321,213 - Google LLC v. Uniloc 2017 LLCRehearing deniedPTAB · May 12, 2020 · IPR2020-00115 · APJ Juliet Mitchell Dirba · IPR · Rehearing
The Board denied Google’s rehearing request, leaving in place its discretionary denial of institution for claims 1–3 under § 314(a).
RulingsRehearing decision- Other 314aInstitution denied discretionary otherDenied
“that the relevant facts were substantially the same as those presented in NHK. Decision 6–9. The district court had scheduled trial for August 2 Although the Consolidated TPG was published after the Petition was filed, the earlier version (available when the Petition was filed) also includes this guidance. See July 2019 Office Trial Practice Guide Update, 84 Fed. Reg. 33,925 (July 16, 2019). 2020—more than seven months before a final written decision would be due—and the record included “no evidence that the district court has granted (or would grant) a stay pending inter partes review.” Id. at 7. Further, Petitioner “present[ed] overlapping arguments in the Texas Litigation and in the Petition.” Id. at 8 (citing Pet. 24; Ex. 2003, 5, 14–15, 18). Although “the Texas Litigation and the Petition [did] not involve an identical set of claims”—as dependent claims 2 and 3 were not asserted in the Texas Litigation, but were challenged in the Petition—we were not persuaded that this fact alone justified a trial here, as the Board had already instituted two other inter partes review proceedings challenging all claims of the ’609 patent. Id. at 9 (citing Sling TV, L.L.C. v. Uniloc 2017 LLC, IPR2019- 01367, Paper 7 (PTAB Feb. 4, 2020) (Institution Decision); Netflix, Inc. v. Uniloc 2017, IPR2020-00041, Paper 10 (PTAB Mar. 25, 2020) (Institution Decision)). For these reasons, we exercised our discretion to deny the Petition. Id. at 10.” slip op. at 3
- RehearingRehearing, deniedDenied
“III. ANALYSIS A request for rehearing “must specifically identify all matters the party believes the Board misapprehended or overlooked, and the place where each matter was previously addressed in a motion, an opposition, or a reply.” 37 C.F.R. § 42.71(d). “The burden of showing a decision should be modified lies with the party challenging the decision.” Id.” slip op. at 4
Discretionary denialPatents in suitUS 8,407,609 - General Plastic Industrial Co., Ltd. v. Canon Kabushiki KaishaRehearing deniedPTAB · Sep 6, 2017 · IPR2016-01361 · APJ Sheila F Mcshane · IPR · Rehearing
The Board granted the expanded-panel request but denied rehearing, leaving in place the discretionary denial of institution in all five follow-on petitions.
RulingsRehearing decision- RehearingRehearing, deniedDenied
“B. Requests for Rehearing A party requesting rehearing has the burden to show a decision should be modified by specifically identifying all matters the party believes were misapprehended or overlooked, and the place where each matter was addressed previously in a motion, opposition, or a reply. 37 C.F.R. § 42.71(d). When rehearing a decision on institution, we review the decision for an abuse of discretion. 37 C.F.R. § 42.71(c). An abuse of discretion may arise if a decision is based on an erroneous interpretation of law, if a factual finding is not supported by substantial evidence, or if the decision represents an unreasonable judgment in weighing relevant factors. Star Fruits S.N.C. v. United States, 393 F.3d 1277, 1281 (Fed. Cir. 2005); Arnold P’ship v. Dudas, 362 F.3d 1338, 1340 (Fed. Cir. 2004); In re Gartside, 203 F.3d 1305, 1315–16 (Fed. Cir. 2000).” slip op. at 5
- Other 314aInstitution denied discretionary otherInstitution denied
“Our intent in formulating the factors was to take undue inequities and prejudices to Patent Owner into account. Thus, factor 3 is directed to Petitioner’s potential benefit from receiving and having the opportunity to study Patent Owner’s Preliminary Response, as well as our institution decisions on the first-filed petitions, prior to its filing of follow-on petitions. As discussed in our Decisions Denying Institution, we are concerned here by the shifts in the prior art asserted and the related arguments in follow-on petitions. See Dec. 11. Multiple, staggered petitions challenging the same patent and same claims raise the potential for abuse. The absence of any restrictions on follow-on petitions would allow petitioners the opportunity to strategically stage their prior art and arguments in multiple petitions, using our decisions as a roadmap, until a ground is found that results in the grant of review.14 All other factors aside, this is unfair to patent 14 The Board has addressed efficiency and potential prejudice induced by multiple petitions in multiple cases. See LG Electronics, slip op. at 12 (“The Board’s resources would be more fairly expended on first petitions rather than on a followon petition like the Petition in this case.”); Butamax Advanced Biofuels LLC v. Gevo, Case IPR2014-00581, slip op. at 12–13 (PTAB Oct. 14, 2014) (Paper 8) (“[T]he four obviousness grounds are ‘second bites at the apple,’ which use our prior decision as a roadmap to remedy Butamax’s prior, deficient challenge. owners and is an inefficient use of the inter partes review process and other post-grant review processes. Considering other factors (i.e., factors 2, 4, and 5) allows us to assess and weigh whether a petitioner should have or could have raised the new challenges earlier. We recognize that there may be circumstances where multiple petitions by the same petitioner against the same claims of a patent should be permitted, and that such a determination is dependent on the facts at issue in the case. The factors set forth above, in our view, represent a formulation of relevant considerations that permit the Board to assess the potential impacts on both the efficiency of the inter partes review process and the fundamental fairness of the process for all parties. We recognize, also, that additional factors may arise in other cases for consideration, where appropriate. However, the factors set forth above, at the very least, serve to act as a baseline of factors to be considered in our future evaluation of follow-on petitions.” slip op. at 17
- PTAB / AIA Trials › Other PTAB motions (exclude, strike, seal, additional discovery, rehearing)Granted
“panels to authorize, an expanded panel. See generally 35 U.S.C. § 6; 37 C.F.R. §§ 41.1–42.412; see also AOL Inc. v. Coho Licensing LLC, Case IPR2014-00771, slip op. at 2 (PTAB Mar. 24, 2015) (Paper 12) (“[P]arties are not permitted to request, and panels do not authorize, panel expansion.”). Our standard operating procedures, however, provide the Chief Judge with discretion to expand a panel to include more than three judges. PTAB SOP 1, 1–3 (§§ II, III) (Rev. 14); see id. at 1 (introductory language explaining that the Director has delegated to the Chief Judge the authority to designate panels under 35 U.S.C. § 6); see also In re Alappat, 33 F.3d 1526, 1532 (Fed. Cir. 1994) (providing that Congress “expressly granted the Commissioner the authority to designate expanded Board panels made up of more than three Board members.”). The Chief Judge may consider panel expansions upon a “suggestion” from a judge, panel, or party in a post-grant review. Id. at 3–4; see also Apple Inc. v. Rensselaer Polytechnic Inst., Case IPR2014-00319, slip op. at 2 n.1 (PTAB Dec. 12, 2014) (Paper 20) (expanded panel) (per curiam). The standard operating procedure exemplifies some of the reasons for which the Chief Judge may expand a panel. PTAB SOP 1, 3 (§ III.A). For example, an expanded panel may be appropriate when “[t]he proceeding or AIA Review involves an issue of exceptional importance.” Id. (§ III.A.1). In these cases, the Chief Judge has considered whether expansion is warranted, and has decided to expand the panel due to the exceptional nature of the issues presented.4 As we discuss further below, follow-on petitions have been at issue in multiple cases before the Board. The Chief Judge has determined that an expanded panel is warranted to provide a discussion of factors that are considered in the exercise of the Board’s discretion under 35 U.S.C. § 314(a) and 37 C.F.R. § 42.108(a).” slip op. at 4
Discretionary denialPatents in suitUS 8,909,094 - Apple Inc. v. Immersion CorporationInstitution deniedPTAB · Aug 17, 2017 · IPR2017-00897 · APJ Neil T Powell · IPR · Institution
The Board denied institution on claims 1–26 under § 314(a), finding the second petition strategically delayed without persuasive justification after the Board and Patent Owner had responded to the first petition.
RulingsInstitution decision- Other 314aInstitution denied discretionary otherInstitution denied
“These explanations, without more, do not justify permitting Petitioner to wait to file its Second Petition until after it has had the advantage of seeing our Decision on Institution in the First Petition. Contrary to Petitioner’s suggestion, the decision to file two separate petitions to challenge the claims asserted in the related ITC and the district court would not appear to conserve either the Board’s or the parties’ resources. Rather, it would appear to expend more resources than challenging all of the claims in one Petition. Indeed, it would appear Petitioner could have simultaneously challenged all of the claims asserted in the related ITC and district court proceedings, as the prior Petition demonstrates Petitioner knew of both the ITC and the district court actions when the prior Petition was filed. See Case IPR2016-01381, Paper 1, 1–2. Consequently, this factor also weighs against institution. Weighing the Factors for Discretionary Non-Institution Under § 314(a) We view Petitioner’s strategy in this particular case as burdensome to Patent Owner and the Board with no persuasive explanation of why it should be allowed. Petitioner does not even attempt to assert that it could not have raised the challenges in the Second Petition simultaneously with the challenges raised in the prior Petition. And we find Petitioner’s explanation of why it chose to delay filing the Second Petition unpersuasive. We do not take lightly denying a petition on grounds unrelated to its substantive patentability challenges. Nor do we hold that multiple petitions against the same claims of the same patent are never permitted. Here, however, we view the prejudice to Patent Owner to be greater than that to Petitioner. We, therefore, decline to institute inter partes review under 35 U.S.C. § 314(a).” slip op. at 12
Discretionary denialPatents in suitUS 8,773,356 - Alarm.Com Inc. v. Vivint, Inc.Institution deniedPTAB · Mar 30, 2016 · IPR2015-01967 · APJ James B Arpin · IPR · Institution
The Board denied institution on all asserted grounds, finding the grounds cumulative of a parallel petition and relying on § 325(d) because the prior art had been presented to the Office.
RulingsInstitution decision- PTAB / AIA Trials › Discretionary denial › §325(d) same art / argumentsInstitution denied 325dInstitution denied
“b. 35 U.S.C. § 325(d) Under 35 U.S.C. § 325(d), “[i]n determining whether to institute or order a proceeding under this chapter, chapter 30, or chapter 31, the Director may take into account whether, and reject the petition or request because, the same or substantially the same prior art or arguments previously were presented to the Office.” Here, Suzuki and Godden were among a very small number of references that the Examiner uncovered in a pre-issuance search and considered before allowing the challenged claims. See Ex. 1103, 41. Petitioner produces no evidence of any kind to support its belief that the Examiner misapprehended Suzuki. In the absence of such evidence, we are unwilling to assume that, after having uncovered a very limited amount of relevant art, the Examiner failed to consider at least that art, either alone or in combination, with respect to the filed claims. See Pet. 21. Therefore, we determine that the same or substantially the same prior art or arguments previously were presented to the Office. For this additional reason, we decline to institute an inter partes review, based on either of claims 1–8, 14, 16, 19–26, 32, 34, 37–44, 50, and 52 of the ’713 patent under 35 U.S.C. § 102(b) as anticipated by Suzuki or of any of claims 1–54 of the ’713 patent under 35 U.S.C. § 103(a) as rendered obvious by Suzuki and Godden, alone or in combination with other references. See Funai Elec. Co. v. Gold Charm Ltd., Case IPR2015-01491, slip op. at 4–6 (PTAB Feb. 18, 2016) (Paper 18) (denying rehearing of denial of institution on grounds based on a reference considered during the original prosecution).” slip op. at 21
- Other 314aInstitution denied discretionary otherInstitution denied
“Under our Rules, we have broad discretion to institute an inter partes review as to some asserted grounds and not others. 37 C.F.R. § 42.108. Indeed, the United States Court of Appeals for the Federal Circuit recognized our discretion in this regard when it stated that “under [37 C.F.R. § 42.108(a)], it is clear that the Board may choose to institute some grounds and not institute others as part of its comprehensive institution decision.” Harmonic Inc. v. Avid Tech., Inc., No. 2015-1072, 2016 WL 798192, at *9 (Fed. Cir. Mar. 1, 2016). This discretion applies to grounds asserted in a single petition, as well as to those asserted in parallel petitions challenging the same claims of the same patent, as presented here. 37 C.F.R. § 42.108(b); see Asustek Comput. Inc. v. Exotablet, Ltd., Case IPR2015- 00043, slip op. at 9–10 (PTAB Apr. 23, 2015) (Paper 6). Thus, for example, we determine not to institute on grounds in the instant Petition that have not been shown to be necessary to address all of the challenged claims or to be superior to other grounds, upon which we instituted review in the parallel proceeding, i.e., Case IPR2015-01965. Consequently, in view of our decision to institute review on all of the challenged claims on grounds asserted in the parallel petition, and on this record, we decline to institute inter partes review on any asserted grounds in the instant Petition.” slip op. at 20
Discretionary denialPatents in suitUS 7,884,713
Holdings, summaries, rulings, issues, outcomes, winners and claim constructions shown for a decision were generated by a large language model reading the opinion. They are a guide to the decision, not the decision. Confirm every one against the court's own text before relying on it. Outcomes read from the patent owner’s side. Party names are extracted from the decision and are missing on about 900 short Director denials and scans, which carry the trial number instead.