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  • PTAB · Dec 16, 2024 · IPR2024-00953 · APJ Amee A Shah · IPR · Institution

    The Board denied institution of IPR on claims 1–46 under § 314(a), finding the petitioner had not justified parallel petitions challenging the same claims.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherInstitution denied

      “parallel petitions challenging claims 1–46 of the ’380 patent are warranted. The mere fact that different references are asserted in this proceeding and the ՚1296 IPR is not justification for a parallel petition under the circumstances presented here. Weighing all the circumstances here, including Patent Owner’s acknowledgment of Petitioner’s preference of the ՚1296 IPR in arguing for denial of this proceeding and in its objection to the dismissal request, we deny this proceeding in favor of evaluating institution of inter partes review in the ՚1296 IPR to reduce the unnecessary burden on the Board and on the Patent Owner and for fairness and efficiency concerns. Based on these circumstances, we find that the reasons provided by Petitioner do not show that parallel petitions are warranted. However, we emphasize that the denial of institution of this proceeding in favor of the ՚1296 IPR does not impact the merits of the ՚1296 IPR. In other words, the denial of institution of this proceeding does not address the substance of the ՚1296 IPR nor does it affect the denial or grant of institution of the ՚1296 IPR.” slip op. at 10

    Discretionary denial
    Patents in suitUS 11,413,380
  • PTAB · Nov 26, 2024 · IPR2024-00871 · APJ Ken B Barrett · IPR · Institution

    The Board denied institution because Petitioner failed to show a reasonable likelihood of prevailing on any challenged claim; it also found institution inefficient based on Ground 1 alone.

    RulingsInstitution decision
    • Skill levelSkill level petitioner adoptedDecided for petitioner

      “We discern no material difference between the parties’ definitions. Petitioner’s definition is consistent with the level of ordinary skill reflected in the prior art references of record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (recognizing that the prior art itself may reflect an appropriate level of skill in the art). For purposes of this decision, we apply Petitioner’s definition of the person of ordinary skill in the art. We note, however, that were we to adopt Patent Owner’s assessment, the outcome of this Decision would be the same.” slip op. at 12

    • Claim Construction › Threshold & procedure › Whether a term needs construction (O2 Micro)No construction neededOther

      “On this record and for purposes of this decision, we determine that no claim terms require express construction. D. The Alleged Unpatentability of Claims 1, 11, and 12 as Anticipated by TI,” slip op. at 13

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied meritsInstitution denied

      “establishing the unpatentability of any of the challenged claims of the ’608 patent. IV. ORDER For the foregoing reasons, it is ORDERED that the Petition is denied and no trial is instituted.” slip op. at 39

    • PTAB / AIA Trials › Discretionary denialInstitution denied discretionary otherInstitution denied

      “Here, Petitioner advances five challenges with four directed to the same three independent claims. Pet. 3. We, for the reasons discussed below, determine that Petitioner has failed to show a reasonable likelihood of prevailing on Grounds 2 through 5. We further determine that, based on the particular facts of this proceeding, instituting a trial with respect to all grounds and all the challenged claims based on evidence and arguments directed only to Ground 1 would not be an efficient use of the Board’s time and resources. Cf. Chevron Oronite Co. LLC v. Infineum USA L.P., IPR2018-00923, Paper 9, 10–11 (PTAB Nov. 7, 2018) (informative); Deeper, UAB v. Vexilar, Inc., IPR2018-01310, Paper 7 (PTAB Jan. 24, 2019) (informative). Thus, even if Petitioner met the requisite burden for institution as to Ground 1, we would exercise our discretion and not institute an inter partes review. E. The Alleged Anticipation of Claims 1, 11, and 12 by Galinski (Ground 2)” slip op. at 24

    Claim construction§ 102 anticipation§ 103 obviousnessDiscretionary denialcites Phillips · KSR · Graham
    Patents in suitUS 9,590,608
  • PTAB · Nov 21, 2024 · IPR2024-00941 · APJ John A Hudalla · IPR · Institution

    The Board denied institution on claims 1–20 under § 314(a), finding a second review would impose unnecessary burden without sufficient efficiency or fairness justification.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherInstitution denied

      “We agree with Patent Owner that Petitioner fails to explain why the Leaning grounds in IPR2024-00940 are not sufficient for challenging claims 1–20 of the ’234 patent. Indeed, “both petitions contain strong invalidating prior art” by Petitioner’s own reckoning (Pet. Ranking 2), and Petitioner characterizes Leaning as “undoubtably very strong invalidating prior art” (id. at 4). We further note that both petitions challenge all 20 claims of the ’234 patent, so the scope of the challenges is exactly the same in both cases. As a result, we are not persuaded that the differences between the petitions militate in favor of instituting both proceedings.” slip op. at 10

    Discretionary denial
    Patents in suitUS 11,991,234
  • Google LLC v. Proxense, LLCInstitution denied
    PTAB · Nov 20, 2024 · IPR2024-01318 · APJ Thu A Dang · IPR · Institution

    The Board denied institution on claims 1, 5, 6, 8–11, 13, and 14 because the related original petition had already been instituted, and denied joinder.

    RulingsInstitution decision
    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied discretionary otherInstitution denied

      “claims 1, 5, 6, 8–11, 13, and 14 of U.S. Patent No. 8,646,042 B1 (“the ’042 patent”) (Paper 1) and a Motion for Joinder (“Motion”) (Paper 3) to join Microsoft’s instituted proceeding in IPR2024-00573 (“Microsoft IPR”), along with a Notice Ranking Multiple Petitions (“Notice”) (Paper 4). Petitioner also acknowledges that it previously filed a petition (“Original Petition”) for inter partes review of claims 1–6, 8–15, and 17–20 of the ’042 patent in IPR2024-00782. Notice 1. Thus, Petitioner “requests that action on this motion be held in abeyance until, and only if, the Board declines to institute Petitioner’s Original Petition.” Id.; see also Motion 1. The Board has instituted an inter partes review of the ’042 patent in IPR2024-00782. See IPR2024-00782, Paper 13. That is, we have not declined to institute Petitioner’s Original Petition in IPR2024-00782. Id. Accordingly, the condition on which Petitioner’s Petition and Motion for Joinder is based, i.e., “in abeyance until, and only if, the Board declines to institute [in IPR2024-00782],” has not come to pass. Therefore, we deny the Petition and the Motion for Joinder.” slip op. at 2

    • Parallel petitionsDenied

      “Here, Petitioner acknowledges that it “has two concurrent petitions challenging the validity of the same patent.” Notice 1. Although Petitioner provides “a ranking of the petitions in the order in which it wishes the Board to consider the merits” and “a succinct explanation of the differences” (id.), Petitioner requests that “should the Board decide to institute only a single petition against the ’042 patent, . . . the Board institute Petitioner’s Original Petition (in IPR2024-00782).” Id. Since, as discussed above, the Board has instituted an inter partes review of the ’042 patent in IPR2024-00782, we deny the Petition and the Motion for Joinder in the current IPR.” slip op. at 2

    • PTAB / AIA Trials › Joinder §315(c) / SAS all-or-nothingJoinder, deniedDenied

      “claims 1, 5, 6, 8–11, 13, and 14 of U.S. Patent No. 8,646,042 B1 (“the ’042 patent”) (Paper 1) and a Motion for Joinder (“Motion”) (Paper 3) to join Microsoft’s instituted proceeding in IPR2024-00573 (“Microsoft IPR”), along with a Notice Ranking Multiple Petitions (“Notice”) (Paper 4). Petitioner also acknowledges that it previously filed a petition (“Original Petition”) for inter partes review of claims 1–6, 8–15, and 17–20 of the ’042 patent in IPR2024-00782. Notice 1. Thus, Petitioner “requests that action on this motion be held in abeyance until, and only if, the Board declines to institute Petitioner’s Original Petition.” Id.; see also Motion 1. The Board has instituted an inter partes review of the ’042 patent in IPR2024-00782. See IPR2024-00782, Paper 13. That is, we have not declined to institute Petitioner’s Original Petition in IPR2024-00782. Id. Accordingly, the condition on which Petitioner’s Petition and Motion for Joinder is based, i.e., “in abeyance until, and only if, the Board declines to institute [in IPR2024-00782],” has not come to pass. Therefore, we deny the Petition and the Motion for Joinder.” slip op. at 2

    Discretionary denial
    Patents in suitUS 8,646,042
  • PTAB · Oct 4, 2024 · IPR2024-00439 · APJ Michelle N Wormmeester · IPR · Institution

    The Board denied institution on all challenged claims because Petitioner did not justify a second parallel petition after instituting review in IPR2024-00438.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherInstitution denied

      “CTPG 59 (emphases added). The Practice Guide provides examples of “circumstances in which more than one petition may be necessary.” Id. None of these examples are pertinent here. For instance, a second petition might be justified “when the patent owner has asserted a large number of claims in litigation or when there is a dispute about priority date requiring arguments under multiple prior art references.” Id. Petitioner does not argue that the number of claims in the parallel litigation is “large.” Additionally, while Petitioner does argue that the prior art relied on might be antedated, Patent Owner responds by “stipulat[ing] that if the Board were to institute only [Petitioner’s] second ranked petition (IPR2024-00439), and deny IPR2024-00438 and IPR2024-[0]0440 as improper parallel petitions, then, in the IPR2024-00439 proceeding, Patent Owner will not challenge the status of Petrovic and Cholas as prior art.”11 Prelim. Resp. 41.” slip op. at 9

    Discretionary denial
    Patents in suitUS 11,399,206
  • PTAB · Oct 4, 2024 · IPR2024-00440 · APJ Michelle N Wormmeester · IPR · Institution

    The Board denied institution on all challenged claims under § 314(a), because the third parallel petition would add unnecessary burden after instituting the first petition.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherInstitution denied

      “Our Practice Guide provides guidance on handling situations involving multiple petitions by a single petitioner challenging the same patent claims: Based on the Board’s experience, one petition should be sufficient to challenge the claims of a patent in most situations. . . . In addition, multiple petitions by a petitioner are not necessary in the vast majority of cases. To date, a substantial majority of patents have been challenged with a single petition. CTPG 59 (emphases added). The Practice Guide provides examples of “circumstances in which more than one petition may be necessary.” Id. None of these examples are pertinent here. For instance, a second petition” slip op. at 8

    Discretionary denial
    Patents in suitUS 11,399,206
  • PTAB · Oct 3, 2024 · IPR2024-00424 · APJ Nabeel U Khan · IPR · Institution

    The Board denied institution of review of the challenged claims under § 314(a), finding the lower-ranked petition did not justify a second set of petitions.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherDenied

      “large number of claims alone is not sufficient to justify the filing of the second set of petitions when the first set already covers all 152 claims of the ʼ260 patent. We therefore turn to Petitioner’s reasons for why it filed the second set of petitions. In this regard, Petitioner identifies three primary “[m]aterial differences between the petition pairs.” Paper 3, 2–5. The first is that the second set of petitions relies on a different set of references, based on Madhavan, rather than Baig. Id. at 2. The second material difference relates to possible priority date issues, and the third relates to possible claim construction issues. Id. We determine that none of these “material differences” are sufficient to justify filing the second set of petitions, including this petition. See November 2019 Consolidated Trial Practice Guide (“CTPG”) 59, available at https://www.uspto.gov/TrialPracticeGuideConsolidated (“[O]ne petition should be sufficient to challenge the claims of a patent in most situations. . . . In addition, multiple petitions by a petitioner are not necessary in the vast majority of cases. . . . The Board finds it unlikely that circumstances will arise where three or more petitions by a petitioner with respect to a particular patent will be appropriate.”).” slip op. at 9

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied discretionary otherInstitution denied

      “IPR2024-00421 and IPR2024-00422, we exercise our discretion under 35 U.S.C. § 314(a) to deny institution of inter partes review in this proceeding. IV. ORDER For the foregoing reasons, it is ORDERED that, pursuant to 35 U.S.C. § 314(a), the Petition is denied and inter partes review of the challenged claims of the ’260 patent is not instituted.” slip op. at 11

    Discretionary denial
    Patents in suitUS 7,861,260
  • PTAB · Oct 3, 2024 · IPR2024-00423 · APJ Nabeel U Khan · IPR · Institution

    The Board denied institution of inter partes review because Petitioner did not justify its lower-ranked second set of petitions challenging claims already covered by higher-ranked petitions.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherDenied

      “We determine that none of these “material differences” are sufficient to justify filing the second set of petitions, including this Petition. See November 2019 Consolidated Trial Practice Guide (“CTPG”) 59, available at https://www.uspto.gov/TrialPracticeGuideConsolidated (“[O]ne petition should be sufficient to challenge the claims of a patent in most situations. . . . In addition, multiple petitions by a petitioner are not necessary in the vast” slip op. at 8

    Discretionary denial
    Patents in suitUS 7,861,260
  • PTAB · Jul 26, 2024 · IPR2024-00342 · APJ Hyun J Jung · IPR · Institution

    The Board denied institution of review of claims 1–24 and 26–30 under § 314(a), finding that Petitioner had not shown that a second petition was necessary.

    RulingsInstitution decision
    • Parallel petitionsInstitution denied discretionary otherInstitution denied

      “In view of Patent Owner’s clear stipulation that it will not assert any additional claims of the ’733 patent against Samsung, and that it will not assert the ’733 patent against Google, Petitioner’s arguments regarding the large number of claims asserted in litigation fails to show that more than one petition is necessary. Paper 3, 3–4; Prelim. Reply 2–4; CTPG 59. Furthermore, all of the claims asserted in related litigation (claims 1– 14, 19, 21–24, 26, 29, and 30) are addressed in IPR2024-00341. Paper 3, 3; Ex. 1021, 2. Petitioner’s arguments that certain dependent claims are reached only in this proceeding, but not in IPR2024-00341, also fail to show that more than one petition is necessary. Paper 3, 4 (“Specifically, claim 25 is only challenged in the [IPR2024-00341] Petition, and claims 18, 20, and 28 are only challenged in the [present] Petition.”); Prelim. Reply 4–5. None of dependent claims 18, 20, or 28 is being asserted in related litigation, and Patent Owner stipulates not to add any additional claims to its infringement contentions if institution is denied here. Prelim. Sur-reply 3. Thus, Petitioner’s arguments that the present Petition reaches dependent claims 18, 20, and 28, which are not reached in IPR2024-00341, insufficiently shows that more than one petition is necessary. See CTPG 59. Petitioner also argues that the public availability of the primary reference (“TS-23.140”) used in IPR2024-00341 “is open to challenge by Patent Owner.” Paper 3, 1–2. “Patent Owner stipulates that if institution is denied in this proceeding, Patent Owner will not challenge the public availability of the TS-23.140 specification in the -00341 proceeding.” Prelim. Resp. 4. not challenge the public availability of TS-23.140, Petitioner fails to show that more than one petition is necessary. Paper 3, 1–2; CTPG 59, 61 (“If stating that issues are not material or in dispute, the patent owner should clearly proffer any necessary stipulations. For example, the patent owner may seek to avoid additional petitions by proffering a stipulation that certain claim limitations are not disputed or that certain references qualify as prior art.”). Petitioner further argues that the present Petition relies on a different type of primary reference and different art combinations than those in IPR2024-00341. Paper 3, 1–3. Petitioner, though, does not explain specifically why “challeng[ing] the claims from different perspectives” demonstrates that more than one petition is necessary. See id. Further, we agree with Patent Owner that there is substantial overlap in the art and art combinations, such as the substantially similar reliance on Ogawa in both proceedings. Prelim. Resp. 5–7; see also Paper 3, 5 (stating that “Petitioners have purposefully used the same secondary reference (Ogawa) in a similar manner in both petitions” with “similar motivations to combine these secondary references with the respective primary references” and that “Petitioners are presenting only two petitions, with each relying on different primary references, but the same secondary reference (Ogawa) that is applied in the presented combinations in a similar manner”). Given the substantial overlap in the art asserted, Petitioner’s arguments regarding different primary references and art combinations fail to show that more than one petition is necessary. See CTPG 59.” slip op. at 7

    Discretionary denial
    Patents in suitUS 8,406,733
  • PTAB · Jul 24, 2024 · IPR2024-00323 · APJ Michelle N Wormmeester · IPR · Institution

    The Board denied institution of review of claims 1–20, finding the Fintiv factors favored denial and the petition lacked compelling merits; it also denied based on multiple petitions.

    RulingsInstitution decision
    • PTAB / AIA Trials › Discretionary denial › Fintiv (parallel litigation)Denied

      “The second, third, and fifth Fintiv factors favor denial. The first factor is neutral, and only the fourth factor weighs against denial. Thus, we determine that the first five Fintiv factors favor discretionary denial, and we now assess compelling merits. CommScope, Paper 23 at 5 (“In circumstances where, however, the Board’s analysis of Fintiv factors 1–5 favors denial of institution, the Board shall then assess compelling merits.”). The compelling merits standard is met when “the evidence, if unrebutted in trial, would plainly lead to a conclusion that one or more claims are unpatentable by a preponderance of the evidence.” Guidance Memo 4. A challenge can only meet this standard “if it is highly likely that the petitioner would prevail with respect to at least one challenged claim.” OpenSky Indus., LLC v. VLSI Tech. LLC, IPR2021-01064, Paper 102 at 49 (PTAB Oct. 4, 2022) (precedential) (“OpenSky”).” slip op. at 13

    • Parallel petitionsDenied

      “and purporting to explain differences between the petitions. Paper 3. Petitioner ranks this Petition above the petition in IPR2024-00324. Id. at 1. As discussed above, we do not find that the instant Petition meets the compelling merits standard, but we find that the petition in IPR2024-00324 does meet this standard for at least one claim. Petitioner also argues that certain references are prior art under 35 U.S.C. § 102(e) that can be antedated by Patent Owner. Paper 3 at 1–2. Petitioner argues that Redford predates the ’751 patent’s earliest priority date by more than a year whereas one of the references in IPR2024-00324 only predates the ’751 by about six weeks. Id. at 2. As Patent Owner points out, however, Petitioner asserts a challenge in IPR2024-00324 that relies only on prior art under § 102(b), which cannot be predated. Paper 10 at 2. Thus, the petition in IPR2024-00324 also provides an advantage in the event of a priority dispute.” slip op. at 23

    • PTAB / AIA Trials › Institution threshold (reasonable likelihood / more likely than not)Institution denied fintivInstitution denied

      “In view of the foregoing, we determine that Petitioner’s obviousness challenges based on Redford do not meet the compelling merits standard. Petitioner does not rely on Bartfeld or Gonze to teach the “message” limitations. See Pet. 14–21 (relying on Bartfeld for limitations regarding a synchronization code); id. at 24–36 (relying on Gonze for limitations regarding selecting and controlling a first media player application). 7. Fintiv Determination On balance, the first five Fintiv factors favor discretionary denial, and the Petition does not meet the compelling merits standard of the Guidance Memo. Therefore, we determine that discretionary denial is appropriate in view of the related district court litigation.” slip op. at 22

    • BurdenNot reached

      “As noted above, our inquiry is directed to whether the Petition meets the compelling merits standard, not the “reasonable likelihood” standard of § 314(a). On this record, we agree with Patent Owner.” slip op. at 20

    § 103 obviousnessDiscretionary denial
    Patents in suitUS 11,048,751
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